Appendix 1A. ASX Listing Application and Agreement. Appendix ra. Contango Income Generator Limited

Transcription

1 ASX Listing pplictin nd greement Appendix 1A Rules r.r Cnd j, t7 ASX Listing Applictin nd Agreement This frm is required by listing rule t.7 t be used by n entity seeking dmissin t the +ffcil list s n ASX Listing (fr clssificéin s n ASX Debt Listing use Appendix ß nd fr clssifctin s øn ASX Fr eign Exempt Listing use Appendix {). AII entity's seeking dmissin t the +fficil list s n ASX Listing must ls prviile t ASX the infrmtin nd dcuments referred t in the Inþrmtin Frm nd Checklist (ASX Lísting) published n the ASXwebsite. The Appendix ta nd the Infrmtin Frm nd Checklist (ASX Listing) given t ASX becme ASX's prperty nd will be mde public by wy f relese n ASX Mrkets Annuncement Pltfrm. Supprting dcuments my ls be mde publíc. This my ccut prir t dmissin f the entity nd+quttin /its +securities. If it des, publictin des nt men tht the entity will be dmitted r tht its +securities wiii be quted. Intrduced lt 96 Origin: Appendix r Amended r/7 lgz, t/z lg8, l gl 99, ryl3l, rlt/,3l9l ttl1,l z, t/l7, z4ltl5, zl 7 l7, rlrltz, r/5/17 Nme f entity Cntng Incme Genertr Limited ABN/ARBN/ARSN ACN 16 g 999r We (the entity nmed bve) pply fr dmissin t the +fficil list f ASX Limited (ASX) s n ASX Listing nd fr +quttin f the fllwing +securities: +Min clss f +securities Number t be quted 30,,2 (Minimum) l2,,2 (Mximum) +Clss Ordinry shres + See chpter r9 fr defined terms. Appendix ra Pge r ME,rzz898rB -r (Wz3x)

2 ASX Listing pplictin nd greement Additinl +clsses f +securities t be quted (ifny) [D nt include *CDIs] 15,, (Minimum) 60,, (Mximum) Optins In ccrdnce with ASIC Instrument r5l65, quttin f the Optins is sught nly frm the dte tht is 6 mnths fter the clsing dte f the ffer under the Prspectus (such dte, currently nticipted t be z9 Jnury z16) (Vesting Dte). Ech Optin will hve nil issue price nd, subject t vesting, will be exercisble t $1.. Ech Optin cnverts int ne Shre upn exercise. Optins will vest n the Vesting Dte if, nd nly if the pplicnt hlds t the Vesting Dte the sme r greter number f Shres s the number f Shres issued t the pplicnt under the Prspectus. Ech vested Optin is exercisble until 5.pm (Melburne time) n 3 Mrch zr8. We gree: 1. Our dmissin t the +fficil list nd clssifictin s n ASX Listing is in ASX's bslute discretin. ASX my dmit us n ny cnditins it decides. +Quttin f ur *securities is in ASX's bslute discretin. ASX my qute ur +securities n ny cnditins it decides. Our remvl frm the *fficil list, the suspensin r ending f +quttin f ur *securities, r chnge in the ctegry f ur dmissin is in ASX's bslute discretin. ASX is entitled immeditely t suspend +quttin f ur +securities r remve us frm the *ffìcil list if we brek this greement, but the bslute discretin f ASX is nt limited. 2 We wrrnt the fllwing t ASX: The issue f the *securities t be quted cmplies with the lw nd is nt fr n illegl purpse. The +securities t be quted cmply with listing rule z.r nd there is n resn why the *securities shuld nt be grnted *quttin. An ffer f the *securities fr sle within rz mnths fter their issue will nt require disclsure under sectin ZZG) r sectin rrzc(6) f the Crprtins Act. Nte: An entity my need t btin pptprite wrrnties frm subscribers fr the securities in rder t be ble t give this wrrnty Sectin 724 nd sectin rr6e f the Crprtins Act d nt pply t ny pplictins received by us in reltin t ny *securities t be quted nd tht nne hs ny right t return ny *securities t be quted under sectins 6rMB(r), + See chpter r.9 fr defined terms, Appendix ra Pge z ME-rzz898r8 r (Wz3x) rl5lzrs

3 ASX Listing pplictin nd greement 737,7i.8, gg2{, ggz\ar rr6f f the Crprtins Act t the time tht we request tht the *securities be quted.. If we re trust, we wrrnt tht n persn hs the right t return the *securities t be quted under sectin rrgb f the Crprtins Act t the time tht we request tht the *securities be quted We will indemnisr ASX t the fullest extent permitted by lw in respect f ny clim, ctin r expense rising frm, r cnnected with, ny brech f the wrrnties in this greement. We give ASX the infrmtin nd dcuments required by this frm, including the infrmtin nd dcuments referred t in the Infrmtin Frm nd Checklist (ASX Listing) published n the ASX website. If ny infrmtin r dcument is nt vilble nw, we will give it t ASX befre +quttin f the *securities begins. We cknwledge tht ASX is relying n the infrmtin nd dcuments. We wrrnt tht they re (r will be) true nd cmplete. We will cmply with the listing rules tht re in frce frm time t time, even if +quttin f ur +securities is deferred, suspended r subject t +trding hlt. 6. The listing rules re t be interpreted: in ccrdnce with their spirit, intentin nd purpse; by lking beynd frm t substnce; nd in wy tht best prmtes the principles n which the listing rules re bsed. 7 ASX hs discretin t tke n ctin in respnse t brech f listing rule. ASX my ls wive listing rule (except ne tht specifies tht ASX will nt wive it) either n ur pplictin r f its wn ccrd n ny cnditins. ASX my t ny time vry r revke decisin n ur pplictin r f its wn ccrd l A dcument given t ASX by n entity, r n its behlf, becmes nd remins the prperty f ASX t del with s it wishes, including cpying, string in retrievl system, trnsmitting t the public, nd publishing ny prt f the dcument nd permitting thers t d s. The dcuments include dcument given t ASX in supprt f the listing pplictin r in cmplince with the listing rules. In ny prceedings, cpy r extrct f ny dcument r infrmtin given t ASX is f equl vlidity in evidence s the riginl. Except in the cse f n entity estblished in jurisdictin whse lws hve the effect tht the entity's *securities cnnt be pprved under the perting rules f the *pprved CS fcility: We will stisf the *technicl nd perfrmnce requirements f the *pprved CS fcility nd meet ny ther requirements the *pprved CS fcility impses in cnnectin with pprvl f ur *securities. + See chpter r9 fr defined terms. Appendix ra Pge 3 ME rzz898r8 -r (Wz3x)!5lzry

4 ASX Listing pplictin nd greement When *securities re issued we will enter them in the *pprved CS fcility's subregister hlding f the pplicnt befre they re quted, if the pplicnt instructs us n the pplictin frm t d s. The *pprved CS fcility is irrevcbly uthrised t estblish nd dminister subregister in respect f the *securities fr which *quttin is sught. 11. Except in the cse f n entity estblished in jurisdictin whse lws hve the effect tht the entity's *securities cnnt be pprved under the perting rules f the *pprved CS fcility, we cnfirm tht either: we hve given cpy f this pplictin t the *pprved CS fcility in ccrdnce with the perting rules f the *pprved CS fcility ; r we sk ASX t frwrd cpy f this pplictin t the *pprved CS fcility. 12. In the cse f n entity estblished in jurisdictin whse lws hve the effect tht the entity's *securities cnnt be pprved under the perting rules f the *pprved CS fcility: The *pprved CS fcility is irrevcbly uthrised t estblish nd dminister subregister in respect f *CDIs. We will mke sure tht *CDIs re issued ver *securities if the hlder f quted *securities sks fr *CDIs. 13 In the cse f n entity estblished in jurisdictin whse lws hve the effect tht the entity's *securities cnnt be pprved under the perting rules f the *pprved CS fcility: we hve given cpy f this pplictin t the pprved CS fcility in ccrdnce with the perting rules f the *pprved CS fcility; r we sk ASX t frwrd cpy f this pplictin t the *pprved CS fcility + See chpter r9 fr defined terms. Appendix ra Pge 4 ME rzz898r8 r (Wz3x)

5 ASX Listing pplictin nd greement Dted: t(- f c Executed s deed: Executed by Cntng Incme Genertr Limited ACN in ccrdnce with Sectin 127 f the Crprtins Acf 2001 //h e e directr Signture secretry (Plese pp /,tûr t< Kf r( Nme f directr (print) t^tt ^,t h.r-,t,es Nme f directr/cmpny sêcietry (print) Yu must cmplete, dte nd sígn this greement s tht it tkes effect s deed. If the entity is naustrs.iín cmpny,thesignturesfdirectrnddirectrlcmpnysecretrywillberequired. IftheentityisnAustrlin trust, the signtures f directr nd d.irectr/cmpny secrctry f the respnsible entity f the trust wiii be requíred. If the entity is estblished utside Austrli, executin wiii hve t cmply with requirements fr deed in bth the plce f estblishment f the entity nd in Austrli. If this greement is signed under pwer f ttrney, plese ttch cpy fthe pwer fttrney. + See chpter r9 fr defined terms. Appendix ra Pge 5 ME rzz898rl)-_r (Wz3x)