Steel Industry Responses to Overcapacity

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Steel Industry Responses to Overcapacity OECD Steel Committee June 5, 2014 By Philip Tomlinson

1800 The three ages of post war steel World crude steel production (million t) 1600 1400 1200 1000 800 600 400 200 1950-73: 5.6% p.a Europe, USA, USSR, Japan (750 m pop) 1974-98: 0.5% p.a Only Korea + Chinese Taipei (60m pop) rapid growth. E Eur/FSU collapse in 1990s Crisis overcapacity 1999-2013: 5.4% p.a. China (1.4bn) Chronic overcapacity 0 1951 1956 1961 1966 1971 1976 1981 1986 1991 1996 2001 2006 2011 Data: World Steel Association

2500 2000 A consensus forecast is that global growth slows to 2-3% p.a in the next decade Steel consumption (crude steel equiv.) million tons Growth rate 2014-2023 2.7% p.a 1500 1000 500 0 But it could well be slower, as breaks of trend are usually underestimated will we see a repeat of the 1980s? 2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022 China India Africa Other developing Currently developed Data: World Steel Association, P.Tomlinson forecast

Western European growth suddenly ended in 1975 Decennial growth rates % p.a. 6 4 2 0-2 1965-74 1975-84 1985-94 GDP Steel Prod Oil crises hit GDP growth, but steel performed much worse market maturity With capacity expansions still geared for growth, massive overcapacity, falling prices and big financial losses. Given the political sensitivity of integrated steel production employment, the result was a subsidy war Exports rose, but met anti-dumping actions (especially from the USA) One side effect was unplanned nationalisation virtually the whole integrated industry outside Germany and Netherlands. The alternative was bankruptcy 4

The ECSC Manifest Crisis and after 260 240 220 200 180 160 140 120 100 1995 West European capacity (mio.t) 1999 2001 2003 2005 2007 2009 2011 1997 Capacity Data: OECD database Utilisation% 2013 The situation had got so bad by 1980 that 100.0% the ECSC stepped in and declared a manifest crisis, allowing production quotas 80.0% and price controls, and forcing capacity 60.0% closures. Under the Treaty of Paris, the ECSC had greater powers than the EEC 40.0% under the Treaty of Rome It more or less worked, the surviving plants 20.0% were modernised and profits returned by the 0.0% late 80s. Controls were lifted by 1988.... At, however, a huge cost. Between 1975 and 1990 steel subsidies were around 1.5% of European GDP Some further closures in 1990s early 2000s (Germany, UK, France, Belgium) but capacity has risen slightly in recent years Capacity utilisation peaked in 2007, now back to mid 90s level 5

North America was a different story 170 160 100.0% 80.0% 150 140 60.0% 130 40.0% 120 110 20.0% 100 0.0% 1995 2000 2005 2010 Capacity Utilisation% Data: OECD database Subsidies were not an option, except investment incentives for new competing EAFs Most integrateds had high legacy costs: underfunded pensions, healthcare costs High wage rates due to union power Liberal use of anti-dumping actions kept US prices (and capacity utilisation) higher than elsewhere, but mills still lost money because of high costs Most producers entered managed bankruptcy (chapter 11), restructured and capacity closures in early 2000s US remained net importer, and modernisation lagged meanwhile new EAF capacity expanded

Eastern Europe and CIS: escape through exports 60 40 20 CIS (mio.t) 180 160 140 120 100 80 60 40 20 0-20 1990 1993 1996 1999 2002 2005 2008 2011 0 Consumption 1990 1995 2000 2005 2010 Exports Eastern Europe (mio.t) 100.0% 80.0% 60.0% 40.0% 20.0% 0.0% After the collapse of central planning after 1990, consumption collapsed, and steel mills were inefficient. Old OHFs closed, but BOFs did not because of export surge, and modern control equipment and automation could modernise Soviet technology more cheaply than expected Mittal and US Steel main acquirers of E.European mills, CIS split into five main producers in Russia + two in Ukraine Since 2008 low utilisation in E.Europe some closures likely Production Cap. Util%

2500 2000 1500 1000 500 Meanwhile, Chinese capacity exploded after 2000 Crude steel capacity, mio.tpy 0 1995 1998 2001 2004 2007 2010 2013 Data: Metal Bulletin, OECD database Developed China Other

Plant modernisation and cost reduction 100 90 80 70 60 50 40 30 20 10 0 Continuously cast % of global crude steel production 1975 1980 1985 1990 1995 2000 2005 2012 Continuous casting (now virtually universal) Coal injection (PCI) Larger.more efficient blast furnaces Higher quality imported raw materials Automation and process control Environmental: sinter plants, coke batteries, offgas collection, waste water Data: World Steel Association

The rise of the EAF- but not in China Crude steel production by process, 2013 Others China Japan N America CIS Europe 70% 60% 50% 40% 30% 20% 10% 0% 0 200 400 600 800 1000 EAF BOF Other EAF share of production % 1988 1991 1994 1997 2000 2003 2006 2009 2012 Europe N America Data: World Steel Association Electric arc (EAF) old technology, constraint is scrap supply, especially old scrap This is scarce when production rising fast from low base (China today) as average recycling time 10-15 yrs Plentiful in developed world, especially in N.America (steel importer), less so in Japan (exporter). Mainly commodity long products, but US producers also make flat products Mainly different producers to integrateds, less consolidated Capacity adjustment easier (smaller, fewer labour or environmental issues), less variable margins, but low value added Gas fuelled DRI based EAFs important in Middle East, SE Asia, coal based DRI in India

Privatisation Dates of main privatisations in European steel 1997 1988 1995 1992 2003 1995 2003 1995 2001 1994 Following the successful privatisation of British Steel in 1988, most state holdings in Western Europe were sold off in the 1990s, mostly by flotation in Eastern Europe in the 2000s, mostly by direct sale, with Mittal and US Steel the main buyers, some CIS mills also bought assets Brazil: Siderbras sold off to five producers 199-93. Highly successful, especially in export markets, but capital costs had been sunk; economics of greenfield projects in Brazil more dubious South Africa: Iscor floated in 1989. Acquired by Mittal 2003. 11

Consolidation Timeline 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 mio.t (2012) Krupp Stahl TKS Hoesch Thyssen 15.1 Riva Riva Ilva SAM 16 Hoogovens Boel Corus British Steel Tata Steel (India) Tata Steel Arbed 23 Sidmar Klockner Aceralia Arcelor Usinor Hamburger Stahl Karmet Cockerill Sambre Arcelor Mittal Polsky Hut (PL) Sidex (RO) Iscor (ZA) 93.6 Mittal Steel (1) ISG Acme LTV BethlehemWeirton GST Dofasco US Steel US Steel Kosice (SL) National Stelco 21.4 NKK JFE JFE Kawasaki 30.4 Minor transactions omitted (1) Had been known as Ispat International, then LNM Industries Nippon Steel NSSM Sumitomo Metal 47.9 Tangsteel Hebei Iron and Steel Hebei I&S Handan 42.8

Top ten global steel companies, 2012 (Mio.t crude steel) Shougang Group * JFE Ansteel * Nippon Steel & Sumitomo Metal Corporation (1) Hebei * Baosteel Group* POSCO Wuhan Group* Shagang Group* * Chinese companies Data: World Steel Association 0 20 40 60 80 100 Arcelor Mittal Cumulative share of top 10 28%, compared to 20% in 1990. Still very low compared to e.g automotive (top 10 >90%) or seaborne iron ore (top 4=70%) Greater local concentration in some regional markets, especially flat products, but market power constrained by trade Data: World Steel Association

For: The pros and cons of consolidation Rationalisation of Assets. Yes, but less than expected Improving underperforming assets. Especially evident in E.Europe. Arcelor Mittal stress spreading best practice Market Power. Still low against automotive customers and raw material suppliers, construction industry never had purchasing power Economies of scale. Overheads, R&D, marketing, purchasing, but production only up to 8m tpy for an integrated mill Managing demand and price leadership. Some evidence of that in Europe, USA, none in China Against: Poor return on investment, especially on assets overpaid in merger manias e.g 2004-8 Corporate culture clashes Benefits not sustainable Barriers to entry low in steel industry.

Some smaller European producers have been more profitable than major consolidateds by focussing on high value downstream niches 14.0% 12.0% 10.0% 8.0% 6.0% 4.0% 2.0% 0.0% -2.0% Average EBITDA/Sales Ratios for European Steel Producers, % Arcelor* n/a Corus TKS Rautaruukki Salzgitter SSAB 1997-2006 1997-2011 voestalpine * Includes Arcelor Mittal flat carbon Europe 2007-11. High cost mills, usually at remote or inland locations. They did not close, but survived by niche added value focus, often with barriers to competition: Rautaruukki downsteam construction, engineering Salzgitter pipes and tubes, trading SSAB heat treated plate, high strength steels, prefabricated construction Voestalpine rails, profiles, pipe and tube Dillinger (15% average margin 2004-11) only 5 metre wide plate mill in W. Europe Not all downstream investments have been successful, and few emulators elsewhere (Bluescope of Australia in SE Asia, USA, with limited success) Data: company reports, 10Ks Data: company reports

Low level of upstream integration into raw materials Global average only ~15% for iron ore, The only significant integrated regions are: Russia and the Ukraine, where all the major producers own iron ore mines, except MMK; North America, especially Arcelor Mittal and AHMSA (Mexico) Brazil, where CSN, Usiminas and Gerdau own mines, but only CSN is currently self sufficient (indeed a major ore exporter) India (SAIL and Tata) Even less for coal (only USA, Russia) Steel mills sold mines before 2003 when iron ore cheap Arcelor Mittal have ambitious plan to raise self sufficiency to 75% Constraints on investment: cost, quality of available assets, lead times, expertise, timing (downturn possible)

Net exports, 2012 (mio.t crude steel equivalent) Trade and protectionism Other Middle East Japan China Latin America North America Europe FSU Protectionist tools: tariffs low or zero in major markets Anti-dumping Distribution systems Quotas (not allowed for WTO members) Technical barriers/certification -70-20 30 Data: GTIS,ISSB

Chinese market supercompetitive Chinese prices lowest in the world, mills currently producing below cost, some closing but reported data suggests utilisation rates above world average? But Capacity probably underreported Highly competitive market structure Commodity products at low margins Chinese market focus of overcapacity problem 90% 85% 80% 75% 70% 65% 60% 55% 50% Reported crude steel capacity utilisation, %, 2013 Developed world China World average Data: World Steel Association

Barriers to consolidation in China Of the largest Chinese steel companies, only Hebei Iron and Steel achieved this through consolidation, the others through organic growth. Major barrier to consolidation: most producers SOEs, but owned at different levels of government. Anben Seems to be very difficult to merge across levels Hebei I&S Ansteel (centrally owned) ordered to merge with nearby Benxi (provincially owned). Merger has not been effective Conversely, Hebei I&S s Tangsteel and Handan Steel both provincially owned

Europe after 1975 v China Today Similarities The largest competitive market in the world, private and state producers, imported raw materials. In theory central power (EEC Commission or Chinese central government) has strong powers, in practice local powers important Because of importance of integrated mill employment, local subsidies as growth declined Market forces alone would lead to closures being focussed on weaker regions, politically unacceptable Differences EEC industry invested in new cost reducing technologies (e.g concast), most Chinese industry new and modern but environmental enforcement is lax No significant EAF sector

Some ideas for China Consett steelworks, UK, closed 1980 Consett s largest employer today Accurate production and capacity data Encourage/assist weaker regions to create alternative consumer-focused employment (as in France, UK after 1975) not fight steel closures to the last (as in Belgium, Italy) Exports not a solution Enforce environmental regulations, starting with centrally owned mills Privatisation? (may not be ideologically acceptable) Focus on value added Seek to avoid the wasteful subsidies that happened in Europe!