avril 30, 2016 Mutual Funds / Hedge Funds / LSF's Includes Deposit accounts 2

Transcription

1 Conventions de garde Gestionnaires de fonds approuvés au avril 30, 2016 Gestionnaires de fonds Pays Type de Produits Asset Management L.P. (Dynamic Funds) s / s / LSF's Includes Deposit accounts 2 Aberdeen Global Services S.A. Outre-mer Aberdeen Global II Funds Aberdeen Global Funds 3 Acernis Capital Management Inc. Acernis Funds (Class A Units & Class F Units) 4 Acker Finley Asset Management Inc. QSATM Funds 5 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 6 Acorn Global Investments Inc. Acorn Global Investments Inc. 7 Addenda Capital Inc. Addenda s 8 AEGON Fund Management Inc. 9 AGF Investments Inc. / Acuity Pooled funds Acuity family of mutual funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds AGF Pooled funds 10 AHF Capital Partners Inc. // AHF Credit Opportunities Fund - Series A, F and I 11 AIP Asset Management AIP Global Marco Fund LP 12 Aldergrove Credit Union 13 Algonquin Capital Corporation 14 Alignvest Capital Management Inc. Alignvest Opportunities Fund Trust Alignvest Income Fund Trust 15 AlphaNorth Asset Management 16 Antares Investment Management, Inc. Page 1 de 22

2 17 Arrow Capital Management Inc. 18 Artemis Investment Management Limited / Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund 19 Aston Hill Asset Management Inc. s / s / LSF's 20 ATB Investment Management Inc. 21 Aurion Capital Management Inc. 22 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust 23 Aventine Management Group Inc. BTH Tactical Growth Fund Aventine Canadian Equity Fund 24 B.E.S.T Investment Counsel Limited B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP The Business, Engineering, Science & Technology Discoveries Fund Inc. 25 B2B Bank / Investment Savings Accounts 26 Bank of America, National Association ( Branch) 27 Bank of Other 28 Bank of Montreal 29 Bank of Montreal Mortgage Corp. 30 Bank of Nova Scotia Scotia Mortgage Corporation National Trust Company / Victoria&Grey MortgageCorp. Bank of Nova Scotia Montreal Trust Company of 31 Barometer Capital Management Inc. / 32 Barrage Capital Inc. / / 33 Bellwether Investment Management Inc. Bellwether Canadian Performance Fund Bellwether US Stock Fund Bellwether Canadian Stock Fund 34 Beutel Goodman & Company Ltd //Seg Fund 35 BirchLeaf Investments Inc. BirchLeaf Growth Fund 36 Black Swan Dexteritas Inc. Page 2 de 22

3 BSD Global Tech LP 37 BlackBridge Capital Management Corp. 38 Blackheath Fund Management Inc. Blackheath 39 BlackRock (Luxembourg) SA Outre-mer BlackRock Global Funds 40 BlackRock Asset Management Limited BlackRock Asset Management Limited 41 BloombergSen Inc. BloombergSen Partners RSP Fund 42 Blumont Capital Corp. // Blumont family of funds Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd. 43 BMO Harris Investment Management Inc. 44 BMO Investments Inc. / BMO Investissements Inc. / BMO Guardian Funds BMO China A-Share Fund BMO s 45 BMO Life Assurance Company Segregated Fund BMO Guaranteed Investment Funds 46 BMO Nesbitt Burns Inc. / Linked Notes BMO Nesbitt Burns Group of Funds 47 BMO Trust Company Advisor's Advantage Trust 48 BNP Paribas () Linked Notes 49 BNP Paribas Investment Partners Ltd. 50 BNY Mellon Global Management Ltd. Outre-mer BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 51 Brandes Investment Partners & Co. 52 Brandywine Global Investment Management (), ULC 53 Brickburn Asset Management Inc. Dominion Equity Resource Growth Fund Brickburn family of mutual funds 54 BridgingFinance Inc. 55 Bristol Gate Capital Partners Inc. / Bristol Gate U.S. Equity Fund LP 56 Broadview Capital Management Inc. Broadview Dark Horse LP 57 Brompton Funds Limited Page 3 de 22

4 58 Brookfield Investment Management () Inc. 59 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 60 BT Global Growth Inc. BT Global Growth Fund L.P. 61 Bull Capital Management Inc. EFG Private Portfolio Series ING Canadian Equity Class Shares Global Equity Class Shares Balanced Class Shares 62 Bullion Management Services Inc. 63 Burgundy Asset Management Ltd. 64 C.I. Investments Inc. / Segregated Fund Includes Synergy Asset Management Artisan Portfolios Optima Strategy Pools United Financial Management Ltd. family of funds KBSH Capital Management Inc. family of funds Lakeview Asset Management family of funds Castlerock Investments Corp. family of funds 65 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 66 Caldwell Investment Management Ltd. 67 Life Assurance Company (The) Segregated Fund 68 Canadian Tire Bank Canadian Tire Bank 69 Canadian Western Bank 70 Canadian Western Trust / 71 Canoe Financial LP Enervest Diversified Income Trust Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust 72 Canso Fund Management Ltd. 73 Capital International Asset Management Inc. () Inc. 74 Celernus Investment Partners Inc. Celernus Absolute Growth Fund Celernus Mortgage and Income Trust Fund 75 Centurion Asset Management Inc. REIT Page 4 de 22

5 76 CFF Bank 77 CGOV Asset Management 78 CGS Asset Management Ltd. CGS Resource Fund Ltd. 79 Chou Associates Management Inc. 80 CIBC / / Linked Notes 81 CIBC Asset Management Inc. / Segregated Fund 82 CIBC Investor Network CIBC CIBC Mortgages Inc. (FLT) Services Hypothecaires CIBC Inc. CIBC Trust Corporation CIBC Mortgages Inc. 83 Coast Capital Savings Credit Union Surrey Metro Savings Union 84 Coastal Community Credit Union 85 Community Trust Company Ltd. 86 Concentra Financial Services Association 87 Connor, Clark & Lunn Capital Markets Inc. 88 Connor, Clark & Lunn Funds Inc. CC&L fund family 89 Connor, Clark & Lunn Private Capital Ltd. 90 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 91 Cortland Credit Group Inc. Cortland Credit Strategies L.P. 92 Cote 100 Inc. 93 Counsel Portfolio Services Inc. 94 Covenant Capital Management Inc. 95 Covington Capital Corporation Labor Sponsored Fund Covington Funds 96 Covista Capital Corp. Unit Trust Covista Value Fund Trust 97 Cowan Asset Management Limited Page 5 de 22

6 Cowan Absolute Return Fund 98 CQI Capital Management L.P. CQI Equity Opportunities Fund I Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II 99 Credit Suisse AG Outre-mer Linked Notes 100 Credit Suisse Inc. GAF International Fund 101 Crystal Wealth Management System Ltd. 102 Crystalline Mgt Inc. / Gestion Cristallin Inc. 103 Cypress Capital Management Ltd. 104 Davis-Rea Ltd. / Davis-Rea Ltee. / 105 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Income Fund Deans Knight Equity Growth Fund Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds 106 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 107 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 108 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 109 Desjardins Global Asset Management Inc. / Segregated Fund / 110 Desjardins Trust Inc. Maestral Funds 111 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 112 Difference Capital Management Inc. 113 Dimensional Fund Advisors ULC. 114 Discovery Capital Management Corp. 115 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 116 Donville Kent Asset Management Inc. Donville Kent Asset Management 117 Duncan Ross Associates Ltd. 118 East West Investment Management Corporation Page 6 de 22

7 East West Fund LP 119 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund () 120 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 121 Educators Financial Group Inc. 122 Effort Trust Company (The) 123 Empire Life Insurance Company Segregated Fund Segregated Funds Interest investment options provided within an insurance contract 124 Empire Life Investments Inc. Empire Life 125 EnTrust Focus Partners LP Unit Trust EnTrust 49 Focus Fund 126 Epic Capital Management Inc. 127 Equilibrium Capital Management Inc. 128 Equitable Bank / Investment Savings Accounts 129 Equity Financial Trust Company 130 Excalibur Capital Management Inc. / Excalibur Excalibur Small Cap Opportunities LP 131 Excel Funds Management Inc. 132 Faircourt Asset Management Inc. / Faircourt Dividend Fund () Faircourt Pooled Monthly Income Fund () 133 Federated Investors ULC Federated Strategic Value U.S. Equity Dividend Fund 134 Fidelity Investments ULC 135 Fiducie Desjardins Inc. 136 Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc. 137 Fiera Capital Corporation // 138 Fiera Quantum / s 139 FIL Limited Outre-mer 140 Financière des professionnels - Fonds d investissement inc. Page 7 de 22

8 141 First Asset Investment Management Inc. 142 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 143 First West Credit Union Ltd. 144 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio 145 Fonds Desjardins (Fiducie Desjardins) 146 Forge First Asset Management Inc. / s Forge First Multi-Strategy Trust Forge First Long Short Trust 147 Formula Growth Limited / Formula Growth s Class F Formula Growth Fund Formula Growth s Class A 148 Foyston, Gordon & Payne Inc. Family of s FGP Funds 149 Franklin Templeton Investments Corp. //Seg Fund Bissett s Franklin Templeton s 150 Franklin Templeton Investor Services É.-U. Franklin California, Tax Free Income Fund 151 Front Street Capital FrontFour Capital Corp. FrontFour Opportunity Fund 153 FT Portfolios Co. 154 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 155 Gabelli Funds (The) É.-U. 156 Galileo Global Equity Advisors Inc. 157 Galliant Advisors LP Investment Funds Galliant Equity Long/Short Fund LP 158 General Bank of 159 GenFund Management Inc. 160 Genus Capital Management 161 Gestion Ferique 162 GFI Investment Counsel Ltd. Page 8 de 22

9 Good Funds 163 Global Growth Assets Inc. 164 Globevest Capital Ltee. / 165 Gold Investment Management Ltd. FC Fund 166 Goodman & Company, Investment Counsel, Inc. 167 Goodwood Inc. Goodwood Funds 168 Government of Quebec (for Placements Quebec) Other 169 Grafton Asset Management Inc. Unit Trust Global Energy Growth Fund 170 Greenchip Financial Corp. 171 Greystone Managed Investments Inc. Greystone Trusts 172 Groundlayer Capital Inc. The Alpha II Fund 173 Growth Works Capital Ltd. Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 174 Guardian Capital LP Vega Funds Vector Funds Guardian Funds 175 Hamilton Capital Partners Inc. 176 Harvest Portfolios Group Inc. 177 Hemisphere Capital Management Inc. 178 Heward Investment Management Inc. 179 HGC Investment Management Inc. HGC Arbitrage Fund LP 180 Highstreet Asset Management Inc. 181 Highwater Capital Management Corp. Highwater Diversified Opportunities Fund 182 Hillsdale Investment Management Inc. 183 Hollis Canadian Bank 184 Home Trust Company / Investment Savings Accounts 185 HomEquity Bank Page 9 de 22

10 186 Horizons ETFs Management () Inc. Unit Trust 187 HR Strategies Inc. 188 HSBC Bank Structured Alternative Investment Return Securities 189 HSBC Investment Funds () Inc. 190 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund 191 I.A. Michael Investment Counsel Ltd. ABC Funds 192 I.G. Investment Management Ltd. 193 IA Clarington Investments Inc. 194 ICICI Bank / Investment Savings Accounts 195 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 196 Industrial Alliance Trust Inc. 197 Industrial and Commercial Bank of China () 198 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 199 Inflection Management Inc. Unit Trust Inflection Strategic Opportunity Fund 200 Integra Capital Management Corp. 201 Invesco Ltd. / Segregated Fund 202 Investec Asset Management Limited Outre-mer 203 Invico Capital Corporation 204 Island Savings Credit Union 205 Ivari / Segregated Fund 206 J. Zechner Associates Inc. 207 J.C. Clark Ltd. 208 Jarislowsky, Fraser Limited / Page 10 de 22

11 209 JDM Investments Partners Ltd. Investment Partners Fund 210 JM Fund Management Inc. JM Catalyst Fund 211 JovFinancial Solutions Inc. 212 K J Harrison & Partners Inc. 213 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust 214 KAI Asset Management Inc. KAI Core Equity Pool 215 KCS Fund Strategies Inc. Absolute Core Return Fund KCS Great White North Fund KCS Fund Strategies Inc. 216 Kensington Capital Advisors Inc. 217 KFL Capital Management Ltd. KFL Partners' Fund LP 218 Kingwest & Company / 219 Kootenay Capital Management Corp. Kootney Energy RSP Fund Kooteny Global Energy Absolute Return Fund Ltd. Partnership 220 Korea Exchange Bank of 221 Landry Investment Management Inc. 222 Laurentian Bank of Includes B2B Trust term deposits 223 Laurentian Trust of Inc. 224 Laurus Investment Counsel 225 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 226 LBC Trust 227 LDIC Inc. / Includes LDIC Closed-End Funds 228 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 229 Legg Mason Global Funds PLC Outre-mer 230 Leith Wheeler Investment Funds 231 Leon Frazer & Associates Inc. Page 11 de 22

12 232 Lester Asset Management Inc. 233 Lightwater Partners Ltd. Lightwater Long/Short Funds 234 Lincluden Investment Management Limited / 235 Longbow Capital Inc. 236 Lorne Steinberg Wealth Management Inc. Steinberg Global Value Equity Fund Steinberg High Yield Fund 237 Lysander Funds Limited 238 MacDougall Investment Counsel Inc. 239 Mackenzie Financial Corp. / Segregated Fund 240 Mackie Research Capital Corporation Grafton Energy Growth Fund The Absolute Resource Company L.P. 241 MacNicol & Associates Asset Management Inc. 360 Degree U.S. Reality Income Fund The Global Opportunities Fund (LP) The Emergence Fund (LP) The Absolute Return Fund (LP) The Conservative Income Fund (LP) 242 Majestic Asset Management LLC / Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I 243 Man Investments Corp. 244 Manufacturers Life Insurance Co. (The) / Segregated Fund Deferred Annuities 245 Manulife Asset Management Limited Manulife Financial Corp family of funds Manulife Canadian Real Estate Investment Fund -, Limited Partn //Seg Fund 246 Manulife Bank of / Investment Savings Accounts 247 Manulife Trust Company / Investment Savings Accounts 248 Maple Trust Company 249 Marquest Asset Management Inc. Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Mining 2013-I Super Flow-Through MineralFields 2011 Super Flow - Through Marquest Mining B.C I Super Flow-Through / Page 12 de 22

13 Marquest Mining Quebec 2013-I Super Flow-Through Marquest Mining 2013-II Super Flow-Through Matrix Fund Management family of mutual funds Marquest Mining Quebec 2014-I Super Flow-Through LP Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining 2014-I Super Flow_through LP Marquest s Inc. - Various Marquest-MineralFields 2012 Super Flow-Through Marquest-MineralFields Quebec 2012 Super Flow-Through Marquest-MineralFields 2012-II Super Flow-Through MineralFields 2011-V Super Flow - Through Marquest Bridge Fund Marquest Investment Fund 250 Marret Asset Management Inc. Marret 251 Matco Financial Inc. MFI series of funds 252 Mawer Investment Management Ltd. 253 Maxam Capital Management Ltd. 254 MCAN Mortgage Corporation 255 McElvaine Investment Management Ltd. The McElvaine Investment Trust 256 McLean Asset Management Ltd. ROMC Trust 257 McLean Budden Limited (Royal Trust) 258 MD Financial Management Inc. 259 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 260 Merrill Lynch Inc. Linked Notes 261 Middlefield Limited 262 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 263 Morgan Meighen & Associates Limited Smedley Fund Family 264 Morguard Financial Corp. Unit Trust Morguard Real Estate Equity Fund 265 Natcan Investment Management Inc. / 266 Natcan Trust Company / 267 National Bank Investments Inc. s / / Inv. Savings Acct Includes PPN's Page 13 de 22

14 268 National Bank of National Bank of Natcan Trust National Bank Trust 269 National Bank Trust Inc. / 270 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 271 NewGen Asset Management Limited Unit Trust 272 Newport Private Wealth Inc. 273 NGAM LP 274 Niagara Capital Partners Ltd. Niagara Access Alpha Fund 275 Nicola Wealth Management Ltd. / NWM Core Portfolio Fund NWM Bond Fund NWM U.S. Equity Income Fund SPIRE US NWM Real Estate Fund SPIRE Real Estate SPIRE Value Add NWM Preferred Share Fund NWM Canadian Equity Income Fund NWM Balanced Mortgage Fund NWM Alternative Strategies Fund NWM Canadian Tactical High Income Fund NWM Private Equity NWM Precious Metals Fund NWM Global Bond Fund NWM High Yield Bond Fund NWM Primary Mortgage Fund NWM Global Equity Fund NWM U.S. Tactical High Income Fund 276 Norrep Capital Management Ltd. //Ltd. Partnership 277 North Growth Management Ltd. 278 Northern Savings Credit Union Terrace & District Credit Union 279 Northwest & Ethical Investments L.P. 280 Ocean Rock Investments Inc. 281 O'Leary Funds Management LP 282 Omista Credit Union Limited Page 14 de 22

15 283 One Financial Corporation / / 284 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 285 Orientation Finance inc. 286 Pacific & Western Bank of / Other 287 Palisade Capital Management Ltd. //Ltd. Partnership 288 Palos Management Inc. //Ltd. Partnership Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 289 Pan Asset Management Ltd. / Iron Fund LP 290 Pavilion Advisory Group Ltd. 291 Peace Hill Trust Company 292 Pembroke Private Wealth Management Ltd. / 293 Penbrooke Partners Investment Management Ltd. // Penbrooke Opportunities Fund LP 294 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund 295 Peoples Trust Company 296 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Perennial Fixed Income Portfolio 297 Performance Capital Ltd. 298 Periscope Capital Inc. / 299 Perron & Partners Wealth Management Corp. Kipling Private Investment Portfolios 300 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 301 Picton Mahoney Asset Management / 302 PIMCO Corp. / 303 PIMCO Global Advisors (Ireland) Limited Outre-mer PIMCO Funds - Global Investor Services 304 Polar Securities Inc. Altairis Page 15 de 22

16 Polar Fund Management II Inc. 305 Portfolio Strategies Securities Inc. Foundation Tactical Conservative Portfolio Foundation Tactical Growth Portfolio Foundation Tactical Balanced Portfolio Foundation Yield Portfolio Foundation Equity Portfolio 306 Portland Investment Counsel Inc. Investment Funds / 307 President's Choice Bank 308 Primevest Capital Corp. 309 Propel Capital Corporation Canadian Large CAP Enhanced Fund 310 Provisus Wealth Management Limited 311 Purpose Investments Inc. Purpose Funds Series A, F & I 312 Pursuit Financial Management Corp. 313 Putnam Investment Inc. 314 Quadrant Asset Management QAM Tracking Pools 315 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 316 QV Investors Inc. QV s 317 Qwest Investment Fund Management Ltd. / 318 R.E.G.A.R. Gestion Privee Inc. 319 R.N. Croft Financial Group Inc. 320 Radiant Investment Management Ltd. / Radiant Performance Fund LP 321 Radin Capital Partners Inc. Radin Capital Partners 322 Rayne Capital Management Inc. Rayne Capital Opportunities Trust Rayne Capital Opportunities Fund LP Rayne Capital LP 323 RBC Dominion Securities Inc. Linked Notes 324 RBC Global Asset Management Inc. // 325 RBC Life Insurance Company Segregated Fund Page 16 de 22

17 326 RCM Valule Opportunities Trust/RCM Partners Inc. RCM Partners Inc. 327 Redwood Asset Management Inc. / Ark Fund Management family of funds Redwood Asset Management family of funds 328 Resmor Trust Company 329 Resolute Funds Ltd. 330 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 331 Rival Capital Management Inc. / Rival North American RRSP Growth Fund Rival North American Growth Fund L.P. 332 River Plate House Capital Management Inc. 333 Roadmap Capital Inc. 334 Robson Capital Management Inc. 335 Ross Smith Asset Management Inc. Trust Ross Smith Opportunity Fund Ross Smith Capital Investment Fund 336 Roundtable Capital Partners Inc. Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund Roundtable Dividend & Income Fund 337 Royal & Sun Alliance Life Insurance Co. () Segregated Fund 338 Royal Bank of / Investment Savings Accounts Connor Clark Private Royal Trust Company (The) Royal Trust Corp. Merchant Private Trust Royal Bank of Royal Bank Mortgage Corp. 339 Royal Trust Company (The) First Trust Funds The Protected American Fund The First American Fund T.A.L. Private Management s T.A.L. Investment s RT Capital Inc. Classified Investment Trusts 340 RP Investment Advisors / 341 Russell Investments Limited Page 17 de 22

18 Soverign mutual funds Russel Group mutual funds Life Points mutual funds 342 Sanford C. Bernstein & Co. LLC É.-U. 343 Scotia Capital Inc. Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr Pinnacle family of funds - May 7-07 Cassels Blaikie Canadian Fund (U.S.) 344 Scotia Securities Inc. 345 Seamark Asset Management Ltd. / 346 SEI Investment Company 347 Sentry Investments Inc. / 348 Sentry Select Investments Inc. 349 Seymour Investment Management Ltd. Seymour Canadian Equity Fund Seymour Performance Fund 350 Sherpa Asset Management Inc. 351 Silvercove Fund Management Ltd. 352 Silvercreek Management Inc. Silvercreek family of funds 353 Smart Investments Ltd. 354 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 356 Sprott Asset Management L.P. //Ltd. Partnership Sprott Closed-End Funds Sprott s Sprott s Sprott Flow-Through s 357 Standard Life Assurance Company of (The) / Segregated Fund Guaranteed Interest Rate Contracts Ideal Segregated Funds 358 Standard Life s Ltd. 359 Standard Life Trust Company 360 Stanton Asset Management Inc. Page 18 de 22

19 361 State Bank of India () 362 Steadyhand Investment Management Ltd. Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund 363 Steinbach Credit Union Limited GICs 364 Stella Maris Credit Union Ltd. 365 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP 366 Stone Asset Management Limited 367 Strathbridge Asset Management Inc. 368 Stratigis Capital Advisors Inc. Goforth Technical Fund LP Uber Strategies LP 369 Successful Investor Wealth Management Inc. 370 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 371 Sun Life Financial Trust Inc. 372 Sun Life Global Investments () Inc./Placements mondiaux Investment Funds 373 Sunshine Coast Credit Union 374 SW8 Asset Management Inc. 375 T.E. Investment Counsel Inc. Prosperity s 376 Tangerine Bank / Investment Savings Accounts 377 Taylor Asset Management Inc. Taylor Partners Fund 378 TD Asset Management Inc. / Inv. Savings Account 379 TD Bank Financial Group / Linked Notes TD Pacific Mortgage Corp. - TD Bank - & Linked Notes The Trust Compay - TD Mortgage Corp TD Securities Inc. Linked Notes Page 19 de 22

20 381 Terra Fund Management Ltd. / 382 Tetrem Capital Management Ltd. 383 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 384 Thornmark Asset Management Inc. Thornmark Investment Funds 385 Timbercreek Asset Management Ltd. 386 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund 387 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 388 Toron Capital Markets Inc. 389 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds 390 Tradex Management Inc. 391 Trapeze Asset Management Inc. Trapeze Value Trust 392 Trez Capital Corporation Income Trust 393 Tri Delta Investment Counsel Inc. 394 Trimark Trust 395 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP 396 Trivest Wealth Counsel Ltd. 397 Turtle Creek Asset Management Inc. Turtle Creek Investment Fund Turtle Creek Equity Fund 398 UBS Global Asset Management () Co. UBS () Balanced Fund A 399 Value Partners Investment Inc. 400 Value-Contrarian Asset Management Inc. 401 Vancouver City Savings Credit Union 402 Vantage Asset Management Inc. Vantage Protected Performance Fund 403 Vantage Point Investment Management Inc. The Vantage Point Funds Page 20 de 22

21 404 Venator Capital Management Ltd. Venator family of mutual funds 405 Vertex One Asset Management Inc. 406 Vision Capital Corporation 407 VL Advisors Inc. / Labor Sponsored Fund 408 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Frontenac Mortgage Investment Corp. Mortgage Investment Corporation of Eastern Ontario (MICEO) 409 WARATAH Capital Advisors Ltd. / Waratah fund family 410 Wave Cycle s Ltd. Business Cycle Funds 411 Wealhouse Capital / Panorama Private Client Fund Panorama Fund 412 WealthCo Asset Management Inc. WealthCo Asset Management Inc. WealthCo s 413 West Face Capital Inc. WFC Opportunities Trust 414 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 415 Westminster Savings Credit Union / Segregated Fund / 416 Windsor Family Credit Union 417 Yorkville Asset Management Inc. Heritage Yorkville s Southbridge Health Care Fund 418 YTM Capital Asset Management Ltd. 419 Zag Bank / Investment Savings Accounts Page 21 de 22

22 Note: Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d autres titres de dépôt) émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'oar de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire. Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de garde, conforme aux règlements d'oar, avec la société ou le mandataire. Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis par la convention. * La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre. Page 22 de 22

23 Conventions de garde Ajouts à la liste depuis le Janvier 1, Gestionnaires de fond Pays Type de Produits Date de l'approbation AIP Asset Management 1/26/2016 AIP Global Marco Fund LP Federated Investors ULC 1/26/2016 Federated Strategic Value U.S. Equity Dividend Fund National Bank Investments Inc. s / / Inv. Savings Acct 1/29/2016 Includes PPN's KAI Asset Management Inc. 3/2/2016 KAI Core Equity Pool Algonquin Capital Corporation 3/7/ Smart Investments Ltd. 3/17/ Hollis Canadian Bank 3/23/ McLean Asset Management Ltd. 4/26/2016 ROMC Trust Ajouts à la liste Page 1 de 1

24 1 Conventions de garde Suppressions de la depuis le Janvier 1, 2016 Gestionnaires de fond Pro-Financial Asset Management Inc. Pays Type de Produits Date de suppression /Linked 2/29/2016 Notes/ Raison du Suppressions A cessé ses activités et n est pas inscrit BlackRock (Channel Islands) Limited Outre-mer 3/31/2016 BlackRock International Gold and General F A cessé ses activités et n est pas inscrit Growth Works Atlantic Ltd. Labor Sponsored Fund 3/31/2016 Voir Growth Works Capital Ltd. GrowthWorks Atlantic Venture Fund Ltd. Growth Works WV Management Labor Sponsored Fund 3/31/2016 Voir Growth Works Capital Ltd. Ltd. GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. Investec Asset Management Guernsey Ltd. Outre-mer 3/31/2016 Voir Investec Asset Management Limited 6 Portland India Select Business Portfolio Inc. Outre-mer 3/31/2016 Voir Portland Investment Counsel Inc. 7 Scotiabank & Trust (Cayman) Ltd. Outre-mer 3/31/2016 Voir Scotia Securities Inc. 8 Templeton Global Advisors Ltd. Outre-mer 3/31/2016 Voir Franklin Templeton Advisors Investments Corp Suppressions de la liste Page 1 de 1

25 1 2 Conventions de garde Changements de dénomination et fusions depuis le Janvier 1, 2016 Gestionnaires de fond Pays Type de Produits Date National Bank Securities Inc. s / / Inv. Savings Acct 1/29/2016 Includes PPN's Altamira s First Marathon Inc. National Bank s Dundee Bank of / Investment 3/23/2016 Savings Accounts Commentaire Nom changé pour Banque Nationale Investissements inc Nom changé pour Banque canadienne Hollis Changements de dénomination et fusions Page 1 de 1