FINANCIAL SERVICES TEAM

Size: px
Start display at page:

Download "FINANCIAL SERVICES TEAM"

Transcription

1 FINANCIAL SERVICES TEAM William Spiegel Managing Director, Head of Financial Services Mr. Spiegel is a founding partner and a managing director responsible for managing Pine Brook s financial services investing activities. He is also a member of the Investment Committee. Mr. Spiegel currently represents Pine Brook as a director of Aurigen Capital Limited, Essent Group Ltd., Fair Square Financial LLC, Fidelis Insurance Holdings Ltd., Global Atlantic Financial Group, Third Point Reinsurance Ltd., Tunbridge Partners, LLC and Vibe Syndicate Management. Mr. Spiegel has 25 years of private equity investment experience. Prior to joining Pine Brook, he was with the Cypress Group from its inception in 1994 until 2006, managing its financial services and healthcare investing activities. Prior to joining The Cypress Group, Mr. Spiegel worked in the Merchant Banking Group at Lehman Brothers. He has served on the board of directors of 17 companies, including seven publicly traded corporations. Mr. Spiegel holds a B.Sc. in Economics from the London School of Economics, an M.A. in Economics from the University of Western Ontario and an M.B.A. from the University of Chicago. Guillermo Bron Mr. Bron joined Pine Brook in December 2013 as a managing director on the financial services investment team. He is also a member of the Investment Committee. Mr. Bron currently is chairman of the board of United PanAm Financial Corp, a Pine Brook investment. Mr. Bron has more than 40 years of financial services experience, including 20 years in the private equity industry. Mr. Bron was a founding and managing partner of ACON-Bastion Partners II. Prior to his involvement in ACON, he spent eight years as a founder and the managing partner of Bastion Capital; the first private equity fund primarily focused on the U.S. Hispanic market. His experience also includes six years as a managing director at Drexel Burnham Lambert, leading their Latin American Corporate Finance Group. Earlier in his career, Mr. Bron was an investment officer at World Bank s International Finance Corp. Mr. Bron holds B.S. degrees in Electrical Engineering and Management Science from the Massachusetts Institute of Technology and an M.B.A. from Harvard Business School. Oliver Goldstein Mr. Goldstein joined Pine Brook in October 2009 and is a managing director on the financial services investment team. He is also a member of the Investment Committee. Mr. Goldstein currently represents Pine Brook as a director of AloStar Bank of Commerce, Amedeo Capital Limited, Fair Square Financial LLC, Origin Bancorp, Inc. and Strategic Funding Source, Inc.

2 Mr. Goldstein has 20 years of private equity and financial advisory experience, including 18 years in the private equity industry. From 2005 to 2009, he was a partner and senior managing director at Eton Park Capital Management, an investment firm with over $12 billion of capital under management. Mr. Goldstein started and led Eton Park s U.S. private investment effort, establishing an investment strategy concentrated on growth equity financings and special situations, with a primary industry focus in financial services and a secondary focus in energy and power. His investments at Eton Park included Commercial International Bank, Ariel Re and Harbor Point Limited. Mr. Goldstein was with Warburg Pincus from 1999 to 2005, most recently as a managing director responsible for leveraged buyouts and direct investments in public companies. In 2000, he played a significant role in executing Warburg Pincus investment in Dime Bancorp with Mr. Newman. The following year, he received the first John L. Vogelstein Award, which recognizes the Warburg Pincus investment professional who most demonstrates keen investment judgment. Earlier in his career, Mr. Goldstein worked for Fenway Partners and Goldman, Sachs & Co. Mr. Goldstein holds a B.S. in Mathematics and Economics (summa cum laude) from Duke University, where he was elected to Phi Beta Kappa, and an M.B.A. with High Distinction from Harvard Business School, where he was a George F. Baker Scholar. Nicholaos Krenteras Mr. Krenteras joined Pine Brook in August 2006 and is a managing director on the financial services investment team. He is also a member of the Investment Committee. Mr. Krenteras currently represents Pine Brook as a director of Aurigen Capital Limited, Belmont Green Limited, Better Mortgage, Clear Blue Financial Holdings LLC, The Car Finance Company (2007) Limited and Vibe Syndicate Management. Prior to joining Pine Brook, Mr. Krenteras spent nine years in the financial services industry working for LabMorgan, JP Morgan s financial technology venture capital arm, as vice president of portfolio development. Earlier in his career, he worked for Bank of America as an interest rate derivatives trader and as the vice president of trading and business development for Pedestal Capital, a start-up institutional brokerage for mortgage-backed securities. Mr. Krenteras holds an A.B. in International Relations from Brown University and an M.B.A. from the Columbia University Graduate School of Business, where he was a member of the Beta Gamma Sigma honor society. Lawrence Marsiello Mr. Marsiello joined Pine Brook in April 2010 and is a managing director. He is dedicated to the commercial bank and consumer and commercial finance segments of Pine Brook s financial services investment practice. Mr. Marsiello currently represents Pine Brook as a director of Amedeo Capital Limited, Strategic Funding Source Holdings, LLC, The Car Finance Company (2007) Limited and United PanAm Financial Corp. Mr. Marsiello, who began his career at Manufacturers Hanover Trust Co. in 1974, has over 44 years of cycletested experience. He retired in February 2008 as vice chairman and chief lending officer of CIT Group. Previously at CIT Group, Mr. Marsiello served as group chief executive in the Commercial Finance Group. Through the Business Credit Group (asset-based and cash flow loans) and Commercial Services Group (the largest U.S. factoring company), the Commercial Finance Group served 3,000 clients representing $9 billion (18%) of CIT Group s managed assets and 25% of the company s net income.

3 Mr. Marsiello is a member of the Turnaround Management Association and the Commercial Finance Association. In the fall of 2008, the Turnaround Management Association elected him to the Turnaround, Restructuring and Distressed Hall of Fame. He also serves as a trustee of St. Francis College (Investment Committee Chair) and of National Jewish Health in Denver, CO. Mr. Marsiello holds a B.A. in Economics from St. Francis College, a Certificate in Banking Management from the Stonier Graduate School of Banking at Rutgers, and an M.B.A. from Pace University. He also has completed the Advanced Management Program at the Harvard Business School. Bharath Srikrishnan Mr. Srikrishnan joined Pine Brook in September 2015 and is a managing director on the financial services investment team. He is also a member of the Investment Committee. Mr. Srikrishnan has 15 years of financial services investment and operating experience. Before joining Pine Brook, he was a managing director at Five Mile Capital Partners, where he was responsible for leading the firm s financial services investment activities. Mr. Srikrishnan previously served as a principal of Lee Equity Partners, where he focused on making financial services private equity investments. Additionally, he was a co-founder and managing director of NewStar Financial, Inc., a private equity-backed middle market commercial finance company which successfully completed an initial public offering. Mr. Srikrishnan began his career as an analyst in the Financial Institutions Group of Salomon Smith Barney and as an associate with Capital Z Financial Services Partners. Mr. Srikrishnan graduated from Boston College with a B.S. degree in Finance, Operations and Strategic Management (cum laude). Kristin Gilbert Principal, Financial Services Investment Team Ms. Gilbert joined Pine Brook in March 2010 and is a principal on the financial services investment team. Ms. Gilbert represents Pine Brook as a director of Amedeo Capital Limited, NBIC Holdings, Inc., The Car Finance Company (2007) Limited, and United PanAm Financial Corp. Prior to joining Pine Brook, Ms. Gilbert was with CVC Capital Partners, a $40 billion global private equity firm, where she was an investment director and a founding member of the financial services team. Prior to joining CVC Capital Partners in 2007, Ms. Gilbert was an associate at Madison Dearborn Partners, a $15 billion private equity firm. She began her career as an investment banking analyst in the Financial Institutions Group at Morgan Stanley. Ms. Gilbert holds a B.A. in Economics and Political Science from the University of North Carolina. Scott Schaen Principal, Financial Services Investment Team Mr. Schaen joined Pine Brook in August 2010 and is a principal on the financial services investment team. Mr. Schaen currently represents Pine Brook as a director of Fidelis Insurance Holdings Ltd, Green Bancorp, Inc and Tunbridge Partners LLC.

4 Prior to joining Pine Brook, Mr. Schaen was with Lightyear Capital, a middle-market private equity investor in financial services, where he was a senior associate specializing in executing and monitoring investments in the financial services industry. Before joining Lightyear Capital in 2006, Mr. Schaen was an investment banking analyst in the Global Power Group at Citigroup. Mr. Schaen holds a B.B.A. from the University of Michigan s Ross School of Business. Mike Vostrizansky Vice President, Financial Services Investment Team Mr. Vostrizansky joined Pine Brook in March 2016 and is a vice president on the financial services investment team. Before joining Pine Brook, Mr. Vostrizansky was a principal with Flexpoint Ford, a middle-market private equity investment firm, where he focused on executing and monitoring firm investments across the financial servies industry. He previously worked in the Financial Institutions Group at Credit Suisse, where he focused on corporate merger advisory and capital raising assignments for a variety of financial institutions. Mr. Vostrizansky holds a B.S.E. in Aerospace Engineering (magna cum laude) from the University of Michigan and a Master of Science in Engineering from the University of Michigan s Rackham Graduate School. He is also a Board Member of C/I, a New York charity working to narrow the tech education gap for the city s underserved youth. Ethan Wang Vice President, Financial Services Investment Team Mr. Wang joined Pine Brook in July 2014 and is a vice president on the financial services investment team. Mr. Wang represents Pine Brook as a director of Belmont Green Limited and Better Mortgage. Before joining Pine Brook, Mr. Wang was with JLL Partners, where he spent two years focusing on specialty finance, healthcare and business services opportunities. Prior to that, he was an analyst with Milestone Advisors which was later acquired by Houlihan Lokey. Mr. Wang holds a B.S. in business administration and chemistry from the University of North Carolina at Chapel Hill, and an M.B.A. from the Booth School of Business at the University of Chicago (with high honors). Dustin DeWitt Mr. DeWitt joined Pine Brook in September 2012 and is an associate on the financial services investment team. He currently represents Pine Brook as a director of Clear Blue Financial Holdings LLC. Mr. DeWitt came to Pine Brook from Goldman, Sachs & Co., where he spent two years as a member of the firm s Financial Institutions Group, focusing on the banking, specialty finance and financial technology sectors. Mr. DeWitt holds a B.S. in Finance from the Kelley School of Business at Indiana University.

5 Keely Shearer Ms. Shearer joined Pine Brook in September 2015 and is an associate on the financial services investment team. Ms. Shearer came to Pine Brook from Goldman, Sachs & Co., where she spent two years as a member of the firm s Financial Institutions Group, focusing on the banking, specialty finance and market structure sectors. Ms. Shearer holds a B.S. in Finance from the Kelley School of Business at Indiana University. Jennifer Zhu Ms. Zhu joined Pine Brook in September 2015 and is an associate on the financial services investment team. Ms. Zhu came to Pine Brook from Morgan Stanley where she spent two years as a member of the firm s Financial Institutions Group, focusing on the banking, specialty finance and market structure sectors. Ms. Zhu holds a B.A. in Economics (cum laude) from Harvard University.

Introduction Concentric's principals have distinguished track records as operators and professional investors in a

Introduction Concentric's principals have distinguished track records as operators and professional investors in a Concentric Equity Partners is a private investment firm based in Chicago, IL. We provide capital and strategic support to exceptional service companies pursuing rapid growth. Our approach is to support

More information

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on.

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on. OUR SPONSORS The Miami Finance Forum Presents A Panel Discussion on South Florida Hedge Funds 2011 Industry Outlook Our Panelists: About the Miami Finance Forum The Miami Finance Forum is a non-for-profit

More information

Keith Banks President U.S. Trust, Bank of America Private Wealth Management

Keith Banks President U.S. Trust, Bank of America Private Wealth Management Keith Banks President KEITH BANKS is president of, which provides integrated investment, trust, banking and lending services to wealthy and ultra-wealthy clients. He also oversees Global Wealth & Investment

More information

LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders

LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders LNC Partners is a Northern Virginia based investment firm with over $235

More information

David Finley Managing Director 617.695.0201 [email protected]

David Finley Managing Director 617.695.0201 dave@sverica.com David Finley Managing Director 617.695.0201 [email protected] Mr. Finley is a Managing Director in Sverica's Boston office, having joined the firm in October 2006. Mr. Finley leads Sverica s investments

More information

S P E A K E R B I O G R A P H I E S

S P E A K E R B I O G R A P H I E S Jamie Dimon, Chairman and Chief Executive Officer Jamie Dimon is Chairman of the Board and Chief Executive Officer of JPMorgan Chase & Co., a global financial services firm with assets of $2.6 trillion

More information

Value-Added Financial Solutions for Growing Health Care Companies Specializing in the Following Sectors:

Value-Added Financial Solutions for Growing Health Care Companies Specializing in the Following Sectors: Long-Term Creative Health Capital is a merchant bank focusing exclusively on the health care industry. Our mission is to advise and partner with health care provider, health care facility and health care

More information

K. Gunnar Bjorklund Managing Director 415.249.4902 [email protected]

K. Gunnar Bjorklund Managing Director 415.249.4902 gunnar@sverica.com K. Gunnar Bjorklund 415.249.4902 [email protected] Mr. Bjorklund is a co-founder of Sverica International and is based in the San Francisco office. He serves on the board of several of Sverica s portfolio

More information

Araceli M. Sibley 21 Years Experience Western Asset Management Company Research Analyst, 1992 Cal Poly Pomona, B.Sc.

Araceli M. Sibley 21 Years Experience Western Asset Management Company Research Analyst, 1992 Cal Poly Pomona, B.Sc. Bank Loan Team Brendan Bowman 9 Years Experience Western Asset Management Company Client Service Analyst, 2005 Robert Half International Staff Accountant, 2004 2005 University of California, Riverside,

More information

Biographies of Key Professionals

Biographies of Key Professionals BIOGRAPHIES OF KEY PROFESSIONALS Matthew Frymier is a Partner and the Chief Executive Officer of Corrum Capital Management LLC. Prior to launching Corrum Capital in 2013, Matthew was the President of Stamos

More information

2. Placement Agent Information:

2. Placement Agent Information: 2. Placement Agent Information: (a) (b) The name of the Placement Agent is: The name of the Placement Agent is: Private Fund Group of Credit Suisse Securities (USA) LLC ( CS or the Placement Agent ). Attached

More information

Industry Ventures Partnership Holdings III-C, L.P. Investing in small venture capital funds

Industry Ventures Partnership Holdings III-C, L.P. Investing in small venture capital funds Industry Ventures Partnership Holdings III-C, L.P. Investing in small venture capital funds Employees Retirement System of Rhode Island State Investment Commission Meeting January 28, 2015 0 Overview of

More information

UVIMCO : Welcome LEONARD W. SANDRIDGE

UVIMCO : Welcome LEONARD W. SANDRIDGE Page 1 BOARD OF DIRECTORS JOHN O. WYNNE MEETING DATES UVIMCO Board Chairman, Executive Committee Chairman Retired President and Chief Executive Officer of Landmark Communications, Inc. (in Norfolk, Virginia

More information

SENIOR MANAGEMENT BIOGRAPHIES

SENIOR MANAGEMENT BIOGRAPHIES SENIOR MANAGEMENT BIOGRAPHIES Jamie Dimon, Chairman and Chief Executive Officer Jamie Dimon is the Chairman of the Board and Chief Executive Officer of JPMorgan Chase & Co. Dimon became Chairman of the

More information

RICHMOND D. MATHEWS Robert H. Smith School of Business, University of Maryland 4411 Van Munching Hall, College Park, MD 20742 [email protected].

RICHMOND D. MATHEWS Robert H. Smith School of Business, University of Maryland 4411 Van Munching Hall, College Park, MD 20742 rmathews@rhsmith.umd. RICHMOND D. MATHEWS Robert H. Smith School of Business, University of Maryland 4411 Van Munching Hall, College Park, MD 20742 [email protected] Education 2003 UNIVERSITY OF ROCHESTER, William E.

More information

Biography Investment Professionals Large Cap Core Team

Biography Investment Professionals Large Cap Core Team Large Cap Core Team Daniel J. Manion, CFA Senior Director of Equity Research Sentinel: 1993 Dan joined Sentinel in 1993 and is director of equity research as well as a portfolio manager for the Sentinel

More information

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives Press Release For Immediate Release: June 22, 2012 For Information Contact: Scott L. Peterson Press Secretary Office of the County Executive (240) 508-1989 The Office of Prince George s County Executive

More information

BAML Capital Access Funds Management, LLC Team

BAML Capital Access Funds Management, LLC Team The seasoned professionals at BAML Capital Access Funds Management, LLC (CAF) understand the longterm strategies required to invest successfully in private equity, and the special needs of our investors.

More information

Audit committee forum*

Audit committee forum* Ashok Bakhru Chairman of the Board Goldman Sachs Group of Mutual Funds Ashok Bakhru is President of ABN Associates, a management and financial consulting firm working with mid-size firms. Ashok served

More information

Hon. JAmes m. PeCK (ret.)

Hon. JAmes m. PeCK (ret.) Hon. JAmes m. PeCK (ret.) Honorable James M. Peck, former united states Bankruptcy Judge, co-chairs Morrison & Foerster s global Business restructuring & insolvency group. during his judicial career, Judge

More information

Biographies THEO A. KOLOKOTRONES JOEL P. FRIED ALFRED W. MORDECAI M. MOHSIN ANSARI

Biographies THEO A. KOLOKOTRONES JOEL P. FRIED ALFRED W. MORDECAI M. MOHSIN ANSARI THEO A. KOLOKOTRONES Chairman, Director, Portfolio Manager, and Principal, Co-Chief Executive Officer and Portfolio Manager, Mr. Kolokotrones co-founded in September 1983. He spent six years at Capital

More information

TRADITIONAL VALUES. INVESTMENT INSIGHT.

TRADITIONAL VALUES. INVESTMENT INSIGHT. History Organized by the Partners of Alex. Brown & Sons. ABR was established in 1972 to originate real estate investments for the partners and clients of Alex. Brown & Sons (formerly the oldest investment

More information

The Weiner Wealth Management Group

The Weiner Wealth Management Group The Weiner Wealth Management Group Helping you pursue your financial goals. The Weiner Wealth Management Group Our mission is to guide our clients in their quest to preserve and grow their assets over

More information

CIBC INVESTOR DAY SPEAKER BIOGRAPHIES. Victor G. Dodig. President and Chief Executive Officer, CIBC

CIBC INVESTOR DAY SPEAKER BIOGRAPHIES. Victor G. Dodig. President and Chief Executive Officer, CIBC Victor G. Dodig President and Chief Executive Officer, CIBC Victor Dodig is President and Chief Executive Officer of the CIBC group of companies, one of North America's largest financial services institutions.

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement May 12, 2015 Website: www.tfcfinancial.com E-mail: [email protected] This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Catherine C. Gryczan

Catherine C. Gryczan Catherine C. Gryczan Partner [email protected] Contact Numbers T: +1 312 356 5098 F: +1 312 212 6501 311 S. Wacker Drive, Suite 4300 Chicago, Illinois 60606 Governance Emerging Companies &

More information

PSERS PRIVATE EQUITY PARTNERSHIPS PROGRAM. Recommendation for Investment in Milestone Partners III, L.P.

PSERS PRIVATE EQUITY PARTNERSHIPS PROGRAM. Recommendation for Investment in Milestone Partners III, L.P. PSERS PRIVATE EQUITY PARTNERSHIPS PROGRAM Recommendation for Investment in Milestone Partners III, L.P. Charles J. Spiller Director of Private Markets and Real Estate December 12, 2007 EXECUTIVE SUMMARY

More information

COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS

COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS Leah R. Bennett, CFA, CIC Managing Director and CIO King Investment Advisors Leah R. Bennett is a portfolio manager and investment analyst

More information

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members:

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members: Investment Committee of Envestnet Asset Management, Inc. 35 East Wacker Drive, Suite 2400 Chicago, IL 60601 312 827 2800 www.envestnet.com March 31, 2014 This Brochure Supplement provides information about

More information

TThe ELFA Nominating Committee has named the following individuals

TThe ELFA Nominating Committee has named the following individuals TThe ELFA Nominating Committee has named the following individuals to stand for election to the ELFA Board of Directors. If elected, all will take office at the conclusion of ELFA s Annual Convention,

More information

Smith A. Brownlie III, CPA

Smith A. Brownlie III, CPA Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to

More information

ORGANIZATION OVERVIEW

ORGANIZATION OVERVIEW Synovus Investment Advisors, Inc. ORGANIZATION OVERVIEW Investment products and services provided by Synovus are offered through Synovus Investment Advisors, Inc., Synovus Securities, Inc., Synovus Trust

More information

Ross Leimberg MBA 2012 BLAVATNIK FELLOWSHIP

Ross Leimberg MBA 2012 BLAVATNIK FELLOWSHIP Ross Leimberg MBA 2012 Ross Leimberg draws from a variety of business development, investing, and consulting experiences from within the life sciences industry. As an Associate at Locust Walk Partners,

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement March 17, 2016 Website: www.tfcfinancial.com E-mail: [email protected] This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Managed Account Disclosure Statement

Managed Account Disclosure Statement Managed Account Disclosure Statement This brochure provides clients with information about Romano Wealth Management and the Managed Account Program that should be considered before becoming a client of

More information

IR Leadership Mastering Trust, Integrity & Credibility Speaker Biographies (In Order of Appearance)

IR Leadership Mastering Trust, Integrity & Credibility Speaker Biographies (In Order of Appearance) IR Leadership Mastering Trust, Integrity & Credibility Speaker Biographies (In Order of Appearance) Ben Boyd, President, Practices, Sectors & Offerings, Edelman Ben Boyd has worked in corporate communications

More information

JENNIFER N. CARPENTER

JENNIFER N. CARPENTER JENNIFER N. CARPENTER New York University (212) 998-0352 Stern School of Business fax: (212) 995-4233 44 West Fourth Street, Suite 9-190 [email protected] New York, NY 10012 www.stern.nyu.edu/~jcarpen0

More information

Ric Andersen Partner, Peak Equity

Ric Andersen Partner, Peak Equity Ric Andersen Partner, Peak Equity Image API EnterpriseDB Vertex G5 American Public Education Barra Foundation Ric Andersen joined PeakEquity Partners as a Partner in 2015. Ric leverages over 30 years of

More information

2015 Real Estate Industry Update A landscape for change: Transforming for the future

2015 Real Estate Industry Update A landscape for change: Transforming for the future 2015 Real Estate Industry Update A landscape for change: Transforming for the future October 20, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been on

More information

Albert W. Niemi, Jr., Dean of the Cox School of Business

Albert W. Niemi, Jr., Dean of the Cox School of Business Albert W. Niemi, Jr., Dean of the Cox School of Business Dr. Niemi is the dean of the Edwin L. Cox School of Business at Southern Methodist University (SMU) and holds the Tolleson Chair in Business Leadership.

More information

Corporate Bond Strategy

Corporate Bond Strategy Corporate Bond Strategy FIRM OVERVIEW Established more than a decade ago by the former CIO of a major money manager and a research analyst in Buffalo, NY. $650 million in AUM for private clients, foundations,

More information

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members:

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members: Investment Committee of Envestnet Asset Management, Inc. 35 East Wacker Drive, Suite 2400 Chicago, IL 60601 312 827 2800 www.envestnet.com March 31, 2013 This Brochure Supplement provides information about

More information

Voting Members of Nationwide Investment Advisors, LLC ( NIA ) Investment Committee

Voting Members of Nationwide Investment Advisors, LLC ( NIA ) Investment Committee Item 1 Cover Page Part 2B of NIA Form ADV: Brochure Supplement Voting Members of ( NIA ) Investment Committee Daniel C. Grome One Nationwide Plaza Mail Code 1-08-401 614-677-8484 Harold C. Schafer Mail

More information

Loyalty Programs: Customers Love Them, But Do They Create Value For the Enterprise

Loyalty Programs: Customers Love Them, But Do They Create Value For the Enterprise Loyalty Programs: Customers Love Them, But Do They Create Value For the Enterprise The Boston Consulting Group Allan Hickok Tom Lutz Dylan Bolden Allan Hickok Senior Advisor The Boston Consulting Group

More information

Contact Princeton Global Asset Management

Contact Princeton Global Asset Management About Princeton Global Asset Management Princeton Global Asset Management furnishes continuous investment advice to Clients based on their individual needs. We provide US, International and Global investment

More information

Workshop on Community Bank Investments & Asset Liability Management

Workshop on Community Bank Investments & Asset Liability Management Darnell Canada Darling Consulting Group Darnell has been working at Darling Consulting Group since 1996. As a Managing Director, Darnell has experience working directly with community banks and credit

More information

U.S. Insurance M&A Review Stable M&A Environment Focused on Middle-Market Activity

U.S. Insurance M&A Review Stable M&A Environment Focused on Middle-Market Activity November 5, 2012 U.S. Insurance M&A Review Stable M&A Environment Focused on Middle-Market Activity George Johns John Butler John Hendrix Principal Managing Director Managing Director (212) 466-7998 (212)

More information

FrontPoint Partners LLC FrontPoint Strategic Credit Fund

FrontPoint Partners LLC FrontPoint Strategic Credit Fund FrontPoint Partners LLC FrontPoint Strategic Credit Fund Long/Short Strategy across the Asset Backed Securities (ABS) market. INVESTMENT S TRATEGY AND P ROCESS FrontPoint Strategic Credit Fund ( FSC, The

More information

TD AMERITRADE Executive Management Team

TD AMERITRADE Executive Management Team TD AMERITRADE Executive Management Team Leads insightfully. Innovates dynamically. Grows strategically. www.amtd.com TD AMERITRADE Executive Management Team Joe Moglia Chief Executive Officer Joe Moglia

More information

2013 Compliance Outreach Program Boston Regional Office - May 16, 2013

2013 Compliance Outreach Program Boston Regional Office - May 16, 2013 2013 Compliance Outreach Boston Regional Office - May 16, 2013 BIOGRAPHIES Melissa Clough Assistant Regional Director, Investment Adviser/ Investment Company Examination () Melissa Clough is an Assistant

More information

Meet Consulting Group Investment Advisor Research

Meet Consulting Group Investment Advisor Research 1 Meet the Management Team 2 Meet the Investment Officers 3 Meet the Analysts online report consulting group Meet Consulting Group Investment Advisor Research profiles Given the thousands of investment

More information

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos R & R Partners 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031 www.morganstanleyfa.com/rudowramos 0 Table of Contents Our Mission Page 2 Wealth Management Page 3 Why R and R Partners? Page

More information

MAYOR EMANUEL, CHICAGO INFRASTRUCTURE TRUST CHAIRMAN JAMES BELL ANNOUNCE APPOINTMENT OF ADVISORY MEMBERS

MAYOR EMANUEL, CHICAGO INFRASTRUCTURE TRUST CHAIRMAN JAMES BELL ANNOUNCE APPOINTMENT OF ADVISORY MEMBERS FOR IMMEDIATE RELEASE January 10, 2012 CONTACT: Mayor s Press Office 312.744.3334 [email protected] MAYOR EMANUEL, CHICAGO INFRASTRUCTURE TRUST CHAIRMAN JAMES BELL ANNOUNCE APPOINTMENT OF ADVISORY

More information

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015 NORTHEAST INVESTMENT MANAGEMENT, INC. INVESTMENT ADVISORS AND TRUSTEES 100 High Street, Suite 1000 Boston, Massachusetts 02110-2301 (617) 523-3588 Phone (617) 523-5412 Facsimile www.northeastinvest.com

More information

DIRECTORS DUTIES IN THE ZONE OF INSOLVENCY 11:15 AM. Julia Darlow, University of Michigan. Andrew Kramer, UBS Securities LLC

DIRECTORS DUTIES IN THE ZONE OF INSOLVENCY 11:15 AM. Julia Darlow, University of Michigan. Andrew Kramer, UBS Securities LLC DIRECTORS DUTIES IN THE ZONE OF INSOLVENCY 11:15 AM Julia Darlow, University of Michigan Andrew Kramer, UBS Securities LLC Keith Marchiando, formerly with DURA Automotive Judy O Neill, Foley & Lardner

More information

JESSICA LOCHMANN ALLEN

JESSICA LOCHMANN ALLEN JESSICA LOCHMANN ALLEN PARTNER [email protected] 777 E WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.297.5817 Jessica Lochmann Allen is a partner with Foley & Lardner LLP, and is a member of the firm

More information

Carbon Risk Assessment Strategies for Financial Institutions

Carbon Risk Assessment Strategies for Financial Institutions Carbon Risk Assessment Strategies for Financial Institutions Monday, July 27, 2015 3 pm to 6:30pm (EDT) Hosted by Moody s Investors Service 7 World Trade Center 250 Greenwich Street 20 th Floor New York,

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement May 19, 2014 Website: www.tfcfinancial.com E-mail: [email protected] This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Rebecca Gruss Partner, Deloitte & Touche LLP [email protected]

Rebecca Gruss Partner, Deloitte & Touche LLP rgruss@deloitte.com JOSEPH J. BOEHM, III Senior Vice President Retail Leasing 1026 Terminal Tower 50 Public Square Cleveland, OH 44113 Tele (216) 416-3430 Fax (216) 263-6210 E-mail: [email protected] Joseph J. Boehm,

More information

THE DURSO WEALTH MANAGEMENT GROUP S DISCRETIONARY PORTFOLIO MANAGEMENT INVESTMENT STRATEGIES

THE DURSO WEALTH MANAGEMENT GROUP S DISCRETIONARY PORTFOLIO MANAGEMENT INVESTMENT STRATEGIES Morgan Stanley 20 Linden Place Red Bank, NJ 07701 (732) 936-3400 THE DURSO WEALTH MANAGEMENT GROUP AT MORGAN STANLEY THE DURSO WEALTH MANAGEMENT GROUP S DISCRETIONARY PORTFOLIO MANAGEMENT INVESTMENT STRATEGIES

More information

Biographies. Blair Anderson. Paul Catt-Camfield FINANCIAL ADVISER SERVICES

Biographies. Blair Anderson. Paul Catt-Camfield FINANCIAL ADVISER SERVICES FINANCIAL ADVISER SERVICES Blair Anderson Senior Associate Blair is part of Dimensional s financial adviser services business in Europe. In his role as senior associate, Blair works closely with regional

More information

ManpowerGroup Board of Directors

ManpowerGroup Board of Directors ManpowerGroup Board of Directors Jeffrey A. Joerres Jeffrey A. Joerres is Chairman and Chief Executive Officer of ManpowerGroup. Having joined Manpower in 1993, Joerres served as Vice President of Marketing

More information

Payments System Board

Payments System Board Payments System Board The Board comprises up to eight members: the Governor (Chair), Assistant Governor Financial System (Deputy Chair), Chairman of the Australian Prudential Regulation Authority and up

More information

L2: Alternative Asset Management and Performance Evaluation

L2: Alternative Asset Management and Performance Evaluation L2: Alternative Asset Management and Performance Evaluation Overview of asset management from ch 6 (ST) Performance Evaluation of Investment Portfolios from ch24 (BKM) 1 Asset Management Asset Management

More information

ENGAGEMENT POWERED CONSUMER FINANCE

ENGAGEMENT POWERED CONSUMER FINANCE Click Click to edit to edit Master Master title style title style Click to edit Master title style ENGAGEMENT POWERED CONSUMER FINANCE October 2015 TSXV:DLS Michael A. Hilmer Chief Executive Officer [email protected]

More information

Meet Consulting Group Investment Advisor Research

Meet Consulting Group Investment Advisor Research 1 Meet the Management Team 2 Meet the Investment Officers 3 Meet the Analysts online report consulting group Meet Consulting Group Investment Advisor Research profiles Given the thousands of investment

More information

Presentation to California Probate Referee Convention Roger Winsby, President Axiom Valuation Solutions

Presentation to California Probate Referee Convention Roger Winsby, President Axiom Valuation Solutions Valuing Small Businesses for Estate Purposes Small Does Not Mean Simple Presentation to California Probate Referee Convention Roger Winsby, President Axiom Valuation Solutions Roger M. Winsby President

More information

What Happens to MLPs When Interest Rates Rise?

What Happens to MLPs When Interest Rates Rise? What Happens to MLPs When Interest Rates Rise? Asset Class Comparison Current Yields MLPs 6.1% Utilities 4.1% REITS 3.7% S&P 500 2.2% 0% 1% 2% 3% 4% 5% 6% 7% Please see Slide 14 for a definition of the

More information

Rock Gate Partners. Overview. Private Equity. Industry Sectors

Rock Gate Partners. Overview. Private Equity. Industry Sectors Overview Rock Gate Partners, LLC ( RGP ) is a merchant banking firm that acquires and makes later stage growth capital investments in lower middle market companies. Private Equity RGP invests in lower

More information

Principal Investing - The Inner Workings of a Private Equity Firm

Principal Investing - The Inner Workings of a Private Equity Firm Principal Investing - The Inner Workings of a Private Equity Firm 2 Wachovia Capital Partners Agenda Introduction to the Speaker An Overview of Wachovia and its Principal Investing Unit Investing Capital

More information

Private Banking and Wealth Management Professors Alan Rappaport and Ingo Walter B40 3120.30 Thursdays, 6:00 9:00 pm

Private Banking and Wealth Management Professors Alan Rappaport and Ingo Walter B40 3120.30 Thursdays, 6:00 9:00 pm Private Banking and Wealth Management Spring, 2013 (II) Professors Alan Rappaport and Ingo Walter B40 3120.30 Thursdays, 6:00 9:00 pm T-LC21 Course Description This is a case-based mini-course intended

More information

Paramount Equity Financial Corp. 37 Sandiford Dr, Suite 400 Stouffville, ON L4A 7X5 Canada www.paramountequity.ca

Paramount Equity Financial Corp. 37 Sandiford Dr, Suite 400 Stouffville, ON L4A 7X5 Canada www.paramountequity.ca PARAMOUNT EQUITY FINANCIAL CORPORATION Paramount Equity Financial Corporation (PEFC) is a real estate investment firm and Mortgage Administrator that specializes in the origination and administration of

More information

The Fight for the Last Mile

The Fight for the Last Mile Northwestern University The Fight for the Last Mile Tuesday, October 29, 2013 2:00-4:45pm James L. Allen Center - Tribune Foundation Auditorium Northwestern University 2169 Campus Drive, Evanston, IL About

More information

Manages $49 billion in currency, across the company, as at 31 December 2010. Currency management team is located in Boston, USA.

Manages $49 billion in currency, across the company, as at 31 December 2010. Currency management team is located in Boston, USA. State Street Global Markets Manages currency for MLC, since 2000. Manages $49 billion in currency, across the company, as at 31 December 2010. Highly sophisticated hedging strategies with a focus on performance,

More information

July 2004 November 2005

July 2004 November 2005 July 2004 November 2005 Our firm has been growing and changing over the years and many of you have not had the opportunity to meet all the employees of Private Wealth Management. Over the next several

More information

How To Choose A Top Ten List Of People To Work With

How To Choose A Top Ten List Of People To Work With CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS Leah R. Bennett, CFA, CIC Co-Chief Investment Officer South Texas Money Management Leah R. Bennett, CFA joined South Texas Money Management in 2013 and

More information

Credit Markets Symposium 2009 Speaker Bios

Credit Markets Symposium 2009 Speaker Bios Credit Markets Symposium 2009 Speaker Bios Sally Green Master of Ceremonies Sally Green became first vice president of the Federal Reserve Bank of Richmond in 2006, after working nearly 30 years at the

More information

KBB Wealth Management

KBB Wealth Management KBB Wealth Management KBB Wealth Management Todd C. Kelly, CFP, CIMA Senior Vice President Sr. Investment Management Consultant Matt J. Bridge, CFP Senior Vice President Sr. Investment Management Consultant

More information

Stellar Capital Management, LLC

Stellar Capital Management, LLC Stellar Capital Management, LLC 2200 East Camelback Road, Suite 130 Phoenix, Arizona 85016 602.778.0307 Form ADV Part 2B The Brochure Supplement March 25, 2015 This Brochure Supplement provides information

More information

Paul Whitehead 506 A Keller Building University Park, PA 16802 (814) 863-8422 (office) (814) 308-9439 (home) [email protected]

Paul Whitehead 506 A Keller Building University Park, PA 16802 (814) 863-8422 (office) (814) 308-9439 (home) pwhitehead@la.psu.edu Paul Whitehead 506 A Keller Building University Park, PA 16802 (814) 863-8422 (office) (814) 308-9439 (home) [email protected] Paul Whitehead is a Professor of Practice at The Pennsylvania State University

More information

OBITUARIES. EDWARD L. BOMSE JAMES M. BUGBEE Su Tu CHEN

OBITUARIES. EDWARD L. BOMSE JAMES M. BUGBEE Su Tu CHEN 245 OBITUARIES EDWARD L. BOMSE JAMES M. BUGBEE Su Tu CHEN CHARLES M. GRAHAM ALFRED N. GUERTIN MILTON G. MCDONALD NORRIS E. SHEPPARD HERBERT P. STELLWACEN ALEX C. WELLMAN EDWARD L. BOMSE 1909-1981 Edward

More information

GEHMAN CAPITAL SOLUTIONS, LTD.

GEHMAN CAPITAL SOLUTIONS, LTD. GERALD P. GEHMAN 25 EAST 93 rd STREET 10128 (212) 876-4794 Gehman Capital Solutions, Ltd. 212-876-6570 New York Home (860) 388-2786 Connecticut Cottage [email protected] www.gehmancapital.com GEHMAN

More information

Scott F. Hesse Partner International Tax Services

Scott F. Hesse Partner International Tax Services Scott F. Hesse Partner International Tax Services Tel.: +1 (313) 394-6337 Fax.: +1 (813) 329-9654 Mobile: +1 (248) 396-4159 [email protected] Scott leads the International Tax Services Practice

More information

OR Workshop: Creating Smarter Operating Rooms. Introducing LiveData Smart Integration Software For the Operating Room of the Future

OR Workshop: Creating Smarter Operating Rooms. Introducing LiveData Smart Integration Software For the Operating Room of the Future Introducing LiveData Smart Integration Software For the Operating Room of the Future Presented in association with clinical experts from: CIMIT Operating Room of the Future,, and Cambridge, MA: May 10,

More information

Álvaro Gonçalves. Partner, Stratus Group

Álvaro Gonçalves. Partner, Stratus Group Álvaro Gonçalves Partner, Stratus Group Founding Partner of Stratus Group, Álvaro Gonçalves leads the firm s Investment Committee and has extensive experience in the Brazilian investment environment. Formerly

More information

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. BRAD MCMILLAN, CFA Vice President, Chief Investment Officer As vice president and chief investment officer, Brad leads the Investment Research and Products departments, which incorporates several individual

More information

Names, Addresses and Experience of Directors and Officers

Names, Addresses and Experience of Directors and Officers Page 1 Names, Addresses and Experience of Directors and Officers Woodbury Casino, LLC is wholly owned by Caesars Growth Partners. Caesars Acquisition Company is the managing member of Caesars Growth Partners.

More information

Stephen G. Morrissette, Ph.D.

Stephen G. Morrissette, Ph.D. Stephen G. Morrissette, Ph.D. 500 Wilcox Joliet Illinois 60435 (815) 263-4933 [email protected] 5807 South Woodlawn Avenue, Chicago, Illinois 60637 773-455-3352 [email protected]

More information

CURRICULUM VITA: February 2006. Steven Grenadier

CURRICULUM VITA: February 2006. Steven Grenadier CURRICULUM VITA: February 2006 Steven Grenadier Graduate School of Business Stanford University Stanford, CA 94305 Tel: (650) 725-0706 Fax: (650) 725-6152 CURRENT POSITIONS William F. Sharpe Professor

More information