Fundamentals of Scanning Electron Microscopy and Energy Dispersive X-ray Analysis in SEM and TEM

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Fundamentals of Scanning Electron Microscopy and Energy Dispersive X-ray Analysis in SEM and TEM Tamara Radeti, University of Belgrade Faculty of Technology and Metallurgy, Beograd, Serbia Outline SEM Microscope features BSE SE X-ray EDS X-rays - origin & characteristics EDS system Qualitative & quantitative analysis

SEM: Basic Principles The scanned image is formed point by point in a serial fashion. microscope control console (electronics) Electron source - gun Electron column - lenses - apertures - deflection coils Specimen chamber with detectors SEM: Electron Gun Generates & accelerates electrons to an energy range 0.1-30 kev. Characteristics: Emission current, i e Brightness, = current/area. solid angle=4i p / 2 d p2 2 p Source size Energy spread Beam stability Lifetime & cost

SEM: Electron Emitters W- hairpin =10 5 A/cm 2 sr d s = 30-100 m LaB 6 =10 6 A/cm 2 sr d s = 5-50 m Field emission - Cold - Thermal - Schottky =10 8 A/cm 2 sr d s <5nm SEM: Electron Lenses 1/f=1/p+1/q Magnification =M=q/p Demagnification=m=p/q Electromagnetic lens defects: Spherical aberration: d s =1/2C s 3 Chromatic aberration: d c = C c ( E/E 0 ) Diffraction: d d =0.61 / Astigmatism

SEM : working distance Pole piece detector Working distance Sample at ideal working distance for X- ray microanalysis Sample at incorrect working distance for X-ray microanalysis The working distance is defined as the distance between the lower pole piece of the objective lens and the plane at which the probe is focused. SEM: Deflector (scan) Coils Magnification= L specimen /L CRT

Operator control of SEM Lenses Effect of aperture size Effect of condenser lens strength d p =(d G2 +d S2 +d d2 +d C2 ) 1/2 d min = KC s 1/4 l 3/4 (i p / 2 +1) 3/8 Effect of working distance SEM: Interaction Volume Monte Carlo simulation Penetration depth: 1-5 m

SEM: Backscattered electrons BSE Al6(Fe,Mn) Mg 2 Si =n bse /n b =i bse /i b ( )= n cos SEM: BSE Detectors Electron beam Scintillator light pipe to photomultiplier Solid angle of BSE detector specimen Everhart-Thornley detector (with negative bias) Scintillator detector The solid state detector

SEM: Secondary electrons SE I - surface SE II - surface + volume SE III & IV - noise SEM: SE detector Everhart-Thornley detector (with positive bias)

SEM: Other signals Generation of X-rays Incident e - beam M L K Ejected e - (SE) Characteristic X-rays photons Auger electrons Continuum X-rays or bremsstrahlung radiation Continuum X-ray Emission Characteristic X-ray Emission nuclei

Electron Transitions Families of Characteristic lines

EDS Spectra for Families of X-ray lines EDS: SEM - vs - STEM (TEM) SEM STEM (TEM) e beam energy 0.1-20 kev min probe size > 1nm interaction volume ~ m e beam energy 100-400keV min probe size < 1nm specimen thickness <100 nm

EDS: SEM - vs - STEM (TEM) The energy of the incident electron must be larger than ionization energy for a given shell. U is overvoltage, U=E/E J Optimal value of U 2 EDS User Interface

EDS System Element W eight% Atomic % Si 0.32 0.68 Cr 18.84 20.00 Mn 2 1.39 1.42 Fe 70.25 69.31 Ni 8.76 8.24 Cu 0.21 0.20 Mo 0.23 0.15 X- ray Detector: Detects and converts X-rays into electronic signals Pulse processor: Measures the electronic signals of each X-ray measured. Totals 100.00 100.00 Analyzer: Displays & analyses data. EDS: Detector components FET Window: Be Ultrathin Cryostat Collimator Crystal: Si(Li) Intrinsic Ge Electron trap

EDS: How the detector works? creation of electron/hole pair 3.8 ev in average electronic noise & incoplete charge collection reduce energy resolution. EDS: Pulse detection and analysis Time constant, - shorter : higher count rate, but peak broadening (lower energy resolution) - longer : better resolution, but increase in dead time Dead time Dead time, %= (1-R out /R in )x100%

EDS: Energy resolution FWHM 2 =ke+fwhm noise 2 FWHM of Mn K, about 130eV Low energy resolution: FWHM of F K Low energy resolution: FWHM of C K XEDS: Artifacts Si escape peak 1.74keV bellow true characteristic peak position The sum peak too high count rate The internal fluorescence peak A small Si K peak at 1.74keV

EDS: Qualitative Analysis Spectrum : peak identification Families of peaks Peak overlaps / deconvolution Artifacts & spurious peaks Background subtraction Count rate & collection time Limits: Probe size Spatial resolution Energy resolution Detectability limit EDS: Qualitative Analysis Al Si Ti Profile (line spectrum) Elemental mapping

EDS: Quantitative Analysis for SEM Acqusition under best conditions Flat specimen, avoid coating, homogeneous specimen (at list in the analysis/interaction volume) High count rate, but optimum dead time Optimum overvoltage Standards : ci/cstd=ii/istd=ki Matrix correction ZAF Z : effect of R & S A : absorption F: secondary fluorosence Recalculate concentrations Other corrections: PROZA, PaP, XPP Standardless analysis EDS: Quantitative Analysis for TEM C A /C B = K AB.I A / I B C A,B - concentration in wt% I A,B - peak intensity K AB - Cliff-Lorimer factor k AB = k AR / k BR k AR = A A w R Q B a R e R / A R w A Q A a A e A A = atomic weight w = fluorescent yield Q = ionisation cross section a = the fraction of the total line, e.g. K / (K +K ) for a Ka line e = the absorption due to the detector window at that line energy. Typical k ASi curve for K lines for a Be window detector (after P. J. Sheridan [1989] )

SEM - EDS - TEM SEM - EDS - TEM STATE Grain size, m Al 6(Fe,Mn) area fraction, % Al-Mg-Si based particles, area fraction, % Precipitates free zoneõs width, m As-cast 384±24 3.41±0.9 1.78±0.66 15.47±6.68 1-stage homogenization 2-stage homogenization 3-stage homogenization 549±50 1.95±0.64 0.33±0.25 17.84±8.85 566±50 3.44±1.24 0.93±0.48 15.91±7.36

TEM Specimen Preparation in Materials Science Tamara Radetic Dept. Metall. Eng., Faculty of Technology & Metallurgy, University of Belgrade, Serbia Why is the specimen preparation that important? No good specimen - No good TEM! Microscopic - vs - macroscopic No simple rules for various materials & purposes Artifacts Arts -vs- Science?

Basic requirements Representative of the material under investigation Artifact free Clean, without contamination Mechanically rigid and stable Resistant to the electron beam irradiation Electrically conductive Large area transparent to the electron beam Principals for a TEM specimen preparation Safety Time-effective Cost-effective Repeatable

Size of a TEM specimen Diameter: 3mm, 2.3mm or even 1mm! Reduce size of a bulk specimen. Use grid support for small specimens. Thickness: 10-200nm Material (chemical composition) Kind of the experiment (HREM-vs-CTEM, EELS-vs- EDS) Choice of a specimen preparation technique Specimen -self-supported (bulk) -supported by a grid (thin films, nano-particles ect) Material: -ductile (metals) -hard & brittle (semiconductors & ceramics) Geometry: -plan view -cross-section Electrical properties: -conductive -insulating

Types of specimen preparation techniques Mechanical Mechanical polishing to the electron transparency (Tripod) Cleavage Ultramicrotomy Crushing Mechanical+ionic Ionic Grinding, dimpling+ion milling FIB Chemical Physical Electro-chemical polishing Chemical polishing or etching Replica Thin film deposition Step 1: Slicing the specimen 1000 m Ductile materials (metals) Cut slice 500-1000 m thick: - chemical wire/string saw - wafering saw (not diamond!!!) - spark erosion Brittle materials (semiconductors, ceramics ) Cut slice 1000 m thick: - diamond wafering saw Cleave (NaCl, MgO ) Ultramicrotome

Step 2: Grinding 1000 m 100 m Mechanically grind down the specimen to about 100 m in thickness. Ductile materials: manually Hard materials: grinding/polishing machines Step 3: Cutting 3mm disk Ductile materials (metals) Mechanical disc punch Brittle materials (semiconductors, ceramics ) Ultrasonic drill Grinding (slurry) drill Spark erosion (for conducting specimens)

Step 4: Prethinning the disk - dimpling Plan view & cross-section specimens <10 m 100 m Plan view: thin film on the substrate 100 m <10 m Step 5: Final thinning of the disk Electropolishing Ion Milling

Electropolishing Only for electrically conducting specimens Ion Milling Ion milling involves bombarding a thin TEM specimen with energetic ions (Ar + ) and sputtering material from the specimen until it is thin enough to be electron transparent.

Plasma Cleaning before 2min cleaning Preparation of a cross-section specimen

General tools & equipment Useful links www.tedpella.com/ www.2spi.com/ www.alliedhightech.com www.fischione.com/ www.gatan.com/ www.southbaytech.com/ www.struers.com www.buehler.com/