SEAFOOD CERTIFICATION FOR THE AQUACULTURE INDUSTRY
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1 SEAFOOD CERTIFICATION FOR THE AQUACULTURE INDUSTRY Dr Sabine Daume Sustainable Seafood, Regional Director, SCS SCS Global Services 1
2 Demand for ASC NGO pressure/ Concerns about resources Partnership Building Major Buyer Purchasing Policies Scientific Certification SCS Global Systems Services 2
3 Major Buyer are partnering with NGOs Year SFP WWF SFP, WWF, FishWise, NEAq, SeaChoice Top 20 Supermarket Sales by Value with NGO partners USD (Billions) WWF WWF WWF FishWise NEAq SFP GMRI Source: H.M. Johnson & Associates, 2006/2007 Annual Report on the United States Seafood Industry: Fourteenth Edition Supermarket News Scientific Certification SCS Global Systems Services 3
4 Two types of seafood certification schemes 1. RECOMMENDATION LISTS provide consumers with a traffic light (red list, yellow list, green list) or similar system to indicate the sustainability, prepared by environmental NGOs such as WWF, the Marine Conservation Society (MCS), Greenpeace Sustainable Fisheries Partnership (SFP) and national government bodies (e.g. NOAA Fisheries US). 2. CERTIFICATION SCHEMES assess status and characteristics of specific production systems and may lead to ecolabel on retail packs. Third party certification schemes include schemes like the ASC. Participants pay for independent, third party assessments against a set of criteria and performance indicators and if successful they are permitted to use the logo. Scientific Certification SCS Global Systems Services 4
5 Advantages/ disadvantages of the two types of schemes Recommendation lists: Free! List holder can decided which operation to include and not include. Does not look at details, looks at species groups in a certain region, favors certain production systems. Certification schemes: Costly, time-consuming. Proper assessment of a specific production systems (clearly defined unit e.g. one farm site, cluster of farms, group of farms under same management system). Conclusions can be traced, reviewed, reports are publically available. Improvements can be analyzed and documented. Scientific Certification SCS Global Systems Services 5
6 ASC CERTIFICATION ASC: Aquaculture Stewardship Council The ASC is an independent not for profit organization established in 2010 by the World Wide Fund for Nature (WWF) and The Sustainable Trade Initiative (IDH) to assure sustainability of aquaculture operations The ASC standards were developed over many years by a series of round table discussions organized around the world. More than 2,000 participated from farms, industry, researchers, scientists and NGO stakeholders. Accessible to all, ensuring small-scale fish farmers can collectively access certification through group certification (available at the end of this year). Scientific Certification SCS Global Systems Services 6
7 Compared to many other Ecolabels, ASC has Independence: related to schemes governance: 3 rd party certification, separation of standard holder and certifier. Transparency: opportunity for Stakeholder engagement, report availability. Rigour: Science based, level of detail to cover the complexity and differences. Scientific Certification SCS Global Systems Services 7
8 Core Organizations in a Third - party Certification Scheme Standards holder = Accreditation Body = Certification body = Scientific Certification SCS Global Systems Services 8
9 Types of Audits 3 rd Party Audit, SCS 2 nd Party Audit 1 st Party Internal Audit 1 st Party Internal Audit check within company that internal procedures are followed 2 nd Party Audit verifies the quality within organization or with sub-contractors (corporate audits subsidiaries) 3 rd Party Audit outside the organization, independent, objective and reviews the results of other audits Scientific Certification SCS Global Systems Services 9
10 Standard-Setting Credible Certification Schemes Three independent bodies: Verification Capacity Building Supply-Chain Stakeholders Standard-Setter Accreditation Body Certification Bodies Label Traceability System Producer Manufacturer Retailer Consumer (1) the certification standard holder (e.g. ASC) (2) an independent accreditation body (e.g. ASI) and (3) independent certification bodies (e.g. SCS) The body managing the label guarantees the consumer correctness of the eco-label claim. Scientific Certification SCS Global Systems Services 10
11 ASC - Eight Species specific Standards Status Standard Final AGM Draft AGM Final SCS Accredited CoC (ASC) X X X Feb-12 Tilapia X X X TBD Pangasius X X X TBD Abalone Bivalve X X X (SCS pilots) x TBD* X (SCS pilots) x TBD* Trout X In progress x TBD Shrimp Salmon x X (SCS full assessment) X (SCS pilots) x TBD* X (SCS pilots) x April-14* Seriola & Cobia Draft Not started Not started TBD Scientific Certification SCS Global Systems Services 11
12 ASC: Cross-cutting Requirements Legal operation Habitat and Ecological impacts Escapement Disease risk Pollution: Antibiotic & chemical use Sustainability of feed inputs Energy use Social & labor issues Scientific Certification SCS Global Systems Services 12
13 Flow of the ASC Process Fishery Improvement Improvement Project Project CoC Pilot/ Pre- Pre- Full Assessment Assessment Surveillance Audit Cycle weeks 2-3 months+ 1 year + 3 years Re-Assessment Scientific Certification SCS Global Systems Services 13
14 Flow Chart of Main Steps in Full-Assessment Process 1. Public disclosure form - full assessment; audit team and onsite dates send to ASC 2. Disclosure form posted on ASC website 3. Gathering information, documentation, evidence (Clients responsibility!!) 7. Public review of the draft report 6. Revisions with clients comments and internal technical review 5. Report writing within 21 days 4. Onsite Visit: Meeting stakeholders, client, staff onsite Discuss and ask questions 8. Certification decision by Independent committee of SCS 9. Final report posted and certificate issued (valid 3 years with annual surveillance) Scientific Certification SCS Global Systems Services 14
15 Tips to help you choose your standard and certifier: Third-party, independent certification scheme Transparent and science based certification scheme Thorough and rigorous pre-assessment/ pilot to help make informed decision as to when move forward to full assessment Advise on what documents are typically expected for an assessment Get advise on to how to best proceed with compiling information in a cost-effective and timely manner Choose a CB with track record of species and system in your country Choose a CB with very good reputation with NGOs for thorough and reliable assessments not based on cost. Scientific Certification SCS Global Systems Services 15
16 Contact: Dr Sabine Daume SCS Global Services (SCS) Phone: Web: SCS Global Services 16
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