Presented via Video Recording at IHEEP Conference June 2014

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Presented via Video Recording at IHEEP Conference June 2014 Scott D. Zainhofsky, PE (ND) Planning/Asset Management Engineer North Dakota Department of Transportation Planning/Asset Management Division +1 (701) 328-2642 szainhofsky@nd.gov

Asset Management Language Asset Class = each type of asset Pavement preservation Bridge preservation Equipment Signs Etc. Cross-Asset = analysis between/among asset classes E.g. compare pavement preservation to signs

Asset Management Language Acronyms: AASHTO = American Assoc. of State Highway & Transportation Officials BMS = Bridge preservation Management System HPCS = Highway Performance Classification System FHWA = Federal Highway Administration (United States of America) LOS = Level of Service MMS = Maintenance Management System NDDOT = North Dakota Department of Transportation P/AM = Planning/Asset Management Division (NDDOT) PMS = Pavement preservation Management System STIP = Statewide Transportation Improvement Program TAM = Transportation Asset Management TAMP = Transportation Asset Management Plan

Asset Management Language Tradeoff Analysis Like a slider moving $ s from one asset class to another. Shows estimated outcome of investment decisions. Optimization Analysis A logic-driven computation recommending the best investment regimen for or between asset classes. Typically, based on benefit-cost analysis.

2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 % Miles Excel/Good IRI (in/mi) 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 Asset Management in General ROADWAY FUNDING SCENARIO Projected Average Network Condition - IRI 70 75 80 85 90 95 100 105 110 115 120 125 130 135 140 145 150 155 160 165 170 100 95 90 85 80 75 70 65 60 55 50 45 40 35 30 25 20 15 10 5 0 Good Fair Poor % Increase in Roadway Funding = 55% Existing Projected Roadway Funding Projected Average Network Condition - % Miles Meeting IRI Guidelines % Increase in Roadway Funding = 55% : % Miles Excel/Good Existing Projected Roadway Funding : % Miles Excel/Good "Goal for % Miles Excel/Good" % Increase in Roadway Funding = 55% : % VMT Excel/Good % Increase in Roadway Funding = 55 % % Decrease in Roadway Funding = 0 % Year Existing Projected Roadway Funding Increased or Decreased Roadway Funding Avg Network IRI % Miles Excel/Good % VMT Excel/Good 2010 $ 193,410,000 $ 266,785,500 85.63 78.08 90.17 2011 $ 145,310,000 $ 225,230,500 86.90 76.74 90.06 2012 $ 146,970,000 $ 227,803,500 87.68 77.13 91.05 2013 $ 155,150,000 $ 240,482,500 87.42 78.90 92.16 2014 $ 161,360,000 $ 250,108,000 85.69 82.41 93.64 2015 $ 166,200,000 $ 257,610,000 84.56 84.27 94.16 2016 $ 171,180,000 $ 265,329,000 81.49 88.67 95.92 2017 $ 176,320,000 $ 273,296,000 78.83 91.91 96.73 2018 $ 181,610,000 $ 281,495,500 78.24 92.93 97.51 2019 $ 187,060,000 $ 289,943,000 78.04 93.52 97.71 2020 $ 192,670,000 $ 298,638,500 78.61 93.23 97.70 2021 $ 198,450,000 $ 307,597,500 77.47 96.32 98.73 2022 $ 204,400,000 $ 316,820,000 77.64 96.94 98.91 2023 $ 210,530,000 $ 326,321,500 78.83 95.92 98.74 2024 $ 216,850,000 $ 336,117,500 79.53 95.13 98.57 2025 $ 223,360,000 $ 346,208,000 80.96 93.28 98.01 2026 $ 230,060,000 $ 356,593,000 82.16 90.77 97.24 2027 $ 236,960,000 $ 367,288,000 83.14 89.12 96.88 2028 $ 244,070,000 $ 378,308,500 84.31 86.13 95.48 2029 $ 251,390,000 $ 389,654,500 85.65 85.67 95.29 2030 $ 258,930,000 $ 401,341,500 86.24 84.52 95.43 *Based on dtims analysis w ith 7% inflation and 3%/yr increase. (rural netw ork, 2009 base data). **Max 100% increase, max 75% decrease. *Yr 2010 includes Stimulus Funding IRI ranges Excellent <=60 Good 61-99 Fair 100-145 Poor >145 2010 includes 60 mill stimulus Total 2010-2014= (State O.A. $10,000 seals - $5,000 bridges - $2,500 T.E. 10% safety, capacity, & misc.) + 15% state match Total 2015 = Total 2014 * 1.03

Asset Management in General NDDOT uses Tradeoff for cross-asset information Typically, optimization within asset classes Two ways to use TAM Strategic-level tool System-wide analysis E.g. the average condition is predicted to be Tactical-level tool Project and operational elements are recommended E.g. the recommended optimum series of projects to do is

Miles Miles Projected impact by Highway Performance Classification System Ride Deficient defined as IRI = Fair or Poor Distress Deficient defined as Distress Score = Poor Improvements projected for all classifications except State Corridor Significant improvements projected for District Corridor Ride and Distress Asset Management in General Final 2011-2014 STIP: Miles Miles 3000 2500 2000 1500 1000 500 0 3000 2500 2000 1500 1000 500 0 98 81 <57 Ride Deficient Rural Roadway Miles (based on Final 2011-2014 STIP) INTERSTATE INTERREGIONAL (Urban & Rural) CORRIDOR 405 312 354 204 <166 <204 STATE CORRIDOR 987 615 <508 DISTRICT CORRIDOR Total Miles Initial-2009 Projected 2014 GOAL 582 514 <355 DISTRICT COLLECTOR Distress Deficient Rural Roadway Miles System-wide analysis 337 218 27 103 73 6 12 146 98 130 INTERSTATE INTERREGIONAL (Urban & Rural) CORRIDOR (based on Final 2011-2014 STIP) STATE CORRIDOR DISTRICT CORRIDOR Total Miles Initial-2009 Projected 2014 Ride Deficient defined as IRI = Fair or Poor Distress Deficient defined as Distress Score = Poor Improvements projected for all classifications except State Corridor Significant improvements projected for District Corridor Ride and Distress Final 2011-2014 STIP: 3000 2500 2000 1500 1000 500 0 3000 2500 2000 1500 1000 500 0 DISTRICT COLLECTOR 98 81 <57 Ride Deficient Rural Roadway Miles (based on Final 2011-2014 STIP) INTERSTATE INTERREGIONAL (Urban & Rural) CORRIDOR 987 Level 582 405 615 312 354 <508 514 <355 204 <166 <204 STATE CORRIDOR DISTRICT CORRIDOR Total Miles Initial-2009 Projected 2014 GOAL DISTRICT COLLECTOR 337 218 27 103 73 6 12 146 98 130 INTERSTATE (Urban & Rural) Distress Deficient Rural Roadway Miles (based on Final 2011-2014 STIP) INTERREGIONAL CORRIDOR Strategic STATE CORRIDOR DISTRICT CORRIDOR Total Miles Initial-2009 Projected 2014 DISTRICT COLLECTOR

Asset Management in General Tactical Level

Asset Management Principles TAM is a way of thinking not a piece of software

Asset Management Principles Provides information to decision makers does not make decisions Fundamentally, TAM is a: Goal-Oriented, Data-Driven Decision-Making Process

History of TAM in NDDOT Formal performance reporting & TAM for ~10 yrs. Progress made in some areas (not in others); in common: Provided information e.g. during STIP approval, showed predicted HPCS report. Asked for feedback on outputs & processes. Made simplifying assumptions e.g. straight line deterioration curves System-level forecasting vs. segment-level processes. Talked about system-level performance measures

History of TAM in NDDOT Jan. 2011 Planning/Asset Mgmt. Division formed No TAM experience at practitioner level Stood up AASHTO TAM Guide Study Group (08/2012) Maintenance, Bridge, FHWA, Programming, and P/AM (11 people)

Planning Process Flow Continuous Improvement Self Assessment

History of TAM in NDDOT Wrote our first Draft TAMP Based on self assessment & gap analysis outlined in TAM Guide Vol. II Mostly documents current processes Details improvement plan (implementation plan) Process plan, not roadway project list

Purpose of TAM for NDDOT Goals are to answer: How much funding is needed to maintain LOS? What LOS can be provided for a given funding level? Where is the best place to spend any given dollar?

TAM Self Assessment System Monitoring and Feedback Proactive Role in Policy Formulation Decision Support Tools

Hub and Spoke Design Human Resources Buildings Bridge Preservation Info. Tech. Equip. ITS Equip. Fleet Tradeoff Hub Safety Assets Non-Fleet Equip. Pavement Preservation Functional Capacity Urban NHS Cash

Planning Process Flow Continuous Improvement Self Assessment

Overall TAM Process Asset System Condition & Suggested List of Projects Asset System Condition Bridge Pres. Tradeoff Hub Self Assessment Bud get Self Assessment Real-Time Estimate of Asset System Condition Pavement Pres. Self Assessment Buildings Self Assessment

TAM Conclusions TAM = a way of thinking It s a process to reach a specific goal It is not a piece of software. Will never be implemented always implementing Continuous-improvement, incremental process. Don t expect to skip stages of development maturity If parts are at Initial stage, they won t be Best Practice tomorrow.

Presented via Video Recording at IHEEP Conference June 2014 Scott D. Zainhofsky, PE (ND) Planning/Asset Management Engineer North Dakota Department of Transportation Planning/Asset Management Division +1 (701) 328-2642 szainhofsky@nd.gov