NUS-MIT Safety and Health Management System Peer Review Program Global Collaboration, Local Safety Excellence

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Office of Safety, Health & Environment (OSHE) Environment, Health and Safety Office (EHS) NUS-MIT Safety and Health Management System Peer Review Program Global Collaboration, Local Safety Excellence ABSA Conference 2011, 1 November 2011

Objectives Why did NUS & MIT decide to do a peer review? How did we do it? What happened? What s next?

Why did NUS & MIT do a peer review?

Why NUS & MIT do a safety peer review? 1. Existing strategic research collaborations between the two institutions Our Research Program are increasingly Interdisciplinary & Multidisciplinary Multi-institutional (local & international) Our Collaborators have varying Approaches to safety and health management Cultural & regulatory requirements Expectations in terms of providing training, safety services, incident reporting, etc

Why NUS & MIT do a safety peer review? 2. Stakeholder assurance of collaborating institution s safety and health management systems 3. Sharing of safety and health best practices and programmes. 4. Fulfilling third party audit requirements MIT

International Federation of Biosafety Associations - Mission The offers a unique opportunity for biosafety professionals of different nations to coordinate and develop a global biosafety agenda aimed at international harmonization, sharing of information, development of common standards and collaboration in all aspects of biological safety. It's mission is to support and promote biosafety on a national and international level through collaboration among national and regional biosafety organizations worldwide.

What did we do?

We used a systems approach to develop the peer review program Findings & Review University Safety & Health Management System Methodology Execution

Goal & Objectives Peer Review Programme that would achieve systematic improvements in the University s Safety & Health Management System Peer Review Criteria Systems audit versus compliance audit? Against a recognized standard or internal standards? Peer Review Scope Health, Safety, Environment, Security, etc? Systems or Programs? Peer Review Methodology Quantitative or Qualitative findings? Reviewer Qualifications

What we found?

Definitions 1. Peer: one that is of equal standing 2. Peer review: an assessment performed by one that is of equal standing 3. As opposed to a regulatory inspection, certification, internal audit, or compliance inquiry

No International Standard for Safety & Health Management System In Universities CWA 15793:2008 Laboratory biorisk management standard Generic safety and health management system standards Working document Safety & Health Management Systems for Institutes of Higher Learning Specifications & Guidelines for Implementation No International Standard for Conducting Safety Peer Reviews In Universities. Association for Assessment & Accreditation of Laboratory Animal Care International (AAALAC) International accreditation program CSHEMA Complete Environmental Health & Safety Program ISO 19011:2002 Guidelines for quality and/or environmental management systems auditing

Generic Safety & Health Management System Standards International Labor Organization Guidelines on occupational safety and health management systems UK - BS OHSAS 18001:2007 Occupational Health and Safety Management Systems Requirements Standard UK - Health & Safety Executive HSG65 Successful health and safety management Australia - AS/NZS 4801:2001 Occupational health and safety management systems - Specification with guidance for use USA - ANSI/AIHA Z10-2005 American National Standard for Occupational Health and Safety Management Systems

Peer Review Program by Australian Universities

NUS & MIT Safety & Health Management System, Plan-Do-Check -Act (PDCA) Cycle for Management Systems Office of Safety, Health & Environment (OSHE) Environment, Health and Safety Office (EHS) OSH Policy

Management Review Fire & Life Safety Programme Policy Construction Safety Programme Radiation Safety Programme Planning Physical Safety Programme Biosafety Programme Checking & Corrective Actions Chemical Safety Programme Hazardous Waste Management Occupational Health Programme Implementation & Operation

What we decided?

Mar 15-19, 2010: NUS Team (OSHE + EPH + FOE) to MIT Peer Review Schedule April 19-23, 2010 MIT (EHS Office) to NUS

MIT Peer Review Team Lou DiBerardinis Director, EHS Office Claudia Mickelson Deputy Director, Biosafety Andrew Kalil Industrial Hygiene Officer

NUS Peer Review Team Mr. Saravanan Gunaratnam Head, OSHE Ms. Gisela Ho Senior Safety & Health Manager, OSHE Ms. Angela Tan Manager (Management Systems), SHMD, OSHE Prof. Chia Sin Eng Deputy Head of Dept of Epidemiology and Public Health (EPH), Yong Loo Lin School of Medicine (SOM) Ms. Vivian Ng Senior Laboratory Technologist, EPH, SOM Mohammad Fazulee Bin Abdul Rahman Fire & Life Safety Officer, OSHE Mr Wan Nian feng Assistant Manager, Faculty of Engineering

Assessment Scorecard Element 2 Hazard Identification and Risk Assessments Evidence, References Score The procedure (s) for hazard identification and risk assessment shall take into account: a Routine and non-routine activities Method Statement b Activities of all persons having..involved in the operations should be considered in the planning process. Review Method Statement requirement (RMS) Score of 0 Meet Method Statement requirement (MMS) Score of 1 Exceed Method Statement requirement (EMS) Score of 2

Qualitative Findings Element Assessor Findings Recommendations (for continual improvement) Hazard Identification and Risk Assessments 1. MIT s Universe of laboratories is projected to increase rapidly with new research buildings (e.g. Koch Institute) & collaborations. Collaborating institutions or departments have varying safety & health standards or expectations of MIT researchers. 1. MIT should consider reviewing its policy and approach with regards to cross institutional based collaborative research, in particular if PIs are operating laboratories not owned by MIT. 2. The following recommendations are for MIT consideration The scope of the PI Space Registration could be extended to capture laboratory space supervised by MIT PIs in laboratories that are not owned by MIT.

Executive Summary SHSM Element Hazard Identification and Risk Assessments (HIRA) Percentage of method statements that require review (%) Percentage of method statements that meet or exceed expectations (%) Key observations and areas for improvement 10% 90% HIRA should be conducted at the protocol level for all experiments, not just limited to those involving biological and radioisotopes. Risk assessment should also incorporate a quantitative component for more effective classification of risks. HIRA should also be carried out for researchers working in non MIT owned laboratories.

Figure 1 Percentage of scores for Planning Elements 100% 90% 80% 70% 25.0 50.0 60% 50% 40% 62.5 75.0 100.0 Exceed (2) Meet (1) 30% 20% 40.0 Review (0) 10% 12.5 10.0 25.0 0% Safety and Health Policy Hazard Identification & Risk Assessment Legal requirements and compliance Objectives and programmes

Many other benefits.. 1. Training opportunities for employees 2. Review Efficiencies Review approach for development, deployment and monitoring of programmes 3. Networking, collaboration and partnerships

Conclusion 1. Critical Need to Formalize an international standard for University safety and health management. Systematic & uniform approach for managing safety & health in Universities. Stakeholder confidence for multi- & cross institutional research is addressed 2. Peer Reviews are a highly effective tool to evaluate and enhance University s SMS. Review of the processes and not just the endpoint Sharing of safety and health best practices

Recruitment Notice: Safety & Health Professionals for Office of Safety, Health, Environment, NUS A Leading Global University Centered in Asia

A Comprehensive Research- Intensive University with an entrepreneurial dimension http://www.nus.edu.sg/

Positions Available (Associate Director, Senior Manager, Manager): A. Biosafety Professional B. Radiation Safety Professional C. General Safety & Health Professional D. Institutional Hazardous Materials & Waste Management Programme Preferably holding relevant qualifications in safety e.g. OHSAS 18001 Lead auditor, CBSP, RBP, CIH, CHP Attractive Relocation Packages would be provided to successful applicants

Application Process Submit CV and resume to oshsg@nus.edu.sg More information about OSHE, the job duties and requirements can be found at: http://www.nus.edu.sg/osh http://www.nus.edu.sg/careers/ More information about Singapore and NUS http://www.sg http://www.nus.edu.sg