VITA Charles W. Cole, III

Transcription

1 VITA Charles W. Cole, III North Carolina A&T State University 1601 East Market Street Greensboro, NC Office: TEACHING EXPERIENCE North Carolina A&T State University 2006, August to present Assistant Professor, Adjunct Courses Taught Business Finance Financial Markets and Institutions Commercial Bank Management Principles of Risk and Insurance Money and Banking Principles of Investments Business Environment West Virginia University Morgantown, WVa Assistant Professor of Finance EDUCATION University of Arkansas, Fayetteville, AR Ph.D., Business Administration, Finance Concentration 1979 Delta State University, Cleveland MS BA in Business Administration,: major:-finance MBA 1975 Page 1 of 5

2 OTHER WORK EXPERIENCE July 2002 August 2006: BB&T Capital Markets, Winston-Salem NC Initiated, developed and managed the corporate tax-exempt bond and student loan bond financing businesses of the Capital Markets group at BB&T as Senior Vice President from 2002 to August 2006 February 1982 April 2002: Wachovia Bank; Wachovia Capital Markets, Winston-Salem,NC Initiated and managed Wachovia Bank s public finance department through 1987 and thereafter until 2002 held various management and business development positions within the Capital Markets Group of Wachovia in Winston-Salem, NC. As Senior Vice President in the Capital Market s group Cole was responsible for managing the corporate tax exempt bond and student loan bond financing businesses. PUBLICATIONS Charles W. Cole and Jeffrey A. Edwards, Competition on MARS? A Study of Broker-Dealer Competition in the U.S. Municipal Auction Rate Securities Market; Journal of Financial and Economic Practice, Fall 2011,vol 11, Issue 2. Charles W. Cole, Lessons from MARS! Were Municipal Auction Rate Securities Financial Innovation? Conflict of Interest, Lack of Transparency and Agency Costs in the MARS Market, Municipal Finance Journal, Volume 31, Number 02, Summer 2010, pp.77-98(22). Angell, Robert J and Charles W. Cole, Stock Returns Versus Bond Returns: Actual Historical Data , Southern Business Review, Winter Charles W. Cole and James A. Millar, The Impact of Municipal Bond Banking on Municipal Interest Costs, Financial Management, Spring 1982, Vol 11, No 1 Charles W. Cole and Dennis T. Officer, The Interest Cost Effect of Private Municipal Bond Insurance, The Journal of Risk and Insurance, September 1981, Vol XLVIII, No 3 PROFESSIONAL AND SERVICE ACTIVITIES Consulting 1 Summer 2007, NC State Education Assistance Authority, RTP, NC; provided brief consultancy on upcoming and outstanding bond and note issuance. Page 2 of 5

3 Service Profession: - College Foundation Inc (CFI), Raleigh, NC; asked by CEO Wendy McAlister to join in Fall 2014 College Foundation Inc. s Board of Directors; appointment pending Governor s office approval in October. (CFI), is a nonprofit corporation serving North Carolina students and families since 1955, which administers a loan portfolio of more than $3.3 billion, including low-interest federal education loans, in addition to the state's college grant programs and the tax-advantaged "529" college savings program on behalf of the N.C. State Education Assistance Authority. CFI also delivers information to North Carolina students and families about paying for college and provides technology services for cfnc.org. - Developing New Student Managed Investment Fund (SMIF) program, curriculum and courses for startup in Fall 2015, for students to manage $50,000 funds provided by SOBE EAB ; Strategic Priorities Implementation action group: Enhancing Student Success, active member, ; - Prepared proposal for a Student Managed Investment Fund, accepted by SOBE Executive Advisory Board, 2013; - Developed program on Financial impact of healthcare decisions on retirement resources for Financial trading Room of SOBE outreach to Community, in conjunction with Senior Resources of Greensboro, NC, Presenter, Construction Contractor Certificate Program sponsored by NCAT Transportation Institute, January 2012, on Finance: Make Money and Avoid an IRS Audit. - Student recruiting trips on behalf of SOBE, October Faculty Evaluation Task Force, Developing and implementing Investing Topics modules for late fall 2014 and spring terms for Young Investors club and campus community in trading room; Assistant director, Financial Trading Room; - Department Strategic Planning Committee member, ; - Developing New Student Managed Investment Fund (SMIF) program, curriculum and courses for startup in Fall 2015, for students to manage $50,000 funds provided by SOBE EAB ; Co-sponsor of Aggie FMA (Financial Management Assn) with Dr Bob Howard; - Assisted Department Head with integration of Finance into the Accounting Department, Faculty advisor for Senior Finance majors; - Developed framework for Finance curriculum review, Curriculum coordinator for Finance, Department coordinator for NC State Employee Combined Campaign, Met on occasion with Dr James and industry representatives to discuss their recruiting of Accounting and Finance majors and their requirements - Counseled finance majors and other students considering changing major to Finance, and regarding financial services industry careers Page 3 of 5

4 - Developed presentation materials for Department Chairman to assist in recruiting highschool students to our Finance major; Discipline - Referee for Journal Note, The Journal of Economics, Vol. XXXIV, No.2, 2008, referred by Dr. Jeffrey A Edwards. Community (recent) - Vice Chair, Kernersville Advisory Board of Crisis Control Ministry (CCM), Winston- Salem NC, 2012 to present o Organize annual Spring Folly weekend fundraiser for CCM - Member, Board of Directors, Crisis Control Ministry (CCM), Winston-Salem NC, 2013 to present o Philanthropy Committee, Crisis Control Ministries, W/S NC, 2012 present o Member, Individual Giving sub-committee, Crisis Control Ministries, present - Partnered with Habitat for Humanity/ Forsyth to develop & organize a group of 11 eastern Forsyth area United Methodist churches (including Main Street UMC) towards a goal of funding and constructing a Habitat home in the Kernersville area. Result: $65,000 fundraising goal reached and construction of a home completed in Fall 2012 in the Smith Farm neighborhood off Hwy 150 south of Kernersville. - Kairos Prison Ministry: Central Prison Kairos Advisory Board member (as of September 2013 to present) & Thirteen year volunteer; also financial secretary/kairos Donor coordinator. Kairos is a worldwide ecumenical prison ministry for men and women in mostly maximum security prisons. Kairos NC has been operating at Central Prison for 20 years and in multiple others prisons in NC currently. - Main Street United Methodist Church, Kernersville: Member since 1982 and Volunteer; prior Board chair, Lay Leader, Chair of Mission and Outreach committee, etc; youth home-repair mission trips via Appalachia Service Project and ReCreation Ministries; Chancel Choir ; volunteer in our Community Garden ; facilitated Disciple bible studies; coordinated our Community action day (Hands Together) in mid- September annually; - Trained Stephen Minister- sponsored by Main Street UMC, Kernersville NC, since 2011 [ ] Page 4 of 5

5 - Volunteer and former board member ( ) at Forsyth Jail and Prison Ministry, Winston Salem NC; participant with 12 others in Maundy Thursday The Last Supper drama, past 10 years at Forsyth Prison; - Prior Board member, Shepherd Center of Kernersville, NC. - Presenter at Construction Contractor Certificate Program sponsored by NCAT Transportation Institute, January 2012, on Finance: Make Money and Avoid an IRS Audit. [see above] Page 5 of 5