2 The exterior derivative of di erential forms
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1 1 Wedge products Math 154 Hastings section Spring 211 Notes 13 Di erential 2-forms on R 2 : Above we de ned the 2-form dx ^ dy; etc. These are called the wedge products of the one-forms dx and dy: If we have general one-forms on R 2 ; say p dx + q dy and r dx + s dy; then their wedge product is (ps qr) dx ^ dy: (1) Once we realize that ps qr is a function from R 2 to R we see that this was de ned earlier, as a 2-form, in equations (3) and (4) of notes 12. The formula (1) can be obtained from ordinary algebra: (p dx + q dy) ^ (r dx + s dy) = pr dx ^ dx + ps dx ^ dy + qr dy ^ dx + qs dy ^ dy; where we used the previously established formulas dx ^ dx = dy ^ dy = and dy ^ dx = dx ^ dy: 2 The exterior derivative of di erential forms We rst add to our list of di erential forms: De nition 1 A -cell on R n is a function : fg! R n : In practice, we will think of a -cell as a point in R n : De nition 2 A -form on R n is a function F : R n! R: (There is a reason I used F instead of f; as you will see. Thus, if is a -cell and F is a -form, then F ( ()) is de ned as a real number. Further on we will use our usual integral notation for the value of a form on a cell, giving F = F ( ()) : () We will probably not use! to denote a -form, but instead the name of the function, such as F: 1
2 De nition 3 The exterior derivative of a -form F is the functional df : S 1;n! R given by df () = F ( (1)) F ( ()) : (2) We know that not all functionals on S 1;n are one-forms. For example, the length of the curve is not a 1-form because it cannot be expressed as an integral in terms of = ( 1; 2). However, considering n = 2; if F : R 2! R is smooth, then F x ( 1 (t) ; 2 (t)) 1 (t) + F ( 1 (t) ; 2 (t)) 2 (t) dt = d dt F ( 1 (t) ; 2 (t)) dt = F ( (1)) F ( ()) = df () (3) Hence, df is a 1-form. Continuing our use of integral notation for 1-forms, we now can write df () = df = F ( (1)) F ( ()) : (4) In fact, comparing the formula above with the formula for a general 1-form with name! = pdx + qdy; namely, we see that! () = (p (x (t) ; y (t)) x (t) + q (x (t) ; y (t)) y (t)) dt; (5) df = F F dx + dy: (6) x De nition 4 Suppose that! = p dx + q dy is a 1-form on R 2 : Then the exterior derivative of! is d! = dp ^ dx + dq ^ dy; (7) where dp and dq are the exterior derivatives of the zero forms p and q: We have no di culty knowing this is a form, since the wedge product was de ned so as always to be a form; that is, an integral involving a determinant. We can easily get a more useful formula. Note that p and q are -forms on R 2 : We can use equation (6) to give dp = p p dx + dy; and a similar expression for dq: dx The, substituting these in (7) and using the rules for wedge products, we get q p d! = dx ^ dy: (8) x 2
3 3 Chains and boundaries. Recall that a k-cell in R n is a smooth function : I k! R n : De nition 5 A k-chain (on R n ) is a set of pairs (a i ; i ) of numbers a i and k-cells i (on R n ): = f(a 1 ; 1 ) ; :::; (a N ; N )g : Given a k-chain ; and a k-form!; we de ne the integral of! over as follows:! = P N i=1 a i!: (9) i This is a real number, and we can consider R! as a functional on the set of all k-chains. As an example, consider the following four 1-cells on R 2 : 1 (t) = (1; t) ; 2 (t) = (; t) ; 3 (t) = (t; 1) ; 4 (t) = (t; ) ; (1) for t 1. (t 2 I 1.) Let = f(1; 1 ) ; ( 1; 2 ) ; ( 1; 3 ) ; (1; 4 )g (11) Notice that 1 maps [; 1] onto the right edge of the unit square, with the orientation given by the unit tangent vector (; 1) : This points upward. Also, 2 maps [; 1] onto the left edge of the unit square, also with upward orientation. By pairing 1 with 2 ; when we compute R! for some 1-form! = pdx + qdy; we get a term!: 2 This is the value of! on the 1-form (; 1 t) ; which goes along the left side of the unit square from top to bottom. We have not changed the image of 2 ; just its orientation. 1 Similar considerations apply to ( 1; 3 ) and to (1; 4 ) ; and putting these together, we see that we have computed a line integral around the boundary of I 2 going in the counterclockwise direction. Next we wish to de ne the boundary of a k-cell, for k = 1 and 2: We start with a 1-cell : I 1! R n : De nition 6 The boundary of a 1-cell is the -chain = f(1; (1)) ; ( 1; ())g (12) 1 Contrast this with the usual de nition of 2 ; which would change its image. 3
4 3.1 The fundamental theorem of calculus. Suppose that F : R 1! R (which equals R 1 ). Then as we saw in De nition 2, F is a -form on R 1. And in De nition 3 we saw that the exterior derivative of F is df () = df = F ( (1)) F ( ()) : (13) This is a 1-form, as seen in equation (3), making allowances for the fact that there we were discussing a -form on R 2. Also, if is a -cell, we de ned the boundary of ;, in equation (12). Using (9) we get F = F F: (14) (1) () We have to interpret the right side correctly. Recall that a -cell is a point, and a -form is a functional on the set of zero cells. As we saw earlier, the usual integral notation for forms gives F = F ( (1)) ; F = F ( ()) : (1) () Using (13) and (14) we get df = F: (15) This is purely from the notation; no deep mathematics is involved. However, if F is continuously di erentiable, with derivative F = f; then we can consider the 1-form f dx; which by de nition is given by f dx = f ( (t)) (t) dt: (We are still in one dimension.) Using the change of variable theorem and the fundamental theorem of calculus, we get f = (1) () f (x) dx = F ( (1)) F ( ()) : From this we see that the 1-form df is the same as the 1-form F dx: This result does require nontrivial mathematics, namely the fundamental theorem of calculus. 4
5 3.2 Boundary of a 2-form, Green s theorem for the unit square. We can now de ne the boundary of a 2-cell. De nition 7 The boundary of a 2-cell is the 1-chain = f(1; (1; t)) ; ( 1; (; t)) ; (1; (t; )) ; ( 1; (t; 1))g : (16) One example is the 1-chain I gave earlier (equations (1) and (11) ), which is the boundary of the 2-cell (x; y) = (x; y) : R Suppose that n = 2; and pdx + qdy is a 1-form on R 2 : We can ask: What is pdx + qdy? This is the integral over a chain, so we have to use equation (9). In this section we will only consider the case where (x; y) = (x; y) : Thus, the image of is the unit square I 2 : Then (t) = f(1; (1; t)) ; ( 1; (; t)) ; (1; (t; )) ; ( 1; (t; 1))g : In that case, (9) becomes pdx + qdy = pdx + qdy pdx + qdy 1 2 pdx + qdy + 3 pdx + qdy; 4 where 1 ; 2 ; 3 ; and 4 are 1-forms in (1). I will evaluate one of these integrals and then give the nal answer. Since 1 (t) = (1; t) ; the standard line integral formula, as in (5) above, gives 1 pdx + qdy = ( + q (1; t) (1)) dt = Evaluating the other integrals similarly, we get pdx + qdy = q (1; t) dt: (q (1; t) q (; t) + p (t; ) p (t; 1)) dt (17) We will now evaluate d!; 5
6 where! = pdx + qdy and where we again choose to be the 2-form (x; y) = (x; y) : Recall from equation (8) that q p d! = dx ^ dy: x We then apply the de nition of the 2-form in De nition 17 from Notes 12 (equation (3) of those notes). Recall that we are taking (x; y) = (x; y) : Hence! 1 1 x 1 det = det = x and using Fubini s theorem, q p dx ^ dy = x = 2 q x dx dy p dy dx: ((q (1; s) q (; s)) (p (s; 1) p (s; ))) ds which is the same as the right side of equation (17). This gives the formula d! =!: (18) This is Green s theorem for the unit square. Compare with equation (15). 4 Green s theorem for a general 2-cell on R 2 : 4.1 Brute force method It is often useful to see more than one proof of an important theorem. Green s theorem is simple enough, because it is set in R 2 ; to give a direct computational proof, in which both sides of equation (18), for a general 1-form! and general 2-cell ; are evaluated from their de nitions and shown to be equal. Most mathematicians prefer a proof which is more easily generalized to higher k and n; but I will give this special case proof rst. Proof. Recall that a general 1-form on R 2 can be written as! = p (x; y) dx + q (x; y) dy: 6
7 Suppose that is a 2-cell. Then the boundary was given in equation (16): = f(1; (1; t)) ; ( 1; (; t)) ; (1; (t; )) ; ( 1; (t; 1))g : Here (x; y) = ( 1 (x; y) ; 2 (x; y)) : Then R! is, by de nition, the sum of four standard line integrals, the rst two of which add up to pdx + qdy pdx + qdy = (1;t) + (;t) p ( 1 (1; t) ; 2 (1; t)) 1 (; t) dt (1; t) p ( 1 (; t) ; 2 (; t)) 1 q ( 1 (1; t) ; 2 (1; t)) 2 (1; t) q ( 1 (; t) ; 2 (; t)) 2 (; t) dt: These terms involve integrals along the left and right sides of I 2 : From now on we will just discuss the terms with p: The terms with q work out in the same way. Also, the terms in p and q along the top and bottom of I 2 work out similarly and will not be given here. So we consider p ( 1 (1; t) ; 2 (1; t)) 1 (1; t) p ( 1 (; t) ; 2 (; t)) 1 (; t) dt: (19) We now consider the corresponding terms in R d!: We gave d! in equation (7): Further, in (??) we saw that d! = dp ^ dx + dq ^ dy: dp = p p dx + x dy; and so using the rules for wedge product, the term in d! involving p is (x; y) dx^ dy: Hence, using the de nition of a 2-form, the terms involving p in R d! are! p 1 1 ( x 1 (x; y) ; 2 (x; y)) det 2 2 dxdy x p = ( (x; y) ; 2 (x; y)) dxdy: (2) x x p 7
8 We wish to evaluate this integral. We note that x p ( 1 (x; y) ; 2 (x; y)) = p x ( 1 (x; y) ; 2 (x; y)) 1 p (x; y) + x ( 1 (x; y) ; 2 (x; y)) 2 (x; y) x p ( 1 (x; y) ; 2 (x; y)) = p x ( 1 (x; y) ; 2 (x; y)) 1 p (x; y) + ( 1 (x; y) ; 2 (x; y)) 2 (x; y) : (Be sure to notice the di erence between p ( 1 (x; y) ; 2 (x; y)) and p ( 1 (x; y) ; 2 (x; y)) :) Multiply the rst of these equations by 1 ; the second by 1 and subtract the x second resulting equation from the rst. The rst terms on the right cancel, and we are left with 1 x p ( 1 (x; y) ; 2 (x; y)) = p ( 1 (x; y) ; 2 (x; y)) 2 x 1 x p ( 1 (x; y) ; 2 (x; y)) x The term on the right is the integrand in (2), and so we are left to evaluate 1 x p ( 1 1 (x; y) ; 2 (x; y)) x p ( 1 (x; y) ; 2 (x; y)) dxdy: (21) Considering the rst term, we integrate the x integral by parts, getting 1 (x; y) x p ( 1 (x; y) ; 2 (x; y)) dx = 1 (x; y) p ( 1 (x; y) ; 2 (x; y)) j x=1 x= p ( 1 (x; y) ; 2 (x; y)) 2 1 x dx = p ( 1 (1; y) ; 2 (1; y)) 1 (1; y) p ( 1 (; y) ; 2 (; y)) 1 (; y) p ( 1 (x; y) ; 2 (x; y)) 2 1 dx (22) x The rst two terms are the integrand in (19), and so are the integrands in the line integrals involving p along the left and right sides of I 2. This means that the line integrals along the left and right sides of I 2 involving p are equal to two of the terms in R d!. The last term, (22), will cancel a similar term obtained from the second integrand in (21), where we do the y integral rst, again using integration by parts. The rest of the second integral in (21) will contribute the p terms for line integrals over the top and bottom of I 2 : All q terms are similar, giving the result. In the next set of notes we will give a less computational proof which can more easily be modi ed to apply to higher dimensions. 8
9 5 Homework due April Suppose that (x; y) = x ; y for (x; y) 2 I 2. Suppose that! = dx ^ dy: Find R! from the de nition of this integral, and explain your answer in terms of area. 2. Last week you were asked to nd 2-cells on R 3 whose images were the unit sphere and the unit hemisphere. While there are many possible answers, here are two that work: Sphere: (x; y) = (sin x cos 2y; sin x sin 2y; cos x) for (x; y) 2 I 2 Hemisphere: (x; y) = sin 2 x cos 2y; sin 2 x sin 2y; cos 2 x for (x; y) 2 I 2 : Find the boundaries of each of these 2-cells, describing the image and orientation of each section. 3. Find a 2-cell on R 2 which is 1 : 1 and whose image is the region in the (u; v) plane between concentric circles with radii 1 and 2 and center the origin. (If you wish, the domain of can be some more convenient rectangle than the unit square.) Find the boundary : 4. (1 pts.) Continuing from (3), let! = 3x 2 dx + xy 2 dy; and verify Green s theorem in this case by explicitly calculating both sides of equation (18). You can use a computer (for example, with Maple or Mathematica) to evaluate the integrals. Or you can Google evaluate integrals and go the rst link, Wolfram Mathematica online integrator. 9
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