# AN INTRODUCTION TO SET THEORY. Professor William A. R. Weiss

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1 AN INTRODUCTION TO SET THEORY Professor William A. R. Weiss October 2, 2008

2 2

3 Contents 0 Introduction 7 1 LOST 11 2 FOUND 19 3 The Axioms of Set Theory 23 4 The Natural Numbers 31 5 The Ordinal Numbers 41 6 Relations and Orderings 53 7 Cardinality 59 8 There Is Nothing Real About The Real Numbers 65 9 The Universe 73 3

4 4 CONTENTS 10 Reflection Elementary Submodels Constructibility Appendices The Axioms of ZFC Tentative Axioms

5 CONTENTS 5 Preface These notes for a graduate course in set theory are on their way to becoming a book. They originated as handwritten notes in a course at the University of Toronto given by Prof. William Weiss. Cynthia Church produced the first electronic copy in December James Talmage Adams produced the copy here in February Chapters 1 to 9 are close to final form. Chapters 10, 11, and 12 are quite readable, but should not be considered as a final draft. One more chapter will be added.

6 6 CONTENTS

7 Chapter 0 Introduction Set Theory is the true study of infinity. This alone assures the subject of a place prominent in human culture. But even more, Set Theory is the milieu in which mathematics takes place today. As such, it is expected to provide a firm foundation for the rest of mathematics. And it does up to a point; we will prove theorems shedding light on this issue. Because the fundamentals of Set Theory are known to all mathematicians, basic problems in the subject seem elementary. Here are three simple statements about sets and functions. They look like they could appear on a homework assignment in an undergraduate course. 1. For any two sets X and Y, either there is a one-to-one function from X into Y or a one-to-one function from Y into X. 2. If there is a one-to-one function from X into Y and also a one-to-one function from Y into X, then there is a one-to-one function from X onto Y. 3. If X is a subset of the real numbers, then either there is a one-to-one function from the set of real numbers into X or there is a one-to-one function from X into the set of rational numbers. They won t appear on an assignment, however, because they are quite dif- 7

8 8 CHAPTER 0. INTRODUCTION ficult to prove. Statement (2) is true; it is called the Schroder-Bernstein Theorem. The proof, if you haven t seen it before, is quite tricky but nevertheless uses only standard ideas from the nineteenth century. Statement (1) is also true, but its proof needed a new concept from the twentieth century, a new axiom called the Axiom of Choice. Statement (3) actually was on a homework assignment of sorts. It was the first problem in a tremendously influential list of twenty-three problems posed by David Hilbert to the 1900 meeting of the International Congress of Mathematicians. Statement (3) is a reformulation of the famous Continuum Hypothesis. We don t know if it is true or not, but there is hope that the twenty-first century will bring a solution. We do know, however, that another new axiom will be needed here. All these statements will be discussed later in the book. Although Elementary Set Theory is well-known and straightforward, the modern subject, Axiomatic Set Theory, is both conceptually more difficult and more interesting. Complex issues arise in Set Theory more than any other area of pure mathematics; in particular, Mathematical Logic is used in a fundamental way. Although the necessary logic is presented in this book, it would be beneficial for the reader to have taken a prior course in logic under the auspices of mathematics, computer science or philosophy. In fact, it would be beneficial for everyone to have had a course in logic, but most people seem to make their way in the world without one. In order to introduce one of the thorny issues, let s consider the set of all those numbers which can be easily described, say in fewer then twenty English words. This leads to something called Richard s Paradox. The set {x : x is a number which can be described in fewer than twenty English words} must be finite since there are only finitely many English words. Now, there are infinitely many counting numbers (i.e., the natural numbers) and so there must be some counting number (in fact infinitely many of them) which are not in our set. So there is a smallest counting number which is not in the set. This number can be uniquely described as the smallest counting number which cannot be described in fewer than twenty English words. Count them 14 words. So the number must be in the set. But it can t be in the set. That s

9 9 a contradiction. What is wrong here? Our naive intuition about sets is wrong here. Not every collection of numbers with a description is a set. In fact it would be better to stay away from using languages like English to describe sets. Our first task will be to build a new language for describing sets, one in which such contradictions cannot arise. We also need to clarify exactly what is meant by set. What is a set? We do not know the complete answer to this question. Many problems are still unsolved simply because we do not know whether or not certain objects constitute a set or not. Most of the proposed new axioms for Set Theory are of this nature. Nevertheless, there is much that we do know about sets and this book is the beginning of the story.

10 10 CHAPTER 0. INTRODUCTION

11 Chapter 1 LOST We construct a language suitable for describing sets. The symbols: variables v 0, v 1, v 2,... equality symbol = membership symbol logical connectives,,,, quantifiers, parentheses (, ) The atomic formulas are strings of symbols of the form: (v i v j ) or (v i = v j ) The collection of formulas of set theory is defined as follows: 1. An atomic formula is a formula. 2. If Φ is any formula, then ( Φ) is also a formula. 3. If Φ and Ψ are formulas, then (Φ Ψ) is also a formula. 11

12 12 CHAPTER 1. LOST 4. If Φ and Ψ are formulas, then (Φ Ψ) is also a formula. 5. If Φ and Ψ are formulas, then (Φ Ψ) is also a formula. 6. If Φ and Ψ are formulas, then (Φ Ψ) is also a formula. 7. If Φ is a formula and v i is a variable, then ( v i )Φ is also a formula. 8. If Φ is a formula and v i is a variable, then ( v i )Φ is also a formula. Furthermore, any formula is built up this way from atomic formulas and a finite number of applications of the inferences 2 through 8. Now that we have specified a language of set theory, we could specify a proof system. We will not do this here see n different logic books for n different proof systems. However, these are essentially all the same satisfying the completeness theorem (due to K. Gödel) which essentially says that any formula either has a proof or it has an interpretation in which it is false (but not both!). In all these proof systems we have the usual logical equivalences which are common to everyday mathematics. For example: For any formulas Φ and Ψ: ( ( (Φ))) is equivalent to Φ; (Φ Ψ) is equivalent to (( Φ) ( Ψ)); (Φ Ψ) is equivalent to (( Φ) Ψ); (Φ Ψ) is equivalent to ((Φ Ψ) (Ψ Φ)); ( v i )Φ is equivalent to ( ( v i )( Φ)); and, (Φ Ψ) is equivalent to (Ψ Φ). The complete collection of subformulas of a formula Φ is defined as follows: 1. Φ is a subformula of Φ; 2. If ( Ψ) is a subformula of Φ, then so is Ψ; 3. If (Θ Ψ) is a subformula of Φ, then so are Θ and Ψ;

13 13 4. If (Θ Ψ) is a subformula of Φ, then so are Θ and Ψ; 5. If (Θ Ψ) is a subformula of Φ, then so are Θ and Ψ; 6. If (Θ Ψ) is a subformula of Φ, then so are Θ and Ψ; 7. If ( v i )Ψ is a subformula of Φ and v i is a variable, then Ψ is a subformula of Φ; and, 8. If ( v i )Ψ is a subformula of Φ and v i is a variable, then Ψ is a subformula of Φ. Note that the subformulas of Φ are those formulas used in the construction of Φ. To say that a variable v i occurs bound in a formula Φ means one of the following two conditions holds: 1. For some subformula Ψ of Φ, ( v i )Ψ is a subformula of Φ; or, 2. For some subformula Ψ of Φ, ( v i )Ψ is a subformula of Φ. The result, Φ, of substituting the variable v j for each bound occurrence of the variable v i in the formula Φ is defined by constructing a Ψ for each subformula Ψ of Φ as follows: 1. If Ψ is atomic, then Ψ is Ψ; 2. If Ψ is ( Θ) for some formula Θ, then Ψ is ( Θ ); 3. If Ψ is (Γ Θ) for some formula Θ, then Ψ is (Γ Θ ); 4. If Ψ is (Γ Θ) for some formula Θ, then Ψ is (Γ Θ ); 5. If Ψ is (Γ Θ) for some formula Θ, then Ψ is (Γ Θ ); 6. If Ψ is (Γ Θ) for some formula Θ, then Ψ is (Γ Θ ); 7. If Ψ is ( v k )Θ for some formula Θ then Ψ is just ( v k )Θ if k i, but if k = i then Ψ is ( v j )Γ where Γ is the result of substituting v j for each occurrence of v i in Θ; and,

14 14 CHAPTER 1. LOST 8. If Ψ is ( v k )Θ for some formula Θ then Ψ is just ( v k )Θ if k i, but if k = i then Ψ is ( v j )Γ where Γ is the result of substituting v j for each occurrence of v i in Θ. That a variable v i occurs free in a formula Φ means that at least one of the following is true: 1. Φ is an atomic formula and v i occurs in Φ; 2. Φ is ( Ψ), Ψ is a formula and v i occurs free in Ψ; 3. (Θ Ψ), Θ and Ψ are formulas and v i occurs free in Θ or occurs free in Ψ; 4. Φ is (Θ Ψ), Θ and Ψ are formulas and v i occurs free in Θ or occurs free in Ψ; 5. Φ is (Θ Ψ), Θ and Ψ are formulas and v i occurs free in Θ or occurs free in Ψ; 6. Φ is (Θ Ψ), Θ and Ψ are formulas and v i occurs free in Θ or occurs free in Ψ; 7. Φ is ( v j )Ψ and Ψ is a formula and v i occurs free in Ψ and i j; or, 8. Φ is ( v j )Ψ and Ψ is a formula and v i occurs free in Ψ and i j. As in the example below, a variable can occur both free and bound in a formula. However, notice that if a variable occurs in a formula at all it must occur either free, or bound, or both (but not at the same occurrence). We define the important notion of the substitution of a variable v j for each free occurrence of the variable v i in the formula Φ. This procedure is as follows. 1. Substitute a new variable v l for all bound occurrences of v i in Φ. 2. Substitute another new variable v k for all bound occurrences of v j in the result of (1).

15 15 3. Directly substitute v j for each occurrence of v i in the result of (2). Example. Let us substitute v 2 for all free occurrences of v 1 in the formula (( v 1 )((v 1 = v 2 ) (v 1 v 0 )) ( v 2 )(v 2 v 1 )) The steps are as follows. 1. (( v 1 )((v 1 = v 2 ) (v 1 v 0 )) ( v 2 )(v 2 v 1 )) 2. (( v 3 )((v 3 = v 2 ) (v 3 v 0 )) ( v 2 )(v 2 v 1 )) 3. (( v 3 )((v 3 = v 2 ) (v 3 v 0 )) ( v 4 )(v 4 v 1 )) 4. (( v 3 )((v 3 = v 2 ) (v 3 v 0 )) ( v 4 )(v 4 v 2 )) For the reader who is new to this abstract game of formal logic, step (2) in the substitution proceedure may appear to be unnecessary. It is indeed necessary, but the reason is not obvious until we look again at the example to see what would happen if step (2) were omitted. This step essentially changes ( v 2 )(v 2 v 1 ) to ( v 4 )(v 4 v 1 ). We can agree that each of these means the same thing, namely, v 1 is non-empty. However, when v 2 is directly substituted into each we get something different: ( v 2 )(v 2 v 2 ) and ( v 4 )(v 4 v 2 ). The latter says that v 2 is non-empty and this is, of course what we would hope would be the result of substituting v 2 for v 1 in v 1 is non-empty. But the former statement, ( v 2 )(v 2 v 2 ), seems quite different, making the strange assertion that v 2 is an element of itself, and this is not what we have in mind. What caused this problem? An occurrence of the variable v 2 became bound as a result of being substituted for v 1. We will not allow this to happen. When we substitute v 2 for the free v 1 we must ensure that this freedom is preserved for v 2. For a formula Φ and variables v i and v j, let Φ(v i v j ) denote the formula which results from substituting v j for each free occurance of v i. In order to make Φ(v i v j ) well defined, we insist that in steps (1) and (2) of the substitution process, the first new variable available is used. Of course, the use of any other new variable gives an equivalent formula. In the example, if Φ is the formula on the first line, then Φ(v 1 v 2 ) is the formula on the fourth line.

16 16 CHAPTER 1. LOST As a simple application we can show how to express there exists a unique element. For any formula Φ of the language of set theory we denote by (!v j )Φ the formula (( v j )Φ ( v j )( v l )((Φ Φ(v j v l )) (v j = v l ))) where v l is the first available variable which does not occur in Φ. The expression (!v j ) can be considered as an abbreviation in the language of set theory, that is, an expression which is not actually part of the language. However, whenever we have a formula containing this expression, we can quickly convert it to a proper formula of the language of set theory. A class is just a string of symbols of the form {v i : Φ} where v i is a variable and Φ is a formula. Two important and well-known examples are: {v 0 : ( (v 0 = v 0 ))} which is called the empty set and is usually denoted by, and {v 0 : (v 0 = v 0 )} which is called the universe and is usually denoted by V. A term is defined to be either a class or a variable. Terms are the names for what the language of set theory talks about. A grammatical analogy is that terms correspond to nouns and pronouns classes to nouns and variables to pronouns. Continuing the analogy, the predicates, or verbs, are = and. The atomic formulas are the basic relationships among the predicates and the variables. We can incorporate classes into the language of set theory by showing how the predicates relate to them. Let Ψ and Θ be formulas of the language of set theory and let v j, v k and v l be variables. We write: v k {v j : Ψ} instead of Ψ(v j v k ) v k = {v j : Ψ} instead of ( v l )((v l v k ) Ψ(v j v l )) {v j : Ψ} = v k instead of ( v l )(Ψ(v j v l ) (v l v k )) {v j : Ψ} = {v k : Θ} instead of ( v l )(Ψ(v j v l ) Θ(v k v l )) {v j : Ψ} v k instead of ( v l )((v l v k ) ( v j )((v j v l ) Ψ)) {v j : Ψ} {v k : Θ} instead of ( v l )(Θ(v k v l ) ( v j )((v j v l ) Ψ))

17 17 whenever v l is neither v j nor v k and occurs in neither Ψ nor Θ. We can now show how to express, as a proper formula of set theory, the substitution of a term t for each free occurrence of the variable v i in the formula Φ. We denote the resulting formula of set theory by Φ(v i t). The case when t is a variable v j has already been discussed. Now we turn our attention to the case when t is a class {v j : Ψ} and carry out a proceedure similar to the variable case. 1. Substitute the first available new variable for all bound occurrences of v i in Φ. 2. In the result of (1), substitute, in turn, the first available new variable for all bound occurrences of each variable which occurs free in Ψ. 3. In the result of (2), directly substitute {v j : Ψ} for v i into each atomic subformula in turn, using the table above. For example, the atomic subformula (v i v k ) is replaced by the new subformula ( v l )((v l v k ) ( v j )((v j v l ) Ψ)) where v l is the first available new variable. Likewise, the atomic subformula (v i = v i ) is replaced by the new subformula ( v l )(Ψ(v j v l ) Ψ(v j v l )) where v l is the first available new variable (although it is not important to change from v j to v l in this particular instance).

18 18 CHAPTER 1. LOST

19 Chapter 2 FOUND The language of set theory is very precise, but it is extremely difficult for us to read mathematical formulas in that language. We need to find a way to make these formulas more intelligible. In order to avoid the inconsistencies associated with Richard s paradox, we must ensure that the formula Φ in the class {v j : Φ} is indeed a proper formula of the language of set theory or, at least, can be converted to a proper formula once the abbreviations are eliminated. It is not so important that we actually write classes using proper formulas, but what is important is that whatever formula we write down can be converted into a proper formula by eliminating abbreviations and slang. We can now relax our formalism if we keep the previous paragraph in mind. Let s adopt these conventions. 1. We can use any letters that we like for variables, not just v 0, v 1, v 2, We can freely omit parentheses and sometimes use brackets ] and [ instead. 3. We can write out and for, or for, implies for and use the if...then... format as well as other common English expressions for the logical connectives and quantifiers. 19

20 20 CHAPTER 2. FOUND 4. We will use the notation Φ(x, y, w 1,..., w k ) to indicate that all free variables of Φ lie among x, y, w 1,..., w k. When the context is clear we use the notation Φ(x, t, w 1,..., w k ) for the result of substituting the term t for each free occurrence of the variable y in Φ, i.e., Φ(y t). 5. We can write out formulas, including statements of theorems, in any way easily seen to be convertible to a proper formula in the language of set theory. For any terms r, s, and t, we make the following abbreviations of formulas. ( x t)φ for ( x)(x t Φ) ( x t)φ for ( x)(x t Φ) s / t for (s t) s t for (s = t) s t for ( x)(x s x t) Whenever we have a finite number of terms t 1, t 2,..., t n {t 1, t 2,..., t n } is used as an abbreviation for the class: the notation {x : x = t 1 x = t 2 x = t n }. Furthermore, {t : Φ} will stand for {x : x = t Φ}, while {x t : Φ} will represent {x : x t Φ}. We also abbreviate the following important classes. Union s t for {x : x s x t} Intersection s t for {x : x s x t} Difference s \ t for {x : x s x / t} Symmetric Difference s t for (s \ t) (t \ s) Ordered Pair s, t for {{s}, {s, t}} Cartesian Product s t for {p : x y (x s y t p = x, y )} Domain dom(f) for {x : y x, y f} Range rng(f) for {y : x x, y f}

21 Image f A for {y : x A x, y f} Inverse Image f B for {x : y B x, y f} Restriction f A for {p : p f x A y p = x, y } Inverse f 1 for {p : x y x, y f y, x = p} These latter abbreviations are most often used when f is a function. We write f is a function for p f x y p = x, y ( x)( y x, y f!y x, y f) and we write f : X Y for f is a function dom(f) = X rng(f) Y f is one to one for y rng(f)!x x, y f f is onto Y for Y = rng(f) We also use the terms injection (for a one-to-one function), surjection (for an onto function), and bijection (for both properties together). Russell s Paradox The following is a theorem. z z = {x : x / x}. The proof of this is simple. Just ask whether or not z z. The paradox is only for the naive, not for us. {x : x / x} is a class just a description in the language of set theory. There is no reason why what it describes should exist. In everyday life we describe many things which don t exist, fictional characters for example. Bertrand Russell did exist and Peter Pan did not, although they each have descriptions in English. Although Peter Pan does not exist, we still find it worthwhile to speak about him. The same is true in mathematics. Upon reflection, you might say that in fact, nothing is an element of itself so that {x : x / x} = {x : x = x} = V 21

22 22 CHAPTER 2. FOUND and so Russell s paradox leads to: z z = V. It seems we have proved that the universe does not exists. A pity! The mathematical universe fails to have a mathematical existence in the same way that the physical universe fails to have a physical existence. The things that have a physical existence are exactly the things in the universe, but the universe itself is not an object in the universe. This does bring up an important point do any of the usual mathematical objects exist? What about the other things we described as classes? What about? Can we prove that exists? Actually, we can t; at least not yet. You can t prove very much, if you don t assume something to start. We could prove Russell s Paradox because, amazingly, it only required the basic rules of logic and required nothing mathematical that is, nothing about the real meaning of. Continuing from Russell s Paradox to z z = V required us to assume that x x / x not an unreasonable assumption by any means, but a mathematical assumption none the less. The existence of the empty set z z = may well be another necessary assumption. Generally set theorists, and indeed all mathematicians, are quite willing to assume anything which is obviously true. It is, after all, only the things which are not obviously true which need some form of proof. The problem, of course, is that we must somehow know what is obviously true. Naively, z z = V would seem to be true, but it is not and if it or any other false statement is assumed, all our proofs become infected with the virus of inconsistency and all of our theorems become suspect. Historically, considerable thought has been given to the construction of the basic assumptions for set theory. All of mathematics is based on these assumptions; they are the foundation upon which everything else is built. These assumptions are called axioms and this system is called the ZFC Axiom System. We will begin to study it in the next chapter.

23 Chapter 3 The Axioms of Set Theory We will explore the ZFC Axiom System. Each axiom should be obviously true in the context of those things that we desire to call sets. Because we cannot give a mathematical proof of a basic assumption, we must rely on intuition to determine truth, even if this feels uncomfortable. Beyond the issue of truth is the question of consistency. Since we are unable to prove that our assumptions are true, can we at least show that together they will not lead to a contradiction? Unfortunately, we cannot even do this it is ruled out by the famous incompleteness theorems of K. Gödel. Intuition is our only guide. We begin. We have the following axioms: The Axiom of Equality The Axiom of Extensionality The Axiom of Existence x y [x = y z (x z y z)] x y [x = y u (u x u y)] z z = The Axiom of Pairing x y z z = {x, y} Different authors give slightly different formulations of the ZFC axioms. All formulations are equivalent. Some authors omit the Axiom of Equality and Axiom of Existence because they are consequences of the usual logical background to all mathematics. We include them for emphasis. Redundancy is not a bad thing and there is considerable redundancy in this system. 23

24 24 CHAPTER 3. THE AXIOMS OF SET THEORY The following theorem gives some results that we would be quite willing to assume outright, were they not to follow from the axioms. The first three parts are immediate consequences of the Axiom of Extensionality. Theorem x x = x. 2. x y x = y y = x. 3. x y z [(x = y y = z) x = z]. 4. x y z z = x, y. 5. u v x y [ u, v = x, y (u = x v = y)]. Exercise 1. Prove parts (4) and (5) of Theorem 1 We now assert the existence of unions and intersections. No doubt the reader has experienced a symmetry between these two concepts. Here however, while the Union Axiom is used extensively, the Intersection Axiom is redundant and is omitted in most developments of the subject. We include it here because it has some educational value (see Exercise 4). The Union Axiom x [x z z = {w : ( y x)(w y)}] The class {w : ( y x)(w y)} is abbreviated as x and called the big union. The Intersection Axiom x [x z z = {w : ( y x)(w y)}] The class {w : ( y x)(w y)} is abbreviated as x and called the big intersection. The Axiom of Foundation x [x ( y x)(x y = )] This axiom, while it may be obviously true, is not certainly obvious. Let s investigate what it says: suppose there were a non-empty x such that ( y x) (x y ). For any z 1 x we would be able to get z 2 z 1 x. Since z 2 x we would be able to get z 3 z 2 x. The process continues forever: z 4 z 3 z 2 z 1 x

25 We wish to rule out such an infinite regress. We want our sets to be founded: each such sequence should eventually end with the empty set. Hence the name of the axiom, which is also known as the Axiom of Regularity. It is nevertheless best understood by its consequences. Theorem x y z z = x y. 2. x y z z = x y. 3. x y x y y / x. 4. x x / x. Exercise 2. Prove Theorem Let f(x) denote the class {y : x, y f}. Exercise 3. Suppose f is a function and x dom(f). Prove that x, y f iff y = f(x). Suppose that x is a set and that there is some way of removing each element u x and replacing u with some element v. Would the result be a set? Well, of course provided there are no tricks here. That is, there should be a well defined replacement procedure which ensures that each u is replaced by only one v. This well defined procedure should be described by a formula, Φ, in the language of set theory. We can guarantee that each u is replaced by exactly one v by insisting that u x!v Φ(x, u, v). We would like to obtain an axiom, written in the language of set theory stating that for each set x and each such formula Φ we get a set z. However, this is impossible. We cannot express for each formula in the language of set theory in fact this formal language was designed for the express purpose of avoiding such expressions which bring us perilously close to Richard s Paradox. The answer to this conundrum is to utilise not just one axiom, but infinitely many one axiom for each formula of the language of set theory. Such a system is called an axiom scheme.

26 26 CHAPTER 3. THE AXIOMS OF SET THEORY The Replacement Axiom Scheme For each formula Φ(x, u, v, w 1,..., w n ) of the language of set theory, we have the axiom: w 1... w n x [ u x!v Φ z z = {v : u x Φ}] Note that we have allowed Φ to have w 1,..., w n as parameters, that is, free variables which may be used to specify various procedures in various contexts within a mathematical proof. This is illustrated by the following theorem. Theorem 3. x y z z = x y. Proof. From Theorem 1 parts (4) and (5), for all t y we get u x!v v = u, t. We now use Replacement with the formula Φ(x, u, v, t) as v = u, t ; t is a parameter. We obtain, for each t y: q q = {v : u x v = u, t }. By Extensionality, in fact t y!q q = {v : u x v = u, t }. We again use Replacement, this time with the formula Φ(y, t, q, x) as q = {v : u x v = u, t } ; here x is a parameter. We obtain: r r = {q : t y q = {v : u x v = u, t }} By the Union Axiom z z = r and so we have: z = {p : q [q r p q]} = {p : q [( t y) q = {v : u x v = u, t } p q]} = {p : ( t y)( q)[q = {v : u x v = u, t } p q]} = {p : ( t y)p {v : u x v = u, t }} = {p : ( t y)( u x) p = u, t } = x y

27 27 Exercise 4. Show that the Intersection Axiom is indeed redundant. It is natural to believe that for any set x, the collection of those elements y x which satisfy some particular property should also be a set. Again, no tricks the property should be specified by a formula of the language of set theory. Since this should hold for any formula, we are again led to a scheme. The Comprehension Scheme For each formula Φ(x, y, w 1,..., w n ) of the language of set theory, we have the statement: w 1... w n x z z = {y : y x Φ(x, y, w 1,..., w n )} This scheme could be another axiom scheme (and often is treated as such). However, this would be unnecessary, since the Comprehension Scheme follows from what we have already assumed. It is, in fact, a theorem scheme that is, infinitely many theorems, one for each formula of the language of set theory. Of course we cannot write down infinitely many proofs, so how can we prove this theorem scheme? We give a uniform method for proving each instance of the scheme. So to be certain that any given instance of the theorem scheme is true, we consider the uniform method applied to that particular instance. We give this general method below. For each formula Φ(x, u, w 1,..., w n ) of the language of set theory we have: Theorem 4. Φ w 1... w n x z z = {u : u x Φ}. Proof. Apply Replacement with the formula Ψ(x, u, v, w 1,..., w n ) given by: (Φ(x, u, w 1,..., w n ) v = {u}) ( Φ(x, u, w 1,..., w n ) v = ) to obtain: y y = {v : ( u x)[(φ v = {u}) ( Φ v = )]}.

28 28 CHAPTER 3. THE AXIOMS OF SET THEORY Note that {{u} : Φ(x, u, w 1,..., w n )} y and the only other possible element of y is. Now let z = y to finish the proof. Theorem 4 Φ can be thought of as infinitely many theorems, one for each Φ. The proof of any one of those theorems can be done in a finite number of steps, which invoke only a finite number of theorems or axioms. A proof cannot have infinite length, nor invoke infinitely many axioms or lemmas. We state the last of the set behavior axioms. The Axiom of Choice X [( x X y X (x = y x y )) z ( x X!y y x z)] In human language, the Axiom of Choice says that if you have a collection X of pairwise disjoint non-empty sets, then you get a set z which contains one element from each set in the collection. Although the axiom gives the existence of some choice set z, there is no mention of uniqueness there are quite likely many possible sets z which satisfy the axiom and we are given no formula which would single out any one particular z. The Axiom of Choice can be viewed as a kind of replacement, in which each set in the collection is replaced by one of its elements. This leads to the following useful reformulation which will be used in Theorem 22. Theorem 5. There is a choice function on any set of non-empty sets; i.e., X [ / X ( f)(f : X X ( x X)(f(x) x))]. Proof. Given such an X, by Replacement there is a set Y = {{x} x : x X} which satisfies the hypothesis of the Axiom of Choice. So, z y Y!p p y z. Let f = z ( Y ). Then f : X X and each f(x) x.

29 29 We state the last of the set creation axioms. The Power Set Axiom x z z = {y : y x} We denote {y : y x} by P(x), called the power set of x. For reasons to be understood later, it is important to know explicitly when the Power Set Axiom is used. This completes the list of the ZFC Axiom System with one exception to come later higher analogues of the Axiom of Existence.

30 30 CHAPTER 3. THE AXIOMS OF SET THEORY

31 Chapter 4 The Natural Numbers We now construct the natural numbers. That is, we will represent the natural numbers in our universe of set theory. We will construct a number system which behaves mathematically exactly like the natural numbers, with exactly the same arithmetic and order properties. We will not claim that what we construct are the actual natural numbers whatever they are made of. But we will take the liberty of calling our constructs the natural numbers. We begin by taking 0 as the empty set. We write 1 for {0} 2 for {0, 1} 3 for {0, 1, 2} succ(x) for x {x} We write n is a natural number for [n = ( l n)(n = succ(l))] ( m n)[m = ( l n)(m = succ(l))] and write: N for {n : n is a natural number} The reader can gain some familiarity with these definitions by checking that succ(n) N for all n N. 31

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