PLM Improvements Needed to Support CMII Baselines

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White Paper CMII-650C PLM Improvements Needed to Support CMII Baselines CMII History and Lessons Learned Enabling PLM Tools and Lessons Learned An Assessment of Six Leading PLM Tools Needed: As-Planned/As-Released Baselines CMII Research Institute 1986-2015 Revision C: Released April 17, 2015 Vincent C. Guess

TABLE OF CONTENTS Table of Contents..................... Introduction....................... CMII History and Lessons Learned.......... Enabling PLM Tools and Lessons Learned...... PDM/PLM Tools Must Support CMII Baselines... Business Process Infrastructure and Baselines.... As-Planned/As-Released Baselines........... Six PLM Tool Assessments ARAS's PLM Tool Innovator........... Siemen's PLM Tool Teamcenter.......... PTC's PLM Tool Windchill............. Dassault's PLM Tool Enovia.............. Oracle's PLM Tool Agile.............. Autodesk's PLM Tool 360............. Conclusions........................ Course of Action..................... Pages 2 3 3 4 5 6 7 8 9 10 11 12 13 14 15 15 White Paper CMII-650C Page 2

Introduction A Product Lifecycle Management (PLM) tool is comprised of integrated modules of functionality. This white paper focuses on the module most essential for supporting the CMII model. It is called an As-Planned/As-Released (AP/AR) Baseline module. It must support all types of as-planned/as-released baselines including an enterprise baseline, product baselines, facility baselines and so on. Some PLM tools have fixed baselines, but not AP/AR Baselines. Most have a Requirements Management (RM) module for linking customer requirements to internal items and documents. It is not an acceptable alternative to an AP/AR Baseline. This paper assesses six of the leading PLM tools and their ability to support the requirements for CMII AP/AR Baselines. CMII History and Lessons Learned CMII evolved in a company that was struggling with quality, schedule and cost problems. The problems were eliminated through development and application of the CMII Business Model and supporting principles, including the AP/AR Baseline and integrated closed-loop change process. CMII promotes the ability to change faster and document better it enables organizations to accommodate change and keep requirements clear, concise and valid. Those who cannot do so have no choice but to operate in the corrective action mode, wherein most spend over 40% of their resources on intervention. FIRST LESSON LEARNED: When documented requirements are clear, concise and valid, quality, schedule and cost problems go away. SECOND LESSON LEARNED: To accommodate change, the information being changed must be properly identified, structured, linked and owned. To improve is to change Deficient Requirements Quality Problems Schedule Delays Cost Overruns White Paper CMII-650C Page 3

Enabling PLM Tools and Lessons Learned PLM tools are systems comprised of integrated modules of functionality. Each module may provide multiple features. A bill of material module, for example, may have a feature that enables BOM comparisons. PLM systems evolved from Product Data Management (PDM) tools. PDM tools are designed to interface with Computer Aided Design (CAD) tools. PLM systems are an integration of the PDM functionality with other modules of functionality such as project management, change management and so on. The implementation of a complex PLM or ERP system often fails to meet expectations. About half of the implementations are outright failures or achieve less than 50% of the intended features. The Requirements Management module is oftentimes a major contributing factor in PLM failures. Most RM modules are complex and hard to use. Simply linking customer requirements to internal items and documents does not make requirements clear, concise and valid. Evolution of Enabling Software Tools 1970 1980 1990 1993 2000 MRP Material Requirements Planning System MRP II Manufacturing Resource Planning System ERP Enterprise Resource Planning System EDM Electronic Document Management Module PLM Product Lifecycle Management System PDM Product Data Management Module PLM Tool Assessment and CMII Certification CMII/IPE Training and Certification White Paper CMII-650C Page 4

PLM Tools Must Support CMII Baselines As-planned/as-released baselines are "moving baselines" and the keystone to the CMII Model. Each baseline is a structured index and gateway to all information pertaining to an entity. An enterprise baseline, as shown below, includes the information in the column on the left. An end-item product baseline includes the information in the column in the center. Information systems and facilities have their own baselines. PLM tools typically provide for product baselines, but ignore the most important enterprise baseline. Most have a "requirements management" module, but no AP/AR baseline module. The value of a PLM tool would be greatly enhanced if it included an as-planned/as-released baseline module fully integrated with a closed-loop change module per the CMII Model. Enterprise Baseline with an Administrative Hierarchy (HOW WE DO) Business Regulations Product Baselines with Physical Item Hierarchies (WHAT WE DO) Application Requirements Start 1 Business Enterprise Core Business Processes Operating Standards Administrative Procedures Enabling Tools From The CMII Model Strategic Business Plan & Administrative Hierarchy Develop/ Produce Detailed Designs Process 2 Plans 3 Info. Sys. Baseline Work Instructions Equipment & Tools Design Basis & Physical Item Hierarchy Facility Baseline As-Built Products/Records Operate/ Maintain Product A As-B'lt Records Product B As-B'lt Records Product C As-B'lt Records Product D As-B'lt Records White Paper CMII-650C Page 5

Other Core Business Processes Process Infrastructure and Baselines The power of the CMII Model lies in its ability to accommodate change and keep requirements clear, concise and valid. This capability is derived from the business process infrastructure, which includes as-planned/as-released baselines closely coupled with a closed-loop and fast-track change process. This is where PLM tools can provide the most value and where the opportunities for improvement are most notable. Business Process Infrastructure Core Business Processes and Business Process Infrastructure 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 9.0 10.0 11.0 12.0 13.0 14.0 15.0 16.0 17.0 18.0 19.0 Strategic Business Plan As-Planned/As-Released Baselines 4-Tier, 9-Step Development Process Naming, Numbering and Reuse Data and Record Integrity Document Validation & Release Records Changes and Revision Records As-Built Records Information Systems Facilities and Asset Management Security, Safety and Environmental Business Program Management Research and Development Engineering Marketing, Sales and Contracts Supply Chain Management Order Fulfillment and Verification Support, Operation and Maintenance Human Resources and Training Financial Accounting and Reporting Process Oversight and Internal Audit White Paper CMII-650C Page 6

As-Planned/As-Released Baselines To understand AP/AR baselines and their applications, it is necessary to understand hierarchies and work flows. Baselines reside in the PLAN phase and ECNs used to upgrade baselines reside in the ACT phase of the project management cycle. A product baseline is a precise representation of what that product is to be. An as-built product must conform to its documented and baselined requirements which are specified on the work authorization in the DO phase. Dual Cycles of Project Management per the CMII Model PLAN DO Validate & Release Schedule & Baseline Work Authorization Perform Work Requirements Physical Items Upgrade Requirements ACT ECN yes CRB Correct? Improve? ECR? no STUDY Verify Conformance CMII Baseline for Requirements Management Closed- Loop Change Process ECN Form Requirements As-planned/ As-released Baseline W/A Form Perform Work; Achieve Req'm'ts Records ECR Form Management Records Records White Paper CMII-650C Page 7

Six PLM Tool Assessments ARAS's Innovator Siemen's Teamcenter PTC's Windchill Dassault's Enovia Oracle's Agile Autodesk's PLM 360 The enclosed assessment information is from their websites White Paper CMII-650C Page 8

ARAS's PLM Tool Innovator Industries Supported Aerospace and Defense Automotive Consumer Goods Education Food and Beverage Government Healthcare High Tech Electronics Industrial Manufacturers Medical Devices Pharmaceutical Transportation and Logistics One Common Platform Standards Supported APQP CAPA CMII CMMI DFSS DFX FDA FMEA ISO Lean NPDI PDM PMI REACH RoHS STEP Innovator PLM Modules/Features BOM Management CAD File Management Component Engineering Configuration Management Document Management Engineering Change Management Environmental Compliance Fashion and Apparel Formula and Recipe Management Global Product Development Lean Product Development Maintenance and Calibration Manufacturing Process Planning Mechatronics Microsoft Office Connector New Product Introduction Outsourced Manufacturing Part Traceability Product Costing Product Data Management Product Engineering Program Management Project Management Quality Planning Regulatory Compliance Requirements Management Risk Management Supplier Corrective Action Supply Chain Management Systems Engineering Tooling Management Variants and Options Visual Collaboration Visualization Digital Mockup No AP/AR baseline module. No enterprise baseline. White Paper CMII-650C Page 9

Siemens PLM Tool: Teamcenter Unified or just Teamcenter Industries Supported Aerospace and Defense Apparel Automotive and Transportation Consumer Products and Retail Electronics and Semiconductor Energy and Utilities Federal Government Footware and Accessories Industrial Machinery Life Sciences Marine Medical Devices Teamcenter PLM Modules/Features ENTERPRISE KNOWLEDGE FOUNDATION Engineering Data Mgmt (MCAD, CAM, CAE, etc.) Product Data Management (PDM) Engineering Structure & Configuration Mgmt Engineering Change & Process Mgmt Document Management & Technical Pub. Business Intelligence Integrated 2D/3D visualization & Digital Mkup Tailored Industry Solutions One Common Platform with Overlay Template per Industry Standards Supported Not Stated No AP/AR baseline module. No enterprise baseline. 2000 IMAN Teamcenter Engineering Metaphase Teamcenter Enterprise 2012 Teamcenter Unified Teamcenter White Paper CMII-650C Page 10

PTC's PLM Windchill/PDM Link Industry Orientation Windchill is industry agnostic in that it is not designed to support a particular industry One Common Platform Standards Supported Not Stated Windchill PLM Modules/Features Mechanical Design Integration Electrical CAD Integration Variant and Product Family Design Change Management (per CMII) Configuration Management Emphasis on CAD BOM, EBOM and MBOM Integrated Requirements Management Manufacturing Process Management Outsourcing Support Design Verification and Validation Manufacturing Process Management Retail and Customer Product Support Document Management PTC Tutorial: Understanding the CMII Change Process The Windchill PDM Link change management process adheres to the CMII industry standard closed-loop change process, including terminology. This referenced model emphasizes the fundamental shift from controlling change to accommodating change. Simply put, to change faster and document better. - PTC No AP/AR baseline module. No enterprise baseline. White Paper CMII-650C Page 11

Dassault System's PLM Tool Enovia Industries Supported All 11 serviced by DS Aerospace and Defense Automotive and Transportation Consumer Packaged Goods Fashion and Apparel High Tech and Semiconductor Industrial Equipment Life Sciences plus 4 others not listed One Common Platform Standards Supported Enovia PLM Modules/Features Portfolio Configuration Management Requirements Management (Central) Program Management Decision Support Business Intel Compliancy Supply Chain Network Collaborative Sourcing Supplier Performance Monitoring IP Work in Progress IP Asset Release IP Classification and Reuse Data Warehouse Indexing and Search Business Process Management & Execution IP Asset Federation I-PLM Collaboration Studio Not Stated No AP/AR baseline module. No enterprise baseline. White Paper CMII-650C Page 12

Oracle's PLM Tool Agile Industries Supported Not Stated Standards Supported Not Stated Agile PLM Modules/Features Product Lifecycle Management Product Collaboration Product Portfolio Management Product Governance & Compliance Engineering Collaboration AutoVue Enterprise Visualization Product Quality Management Product Lifecycle Analytics PLM Cloud Strategies Product Lifecycle Management for Process Formulation and Compliance New Product Development Product Data Management Product Supplier Collaboration Product Quality Management Product Lifecycle Analytics PLM Cloud Strategies Engineering Data Management Product Data Management Document Management Configuration Management Enterprise Data Quality No AP/AR baseline module. No enterprise baseline. White Paper CMII-650C Page 13

AUTODESK PLM Tool 360 Industries Supported Automotive Building Products/Equipment Consumer Products Industrial Equipment One Common Platform Standards Supported Not Stated Autodesk PLM 360 Modules/Features BOM Comparison BOM Cost Rollup BOM Management Change Notifications Change Management Change Request and Change Order Change Traceability Component and Product Visualization Corrective and Preventive Actions Cost Management with ERP Cost Reporting Design & Production Revision Control Inspection Planning New Product Introduction (Proj. Mgmt) Supplier Collaboration Supplier Review Systems Engineering Quality Management Quality Management Reporting No AP/AR baseline module. No enterprise baseline. White Paper CMII-650C Page 14

Conclusions Although four of these six PLM tools currently hold CMII certification, those certifications have not been renewed as the PLM providers rolled-out later and later versions of their tool The ability of the current version of these tools to support the CMII Model and its key elements of: As-Planned/As-Released Baselines, combined with An integrated closed-loop change process, including Fast-Track process capability, and Documented requirements co-owned by creators and users has not been confirmed by an updated CMII assessment. At the time of certification, the tool providers demonstrated the functionality required to support as-planned/as-released baselines. In some cases, that was 10 years ago. Their current capabilities are not promoted to customers. They are not highlighted on their website. The robustness of this capability is unknown and is essential for a successful implementation of the CMII Model. The requirements for PLM tools to support an enterprise baseline were established after most tools achieved their initial certification. Those certifications confirmed the tool's ability to support product baselines, but not an enterprise baseline. A key objective of the reassessment process is to confirm the PLM tools ability to support all types of as-planned/as-released baselines. Course of Action The PLM tool assessment and certification process has been updated and streamlined. Assessments will be performed per CMII-600 PDM/PLM Tool Assessment Guide and Report released on March 9, 2015. Per this guide, PLM tool assessments must be led by a tool provider's employee who is CMII-certified at the CMIIA or CMIIP level. This accomplishes three objectives. Each tool provider will have at least one CMII professional on their staff. Tool providers can easily update their certification status. The listing of CMII-certified PLM tools and their ratings as posted on ICM's website at (www.icmhq.com) will always be current. White Paper CMII-650C Page 15