GEHMAN CAPITAL SOLUTIONS, LTD.
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1 GERALD P. GEHMAN 25 EAST 93 rd STREET (212) Gehman Capital Solutions, Ltd New York Home (860) Connecticut Cottage GEHMAN CAPITAL SOLUTIONS, LTD. OWNER Sept. 28, 2005 to Present Gehman Capital Solutions, Ltd. was formed to provide investment advice to individuals and corporations. Gerald Gehman manages 1MM+ of his personal investments. See: to see performance Series 7 status (Registered Representative) - not currently registered Series 65 (Uniform Investment Advisor Law Exam) Passed Covestor.com: Gerald Gehman manages a portfolio on Covester.com where investors can open a brokerage account and mirror the portfolio s transactions. Aleutain Capital Partners, LLC. Gerald Gehman works with Aleutian Capital to source new customers for them in mergers and acquisitions, in traditional investment banking services and in private equity investments. MARQUETTE DeBARY & CO. Broker Dealer May 2007 to Dec.31, 2009 Registered as a Series 7 Broker/Dealer. Carolina Capital Markets, LLC Chapel Hill, North Carolina Independent Broker/Dealer 2005 to 2007 Registered with Carolina Capital Markets, LLC, Chapel Hill, NC as an independent broker/dealer. Carolina Capital is an independent, non-positioning, fixed income broker/dealer operating since FIRST ALBANY CAPITAL Vice President Fixed Income Sales April, 2001 to June, 2005 Worked with Corporations to promote their re-purchase of Fixed Income Securities until December, The corporate bond market volume steadily declined. The Corporate Bond Department was eventually disbanded.
2 LAZARD FRERES & CO. LLC Vice President - Fixed Income Sales 1989 to 2001 The high grade Corporate Bond Department at Lazard Freres & Co. was one of the most profitable boutiques in Wall Street. In 2000, my accounts generated profits of $1,500,000. In 1999, my accounts generated profits of over $5,000,000. In 1997 I created and placed a 50MM TTX, Inc. (formerly Trailer Train, Inc.) Equipment Trust Certificate with one of my international accounts. Wertheim Schroder & Co. Inc Vice President - Fixed Income Department 1987 to 1989 I sold fixed income securities and created a department to call corporations and develop a sinking fund trading department. PAINE WEBBER INC. Vice President - Fixed Income Sales 1980 to 1986 In 1980, Paine Webber absorbed Blyth Eastman Dillon Inc. Honored as one of the firm s leading salesmen in One of the firm s top producers from 1980 to My largest producing accounts were J.P. Morgan, Metropolitan Life, and Capital Holding. Vice President, Fixed Income 1975 to 1979 Blyth Eastman Dillon, Inc. In 1975, Blyth Eastman Dillon recruited me to re-build their Corporate Bond Department. My partner and I converted a retail structured Corporate Bond Department to an institutional structured bond department. We successfully underwrote a number of bond offerings, the largest of which were for The Standard Oil of California and Beneficial Finance. We recorded a Net Profit every year from 1975 until 1978, when I returned to Corporate Bond Sales. In 1979, the firm was sold to Paine Webber I was asked, and agreed to join Paine Webber.
3 THE FIRST BOSTON CORPORATION Vice President - Fixed Income 1964 to 1975 From 1965 to 1968, I grew from a novice institutional salesman covering accounts in Canada to a senior salesman covering the largest accounts in Canada and the United States. In 1969, I joined the Corporate Bond Trading Desk where I helped established First Boston Corporation as a leader in secondary market trading of corporate bonds. In 1973, First Boston asked me to create a quantitative research department to help analyze bonds, monitor swaps, track portfolios, and increase transactions. In 1975, I managed the Corporate Bond Trading Desk. PERSONAL EDUCATION: 1963 M.B.A. The Graduate School of Business The University of Chicago 1961 B.A. The University of Chicago Born: July 24, 1939 Married, 1969 Nancy LeBel Gehman 5 10 : 172 lbs. ACTIVITIES: Competitive Squash: N. Y. State 50+ Singles Champion Ranked 7 th In U.S. in 50+ Age University Club Runner Up University Club: Member: Squash Committee Secretary: Admissions Committee Council Member 1998 to 2001 Nominating Committee: Council Officers, Year 2000 Chairman: Bridge Committee 2010 Lynde Point Land Trust: (Old Saybrook, Ct) Treasurer: 2009 to CLUBS: The Drama League - N.Y. The University Club - N.Y. Black Hall Club (Golf) - Old Lyme, Ct. The Old Lyme Country Club - Old Lyme, Ct.
4 Holland Lodge Masonic Lodge, N.Y.
5
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