Caltrans - Asset Management Implementation. March 2015



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Caltrans - Asset Management Implementation March 2015

Asset Management Plan Definition An asset management plan is a strategic plan for managing an organization's infrastructure and other assets to deliver an agreed standard of service. Typically, an asset management plan will cover more than a single asset, taking a system approach -especially where a number of assets are co-dependent and are required to work together to deliver an agreed standard of service.

Asset Management Requirements Comparison MAP-21 (23 U.S.C. 119(e)(1) Minimum Requirements A summary listing of the pavement and bridge assets A description of the condition of those assets Asset management objectives and measures; Performance gap identification, Lifecycle cost and risk management analysis, A financial plan, and Investment strategies Government Code (14524) Minimum Requirements CTC may define focus areas for analysis and evaluation related to our TAMP Caltrans will prepare a robust asset management plan to guide the selection of projects in the SHOPP The commission shall adopt targets and performance measures for the TAMP The TAM Plan is defined as a document assessing the health and condition of the state highway system. Projects limited to capital improvements relative to maintenance, safety and rehabilitation without adding new lanes Define the information to be included in the SHOPP, the review process, (14526.6)

Asset Management Comparison MAP-21 (23 U.S.C. 119(e)(1) Extent of Inventory NHS Only Includes local NHS assets Assets Included Pavements Bridges Government Code (14524) Extent of Inventory State Highway System Local projects coordinated but not included Assets Included Not specifically defined Implied to be all State Highway projects

Asset Management Phases TAM Phase 1 Prior to Jan 2016 Establish Asset Classes CTC Approval of Asset Classes Implement SHOPP Management Tool Pilot the SHOPP Prioritization Method Baseline Inventory Baseline Condition Establish draft Performance Measures CTC Approval of Draft Performance Measures Develop target performance levels. TAM Phase 2 Prior to Jan 2017 Establish new fiscal target setting method Finalize Perf. Measures. CTC Approval of final Performance Measures Move Prioritization to PID Stage. Business process changes Software Development TAM Phase 3 Prior to Jan 2018 Multi- Asset Pilot Projects in SHOPP Fund allocation business changes Asset Management Software Development TAM Complete Jan 2020 Software complete TAMP Implemented

Typical SHOPP Project Cycle March 2012 July 1 st 2013 June 30 th 2015 July 1 st 2016 Request Planning Resources from Dept. of Finance Begin 2016 SHOPP Planning Planning for 2016 SHOPP Complete. 2016 SHOPP Project Development Begins 4 Years - 3 Months

Caltrans Transportation Asset Management Implementation Phase 1

Asset Classes Caltrans is recommending the following asset classes: Pavement Required by MAP-21 Bridges Required by MAP-21 Culverts Intelligent Transportation System Elements Seeking CTC approval of proposed asset classes

Asset Classes 2015 SHOPP Ten Year Needs Breakdown Roadside 5% Facilities 3% Minor Program 2% Signs and Lights 2% Pavement Bridges Non Discretionary 16% Pavement 29% Culverts TMS Elements Planning Planning 2% TMS Elements 7% Culverts 7% Bridges 27% Non Discretionary Facilities Roadside Minor Program Signs and Lights These four assets represent 70% of 2015 SHOPP 10 Year needs

Inventory Definition and Condition Baseline The inventory for the four asset classes will be defined. The current breakdown of condition for the asset classes will be presented. The baseline will provide a basis for future operational and condition targets. The current inventory numbers, condition baselines and condition targets to be submitted for approval in the Fall of 2015.

SHOPP Project Prioritization Multi Objective prioritization methodology piloted at the programming stage Prioritization provides benefit cost analysis of projects Improves transparency of project benefits by objective Dynamic policy and budget scenario capability

Performance Measures Performance measures for the four asset classes are defined Asset Measurement Units Current Measure Proposed Measure MAP-21 Req. Pavements Area Distressed Miles Good, Fair, Poor Yes Bridges Area Distressed Bridges Good, Fair, Poor Yes Culverts Length # Rehabilitated Good, Fair, Poor No ITS Elements Percent ITS Replacement Operational or Not No MAP-21 performance measure not final yet Seek CTC approval of performance measures

Summary Asset Management Plan Phase 1 underway Seek CTC approval for four asset classes (pavement, bridges, culverts and ITS elements) Pilot of new SHOPP project prioritization method. Inventory, condition baseline, a draft targets reporting in October 2015 Seek CTC approval of performance measures