Lecture 200 Clock and Data Recovery Circuits - I (6/26/03) Page 200-1

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1 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page LECTURE 200 CLOCK N T RECOVERY CRCUTS (References [6]) Objective The objective of this presentation is: 1.) Understand the applications of PLLs in clock/ recovery 2.) Examine and characterize CR circuits Outline ntroduction and basics of clock and recovery circuits Clock recovery architectures and issues Phase and frequency detectors for random CR architectures Jitter in CR circuits VCOs for CR applications Examples of CR circuits Summary Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page NTROUCTON N BSCS Why Clock and ata Recovery Circuits? n many systems, is transmitted or retrieved without any additional timing reference. For example, in optical communications, a stream of flows over a single fiber with no accompanying clock, but the receiver is required to process this synchronously. Therefore, the clock or timing information must be recovered from the at the receiver. ata Recovered Clock Most all clock recovery circuits employ some form of a PLL. Fig t

2 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Properties of NRZ ata Most binary is transmitted in a nonreturn-to-zero (NRZ) format. NRZ is compared with return-to-zero (RZ) below. NRZ ata T b RZ ata Fig The NRZ format has a duration of T b for each bit period. The bit rate, r b = 1/T b in bits/sec. The bandwidth of RZ > bandwidth of NRZ Maximum bandwidth of NRZ is determined by a square wave of period 2T b. n general, NRZ is treated as a random waveform with certain known statistical properties. Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page The Challenge of Clock Recovery 1.) The may exhibit long sequences of ONEs or ZEROs requiring the CRC to remember the bit rate during such an interval. The CRC must not only continue to produce the clock, but do so without drift or variation in the clock frequency. 2.) The spectrum of the NRZ has nulls at frequencies which are integer multiples of the bit rate. For example, if r b = 1Gb/s, the spectrum has no energy at 1GHz. 1ns 2ns 1ns Fig MHz square wave with all even-order harmonics absent

3 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page NRZ ata Spectrum The autocorrelation function of a random binary sequence can be written as R x (τ) = 1 - τ T b, τ < T b = 0, τ = T b From this, the power spectral density of a random binary sequence is written as, sin(ωt b /2) P x (ω) = T b ωt b /2 which is illustrated as, P x (ω) 2 0 2π T b 4π T b 6π T b ω 8π T b Fig S.K.Shanmugam, igital and nalog Communication Systems, New York: Wiley &Sons, Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Edge etection CRC circuits require the ability to detect both the positive and negative transitions of the incoming as illustrated below, NRZ ata Edge etection Methods of edge detection: 1.) EXOR gate with a delay on one input. Fig in 2.) differentiator followed by a full-wave rectifier. out Fig in d dt Out n out Fig

4 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Edge etection and Sampling of NRZ ata - Continued 3.) Use a flipflop that operates on both the rising and falling edges. This technique takes advantage of the fact that in a phase-locked CRC, the edge-detected is multiplied by the output of a VCO as shown. n effect, the transition impulses sample points on the VCO output. a.) Master-slave flipflop consisting of two latches. in CLK in Latch Edge etector X VCO out Fig Latch out CLK X VCO Fig b.) ouble-edge-triggered flipflop. CLK Latch in X VCO MUX out CLK Latch Fig Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page CLOCK RECOVERY RCHTECTURES N SSUES Clock Recovery rchitectures From the previous considerations, we see that clock recovery consists of two basic functions: 1.) Edge detection 2.) Generation of a periodic output that settles to the input rate but has negligible drift when some transitions are absent. Conceptual illustration of these functions: in Edge etector High- Oscillator out Fig n essence, the high- oscillator is synchronized with the input transitions and oscillates freely in their absence. Synchronization is achieved by means of phase locking.

5 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Phase Locked Clock Recovery Circuit Circuit: in Edge etector LPF VCO CLK Fig Operation: 1.) ssume the input is periodic with a frequency of 1/T b (Hz). 2.) The edge detector doubles the frequency causing the PLL to lock to 2/T b (Hz). 3.) f a number of transitions are absent, the output of the multiplier is zero and the control voltage applied to the VCO begins to decay causing the oscillator to drift from 1/T b (Hz). 4.) To minimize the drift due to the lack of transitions, τ LPF >> Maximum allowable interval between consecutive transitions. 5.) The result is a small loop bandwidth and a narrow capture range. Fortunately, most communication systems guarantee an upper bound of the allowable interval between consecutive transitions by encoding the. Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Frequency ided cquisition Frequency acquisition can be accomplished with and without an external reference. f an external reference clock is available, frequency acquisition can be done with a secondary PLL loop having a PF. Frequency acquisition with Frequency acquisition with a an external reference: frequency detector: Phase etector Charge Pump1 Phase etector Charge Pump1 N VCO Loop Filter _clk _clk VCO Loop Filter ref clk Phase/ Freq. etector Charge Pump2 Freq. etector Charge Pump2 f no reference clock is available, a frequency detector has to be used which requires and clocks and for typical implementations, the VCO frequency cannot be off more that about 25% of the rate.

6 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page PHSE ETECTORS FOR RNOM T Linear Phase etectors up This type of detector is represented by the Hogge detector. B clk Clock rising edge is at center: Clock is 0.5 period ahead of center. clk clk B B up up C. R. Hogge, EEE J. Lightwave Technology, pp , Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Linear Phase etector Continued Transfer characteristics of the Hogge phase detector: Normalized average up/ output density - π 0 + π density Phase error Linear gain characteristics Phase detector gain is 0.5 for transition density Small jitter generation due to P Suffers from bandwidth limitations Have static phase offset due to mismatch

7 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Binary Phase etectors This type of phase detector is represented by the lexander type of phase detector. clk B Normalized average up/ output C Phase error up Clock is ahead Clock is behind B C B C Binary Phase etector Truth-Table BC ecision Output 000 Tri-state Clock is ahead own 010 Error Clock is behind Up 100 Clock is behind Up 101 Error Clock is ahead own 111 Tri-state High phase detector gain Causes higher output jitter compared to linear phase detectors Static phase offset set by sampling aperture errors Widely used in digital PLL and LL s J..H. lexander, EE Electronics Letters, pp , Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Binary Phase etectors Continued Meghelli Phase etector retimed Normalized average up/ output +1 clk 0 Phase error up/ -1 Clock lagging : clk retimed up / Similar to the lexander phase detector Simpler implementation clk retimed up / Clock leading : M. Meghelli, et. al. SSCC 2000, pp

8 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page FREUENCY ETECTORS FOR RNOM T Rotational Frequency etectors Block diagram (Richman) -clk E-FF E-FF C up +1 Normalized frequncy detector gain -clk B E-FF E-FF Timing diagram example: (VCO clock is faster than the rate) _clk _clk B up f 2 frequency error f Pull in range: ±25% of rate Prone to false locking in presence of jitter and/or short pattern B changing from 00 to 01 OWN pulse, B changing from 10 to 00 UP pulse f 4 3f 8 f f 8 f 4 3f 8. Richman, Proc. of RE, pp , Jan Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Phasor iagramexamples of Rotational Frequency etectors Phasor diagrams for a 0101 pattern: f VCO = x rate f VCO = x rate f VCO = x rate f VCO = x rate f VCO = x rate f the VCO frequency is off more than 50%, the frequency is in the wrong direction. f c 3f c f c 4 2 f c Normalized frequncy detector gain f c 4 f c 2 3f c 4 frequency f c error -1

9 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Rotational Frequency etectors Continued simpler implementation of the Richman frequency detector (Pottbacker). The samples the clock. E-FF -clk 1 2 -clk E-FF F 3 up / Logic Table of Pottbacker s Frequency etector X 1 0 Rising 0-1 Falling 0 +1 Very similar characteristics to that of Richman s frequency detector, however, the implementation is simpler. Pull-in range: ±25% of rate Prone to false locking in the presence of jitter and/or short patterns. Pottbacker, et. al., EEE JSSC, pp , ec Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page CR RCHTECTURES Clock Recovery Spectral Line, Early-Late Enam, bidi 1992 nterleaved decision circuit in nterleaved ecision Circuit out Output- V Output+ 2 ε F(s) VCO ±CLK Half-rate Clock ata ata ata ata ata Phase etector f = B T n-phase (f = 0.5B T ) uadrature (f = 0.5B T ) Fig Comments: Good example of CMOS solution to practical clock recovery circuits Circuit can be analyzed as spectral line or as early-late. clock clock ata clock Fig clock clock

10 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Clock Recovery - uadricorrelator nalog version has three loops sharing the same VCO. LPF sin (ω 1 -ω 2 )t M NRZ ata Edge etector sin ω 1 t cos ω 2 t sin ω 2 t Loop VCO Loop (ω 1 -ω 2 ) P LPF Loop Fig Edge detector plus three loops- Loops and perform frequency detection Loop performs phase detection Operation: The signal at P is (ω 1 -ω 2 ) cos 2 (ω 1 -ω 2 ) VCO is driven by sin(ω 1 -ω 2 )t + (ω 1 -ω 2 ) Loops and drive the VCO to lock when ω 1 ω 2. s ω 1 -ω 2 approaches zero, Loop begins to generate an asymmetrical signal at node M assisting the lock process. Finally, when ω 1 ω 2, the dc feedback signal produced by Loops and approaches zero and Loop dominates, locking the VCO output to the input. LPF cos (ω 1 -ω 2 )t d dt Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page uadricorrelator Continued The use of frequency detection in the quadricorrelator makes the capture range independent of the locked loop bandwidth, allowing a small cutoff frequency in the LPF of Loop so as to minimize the VCO drift between transitions. Because Loops and can respond to noise and spurious components, it is desirable to disable these loops once phase lock has been attained. Since the combination of an edge detector and a mixer can be replaced with a doubleedge triggered flipflop, the quadricorrelator can be implemented in a digital form as shown below. NRZ CLK ata Edge 0 etector 90 CLK Fig VCO LPF CLK ll flipflops are double-edge-triggered

11 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page JTTER N CR CRCUTS Jitter nfluence on Clock Recovery Types of jitter: Long term jitter deal Reference Oscillator Output Τ - iverges for a free-runnng oscillator - Meaningful only in a phase-locked system - epends on PLL dynamics Cycle-to-cycle jitter T Fig Τ T+ T 1 T+ T 2 T+ T 3 T+ T 4 Fig Of great interest in many timing applications - Mostly due to the oscillator - Usually too fast for the PLL to correct Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Jitter ue to evice Noise 1/f noise: 1/f noise is inversely proportional to frequency and causes the frequency to change very slowly. Easily suppressed by a wide PLL bandwidth. eni 2 B = fw i L i (V2/Hz) and ini 2 = 2BK i fl i 2 (2/Hz) where KF B = 2CoxK Thermal noise: Thermal noise is assumed to be white and is modeled in MOSFETs as, eni 2 8kT 3g m (V 2 /Hz) and ini 2 8kTg m 3 ( 2 /Hz) The relationship between phase noise and cycle-to-cycle jitter is, T 2 (rms) 4π ω 3 Sφ(ω) (ω-ω o ) 2 o (Razavi: EEE Trans. on Circuits and Systems, Part, Jan. 99)

12 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Sources of Jitter nput jitter in P LPF VCO f osc VCO jitter due to device noise Fig φ VCO in P LPF VCO f osc VCO jitter due to ripple on control line in P LPF VCO Fig f osc Fig njection pulling of the VCO by the in CLK out Substrate and supply noise VCO Fig Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Substrate and Supply Noise How o Carriers Get njected into the Substrate? 1.) Hot carriers (substrate current) 2.) Electrostatic coupling (across depletion regions and other dielectrics) 3.) Electromagnetic coupling (parallel conductors) Why is this a Problem? With decreasing channel lengths, more circuitry is being integrated on the same substrate. The result is that noisy circuits (circuits with rapid transitions) are beginning to adversely influence sensitive circuits (such as analog circuits). Present Solution: Keep circuit separate by using multiple substrates and put the multiple substrates in the same package.

13 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Hot Carrier njection in CMOS Technology without an Epitaxial Region Noisy Circuits V V (nalog) uiet Circuits R L V GS Substrate Noise V (nalog) v ; in v V(igital) ; out igital Ground p+ n- well n+ n+ ;; p+ p + n+ Hot "C ground" Carrier ;; Put substrate connections as close to the noise source as possible n+ channel stop (1 Ω-cm) "C ground" p+ channel stop (1Ω-cm) V R L GS nalog Ground n+ ;p+ n+ Back-gating due to a i momentary change in reverse bias i i p- substrate (10 Ω-cm) V GS v GS oped p oped p ntrinsic oping oped n oped n Metal Fig. S-01 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Hot Carrier njection in CMOS Technology with an Epitaxial Region Noisy Circuits V V (nalog) uiet Circuits R L V GS Substrate Noise V (nalog) v ; in v V(igital) ; out igital Ground p+ n- well Put substrate connections Carrier as close to the noise source as possible n+ n+ ;; p+ p + n+ "C ground" Hot ;; p - epitaxial layer (15 Ω-cm) "C ground" V R L GS nalog Ground n+ ;p+ n+ Reduced back gating due to smaller resistance p+ substrate (0.05 Ω-cm) oped p oped p ntrinsic oping oped n oped n Metal Fig. S-02

14 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Computer Model for Substrate nterference Using SPCE Primitives Noise njection Model: V V igital Ground V(igital) v ; in p+ n+ n+ ;; p+ p + n+ ;; ;n- Hot well Hot Carrier Coupling Carrier Coupling Coupling ;; p- substrate oped p oped p ntrinsic oping oped n oped n Metal C s3 L 1 C s1 n- well Rs1 R s2 C s4 C s2 C s5 R s3 L 2 L 3 Fig. S-06 Substrate C s1 = Capacitance between n-well and substrate C s2, C s3 and C s4 = Capacitances between interconnect lines (including bond pads) and substrate C s5 = ll capacitance between the substrate and ac ground R s1, R s2 and R s3 = Bulk resistances in n-well and substrate L 1, L 2 and L 3 = nductance of the bond wires and package leads Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Computer Model for Substrate nterference Using SPCE Primitives Noise etection Model: V (nalog) R L V GS Substrate Noise V (nalog) V V GS ;p+ n+ n+ R L nalog Ground V GS Substrate L 6 C s6 R L L 4 R s4 C L C s7 C s5 L 5 p- substrate C s5, C s6 and C s7 = Capacitances between interconnect lines (including bond pads) and substrate R s4 = Bulk resistance in the substrate L 4, L 5 and L 6 = nductance of the bond wires and package leads oped p oped p ntrinsic oping oped n oped n Metal Fig. S-07

15 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Other Sources of Substrate njection (We do it to ourselves and can t blame the digital circuits.) Substrate BJT nductor Collector Base Emitter Collector ;; n+ p+ n+ n+ p- well oped p oped p ntrinsic oping oped n oped n Metal Fig. S-04 lso, there is coupling from power supplies and clock lines to other adjacent signal lines. Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page What is a Good Ground? On-chip, it is a region with very low bulk resistance. t is best accomplished by connecting metal to the region at as many points as possible. Off-chip, it is all determined by the connections or bond wires. The inductance of the bond wires is large enough to create significant ground potential changes for fast current transients. v = L di dt Use multiple bonding wires to reduce the ground noise caused by inductance Settling Time to within 0.5mV (ns) Peak-to-Peak Noise (mv) Number of Substrate Contact Package Pins Fig. S-08 Fast changing signals have part of their path (circuit through ground and power supplies. Therefore bypass the off-chip power supplies to ground as close to the chip as possible. V in t = 0 C1 - + C 2 V out V V SS Fig. S-05

16 Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page Summary of Substrate nterference Methods to reduce substrate noise 1.) Physical separation 2.) Guard rings placed close to the sensitive circuits with dedicated package pins. 3.) Reduce the inductance in power supply and ground leads (best method) 4.) Connect regions of constant potential (wells and substrate) to metal with as many contacts as possible. Noise nsensitive Circuit esign Techniques 1.) esign for a high power supply rejection ratio (PSRR) 2.) Use multiple devices spatially distinct and average the signal and noise. 3.) Use quiet digital logic (power supply current remains constant) 4.) Use differential signal processing techniques. Some references 1.).K. Su, M.J. Loinaz, S. Masui and B.. Wooley, Experimental Results and Modeling Techniques for Substrate Noise in Mixed-Signal C s, J. of Solid-State Circuits, vol. 28, No. 4, pril 1993, pp ) K.M. Fukuda, T. nbo, T. Tsukada, T. Matsuura and M. Hotta, Voltage-Comparator-Based Measurement of Equivalently Sampled Substrate Noise Waveforms in Mixed-Signal Cs, J. of Solid-State Circuits, vol. 31, No. 5, May 1996, pp ) X. ragones, J. Gonzalez and. Rubio, nalysis and Solutions for Switching Noise Coupling in Mixed- Signal Cs, Kluwer cadmic Publishers, Boston, M, Lecture 200 Clock and ata Recovery Circuits - (6/26/03) Page (To be continued)