2015 Annual Stockbrokers Conference

Transcription

1 Key Speakers Include Mr Xinchuang Li President China Metallurgical Industry Planning & Research Institute The Hon Josh Frydenberg MP Assistant Treasurer Peter Botten Managing Director Oil Search Limited Greg Medcraft Chairman ASIC Ashish Chauhan BSE Limited Rosemary Vilgan Chief QSuper Ashok Jacob Chairman & Chief Investment Officer Ellerston Capital Limited Elmer Funke Kupper ASX Limited James Nunn-Price National Lead Partner Cyber Deloitte Mike Hirst Bendigo & Adelaide Bank Limited Mick McCormack APA Group The Hon Bernie Ripoll MP Shadow Minister for Financial Services & Superannuation Craig Lazzara Global Head of Index Investment Strategy S&P Dow Jones Indices John Fildes MSAA Chief Chi-X Australia 2015 Annual Stockbrokers Conference Thursday 28 & Friday 29 May 2015 Hilton Sydney John Borghetti Chief & Managing Director Virgin Australia Group Denis Orrock Chief, Capital Markets GBST David Robb Iluka Resources Limited SPEAKERS as at 26 March 2015

2 Sponsors & Exhibitors Sponsors Exhibitors Gold Sponsors Bronze Sponsors Charging Station Sponsor Pads & Pens Sponsor Bottled Water Sponsor SPONSORSHIP OPPORTUNITIES Charity Golf Day Major Sponsor Charity Golf Day Supporting Sponsors The Stockbrokers Association offers sponsors the opportunity to align themselves and raise their profile to the Australian Stockbroking Industry and generate profitable sales leads. With over 350 senior finance professionals in attendance, the 2015 Annual Stockbrokers Conference offers sponsors a sound opportunity to build relationships with key decision makers from market participants and other stockbroking and investment banking organisations in the industry. The Conference also provides a unique platform for sponsors to gain significant market exposure and build their brand awareness within the industry. Limited sponsorship opportunities are still available for the 2015 Annual Stockbrokers Conference. To register your interest please contact: Jennifer Murray Marketing & Communications Executive: jmurray@stockbrokers.org.au

3 2015 Annual Stockbrokers Conference Dear Colleagues Networking Events It is my pleasure to invite you to attend the 2015 Annual Stockbrokers Conference, to be held from Wednesday 27th to Friday 29th May 2015 at the Hilton Sydney. The Annual Stockbrokers Conference is a significant event for our industry and will seek to address many of the key issues facing our industry and market today. Sincere thanks to all of our speakers and sponsors for their generous support in making our Annual Stockbrokers Conference once again possible. As in previous years, attendance at this event will earn you up to 19.5 Continuing Professional Development (CPD) hours. 9.5 of these are Compliance CPD hours. Generous discounts are offered for groups of 6 or more people. Groups must register online at to take advantage of this offer. Early bird discounts are available until Friday 24th April. Please register online at or by completing the registration form at the back of this brochure and fax it to (02) or to Stockbrokers Association of Australia, PO Box R1461 Royal Exchange NSW th Annual Stockbrokers Charity Golf Day Wednesday 27 May :45am 4:00pm St Michael s Golf Club, Little Bay, Sydney Welcome Reception Wednesday 27 May :30pm 7:30pm Zeta Bar, Hilton Sydney Cocktail Reception Thursday 28 May :00pm 9:00pm The Sunroom, Ivy The Annual Conference also provides a great opportunity for you to join as a Stockbrokers Association Practitioner (Individual) Member. As a Practitioner Member, you will be entitled to further discounts on your Conference registration fees and reduced rates to attend various events throughout the year. To become a Practitioner Member of the Association, simply call Diem Tran on (02) or dtran@stockbrokers.org.au to request an application form. I am also delighted to invite you to participate in our 12th Annual Stockbrokers Charity Golf Day which precedes Day One of the Conference. The Charity Golf Day will be held on Wednesday 27th May at St Michael s Golf Club, Little Bay, Sydney recently ranked as one of New South Wales top ten golf courses. As in previous years, this event raises much needed funds for the Heartwell Foundation. I look forward to welcoming you to the 2015 Annual Stockbrokers Conference in Sydney. David W Horsfield MSAA Managing Director & CEO Executive Breakfast Friday 29 May :30am 9:00am Level 4, Hilton Sydney Individual Members Breakfast Friday 29 May :30am 9:00am Level 4, Hilton Sydney Compliance Breakfast Friday 29 May :30am 9:00am Level 4, Hilton Sydney

4 Conference Program Wednesday 27 May :00 12 th Annual Stockbrokers Charity Golf Day Sponsored by Instinet 17:30 Early registration for the 2015 Annual Stockbrokers Conference Welcome Reception Zeta Bar, Hilton Sydney Thursday 28 May : Annual Stockbrokers Conference Welcome Karl Morris MSAA, Chairman, Stockbrokers Association of Australia 08:50 Elmer Funke Kupper,, ASX Limited Delivering Innovation to Australian Investors 09:30 Mike Hirst,, Bendigo & Adelaide Bank Limited Banking Post the Financial System Inquiry 10:10 Morning tea / Networking break 10:30 Xinchuang Li, President, China Metallurgical Industry Planning & Research Institute Iron Ore Demand in China, Outlook of Ore Price and its Impact 11:10 James Nunn-Price, National Lead Partner - Cyber, Deloitte Cyber Risks and Opportunities 11:50 David Robb,, Iluka Resources Limited Shifting Sands Iluka's Approach in a Changing Industry 12:30 Lunch / Networking break 13:30 Panel Discussion Facilitator: Dean Surkitt MESAA, Managing Director - Retail, Bell Potter Securities Limited Panellist: Brian Sheahan MSAA, Managing Director, Morgans Financial Limited Stuart Knowling MSAA, Chief Operating Officer - Asia, Instinet Pacific Limited Andrew Farran MSAA, Australian Equities Chief Operating Officer, Credit Suisse Michael Lovett, Head of Distribution, Vanguard Nathan Bourne, Senior Manager, Market & Participant Supervision, ASIC Stockbroking Evolution or Revolution? The financial sector is going through a period of rapid and continuous change as it evolves to adapt to a rapidly changing global landscape with regards to technology and regulatory changes. How is the stockbroking industry reshaping itself to fit into this overall picture? What changes to business models are likely or are already happening? 14:10 Rosemary Vilgan, Chief, QSuper Superannuation for Australia's Future 14:50 Afternoon tea / Networking break 15:20 Ashish Chauhan,, BSE Limited Indian Capital Market Evolution and Forward Path 16:00 Denis Orrock, Chief, Capital Markets, GBST Securities Industry: Challenges and Opportunities in a Shifting Landscape - A Global Perspective 16:40 Craig Lazzara, Global Head of Index Investment Strategy, S&P Dow Jones Indices Indexing: Current Trends and Opportunities 17:20 Day One Closing Remarks 18:00 Cocktail Reception - The Sunroom, Ivy Sponsored by GBST

5 Conference Program Friday 29 May :30 Executive Breakfast: Hosted by Stockbrokers Association of Australia Individual Members Breakfast: Hosted by Stockbrokers Association of Australia Compliance Breakfast: Hosted by Stockbrokers Association of Australia 09: Annual Stockbrokers Conference Opening Remarks 09:10 Greg Medcraft, Chairman, ASIC Creating Growth through our Markets - Using the Right Nudge 09:50 The Hon Josh Frydenberg MP, Assistant Treasurer The Government's Financial System Reform Priorities 10:30 Morning tea / Networking break 10:50 Ashok Jacob, Chairman & Chief Investment Officer, Ellerston Capital Limited Financial Services - The Factory Floor of Australia 11:30 The Hon Bernie Ripoll MP, Shadow Minister for Financial Services & Superannuation Stockbroking in the Post Murray Inquiry Environment 12:10 Lunch / Networking break 13:10 Q&A John Borghetti, Chief & Managing Director, Virgin Australia Group Emma Alberici, Presenter, Lateline, Australian Broadcasting Corporation The Changing Landscape of the Australian Aviation Industry 13:50 Peter Botten, Managing Director, Oil Search Limited A New Oil and Gas Pricing Paradigm? More than Survival 14:30 Afternoon tea / Networking break 14:50 John Fildes MSAA, Chief, Chi-X Australia Reality Denied Comes Back to Haunt 15:30 Mick McCormack,, APA Group Connecting Opportunities in the Gas Market 16:10 Closing Remarks

6 Information for Delegates Group Discounts The Stockbrokers Association recommends the appointment of a Conference Coordinator within your firm to coordinate your group registration for the 2015 Annual Stockbrokers Conference. This will ensure that your staff and colleagues are able to take advantage of all discounts available to them. Group registrations apply when all staff members from the same firm register and pay at the same time. Group discounts are in addition to early bird and individual member discounts that may already apply. Please register your group online via For enquiries, please call the Stockbrokers Association of Australia on (61 2) or info@stockbrokers.org.au Groups are required to register online for the Group Discount to apply. Groups of 6-10 people inclusive Save $150 per person Groups of people inclusive Save $200 per person Group of 21 people or more Save $250 per person Partners Your partner is welcome to accompany you to the evening receptions functions free of charge. As a courtesy, would you please advise us if your partner will be attending via the registration form. Stockbrokers Association Member Discounts Individual Member Discount applies to the following categories: Affiliate, Associate, Member and Master. Organisational Member Discount applies to employees of corporate members: Principal and Affiliate. To apply for membership or request further information, please call our Membership Services Manager, Diem Tran on (61 2) or dtran@stockbrokers.org.au Accommodation The Hilton Sydney are offering special room rates for delegates attending the 2015 Annual Stockbrokers Conference. King Hilton Guest Room: $304 including GST To book your accommodation, please contact Jessica Benn on (61 2) or Jessica.Benn@Hilton.com A special full buffet breakfast rate of $20.00 per person will be available in the Glass Brasserie for all accommodation bookings. Media Policy Our objective is to make the Annual Stockbrokers Conference informative, focused and accessible. We aim for a balance between open forum to promote lively public debate and closed breakfast sessions to give the opportunity for candid discussions. Plenary session, lunches and cocktail events are open the media. Questions to speakers from the media are not permitted during these sessions. Some speakers may permit questions outside the session or in the media area. Continuing Professional Development (CPD) Hours CPD hours are offered to delegates who attend the Annual Stockbrokers Conference. If you would like to earn CPD hours for attending the keynote presentations, you will need to complete the corresponding assessment papers for each day of the program. The maximum number of CPD hours you can earn is This includes 9.5 Compliance CPD hours of which 1.5 Compliance CPD hours are awarded to attending one of the breakfast functions. CPD assessment papers will be provided in the conference rooms and completed assessment papers will need to be handed in at the end of each day to a Stockbrokers Conference representative. A CPD statement will be mailed to you in the weeks following the 2015 Annual Stockbrokers Conference. Earn up to 19.5 CPD hours, 9.5 Compliance CPD

7 2015 Annual Stockbrokers Conference R E G I S T R AT I O N F O R M T h u r s d a y 2 8 & F r i d a y 2 9 M a y H i l t o n S y d n e y Group discounts apply. Please register groups online via the Stockbrokers Association website. PO Box R1461 Royal Exchange NSW 1225 Enquiries (02) Fax (02) Personal Details q Dr q Mr q Mrs q Ms q Miss Post nominal Name: Position: Surname: Organisation: Address: City: State: Postcode: Tel: Fax: Mobile: Partner's Name: (if accompanying delegate to evening functions) Special Dietary Requirements: Are you a Stockbrokers Association Practitioner (Individual) Member? q Yes q No If no, would you like to receive information on becoming a Stockbrokers Association Individual Member? q Yes q No Do you require CPD assessment? q Yes q No Registration Fees & Options INDIVIDUAL MEMBER REGISTRATION ORGANISATIONAL MEMBER REGISTRATION NON-MEMBER REGISTRATION q Early Bird Registration* $1,800 q Early Bird Registration* $2,050 q Early Bird Registration* $2,450 q Standard Registration $1,900 q Standard Registration $2,150 q Standard Registration $2,550 CONFERENCE REGISTRATION INCLUDES Welcome Reception on Wednesday 27 May, arrival coffee and tea, morning tea, lunch, afternoon tea and conference session attendance on both Conference days and the Cocktail Reception on Thursday 28 May. REGISTRATION DOES NOT INCLUDE accommodation, flights, breakfast, transport or participation in the 12th Annual Stockbrokers Charity Golf Day (Wednesday 27 May at St Michael's Little Bay, Sydney). Please refer to the link on the Stockbrokers Association website: to book your accommodation online. *Early Bird discount closes Friday 24 April 2015 CONFERENCE VENUE: Hilton Sydney, 488 George Street, Sydney Evening Functions: To assist us with catering and seating arrangements, please indicate by ticking the box if you would like to be included in the following: q Welcome Drinks Wednesday 27 May 2015, 5.30pm pm, Zeta Bar, Hilton Sydney q Cocktail Reception Thursday 28 May 2015, 6.00pm pm, The Sun Room, Ivy LUNCHEONS: Please indicate if you would like lunch to be provided on the following days q Thursday 28 May q Friday 29 May 12 th annual Stockbrokers Charity Golf Day, Wednesday 27 May 2015, St Michael's Golf Club, Little Bay Sydney q Yes, I am interested in playing/entering a team of 4 players. Please send me further details. Method of Payment Payment must be included with your registration. All prices include GST. Attach cheque made payable to the Stockbrokers Association of Australia or provide credit card* details: q Visa q Mastercard q AMEX q Diners Club Cardholders Name: Card Number: Total Amount*: $ Expiry Date: Signature: This document becomes a Tax Invoice for GST purposes upon completion and payment. Please photocopy and retain for your records. * Please note that merchant fees apply to credit card payments. MasterCard or Visa 1.50%; AMEX 3.10%; Diners Club 4.00% CANCELLATION POLICY: A $150 (+GST) administration fee applies to all cancellations. Cancellations must be received in writing addressed to Fran Lyons via to flyons@stockbrokers.org.au by Friday 1 May After Friday 1 May 2015, fees are not refundable or transferable. Substitutions can be made in writing addressed to Fran Lyons via to flyons@stockbrokers.org.au Registrations are not transferable. If you have any queries, please contact Fran Lyons on before cancelling a registration. NON-ATTENDANCE: If a delegate fails to attend, fees will not be refunded or allocated to another event. DELEGATE ATTENDANCE CONDITIONS: Completion of the delegate registration form binds you to the following terms and conditions, which are applicable to the duration of your stay at the Hilton Sydney. The conference venue reserves the right to remove from their premises any person who behaves in an unreasonable manner. To the extent permissible by law, the Stockbrokers Association accepts no responsibility for such an action and is under no obligation to refund any portion of the delegate registration fee, accommodation or travel expenses for such action. Conference delegates will assume all risk for damages to their person or property arising out of attendance. To the extent permissible by law, the Stockbrokers Association will not be responsible for loss suffered by any delegate as the result of any goods or services provided by the conference venue. Your employer will indemnify the Stockbrokers Association against all property damage and/or personal injury, which is caused by a delegate, sponsor or exhibitor or their agents. Employers should ensure that they have sufficient insurance to cover this potential liability. The Stockbrokers Association does not have a duty of due diligence with respect to presenters or sponsors or exhibitors, and makes no endorsement of any presenter or product. The Stockbrokers Association reserves the right to amend the agenda. The Stockbrokers Association reserves the right to postpone or cancel this event at any time. Full refunds or transfers will be given in this instance. The Stockbrokers Association will not be held liable for any costs incurred by the attendee if the program is cancelled or postponed. I agree to the above Disclaimer and Attendance Conditions The Stockbrokers Association may share information from our database with our event sponsors and exhibitors. I CONSENT to my details being passed on to your sponsors and exhibitors.

8 12 th Annual Stockbrokers Charity Golf Day Wednesday 27 May 2015 St Michael's, Little Bay, Sydney The Stockbrokers Association of Australia invites you to enter a team in the 12 th Annual Stockbrokers Charity Golf Day. The 12 th Annual Stockbrokers Charity Golf Day is to be held at St Michael s Little Bay, Sydney on Wednesday 27 May The Stockbrokers Association Cup will be awarded to the team that finishes in first place in this Ambrose Competition. Some fantastic individual prizes can also be won by those who also enter our fundraising competitions on the day. The Stockbrokers Association of Australia proudly supports the Heartwell Foundation, a community-based rehabilitation and education program for children with special needs. Heartwell empowers children to lead a better quality of life by developing their skills and improving their health, self esteem and confidence to participate with their peers. **Places are strictly limited Book now** Registration and player briefing at 8.45am. Shot gun start at 9.45am. Drinks and presentation of prizes following the game, concluding at approximately 4.00pm. Fees include morning tea on arrival, light lunch and snacks on course, as well as drinks and canapés following the game. Equipment hire will be available on the day. Proudly Supporting Major Sponsor For enquiries please call (02) To register, please complete the form below and return via: Fax: (02) Post: PO Box R1461 Royal Exchange NSW flyons@stockbrokers.org.au REGISTRATION FORM Dr Mr Mrs Ms Miss Name: Surname: Position: Organisation: Address: City: State: Postcode: Tel: Fax: Name of Players Phone Handicap Registration Fee Individual: $250 + $25 gst = $275 Team: $ $100 gst = $1100 Method of Payment Attach cheque made payable to the Stockbrokers Association of Australia or provide credit card* details: Visa MasterCard AMEX Diners Club Cardholders Name: Card Number: Total Amount*: $ Expiry Date: Signature: Cancellations: Fees are not refundable or transferable. Substitutions can be made in writing addressed to Fran Lyons via to flyons@stockbrokers.org.au. The Stockbrokers Association will only reimburse registration fees if the event is cancelled. The Stockbrokers Association is not responsible for any costs incurred as a result. Non-Attendance: If a player fails to attend, fees will not be refunded or allocated to another event. * Please note merchant fees apply to credit card payments: MasterCard or Visa 1.50%; AMEX 3.10%; Diners Club 4.00%.