Linear difference equations with constant coefficients
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1 Linear difference equations with constant coefficients. The forward shift operator Many probability computations can be put in terms of recurrence relations that have to be satisfied by successive probabilities. The theory of difference equations is the appropriate tool for solving such problems. This theory looks a lot like the theory for linear differential equations with constant coefficients. In order to simplify notation we introduce the forward shift operator E, that takes a term u n and shifts the index one step forward to u n+. We write E u n+ E 2 EE Eu n+ = Eu n+2 E r u n+r The general linear difference equation of order r with constant coefficients is!(e) f (n) () where!(e) is a polynomial of degree r in E and where we may assume that the coefficient of E r is. 2. Homogeneous difference equations The simplest class of difference equations of the form () has f (n) = 0, that is simply These are called homogeneous equations.!(e) 0. When!(E) = (E " # )(E " # 2 )(E " # r ) where the # i are constants that are all distinct from each other, one can prove that the most general solution to the homogeneous equation is where a, a 2,, a r are arbitrary constants. a # n + a 2 # n a r # n r When!(E) contains a repeated factor (E " # $ ) h, the corresponding part of the general solution becomes # n $(a $ + a $ + n + a $ +2 n (2 ) + + a $ +h" n (h")) where n (k) = n(n ")(n " 2)(n " k +) = n!/(n " k)!. In order to find the n th term of a linear difference equation of order r, one can of course start by r initial values, and the solve recursively for any giv en n. Thus, if we want our solution to satisfy certain initial conditions we may first determine the general solution, and then (if possible) make it satisfy the initial conditions. There can be no more than r such initial conditions, but they need not (as when we compute the solution recursively) necessarily be conditions on u 0,, u r", but can be on any set of r values. Example. Solve u n+2 " 0. The equation can be written in the form or The general solution is therefore (E 2 ") 0 (E ")(E +) 0 a(") n + b n
2 -2- where a, b, c are constants. Example 2. Find the general solution to the equation u n+4 " 9u n u n+2 " 44u n and hence obtain the particular solution satisfying the conditions u 0 =, u = 5, u 2 =, u 3 = "45. The equation may be written in the form (E 4 " 9E E 2 " 44E + 24) 0 (E " 2) 3 (E " 3) 0. The general solution is therefore 2 n (a + bn + cn(n ")) + d3 n where a, b, c, d are constants. For the particular side conditions we have u 0 = a + d =, u = 2a + 2b + 3d = 5 u 2 = 4a + 8b + 8c + 9d = u 3 = 8a + 24b + 48c + 27d = " 45 whence a = 0, b =, c = "2, d =, so the particular solution is 2 n n(3 " 2n) + 3 n. 3. Non-homogeneous difference equations When solving linear differential equations with constant coefficients one first finds the general solution for the homogeneous equation, and then adds any particular solution to the non-homogeneous one. The same recipe works in the case of difference equations, i.e. first find the general solution to and a particular solution to!(e) 0!(E) = f (n) and add the two together for the general solution to the latter equation. Thus to solve these more general equations, the only new problem is to identify some particular solutions. We will only give a few examples here, not attempting to treat this problem in any generality. (i) f (n) = k µ n, µ % # i, i =, 2,, r In this case one can show that k µ n!(µ) is a particular solution to!(e) k µ n. Let namely!(e) = & a i E i. Then!(E) k µ n!(µ) = & a i E i k µ n = k & & n+i a i µ a i µ i & a i µ i = k µ n
3 -3- Example 3. The general solution of u n+2 " 5u n ( 4 n ) is a2 n + b3 n n where a and b are arbitrary constants. (ii) f (n) = k µ n, µ = # i, # i a non-repeated factor of!(e) In this case a particular solution is given by where!'(µ) denotes ( d ) de!(e)*. + E=µ Example 4. The general solution of is knµ n"!'(µ) u n+2 " 5u n ( 2 n ) a2 n + b3 n + 3n2n" " where a, b are arbitrary constants. = (a " 3n 2 )2n + b3 n (iii) f (n) = k µ n, µ = # i, # i a repeated factor of!(e) Suppose now that (E " # i ) is repeated h times in!(e). Then kn (h) µ n"h! (h) (µ) where n (k) = n(n ")(n " k +), is a particular solution of the equation!(e) k µ n. Example 5. The general solution of the equation is with a, b, c, d are arbitrary constants (E " 2) 3 (E " 3) 5( 2 n ) (a + bn + cn(n "))2 n + d3 n +, 5n(n ")(n " 2)2(n"3) "6 (iv) f (n) is a polynomial in n First write f as a polynomial in the factorial powers n (k), so f (n) = a 0 + a n + a 2 n (2 ) + Now define the difference operator, by, u n+ " (E ")u n. Using the symbolic relationship E = +, we can re-express!(e) as -(,). Still arguing symbolically, a particular solution is obtained by!(e) f (n) = -(,) f (n), provided that we can make any sense out of -(,). The way this will be done is by expanding in powers of, and using long division. The following rules are -(,) needed:,n (r) = rn (r")
4 -4-, 2 n (r) = r (2 ) n (r"2), k n (r) = r (k) n (r"k)) for k. r, and = 0 for k > r, " n (r) = n(r+) r +, "2 n (r) =, "k n (r) = n (r+2) (r +)(r + 2) n (r+k) (r +)(r + 2)(r + k). Example 6. Find a particular solution of the equation u n+2 " 7u n+ +2 3n 2 + 2n + 2. First write 3n 2 + 2n + 2 = 3n (2 ) + 5n ( ) + 2 and E 2 " 7E +2 = (2 ",)( 3 ",). Thus we get (2 ",)( 3 ",) (3n(2 ) + 5n ( ) + 2) = ( 6 ) ", * ( 2 +" ) ", * 3 + " (3n (2 ) + 5n ( ) + 2) = 6 ( +, 2 +,2 4 + )( +, 3 +,2 9 + )( 3n (2 ) + 5n ( ) + 2) = 6 ( + 5 6, ,2 + )( 3n (2 ) + 5n ( ) + 2) = 2 n(2 ) n( ) n( ) = 2 n n Example 7. Find a particular solution of the equation The required solution is, 2 (,"2) (n(2 ) + 5n ( ) +) u n+3 " 5u n+2 + 7u n+ " 3 n 2 + 4n +. = " 2,"2 ( +, 2 +,2 4 +,3 8 +,4 6 + )(n (2 ) + 5n ( ) +) = " 2 (,"2 + 2," , + 6,2 + )(n (2 ) + 5n ( ) +)
5 -5- = " 2 ( n(4) 2 + n(3 ) n(2 ) n( ) n(3 ) + 5n(2 ) n( ) n(2 ) n( ) + 4 ) = " 2 ( 2 n4 + 2 n3 " 2 n n +).
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