Bare Trustee Agreements

Transcription

1 Bare Trustee Agreements Approved Fund Managers as of July 31, 2015 Fund Manager Region Type of Products 1 Aberdeen Global Services S.A. Aberdeen Global II Funds Aberdeen Global Funds 2 Acernis Capital Management Inc. Unit Trust Acernis Funds (Class A Units & Class F Units) 3 Acker Finley Asset Management Inc. QSATM Funds 4 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 5 Acorn Global Investments Inc. Acorn Global Investments Inc. 6 Addenda Capital Inc. Addenda s 7 AEGON Fund Management Inc. 8 AGF Investments Inc. / Acuity Pooled funds Acuity family of mutual funds AGF family of mutual funds Harmony family of mutual funds AGF Elements family of mutual funds AGF Pooled funds 9 AHF Capital Partners Inc. // AHF Credit Opportunities Fund - Series A, F and I 10 Aldergrove Credit Union 11 Alignvest Capital Management Inc. Alignvest Opportunities Fund Trust Alignvest Income Fund Trust 12 AlphaNorth Asset Management 13 AMI Partners Inc. 14 Antares Investment Management, Inc. 15 Arrow Capital Management Inc. 16 Artemis Investment Management Limited / Alpha Scout Fund and RSP Fund Page 1 of 22

2 Robson Alpha Scout Fund 17 Aston Hill Asset Management Inc. s / s / LSF's 18 ATB Investment Management Inc. 19 Aurion Capital Management Inc. 20 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust 21 Aventine Management Group Inc. BTH Tactical Growth Fund Aventine Canadian Equity Fund 22 B.E.S.T Investment Counsel Limited B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP The Business, Engineering, Science & Technology Discoveries Fund Inc. 23 B2B Bank / Investment Savings Accounts 24 Bank of America, National Association ( Branch) 25 Bank of Other 26 Bank of Montreal 27 Bank of Montreal Mortgage Corp. 28 Bank of Nova Scotia Montreal Trust Company of Bank of Nova Scotia Scotia Mortgage Corporation National Trust Company / Victoria&Grey MortgageCorp. 29 Barometer Capital Management Inc. / 30 Barrage Capital Inc. / / 31 Bellwether Investment Management Inc. Bellwether US Stock Fund Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund 32 Beutel Goodman & Company Ltd //Seg Fund 33 BirchLeaf Investments Inc. BirchLeaf Growth Fund 34 BlackBridge Capital Management Corp. 35 Blackheath Fund Management Inc. Blackheath 36 BlackRock (Channel Islands) Limited Page 2 of 22

3 BlackRock International Gold and General Fund 37 BlackRock (Luxembourg) SA BlackRock Global Funds 38 BlackRock Asset Management Limited BlackRock Asset Management Limited 39 BloombergSen Inc. BloombergSen Partners RSP Fund 40 Blumont Capital Corp. // Blumont family of funds Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd. 41 BMO Harris Investment Management Inc. 42 BMO Investments Inc. / BMO Investissements Inc. / BMO s BMO Guardian Funds BMO China A-Share Fund 43 BMO Life Assurance Company Segregated Fund BMO Guaranteed Investment Funds 44 BMO Nesbitt Burns Inc. / Linked Notes BMO Nesbitt Burns Group of Funds 45 BMO Trust Company Advisor's Advantage Trust 46 BNP Paribas () Linked Notes 47 BNP Paribas Investment Partners Ltd. 48 BNY Mellon Global Management Ltd. Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 49 Brandes Investment Partners & Co. 50 Brandywine Global Investment Management (), ULC 51 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 52 BridgingFinance Inc. 53 Bristol Gate Capital Partners Inc. / Bristol Gate U.S. Equity Fund LP 54 Broadview Capital Management Inc. Broadview Dark Horse LP 55 Brompton Funds Limited 56 Brookfield Investment Management () Inc. 57 Brookfield Soundvest Capital Management Ltd. Page 3 of 22

4 Soundvest North American Opportunity Pool 58 BT Global Growth Inc. BT Global Growth Fund L.P. 59 Bull Capital Management Inc. Balanced Class Shares Canadian Equity Class Shares Global Equity Class Shares EFG Private Portfolio Series ING 60 Bullion Management Services Inc. 61 Burgundy Asset Management Ltd. 62 C.I. Investments Inc. / Segregated Fund KBSH Capital Management Inc. family of funds Includes Synergy Asset Management Artisan Portfolios United Financial Management Ltd. family of funds Lakeview Asset Management family of funds Castlerock Investments Corp. family of funds Optima Strategy Pools 63 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 64 Caldwell Investment Management Ltd. 65 Life Assurance Company (The) Segregated Fund 66 Canadian Tire Bank Canadian Tire Bank 67 Canadian Western Bank 68 Canadian Western Trust / 69 Canoe Financial LP Enervest Diversified Income Trust Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust 70 Canso Fund Management Ltd. 71 Capital International Asset Management Inc. () Inc. 72 Celernus Investment Partners Inc. Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 73 Centurion Asset Management Inc. REIT 74 CFF Bank 75 CGOV Asset Management Page 4 of 22

5 76 CGS Asset Management Ltd. CGS Resource Fund Ltd. 77 Chou Associates Management Inc. 78 CIBC / / Linked Notes 79 CIBC Asset Management Inc. / Segregated Fund 80 CIBC Investor Network CIBC CIBC Mortgages Inc. (FLT) CIBC Mortgages Inc. CIBC Trust Corporation Services Hypothecaires CIBC Inc. 81 Coast Capital Savings Credit Union Surrey Metro Savings Union 82 Coastal Community Credit Union 83 Community Trust Company Ltd. 84 Concentra Financial Services Association 85 Connor, Clark & Lunn Capital Markets Inc. 86 Connor, Clark & Lunn Funds Inc. CC&L fund family 87 Connor, Clark & Lunn Private Capital Ltd. 88 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 89 Cortland Credit Group Inc. Cortland Credit Strategies L.P. 90 Cote 100 Inc. 91 Counsel Portfolio Services Inc. 92 Covenant Capital Management Inc. 93 Covington Capital Corporation Labor Sponsored Fund Covington Funds 94 CQI Capital Management L.P. Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I 95 Credit Suisse AG Linked Notes Page 5 of 22

6 96 Credit Suisse Inc. GAF International Fund 97 Crystal Wealth Management System Ltd. 98 Crystalline Mgt Inc. / Gestion Cristallin Inc. 99 Cypress Capital Management Ltd. 100 Davis-Rea Ltd. / Davis-Rea Ltee. / 101 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Income Fund Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund II Deans Knight Equity Growth Fund 102 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 103 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 104 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 105 Desjardins Global Asset Management Inc. / Segregated Fund / 106 Desjardins Trust Inc. Maestral Funds 107 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 108 Difference Capital Management Inc. 109 Dimensional Fund Advisors ULC. 110 Discovery Capital Management Corp. 111 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 112 Donville Kent Asset Management Inc. Donville Kent Asset Management 113 Duncan Ross Associates Ltd. 114 Dundee Bank of Investment Savings Account / 115 East West Investment Management Corporation East West Fund LP 116 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund () 117 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 118 Educators Financial Group Inc. Page 6 of 22

7 119 Effort Trust Company (The) 120 Empire Life Insurance Company Segregated Fund Interest investment options provided within an insurance contract Segregated Funds 121 Empire Life Investments Inc. Empire Life 122 EnTrust Focus Partners LP Unit Trust EnTrust 49 Focus Fund 123 Epic Capital Management Inc. 124 Equilibrium Capital Management Inc. 125 Equitable Bank / Investment Savings Accounts 126 Equity Financial Trust Company 127 Excalibur Capital Management Inc. / Excalibur Excalibur Small Cap Opportunities LP 128 Excel Funds Management Inc. 129 Faircourt Asset Management Inc. / Faircourt Pooled Monthly Income Fund () Faircourt Dividend Fund () 130 Fidelity Investments ULC 131 Fiducie Desjardins Inc. 132 Fiera Capital Corporation / 133 Fiera Quantum / s 134 FIL Limited 135 Financière des professionnels - Fonds d investissement inc. 136 First Asset Investment Management Inc. 137 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 138 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 139 Fonds Desjardins (Fiducie Desjardins) 140 Forge First Asset Management Inc. Unit Trust Forge First Multi-Strategy Trust Page 7 of 22

8 Forge First Long Short Trust 141 Formula Growth Limited / Formula Growth s Class A Formula Growth s Class F Formula Growth Fund 142 Foyston, Gordon & Payne Inc. FGP Funds Family of s 143 Franklin Templeton Investments Corp. //Seg Fund Franklin Templeton s Bissett s 144 Franklin Templeton Investor Services U.S. Franklin California, Tax Free Income Fund 145 Front Street Capital FrontFour Capital Corp. FrontFour Opportunity Fund 147 FT Portfolios Co. 148 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 149 Gabelli Funds (The) U.S. 150 Galileo Global Equity Advisors Inc. 151 Galliant Advisors LP Investment Funds Galliant Equity Long/Short Fund LP 152 GCIC Ltd. Includes mutual funds, hedge funds,labored sponsored funds,, Linked Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes Dynamic s 153 General Bank of 154 GenFund Management Inc. 155 Genus Capital Management 156 Gestion Ferique 157 GFI Investment Counsel Ltd. Good Funds 158 Global Growth Assets Inc. 159 Globevest Capital Ltee. / 160 Gold Investment Management Ltd. FC Fund 161 Goodman & Company, Investment Counsel, Inc. Page 8 of 22

9 Goodman Bluespring Fund 162 Goodwood Inc. Goodwood Funds 163 Government of Quebec (for Placements Quebec) Other 164 Grafton Asset Management Inc. Unit Trust Global Energy Growth Fund 165 Greenchip Financial Corp. 166 Greystone Managed Investments Inc. Greystone Trusts 167 Groundlayer Capital Inc. The Alpha II Fund 168 Growth Works Atlantic Ltd. Labor Sponsored Fund GrowthWorks Atlantic Venture Fund Ltd. 169 Growth Works Capital Ltd. Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 170 Growth Works WV Management Ltd. Labor Sponsored Fund GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. 171 Guardian Capital LP Vega Funds Guardian Funds Vector Funds 172 Hamilton Capital Partners Inc. 173 Harvest Portfolios Group Inc. 174 Hemisphere Capital Management Inc. 175 Hesperian Capital Management Ltd. Norrep Group of Funds 176 Heward Investment Management Inc. 177 HGC Investment Management Inc. HGC Arbitrage Fund LP 178 Highstreet Asset Management Inc. 179 Highwater Capital Management Corp. Highwater Diversified Opportunities Fund 180 Hillsdale Investment Management Inc. 181 Home Trust Company / Investment Savings Accounts 182 HomEquity Bank 183 Horizons ETFs Management () Inc. Unit Trust Page 9 of 22

10 184 HR Strategies Inc. 185 HSBC Bank Structured Alternative Investment Return Securities 186 HSBC Investment Funds () Inc. 187 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund 188 I.A. Michael Investment Counsel Ltd. ABC Funds 189 I.G. Investment Management Ltd. 190 IA Clarington Investments Inc. 191 ICICI Bank Investment Savings Account / 192 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 193 Industrial Alliance Trust Inc. 194 Industrial and Commercial Bank of China () 195 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 196 Inflection Management Inc. Unit Trust Inflection Strategic Opportunity Fund 197 Integra Capital Management Corp. 198 Invesco Ltd. / Segregated Fund 199 Investec Asset Management Guernsey Ltd. 200 Investec Asset Management Limited 201 Invico Capital Corporation 202 Island Savings Credit Union 203 J. Zechner Associates Inc. Special Equity Fund Pooled Balanced Fund Canadian Equity Pooled Bond Fund Pooled Income Fund 204 J.C. Clark Ltd. 205 Jarislowsky Fraser Co. Ltd. Page 10 of 22

11 206 JDM Investments Partners Ltd. Investment Partners Fund 207 JM Fund Management Inc. JM Catalyst Fund 208 JovFinancial Solutions Inc. 209 K J Harrison & Partners Inc. 210 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust 211 KCS Fund Strategies Inc. KCS Great White North Fund Absolute Core Return Fund KCS Fund Strategies Inc. 212 Kensington Capital Advisors Inc. Private Equity Fund 213 KFL Capital Management Ltd. KFL Partners' Fund LP 214 Kingwest & Company / 215 Kootenay Capital Management Corp. Kootney Energy RSP Fund Kooteny Global Energy Absolute Return Fund Ltd. Partnership 216 Korea Exchange Bank of 217 Landry Investment Management Inc. 218 Laurentian Bank of Includes B2B Trust term deposits 219 Laurentian Trust of Inc. 220 Laurus Investment Counsel 221 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 222 LBC Trust 223 LDIC Inc. / 224 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 225 Legg Mason Global Funds PLC 226 Leith Wheeler Investment Funds 227 Leon Frazer & Associates Inc. Page 11 of 22

12 228 Lester Asset Management Inc. 229 Lightwater Partners Ltd. Lightwater Long/Short Funds 230 Lincluden Investment Management Limited / 231 Longbow Capital Inc. 232 Lorne Steinberg Wealth Management Inc. Steinberg High Yield Fund Steinberg Global Value Equity Fund 233 Lysander Funds Limited 234 MacDougall Investment Counsel Inc. 235 Mackenzie Financial Corp. / Segregated Fund 236 Mackie Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund 237 MacNicol & Associates Asset Management Inc. The Absolute Return Fund (LP) 360 Degree U.S. Reality Income Fund The Conservative Income Fund (LP) The Emergence Fund (LP) The Global Opportunities Fund (LP) 238 Majestic Asset Management LLC / Majestic Global Diversified Fund - Series A, F and I Altervest Absolute Reit Fund - Series A, F and I 239 Man Investments Corp. 240 Manufacturers Life Insurance Co. (The) / Segregated Fund Deferred Annuities 241 Manulife Asset Management Limited //Seg Fund Manulife Canadian Real Estate Investment Fund -, Limited Partn Manulife Financial Corp family of funds 242 Manulife Bank of / Investment Savings Accounts 243 Manulife Trust Company / Investment Savings Accounts 244 Maple Trust Company 245 Marquest Asset Management Inc. / Marquest-MineralFields 2012-II Super Flow-Through Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest-MineralFields 2012 Super Flow-Through Marquest s Inc. - Various Marquest Bridge Fund Marquest Mining Quebec 2013-I Super Flow-Through Page 12 of 22

13 MineralFields 2011 Super Flow - Through Marquest Mining 2013-II Super Flow-Through MineralFields 2011-V Super Flow - Through Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Investment Fund Matrix Fund Management family of mutual funds Marquest Mining 2013-I Super Flow-Through Marquest Mining B.C I Super Flow-Through Marquest Mining Quebec 2014-I Super Flow-Through LP Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining 2014-I Super Flow_through LP 246 Marret Asset Management Inc. Marret 247 Matco Financial Inc. MFI series of funds 248 Mawer Investment Management Ltd. 249 Maxam Capital Management Ltd. 250 MCAN Mortgage Corporation 251 McElvaine Investment Management Ltd. The McElvaine Investment Trust 252 McLean Budden Limited (Royal Trust) 253 MD Financial Management Inc. 254 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 255 Merrill Lynch Inc. Linked Notes 256 Middlefield Limited 257 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 258 Morgan Meighen & Associates Limited Smedley Fund Family 259 Morguard Financial Corp. Unit Trust Morguard Real Estate Equity Fund 260 Natcan Investment Management Inc. / 261 Natcan Trust Company Natcan Trust 262 National Bank of / Principal Protected Notes National Bank Trust Natcan Trust 263 National Bank Securities Inc. s / / Inv. Savings Acct First Marathon Inc. Altamira s Page 13 of 22

14 National Bank s Includes PPN's 264 National Bank Trust Inc. National Bank Trust 265 National Trust Company Tourism & Entertainment Growth Fund Inc. Family of Funds 266 NewGen Asset Management Limited Unit Trust 267 Newport Private Wealth Inc. 268 NexGen Financial 269 Niagara Capital Partners Ltd. Niagara Access Alpha Fund 270 Nicola Wealth Management Ltd. / SPIRE US NWM Core Portfolio Fund NWM Global Bond Fund NWM Global Equity Fund NWM Primary Mortgage Fund NWM High Yield Bond Fund SPIRE Real Estate NWM Real Estate Fund NWM Private Equity NWM Canadian Tactical High Income Fund NWM U.S. Equity Income Fund NWM Strategic Income Fund NWM Balanced Mortgage Fund NWM Alternative Strategies Fund NWM U.S. Tactical High Income Fund NWM Preferred Share Fund NWM Bond Fund NWM Precious Metals Fund 271 North Growth Management Ltd. 272 Northern Savings Credit Union Terrace & District Credit Union 273 Northwest & Ethical Investments L.P. 274 Ocean Rock Investments Inc. 275 O'Leary Funds Management LP 276 Omista Credit Union Limited 277 One Financial Corporation / / 278 Onex Credit Partners, LLC Onex Credit Partners LLC Page 14 of 22

15 OCP Debt Opportunity Class 279 Orientation Finance inc. 280 Pacific & Western Bank of / Other 281 Palisade Capital Management Ltd. //Ltd. Partnership 282 Palos Management Inc. //Ltd. Partnership Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 283 Pan Asset Management Ltd. / Iron Fund LP 284 Pavilion Advisory Group Ltd. 285 Peace Hill Trust Company 286 Pembroke Private Wealth Management Ltd. / 287 Penbrooke Partners Investment Management Ltd. // Penbrooke Opportunities Fund LP 288 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund 289 Peoples Trust Company 290 Perennial Asset Management Corp. Perennial Fixed Income Portfolio Perennial Canadian Equity Portfolio 291 Performance Capital Ltd. 292 Periscope Capital Inc. / 293 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 294 Picton Mahoney Asset Management 295 PIMCO Corp. / 296 PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services 297 Polar Securities Inc. Altairis Polar Fund Management II Inc. 298 Portfolio Strategies Securities Inc. Foundation Yield Portfolio Foundation Equity Portfolio Foundation Tactical Conservative Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Growth Portfolio Page 15 of 22

16 299 Portland India Select Business Portfolio Inc. 300 Portland Investment Counsel Inc. Investment Funds / 301 President's Choice Bank 302 Primevest Capital Corp. 303 Pro-Financial Asset Management Inc. /Linked Notes/ 304 Propel Capital Corporation Canadian Large CAP Enhanced Fund 305 Provisus Wealth Management Limited 306 Purpose Investments Inc. Purpose Funds Series A, F & I 307 Pursuit Financial Management Corp. 308 Putnam Investment Inc. 309 Quadrant Asset Management QAM Tracking Pools 310 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 311 QV Investors Inc. QV s 312 Qwest Investment Fund Management Ltd. / 313 R.E.G.A.R. Gestion Privee Inc. 314 R.N. Croft Financial Group Inc. 315 Radiant Investment Management Ltd. / Radiant Performance Fund LP 316 Radin Capital Partners Inc. Radin Capital Partners 317 Rayne Capital Management Inc. Rayne Capital LP Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust 318 RBC Dominion Securities Inc. Linked Notes 319 RBC Global Asset Management Inc. // 320 RBC Life Insurance Company Segregated Fund 321 RCM Valule Opportunities Trust/RCM Partners Inc. RCM Partners Inc. Page 16 of 22

17 322 Redwood Asset Management Inc. / Redwood Asset Management family of funds Ark Fund Management family of funds 323 Resmor Trust Company 324 Resolute Funds Ltd. 325 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 326 Rival Capital Management Inc. / Rival North American RRSP Growth Fund Rival North American Growth Fund L.P. 327 River Plate House Capital Management Inc. 328 Roadmap Capital Inc. 329 Robson Capital Management Inc. 330 Ross Smith Asset Management Inc. Trust Ross Smith Opportunity Fund Ross Smith Capital Investment Fund 331 Roundtable Capital Partners Inc. Roundtable Everkey Global Fund Roundtable Growth Fund Roundtable Dividend & Income Fund Roundtable Focus Equity Fund 332 Royal & Sun Alliance Life Insurance Co. () Segregated Fund 333 Royal Bank of / Investment Savings Accounts Merchant Private Trust Royal Trust Corp. Royal Bank Mortgage Corp. Connor Clark Private Royal Bank of Royal Trust Company (The) 334 Royal Trust Company (The) The Protected American Fund RT Capital Inc. T.A.L. Private Management s The First American Fund First Trust Funds T.A.L. Investment s Classified Investment Trusts 335 RP Investment Advisors / 336 Russell Investments Limited Russel Group mutual funds Soverign mutual funds Life Points mutual funds Page 17 of 22

18 337 Sanford C. Bernstein & Co. LLC U.S. 338 Scotia Capital Inc. The Bank of Nova Scotia Structured Deposit Notes - Apr Cassels Blaikie Canadian Fund (U.S.) Pinnacle family of funds - May 7-07 Scotia Capital family of funds 339 Scotia Securities Inc. 340 Scotiabank & Trust (Cayman) Ltd. 341 Seamark Asset Management Ltd. / 342 SEI Investment Company 343 Sentry Select Capital Inc. 344 Sentry Select Investments Inc. 345 Seymour Investment Management Ltd. Seymour Performance Fund Seymour Canadian Equity Fund 346 Sherpa Asset Management Inc. 347 Silvercove Fund Management Ltd. 348 Silvercreek Management Inc. Silvercreek family of funds 349 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 351 Sprott Asset Management L.P. //Ltd. Partnership Sprott Flow-Through s Sprott s Sprott Closed-End Funds Sprott s 352 Standard Life Assurance Company of (The) / Segregated Fund Guaranteed Interest Rate Contracts Ideal Segregated Funds 353 Standard Life s Ltd. 354 Standard Life Trust Company 355 Stanton Asset Management Inc. 356 State Bank of India () Page 18 of 22

19 357 Steadyhand Investment Management Ltd. Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund 358 Steinbach Credit Union Limited GICs 359 Stella Maris Credit Union Ltd. 360 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP 361 Stone Asset Management Limited 362 Strathbridge Asset Management Inc. 363 Stratigis Capital Advisors Inc. Goforth Technical Fund LP Uber Strategies LP 364 Successful Investor Wealth Management Inc. 365 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 366 Sun Life Financial Trust Inc. 367 Sun Life Global Investments () Inc./Placements mondiau Investment Funds 368 Sunshine Coast Credit Union 369 SW8 Asset Management Inc. 370 T.E. Investment Counsel Inc. Prosperity s 371 Tangerine Bank / Investment Savings Accounts 372 Taylor Asset Management Inc. Taylor Partners Fund 373 TD Asset Management Inc. / Inv. Savings Account 374 TD Bank Financial Group / Linked Notes TD Mortgage Corp. - The Trust Compay - TD Bank - & Linked Notes TD Pacific Mortgage Corp TD Securities Inc. Linked Notes 376 Templeton Global Advisors Ltd. Page 19 of 22

20 377 Terra Fund Management Ltd. / 378 Tetrem Capital Management Ltd. 379 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 380 Thornmark Asset Management Inc. Thornmark Investment Funds 381 Timbercreek Asset Management Ltd. 382 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund 383 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 384 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds 385 Tradex Management Inc. 386 Transamerica Life / Segregated Fund 387 Trapeze Asset Management Inc. Trapeze Value Trust 388 Trez Capital Corporation Income Trust 389 Tri Delta Investment Counsel Inc. TriDelta High Income Balanced Fund 390 Trimark Trust 391 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP 392 Trivest Wealth Counsel Ltd. 393 Turtle Creek Asset Management Inc. Turtle Creek Equity Fund Turtle Creek Investment Fund 394 UBS Global Asset Management () Co. UBS () Balanced Fund A 395 Value Partners Investment Inc. 396 Value-Contrarian Asset Management Inc. 397 Vancouver City Savings Credit Union 398 Vantage Asset Management Inc. Vantage Protected Performance Fund 399 Vantage Point Investment Management Inc. The Vantage Point Funds Page 20 of 22

21 400 Venator Capital Management Ltd. Venator family of mutual funds 401 Vertex One Asset Management Inc. 402 Vision Capital Corporation 403 VL Advisors Inc. / Labor Sponsored Fund 404 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Frontenac Mortgage Investment Corp. Mortgage Investment Corporation of Eastern Ontario (MICEO) 405 WARATAH Capital Advisors Ltd. / Waratah fund family 406 Wave Cycle s Ltd. Business Cycle Funds 407 Wealhouse Capital / Panorama Fund Panorama Private Client Fund 408 WealthCo Asset Management Inc. WealthCo s WealthCo Asset Management Inc. 409 West Face Capital Inc. WFC Opportunities Trust 410 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 411 Westminster Savings Credit Union / Segregated Fund / 412 Windsor Family Credit Union 413 Yorkville Asset Management Inc. Heritage Yorkville s Southbridge Health Care Fund 414 YTM Capital Asset Management Ltd. 415 Zag Bank Page 21 of 22

22 Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with. Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement. * The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership Page 22 of 22

23 Bare Trustee Agreements Name Changes and Mergers since January 1, Fund Manager Region Type of Product Date Comments MD Management 1/23/2015 Changed name to MD Financial Management Inc. 2 MD Group of Funds Centurion Apartment REIT Management Inc. REIT 1/29/2015 Changed name to Centurion Asset Management Inc. 3 Legg Mason Inc. 2/11/2015 Changed name to Brandywine Global Investment Management (), ULC Listing of Name Changes and Mergers Page 1 of 1

24 Bare Trustee Agreements Deletions from List since January 1, 2015 Fund Manager Region Type of Products Date Removed Reason of Removal 1 ING Investment Management Inc. 2/5/2015 No longer active and not registered 2 MD Private Trust Company 2/11/2015 See MD Financial Management Inc. 3 Wolverine Asset Management Ltd. Wolverine Opportunity Fund 2/28/2015 No longer active and not registered Listing of Deletions from List Page 1 of 1

25 Bare Trustee Agreements Additions to List Since January 1, 2015 Fund Manager Region Type of Products Date Approved 1 2 BloombergSen Inc. 1/5/2015 BloombergSen Partners RSP Fund MD Financial Management Inc. 1/23/ Centurion Asset Management Inc. REIT 1/29/ Niagara Capital Partners Ltd. 1/29/2015 Niagara Access Alpha Fund Inflection Management Inc. Unit Trust 2/5/2015 Inflection Strategic Opportunity Fund Brandywine Global Investment Management (Canad 2/11/ Timbercreek Asset Management Ltd. 3/2/ Barrage Capital Inc. / / 3/31/ Zag Bank 4/28/ Lorne Steinberg Wealth Management Inc. 5/14/2015 Steinberg High Yield Fund Steinberg Global Value Equity Fund 11 MacDougall Investment Counsel Inc. 5/25/ Industrial and Commercial Bank of China () 6/8/ Greystone Managed Investments Inc. 6/22/2015 Greystone Trusts RCM Valule Opportunities Trust/RCM Partners Inc. 6/25/2015 RCM Partners Inc. Listing of Additions to List Page 1 of 1