COMPLIANCE Training Programmes COMPLIANCE

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1 COMPLIANCE 2013 Training Programmes COMPLIANCE

2 10 I Compliance Foreign Exchange Administration Rules DATE / DURATION Oct 2013 (2 days) VENUE IBBM PREREQUISITE Nil. SYNOPSIS OF THE PROGRAMME This programme will provide participants with practical understanding of the regulatory framework governing Malaysia exchange control. It covers a wide range circumstances that financial institutions personnel need to appreciate & apply the regulatory controls appropriately. At the end of the course, with various examples provided, participants should have a working knowledge of the foreign exchange administration of Malaysia. LEARNING LEVEL Intermediate TARGET AUDIENCE Banking Operations Officers Compliance Officers LEARNING OUTCOMES Upon completion of the programme, participants will be able to: Recognize the rules relating to the foreign exchange administration (FEA) Explain the FEA rules applicable to banking operations/credit functions Relate the inter-relations between one FEA to another Identify permitted fund transfers State permitted movements to external accounts Identify common non-compliance issues and their remedial action Realize the consequences of non-compliance to FEA COURSE OUTLINE Introduction and Overview To Foreign Exchange Administration Rules Legal Provisions Relating To Foreign Exchange Administration New Terminology under New Notices Foreign Exchange Administration Notices Notice 1 : Dealings In Currency, Gold And Otherprecious Metals Notice 2 : Borrowing And Guarantee Notice 3 : Investment In Foreign Currency Asset Notice 4 : Payments Notice 5 : Security, Islamic Security, Financial Instrument Or Islamic Financial Instrument Notice 6 : Import And Export Of Currency Notice 7 : Export Of Goods Directions To Financial Institution General Operational Requirements Specific Operational Requirements TRAINING METHODOLOGY Combination of lectures, case studies and group discussions to ensure that participants derive the maximum learning benefits.

3 Compliance I 11 LEARNING PARTNER Ms Suzie Lim Ms Suzie Lim is a consultant and trainer with Impact Consultancy & Training Pte. Ltd. She has the distinction of being one of the first to pass both the Certified Credit Professional (CCP) Business as well as Consumer Credit. Prior to joining Impact, she was a manager in the Training and Development Department of a local bank as a Credit Specialist Trainer. Suzie has a love and passion for training and has honed her skills well in facilitating transfer of knowledge to her participants. She trains in all aspects of credit in particular the CCP syllabus. She receives good ratings by the participants for the courses that she conducts. Prior to assuming a Credit Trainer role, she had more than 10 years of line experience in credit, covering credit and marketing, where she managed loan portfolios of up to RM180 million, comprising commercial and consumer accounts. She has also headed the monitoring and recovery functions. Suzie is a Senior Associate of Institute of Bankers Malaysia. FEE STF Member IBBM Member Non-Member RM1,100 RM1,350 RM1,600 REGISTRATION CLOSING DATE 2 Oct 2013

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5 REGISTRATION FORM FOREIGN EXCHANGE ADMINISTRATION RULES Oct 2013 (2 days) Please tick the appropriate registration fee below: STF Member RM1,100 IBBM Member RM1,350 Non-Member RM1,600 Please register the following participant(s) for the above programme: P Notice of withdrawal: The full fee is still due in the event of non-attendance, unless written notice of withdrawal is received before the closing date of the programme. The Institute accepts requests of replacement of participant(s), which must be made in writing, prior to the programme s commencement date. However, once the programme commences, no substitution of participant(s) will be allowed for the entire programme duration. The Institute reserves the right to make changes to the schedule, venue or cancel the event altogether. For further information, please call for Wani (ext 174) or Serena (ext 180) or registration@ibbm.org.my or visit our website at PARTICIPANT 1 (as per NRIC) New NRIC No (mandatory) - - Designation & Department PARTICIPANT 2 (as per NRIC) New NRIC No (mandatory) - - Designation & Department CONTACT PERSON / NOMINATING OFFICER Organisation Organisation Address PAYMENT (Must be made before commencement of programme) Payment by STF Credit, Cheque, TT or Credit Card I would like to utilize the STF Credit to pay for the above training programme amounting to RM I enclose a cheque / draft / MO / PO* No. for RM made payable to Institut Bank-Bank Malaysia I enclose the receipt of the Telegraphic Transfer. Bank details are as follows: Pay to: Institut Bank-Bank Malaysia Account No. : of Bank: Malayan Banking Berhad (Bukit Bintang Branch) Swift Code : MBBEMYKLXXX Address: 42-2, Ground & 1st Floor, Jalan Sultan Ismail, Kuala Lumpur I authorize IBBM to debit my Master Card / Visa Card* for the amount of RM (*delete where appropriate) Credit Card No Expiry Date / Cardholder s Cardholder s Signature (as per credit card) HEAD OF HUMAN RESOURCE / LEARNING & DEVELOPMENT *Signature Designation Company Stamp *For GP4 Institutions Only - By signing this fo rm, we hereby agree to allow IBBM to knock o ff the abovementioned amount against our existing STF Credit Balance if it remains unpaid by the date of the training. FOR IBBM OFFICIAL USE ONLY Confirmation by programme admin: Invoice No. Signature Date Verification by Accounts Department: STF Credit Availability (Please tick ): Yes, sufficient STF Credit available No, insufficient STF credit Claim No. Ref. No. Signature Date