Legal, Risk, Compliance, ediscovery, Financial Crime, Corporate Governance, Data Privacy

Transcription

1 Organizer Empress Room 3-5, Level 2 Legal, Risk, Compliance, ediscovery, Financial Crime, Corporate Governance, Data Privacy Format: Innoxcell Asia Symposium (IAS 2015) is a 1-day-conference focusing on variety of Legal, Regulatory, and Compliance, ediscovery, Litigation, and White Collar Crime topics. Path 1: White Collar Ethics & Corporate Legal Path 2: ediscovery, Data Breach, Investigation & Fraud Path 3: Regulatory Compliance for Financial Services The great diversity of Legal and Regulatory Compliance topics throughout the day encourages your team to attend sessions on different streams. Whether your objective is to learn the latest best legal and business practices, catch up with the latest regulatory updates,, establish networking with Asia s prominent professionals or simply to visit the legal technology and solutions exhibition, the IAS 2015 is definitely an event you cannot miss! Come and join us to explore your business opportunities at the Innoxcell Asia Symposium 2015 in Singapore! Who should attend? -- In-house Legal and Compliance Professionals -- CEO and CFO -- Head of Audit -- Internal Control Professional -- Audit Committee -- Company Secretary -- Corporate Risk Management Professionals -- Head Internal Investigation -- Corporate Computer Forensic Personnel -- IT Audit Professionals -- CIO, and COO -- Information Security Professionals -- Head of Technology Risk Title Sponsor Gold Sponsors Silver Sponsors Supporting Organizations Co-Host Media Partner To know more about this conference, please contact us at or us at Jeffrey.teh@innoxcell.net

2 Schedule-at-a Glance White Collar Ethics & Corporate Legal ediscovery, Data Breach, Investigation & Fraud Regulatory Compliance for Financial Services 08:30 09:00 Registration and Networking 09:00 09:50 Anti-Corruption Compliance (Part 1): International Anti-Corruption Compliance ediscovery Challenges: Internet of Things, Cloud and Mobile BYOD Anti-money Laundering (Part 1): KYC Threat - Transaction 09:50 10:00 Break 09:45 10:00 Break 09:45 10:00 Break 10:00 10:50 Anti-Corruption Compliance (Part 2): Designing a Winning Compliance Program Using TAR for Review of Investigation, Regulatory Responses and Discovery Requests Anti-money Laundering (Part 2) : Cross Border Risk Management 10:50 11:00 Break 10:45 11:00 Break 10:45 11:00 Break Internal Control and Data Analytics Technology Showcase: ONE SIZE FITS ALL Document Review (Myths or Facts?) Information Governance and Dark Data Management 11:45 12:00 Break Cross Border Data Flows and Cloud Computing Simulated Workshop: Cybersecurity Risk Oversight (for corporate IT professionals) Simulated Workshop: Cybersecurity Oversight for Financial Institutions Third Party Due Diligence and Case Studies Discussion 12:50 14:00 Asset misappropriation Investigation and Prevention plan Multi-Jurisdictional Investigations 14:45 15:00 Regulatory Compliance Enforcement & Management Malware & Botnets: Can Your Financial Service Companies Survive a Vicious Cyber Attack? 15:45 16:00 Grand Finale - Cross Border Data Breach Cases and Legal Complexity Cinematheque Experience: Popcorn and Margarita Grand Finale - Governance, Risk and Compliance

3 Full Agenda White Collar Ethics & Corporate Legal 09:00 09:50 Anti-Corruption Compliance (Part 1): International Anti-Corruption Compliance ediscovery, Data Breach, Investigation & Fraud ediscovery Challenges: Internet of Things, Cloud and Mobile BYOD Regulatory Compliance for Financial Services Anti-money Laundering (Part 1): KYC Threat - Transaction Examining multinational companies operating in developing countries and its local internal control regimes to avoid sanction, FCPA and UKBA violation. How to report, respond and react effectively internally to ensure your senior management are aware of corruption risks? What are the lessons that can be learnt from regional regulatory cases from the past 2 years? What is your current approach to anti-corruption compliance? Preventive measure and monitoring strategies for Asian companies can be very different compare to US or EU companies. What is best for my company? A Perspective on 21st Century Information Management How to manage corporate data in the 21st century workplace? Examine the risks and challenges of ediscovery in times where Internet of Things, Cloud and Mobile BYOD are increasingly popular Denny Husen, Senior Manager, Fraud Investigations & Dispute Services, EY Compliance with regulations concerning anti-money laundering, know-your-customer (KYC) and risk management imperatives has become a top priority for financial institutions as they struggle to anticipate and respond to known and emerging risks This session, the speakers will discuss how to use advanced analytic and information to manage AML risk. Frank Reppel, Managing Director, FICO TONBELLER Compliance Solutions, FICO Ghadeer Saed, Regional MLRO, Asia & EMAI, ANZ Neill Poole, Executive Director, AlixPartners Monica Puri, General Counsel, SE Asia, Jones Lang LaSalle Thiru Sethuraman, Director of Global Ethics and Compliance, Cummings Inc.. Andy Yeo, Partner, Allen & Gledhill LLP 09:50 10:00 Break 09:45 10:00 Break 09:45 10:00 Break 10:00 10:50 Anti-Corruption Compliance (Part 2): Designing a Winning Compliance Program Using TAR for Review of Investigation, Regulatory Responses and Discovery Requests Anti-money Laundering (Part 2) : Cross Border Risk Management Companies of all sizes must develop, implement, enforce and continually update their compliance programs. In this session, you will learn how to design a winning compliance program for your company. This session explores: How to engage your employees in the compliance programs? How to communicate policies effectively within the organization? How to draft a strategic plan for the compliance function to top management? How to effectively apply enterprise risk management to legal and regulatory compliance? Brent Carlson, Director, AlixPartners Judy Chang, Global Head Business Ethics & Compliance, PayPal Luca Probst, Regional Compliance and Ethics Manager, UPS Asia Pac Campbell Clark, General Counsel, Asia, Medtronic What exactly is Technology Assisted Review (TAR)? Discuss the defensibility and judicial acceptance of TAR Using TAR to increase the efficiency of review for investigations, regulatory responses and discovery requests Conor Crowley, ediscovery Counsel APAC, UBS AG Michael Lew, Director Singapore, Law in Order What are the AML risks embedded in cross border fund flows? How significant is it? To what extent are firms bounded by overseas regulations for cross border businesses? Discuss challenges to comply with cross border AML requirements for firms in Singapore and what should be the priorities? Marta Mihaly, MLRO, Eastspring Investments Erik Wilgenhof Plante, Chief Compliance Officer, itbit Pte 10:50 11:00 Break 10:45 11:00 Break 10:45 11:00 Break Internal Control and Data Analytics Within the legal, risk and compliance space, many companies have adopted the continuous monitoring and continuous auditing methods used to detect fraud and other risks within organization. Discuss the increasing role of legal department in enterprise risk management Examine reasons why traditional approaches to risk management are no longer effective Use of data analytics to help companies better understand the value and risks in their information assets Real-life examples of using analytics to detect emerging risks Benjamin Thong, Director, EY Suryanto Narmada, Head of Audit, Aviva Technology Showcase: ONE SIZE FITS ALL Document Review (Myths or Facts?) In the legal community, most people know that predictive coding and analysis technology, including disruptive technology, has the ability to dramatically reduce document review time and costs, as well as raise accuracy well beyond traditional linear review techniques. However, there is no such thing is ONE SIZE FITS ALL. This session, the speaker will showcase the understanding of which technology works best for which type of data and what information it needs to help direct its decision making about e- discovery tools. Anthony Ranansinghe, Manager, Business Development APAC, Kroll Ontrack Mari Ono, Case Manager APAC, Kroll Ontrack 11:45 12:00 Break Information Governance and Dark Data Management The amount of operational information both structured and unstructured that companies create and store are drastically increasing due to digitisation and mobility. Dark data management emerged as another challenge for corporate information governance. Under the increasing pressure from new regulatory regime and consumer expectation, corporate data must be well managed if companies wish to survive in today s information age. This session explores natures of corporate information legal risks in the context the Big Data and offers insights on information governance to transform data from a liability into an asset. Dr. Sonny Zulhuda, Assistant Professor and Cyber Law Course Coordinator, International Islamic University Malaysia White Collar Ethics & ediscovery, Data Breach, Regulatory Compliance for

4 Corporate Legal Investigation & Fraud Financial Services Cross Border Data Flows and Cloud Computing Simulated Workshop: Cybersecurity Risk Oversight (for corporate and non-banking professionals) Simulated Workshop: Cybersecurity Oversight for Financial Institutions The shift towards cloud has ushered in a whole new set of legal complexities that cannot be underestimated. It is important to understand the many benefits that come with cloud services including from a privacy and security standpoint. At the same time, lawyers need to understand and assess how and where information is collected, stored and used and the regulatory implications of data crossing borders. What are the risks associated with cloud services? What existing and emerging laws need to be considered, including in relation to cross-border data flows? What are the key questions every customer should be asking their cloud provider and what answers can you expect? Steven Howard, General Counsel APAC, Sony Mobile Communications John Galligan, Regional Director for Government Relations, Microsoft Asia Pacific & Japan In this session, you will: Discover the role management play in setting the right tone around protocol for cyber risk Learn the key questions senior executives should be asking themselves to prepare for a potential cyber breach. Obtain insights on how to collaborate with other companies, regulators and law enforcement to minimize vulnerabilities Learn what an effective incident response plan is and how to best secure core data. Jonathan Fairtlough, Managing Director, Cyber Security and Investigations Practice, Kroll Ajay Kumar Dhir, Group CIO & CHRO, Adhunik Group of Industries, India Kroll investigators who previously worked at international banks will guide attendees through a data breach scenario at a bank. In this session you will: Understand the potential access points for a data breach Identify the paralysis points that hold up Financial Institutions when responding to a data breach Understand and mitigate limitations of banking silos Some considerations when designing an incident response plan Recommendations to effectively secure core data Daniel Chong, Associate Managing Director, Cyber Security and Investigations Practice, Kroll Joseph Florendo, Managing Consultant, Cyber Security and Investigations Practice, Kroll Third Party Due Diligence and Case Studies Discussion The growing use of third parties has seen increased regulatory scrutiny of such practices, but are organisations keeping up with the latest developments and ensuring they act in an appropriate manner? Understanding the challenges faced, alongside the ever shifting regulatory boundaries, is crucial to getting this area of business right. This session will look at recent case studies, as well as some statistics based on recent reports, to underline where firms need to improve in their use of third parties, the due diligence processes involved, and the cost of getting it wrong. Sam Gibbins, General Manager (Asia), GRC Solutions 12:50 14:00 Asset misappropriation Investigation and Prevention plan Global statistics show that Companies lose 5% of their annual revenue to fraud. Asset misappropriation, one of the three categories of occupational fraud, is by far the most common. This session, the speaker will discuss about asset misappropriation and how you can mitigate the risk and respond to it. The speaker will also speak about her personal experience in investigating such frauds and preventive measures to address asset misappropriation. Stacy Chai, Director, Fraud Investigation & Dispute Services, EY 14:45 15:00 Exhibition and Networking Multi-Jurisdictional Investigations Planning for cross-border dispute resolution strategy and identifying key priorities Coordinating complex litigation and arbitration proceedings across multiple jurisdictions Common scenarios involving joint ventures, financial disputes and transnational projects Interplay between U.S., U.K., China, Hong Kong and various offshore jurisdictions Sidarth Khashu, Director, Fraud Investigation & Dispute Services, EY Wan Kwong Weng, Managing Director, Group General Counsel, Mapletree Investments Charles Ball, Partner, Reed Smith Stanley Park, Managing Director and Head of Legal Asia Pacific, Scotiabank Regulatory Compliance Enforcement & Management In this session, you will learn how to put in place processes to deal with formal requests and actions by financial regulators and law enforcement agency to deal with financial misconduct and market abuse. You will also learn how to strengthen the compliance culture and preventative aspects of mitigating against enforcement actions. Nizam Ismail, Advisory Board, RHT G.R.A.C.E. Robin Lee, Chief Executive Officer, RHT G.R.A.C.E. Malware & Botnets: Can Your Financial Service Companies Survive a Vicious Cyber Attack? Identification of cybercrime peculiar to financial service companies How organized cybercrime cause potential loss and risk to financial service companies How in-house cyber security professionals and management team may collaborate with outsourcing security companies and government agencies to combat cyber security Case studies of risk management to protect financial service companies from and combat cybercrime and cyber attack Value of Cloud in FSI for cybersecurity & data protection Kanny Lee, Executive Director, Forensic Technology and Disputes Services, EY Pierre Noel, Chief Security Officer, Asia, Microsoft Corporation Keshav Dhakad, Senior Attorney & Regional Director, Microsoft Digital Crimes Unit, Asia, Microsoft Corporation 15:45 16:00 Exhibition and Networking Grand Finale Cross Border Data Breach Cases and Legal Complexity Cinematheque Experience: Popcorn and Margarita This session, the facilitators will walk you through a movie segments that consist of cybercrime, data breach and investigation scenarios. Participants will be asked to spot any irregulars and criminal activities in the movies. Our facilitators will show case a series of problems as well as best practices corporation can use to prevent, detect, investigate and eliminate latest cyber crime activities This is a fun and interactive sessions to stimulate participants capable skills and ideas to fight white collar crime activities and comply with latest regulations while navigate legal complexity Darren Cerasi, Director, i-analysis Sannie Sng, Litigation and Investigation, UBS AG, Singapore Kyle Wombalt, Global Head Corporate Crime and Investigations, Herbert Smith Freehills Grand Finale Governance, Risk and Compliance What are the key industry pressures coming from regulators, both in Singapore and abroad? How has increased regulation affected KYC and on-boarding processes for financial services firms? How does changes in Outsourcing guidelines impact on financial services? How can compliance and legal best work in partnership to foster a good conduct risk? How is the changing nature or regulation impacting business objectives? Sam Gibbins, General Manager (Asia), GRC Solutions Daniel Furtwaengler, Head of Sales APAC, Signavio Delon Abrams, Assistant General Counsel, Regional Legal, Markets and Securities, Citi Maria van der Burgt, Regional Head of Global Compliance Assurance APAC, Barclays Compliance

5 REGISTRATION FORM Delegate Pricing Delegates with job titles listed on first page Law firms Solution and Service Providers SG$300 per day SG$700 per day SG$2,000 per day DELEGATE 1: DELEGATE 2: DELEGATE 3: Payment By Cheque: Please make cheque payable to InnoXcell Limited and post it to: Unit A, Level 10, Casey Building, 38 Lok Ku Road, Sheung Wan, HK By Credit Card: Please charge my AMEX / VISA / Mastercard No: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Amount HKD / USD Cardholder s Name of Cardholder: Expiry Date: / Sec. Code: Booking Terms & Conditions 1. Registrations are confirmed when we send a written Confirmation via or fax. If you have not received a booking confirmation prior to the commencement of the course, it is the delegate s responsibility to contact InnoXcell Limited to confirm their place. 2. Payment must be received, in full within 7 days of receiving the invoice. 3. InnoXcell Limited reserves the right to withhold entry to the conference if payment has not been received in full. 4. Cancellations must be received in writing. 30% of the conference fee will be charged if cancellation is received one month BEFORE the conference. 100% of the conference fee will be charged if cancellation is received WITHIN one month of the conference. 5. If you are unable to attend the conference, a substitute delegate is welcome at no extra charge. 6. No refunds will be given and no shows will also be charged in full. 7. The conditions are subject to change without prior notice. InnoXcell Limited Tel: Fax: enquiries@innoxcell.net Address: Unit A, Level 10, Casey Building, 38 Lok Ku Road, Sheung Wan, Hong Kong