Bare Trustee Agreements

Transcription

1 Bare Trustee Agreements Approved Fund Managers as of June 30, 2016 Fund Manager Region Type of Products Asset Management L.P. (Dynamic Funds) s / s / LSF's Includes Deposit accounts 2 Aberdeen Global Services S.A. Overseas Aberdeen Global II Funds Aberdeen Global Funds 3 Acernis Capital Management Inc. Acernis Funds (Class A Units & Class F Units) 4 Acker Finley Asset Management Inc. QSATM Funds 5 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 6 Acorn Global Investments Inc. Acorn Global Investments Inc. 7 Addenda Capital Inc. Addenda s 8 AGF Investments Inc. / Acuity Pooled funds Acuity family of mutual funds AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds 9 AHF Capital Partners Inc. // AHF Credit Opportunities Fund - Series A, F and I 10 AIP Asset Management AIP Global Marco Fund LP 11 Aldergrove Credit Union 12 Algonquin Capital Corporation 13 Alignvest Capital Management Inc. Alignvest Income Fund Trust Alignvest Opportunities Fund Trust 14 AlphaNorth Asset Management 15 Antares Investment Management, Inc. 16 Arrow Capital Management Inc. Page 1 of 22

2 17 Artemis Investment Management Limited / Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund 18 Aston Hill Asset Management Inc. s / s / LSF's 19 ATB Investment Management Inc. 20 Aurion Capital Management Inc. 21 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust 22 Aventine Management Group Inc. Aventine Canadian Equity Fund BTH Tactical Growth Fund 23 B.E.S.T Investment Counsel Limited B.E.S.T. Active 365 Fund LP The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. 24 B2B Bank / Investment Savings Accounts 25 Bank of America, National Association ( Branch) 26 Bank of Other 27 Bank of Montreal 28 Bank of Montreal Mortgage Corp. 29 Bank of Nova Scotia Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. Montreal Trust Company of Scotia Mortgage Corporation 30 Barometer Capital Management Inc. / 31 Barrage Capital Inc. / / 32 Bellwether Investment Management Inc. Bellwether US Stock Fund Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund 33 Beutel Goodman & Company Ltd //Seg Fund 34 BirchLeaf Investments Inc. BirchLeaf Growth Fund 35 Black Swan Dexteritas Inc. BSD Global Tech LP 36 BlackBridge Capital Management Corp. Page 2 of 22

3 37 Blackheath Fund Management Inc. Blackheath 38 BlackRock (Luxembourg) SA Overseas BlackRock Global Funds 39 BlackRock Asset Management Limited BlackRock Asset Management Limited 40 BloombergSen Inc. BloombergSen Partners RSP Fund 41 Blumont Capital Corp. // Blumont family of funds Exemplar Portfolios Ltd. Northern Rivers Capital Mgmt. family of funds 42 BMO Harris Investment Management Inc. 43 BMO Investments Inc. / BMO Investissements Inc. / BMO Guardian Funds BMO China A-Share Fund BMO s 44 BMO Life Assurance Company Segregated Fund BMO Guaranteed Investment Funds 45 BMO Nesbitt Burns Inc. / Linked Notes BMO Nesbitt Burns Group of Funds 46 BMO Trust Company Advisor's Advantage Trust 47 BNP Paribas () Linked Notes 48 BNP Paribas Investment Partners Ltd. 49 BNY Mellon Global Management Ltd. Overseas Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 50 Brandes Investment Partners & Co. 51 Brandywine Global Investment Management (), ULC 52 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 53 BridgingFinance Inc. 54 Bristol Gate Capital Partners Inc. / Bristol Gate U.S. Equity Fund LP 55 Broadview Capital Management Inc. Broadview Dark Horse LP 56 Brompton Funds Limited 57 Brookfield Investment Management () Inc. Page 3 of 22

4 58 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 59 BT Global Growth Inc. BT Global Growth Fund L.P. 60 Bull Capital Management Inc. EFG Private Portfolio Series ING Canadian Equity Class Shares Global Equity Class Shares Balanced Class Shares 61 Bullion Management Services Inc. 62 Burgundy Asset Management Ltd. 63 C.I. Investments Inc. / Segregated Fund Lakeview Asset Management family of funds Castlerock Investments Corp. family of funds Optima Strategy Pools KBSH Capital Management Inc. family of funds United Financial Management Ltd. family of funds Includes Synergy Asset Management Artisan Portfolios 64 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 65 Caldwell Investment Management Ltd. 66 Life Assurance Company (The) Segregated Fund 67 Canadian Tire Bank Canadian Tire Bank 68 Canadian Western Bank 69 Canadian Western Trust / 70 Canoe Financial LP Enervest Diversified Income Trust Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust 71 Canso Fund Management Ltd. 72 Capital International Asset Management Inc. () Inc. 73 Celernus Investment Partners Inc. Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 74 Centurion Asset Management Inc. REIT 75 CFF Bank Page 4 of 22

5 76 CGOV Asset Management 77 CGS Asset Management Ltd. CGS Resource Fund Ltd. 78 Chou Associates Management Inc. 79 CIBC / / Linked Notes 80 CIBC Asset Management Inc. / Segregated Fund 81 CIBC Investor Network CIBC Mortgages Inc. Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC CIBC Trust Corporation 82 Coast Capital Savings Credit Union Surrey Metro Savings Union 83 Coastal Community Credit Union 84 Community Trust Company Ltd. 85 Concentra Financial Services Association 86 Connor, Clark & Lunn Capital Markets Inc. 87 Connor, Clark & Lunn Funds Inc. CC&L fund family 88 Connor, Clark & Lunn Private Capital Ltd. 89 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 90 Cortland Credit Group Inc. Cortland Credit Strategies L.P. 91 Cote 100 Inc. 92 Counsel Portfolio Services Inc. 93 Covenant Capital Management Inc. 94 Covington Capital Corporation Labor Sponsored Fund Covington Funds 95 Covista Capital Corp. Unit Trust Covista Value Fund Trust 96 Cowan Asset Management Limited Cowan Absolute Return Fund 97 CQI Capital Management L.P. Page 5 of 22

6 Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I 98 Credit Suisse AG Overseas Linked Notes 99 Credit Suisse Inc. GAF International Fund 100 Crystal Wealth Management System Ltd. 101 Crystalline Mgt Inc. / Gestion Cristallin Inc. 102 Cygnus Investment Partners L.P. Cygnus/KKR Multi-Strat Fund LP 103 Cypress Capital Management Ltd. 104 Davis-Rea Ltd. / Davis-Rea Ltee. / 105 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund Deans Knight Income Fund 106 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 107 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québe 108 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 109 Desjardins Global Asset Management Inc. / Segregated Fund / 110 Desjardins Trust Inc. Maestral Funds 111 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 112 Difference Capital Management Inc. 113 Dimensional Fund Advisors ULC. 114 Discovery Capital Management Corp. 115 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 116 Donville Kent Asset Management Inc. Donville Kent Asset Management 117 Duncan Ross Associates Ltd. 118 East West Investment Management Corporation Page 6 of 22

7 East West Fund LP 119 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund () 120 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 121 Educators Financial Group Inc. 122 Effort Trust Company (The) 123 Empire Life Insurance Company Segregated Fund Interest investment options provided within an insurance contract Segregated Funds 124 Empire Life Investments Inc. Empire Life 125 EnTrust Focus Partners LP Unit Trust EnTrust 49 Focus Fund 126 Epic Capital Management Inc. 127 Equilibrium Capital Management Inc. 128 Equitable Bank / Investment Savings Accounts 129 Equity Financial Trust Company 130 Excalibur Capital Management Inc. / Excalibur Small Cap Opportunities LP Excalibur 131 Excel Funds Management Inc. 132 Faircourt Asset Management Inc. / Faircourt Dividend Fund () Faircourt Pooled Monthly Income Fund () 133 Federated Investors ULC Federated Strategic Value U.S. Equity Dividend Fund 134 Fidelity Investments ULC 135 Fiducie Desjardins Inc. 136 Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc. 137 Fiera Capital Corporation // 138 Fiera Quantum / s 139 FIL Limited Overseas 140 Financière des professionnels - Fonds d investissement inc. Page 7 of 22

8 141 First Asset Investment Management Inc. 142 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 143 First West Credit Union Ltd. 144 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 145 Fonds Desjardins (Fiducie Desjardins) 146 Foresters Financial Investment Managent Company of I 147 Forge First Asset Management Inc. / s Forge First Long Short Trust Forge First Multi-Strategy Trust 148 Formula Growth Limited / Formula Growth s Class F Formula Growth Fund Formula Growth s Class A 149 Foyston, Gordon & Payne Inc. FGP Funds Family of s 150 Franklin Templeton Investments Corp. //Seg Fund Bissett s Franklin Templeton s 151 Franklin Templeton Investor Services U.S. Franklin California, Tax Free Income Fund 152 Front Street Capital FrontFour Capital Corp. FrontFour Opportunity Fund 154 FT Portfolios Co. 155 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 156 Gabelli Funds (The) U.S. 157 Galileo Global Equity Advisors Inc. 158 Galliant Advisors LP Investment Funds Galliant Equity Long/Short Fund LP 159 General Bank of 160 GenFund Management Inc. 161 Genus Capital Management 162 Gestion Ferique Page 8 of 22

9 163 GFI Investment Counsel Ltd. Good Funds 164 Global Growth Assets Inc. 165 Globevest Capital Ltee. / 166 Gold Investment Management Ltd. FC Fund 167 Goodman & Company, Investment Counsel, Inc. 168 Goodwood Inc. Goodwood Funds 169 Government of Quebec (for Placements Quebec) Other 170 Grafton Asset Management Inc. Unit Trust Global Energy Growth Fund 171 Greenchip Financial Corp. 172 Greystone Managed Investments Inc. Greystone Trusts 173 Groundlayer Capital Inc. The Alpha II Fund 174 Growth Works Capital Ltd. Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 175 Guardian Capital LP Guardian Funds Vector Funds Vega Funds 176 Hamilton Capital Partners Inc. 177 Harvest Portfolios Group Inc. 178 Hemisphere Capital Management Inc. 179 Heward Investment Management Inc. 180 HGC Investment Management Inc. HGC Arbitrage Fund LP 181 Highstreet Asset Management Inc. 182 Highwater Capital Management Corp. Highwater Diversified Opportunities Fund 183 Hillsdale Investment Management Inc. 184 Hollis Canadian Bank 185 Home Trust Company / Investment Savings Accounts Page 9 of 22

10 186 HomEquity Bank 187 Horizons ETFs Management () Inc. Unit Trust 188 HR Strategies Inc. 189 HSBC Bank Structured Alternative Investment Return Securities 190 HSBC Investment Funds () Inc. 191 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund 192 I.A. Michael Investment Counsel Ltd. ABC Funds 193 I.G. Investment Management Ltd. 194 IA Clarington Investments Inc. 195 ICICI Bank / Investment Savings Accounts 196 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 197 Industrial Alliance Trust Inc. 198 Industrial and Commercial Bank of China () 199 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 200 Inflection Management Inc. Unit Trust Inflection Strategic Opportunity Fund 201 Integra Capital Management Corp. 202 Invesco Ltd. / Segregated Fund 203 Investec Asset Management Limited Overseas 204 Invico Capital Corporation 205 Island Savings Credit Union 206 Ivari / Segregated Fund 207 J. Zechner Associates Inc. 208 J.C. Clark Ltd. Page 10 of 22

11 209 Jarislowsky, Fraser Limited / 210 JDM Investments Partners Ltd. Investment Partners Fund 211 JM Fund Management Inc. JM Catalyst Fund 212 JovFinancial Solutions Inc. 213 K J Harrison & Partners Inc. 214 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust 215 KAI Asset Management Inc. KAI Core Equity Pool 216 KCS Fund Strategies Inc. Absolute Core Return Fund KCS Fund Strategies Inc. KCS Great White North Fund 217 KEB Hana Bank 218 Kensington Capital Advisors Inc. 219 KFL Capital Management Ltd. KFL Partners' Fund LP 220 Kingwest & Company / 221 Kootenay Capital Management Corp. Kooteny Global Energy Absolute Return Fund Ltd. Partnership Kootney Energy RSP Fund 222 Landry Investment Management Inc. 223 Laurentian Bank of Includes B2B Trust term deposits 224 Laurentian Trust of Inc. 225 Laurus Investment Counsel 226 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 227 LBC Trust 228 LDIC Inc. / Includes LDIC Closed-End Funds 229 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 230 Legg Mason Global Funds PLC Overseas 231 Leith Wheeler Investment Funds Page 11 of 22

12 232 Leon Frazer & Associates Inc. 233 Lester Asset Management Inc. 234 Lightwater Partners Ltd. Lightwater Long/Short Funds 235 Lincluden Investment Management Limited / 236 Longbow Capital Inc. 237 Lorne Steinberg Wealth Management Inc. Steinberg High Yield Fund Steinberg Global Value Equity Fund 238 Lysander Funds Limited 239 MacDougall Investment Counsel Inc. 240 Mackenzie Financial Corp. / Segregated Fund 241 Mackie Research Capital Corporation Grafton Energy Growth Fund The Absolute Resource Company L.P. 242 MacNicol & Associates Asset Management Inc. The Conservative Income Fund (LP) The Global Opportunities Fund (LP) The Absolute Return Fund (LP) The Emergence Fund (LP) 360 Degree U.S. Reality Income Fund 243 Majestic Asset Management LLC / Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I 244 Manufacturers Life Insurance Co. (The) / Segregated Fund Deferred Annuities 245 Manulife Asset Management Limited Manulife Canadian Real Estate Investment Fund -, Limited Part Manulife Financial Corp family of funds //Seg Fund 246 Manulife Bank of / Investment Savings Accounts 247 Manulife Trust Company / Investment Savings Accounts 248 Marquest Asset Management Inc. Marquest Bridge Fund Marquest Investment Fund Marquest-MineralFields 2012-II Super Flow-Through Marquest Mining Quebec 2014-I Super Flow-Through LP Marquest Mining 2013-II Super Flow-Through Marquest Mining Quebec 2013-I Super Flow-Through / Page 12 of 22

13 Marquest Mining B.C I Super Flow-Through Marquest Mining 2013-I Super Flow-Through Marquest s Inc. - Various MineralFields 2011-V Super Flow - Through Matrix Fund Management family of mutual funds Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnersh Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining 2014-I Super Flow_through LP Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest-MineralFields 2012 Super Flow-Through MineralFields 2011 Super Flow - Through 249 Marret Asset Management Inc. Marret 250 Matco Financial Inc. MFI series of funds 251 Mawer Investment Management Ltd. 252 Maxam Capital Management Ltd. 253 MCAN Mortgage Corporation 254 McElvaine Investment Management Ltd. The McElvaine Investment Trust 255 McLean Asset Management Ltd. ROMC Trust 256 McLean Budden Limited (Royal Trust) 257 MD Financial Management Inc. 258 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 259 Merrill Lynch Inc. Linked Notes 260 Middlefield Limited 261 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 262 Morgan Meighen & Associates Limited Smedley Fund Family 263 Morguard Financial Corp. Unit Trust Morguard Real Estate Equity Fund 264 Natcan Investment Management Inc. / 265 Natcan Trust Company / 266 National Bank Investments Inc. s / / Inv. Savings Acct Includes PPN's 267 National Bank of National Bank of Page 13 of 22

14 National Bank Trust Natcan Trust 268 National Bank Trust Inc. / 269 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 270 NewGen Asset Management Limited Unit Trust 271 Newport Private Wealth Inc. 272 Next Edge Capital Corp. 273 NGAM LP 274 Niagara Capital Partners Ltd. Niagara Access Alpha Fund 275 Nicola Wealth Management Ltd. / NWM Global Bond Fund NWM Canadian Tactical High Income Fund NWM Precious Metals Fund NWM U.S. Tactical High Income Fund NWM Bond Fund NWM Balanced Mortgage Fund NWM Canadian Equity Income Fund NWM U.S. Equity Income Fund NWM Core Portfolio Fund NWM Private Equity NWM Alternative Strategies Fund NWM Real Estate Fund SPIRE Real Estate SPIRE Value Add NWM Preferred Share Fund NWM High Yield Bond Fund NWM Global Equity Fund SPIRE US NWM Primary Mortgage Fund 276 Norrep Capital Management Ltd. //Ltd. Partnership 277 North Growth Management Ltd. 278 Northern Savings Credit Union Terrace & District Credit Union 279 Northwest & Ethical Investments L.P. 280 Ocean Rock Investments Inc. 281 O'Leary Funds Management LP 282 Omista Credit Union Limited Page 14 of 22

15 283 One Financial Corporation / / 284 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 285 Orientation Finance inc. 286 Pacific & Western Bank of / Other 287 Palisade Capital Management Ltd. //Ltd. Partnership 288 Palos Management Inc. //Ltd. Partnership Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 289 Pan Asset Management Ltd. / Iron Fund LP 290 Pavilion Advisory Group Ltd. 291 Peace Hill Trust Company 292 Pembroke Private Wealth Management Ltd. / 293 Penbrooke Partners Investment Management Ltd. // Penbrooke Opportunities Fund LP 294 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund 295 Peoples Trust Company 296 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Perennial Fixed Income Portfolio 297 Performance Capital Ltd. 298 Periscope Capital Inc. / 299 Perron & Partners Wealth Management Corp. Kipling Private Investment Portfolios 300 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 301 Picton Mahoney Asset Management / 302 PIMCO Corp. / 303 PIMCO Global Advisors (Ireland) Limited Overseas PIMCO Funds - Global Investor Services 304 Polar Securities Inc. Polar Fund Management II Inc. Page 15 of 22

16 Altairis 305 Portfolio Strategies Securities Inc. Foundation Equity Portfolio Foundation Yield Portfolio Foundation Tactical Conservative Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Growth Portfolio 306 Portland Investment Counsel Inc. Investment Funds / 307 President's Choice Bank 308 Primevest Capital Corp. 309 Propel Capital Corporation Canadian Large CAP Enhanced Fund 310 Provisus Wealth Management Limited 311 Purpose Investments Inc. Purpose Funds Series A, F & I 312 Pursuit Financial Management Corp. 313 Putnam Investment Inc. 314 Quadrant Asset Management QAM Tracking Pools 315 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 316 QV Investors Inc. QV s 317 Qwest Investment Fund Management Ltd. / 318 R.E.G.A.R. Gestion Privee Inc. 319 R.N. Croft Financial Group Inc. 320 Radiant Investment Management Ltd. / Radiant Performance Fund LP 321 Radin Capital Partners Inc. Radin Capital Partners 322 Rayne Capital Management Inc. Rayne Capital LP Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust 323 RBC Dominion Securities Inc. Linked Notes 324 RBC Global Asset Management Inc. // 325 RBC Life Insurance Company Segregated Fund Page 16 of 22

17 326 RCM Valule Opportunities Trust/RCM Partners Inc. RCM Partners Inc. 327 Redwood Asset Management Inc. / Ark Fund Management family of funds Redwood Asset Management family of funds 328 Resmor Trust Company 329 Resolute Funds Ltd. 330 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 331 Rival Capital Management Inc. / Rival North American Growth Fund L.P. Rival North American RRSP Growth Fund 332 River Plate House Capital Management Inc. 333 Roadmap Capital Inc. 334 Robson Capital Management Inc. 335 Ross Smith Asset Management Inc. Trust Ross Smith Capital Investment Fund Ross Smith Opportunity Fund 336 Roundtable Capital Partners Inc. Roundtable Focus Equity Fund Roundtable Dividend & Income Fund Roundtable Growth Fund Roundtable Everkey Global Fund 337 Royal & Sun Alliance Life Insurance Co. () Segregated Fund 338 Royal Bank of / Investment Savings Accounts Connor Clark Private Royal Bank of Merchant Private Trust Royal Bank Mortgage Corp. Royal Trust Corp. Royal Trust Company (The) 339 Royal Trust Company (The) T.A.L. Private Management s The Protected American Fund T.A.L. Investment s The First American Fund Classified Investment Trusts RT Capital Inc. First Trust Funds 340 RP Investment Advisors / 341 Russell Investments Limited Page 17 of 22

18 Soverign mutual funds Russel Group mutual funds Life Points mutual funds 342 Sanford C. Bernstein & Co. LLC U.S. 343 Scotia Capital Inc. Pinnacle family of funds - May 7-07 Scotia Capital family of funds Cassels Blaikie Canadian Fund (U.S.) The Bank of Nova Scotia Structured Deposit Notes - Apr Scotia Securities Inc. 345 Seamark Asset Management Ltd. / 346 SEI Investment Company 347 Sentry Investments Inc. / 348 Sentry Select Investments Inc. 349 Seymour Investment Management Ltd. Seymour Canadian Equity Fund Seymour Performance Fund 350 Sherpa Asset Management Inc. 351 Silvercove Fund Management Ltd. 352 Silvercreek Management Inc. Silvercreek family of funds 353 Smart Investments Ltd. 354 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 356 Sprott Asset Management L.P. //Ltd. Partnership Sprott s Sprott Closed-End Funds Sprott Flow-Through s Sprott s 357 Standard Life Assurance Company of (The) / Segregated Fund Ideal Segregated Funds Guaranteed Interest Rate Contracts 358 Standard Life s Ltd. 359 Standard Life Trust Company 360 Stanton Asset Management Inc. Page 18 of 22

19 361 State Bank of India () 362 Steadyhand Investment Management Ltd. Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Global Equity Fund 363 Steinbach Credit Union Limited GICs 364 Stella Maris Credit Union Ltd. 365 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP 366 Stone Asset Management Limited 367 Strathbridge Asset Management Inc. 368 Stratigis Capital Advisors Inc. Uber Strategies LP Goforth Technical Fund LP 369 Successful Investor Wealth Management Inc. 370 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 371 Sun Life Financial Trust Inc. 372 Sun Life Global Investments () Inc./Placements mondia Investment Funds 373 Sunshine Coast Credit Union 374 SW8 Asset Management Inc. 375 T.E. Investment Counsel Inc. Prosperity s 376 Tangerine Bank / Investment Savings Accounts 377 Taylor Asset Management Inc. Taylor Partners Fund 378 TD Asset Management Inc. / Inv. Savings Account 379 TD Bank Financial Group / Linked Notes TD Pacific Mortgage Corp. - TD Mortgage Corp. - The Trust Compay - TD Bank - & Linked Notes 380 TD Securities Inc. Linked Notes Page 19 of 22

20 381 Terra Fund Management Ltd. / 382 Tetrem Capital Management Ltd. 383 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 384 Thornmark Asset Management Inc. Thornmark Investment Funds 385 Timbercreek Asset Management Ltd. 386 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund 387 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 388 Tonus Capital Inc. Tonus Partners Fund 389 Toron Capital Markets Inc. 390 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds 391 Tradex Management Inc. 392 Trapeze Asset Management Inc. Trapeze Value Trust 393 Trez Capital Corporation Income Trust 394 Tri Delta Investment Counsel Inc. 395 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP 396 Trivest Wealth Counsel Ltd. 397 Turtle Creek Asset Management Inc. Turtle Creek Equity Fund Turtle Creek Investment Fund 398 UBS Global Asset Management () Co. UBS () Balanced Fund A 399 Value Partners Investment Inc. 400 Value-Contrarian Asset Management Inc. 401 Vancouver City Savings Credit Union 402 Vantage Asset Management Inc. Vantage Protected Performance Fund 403 Vantage Point Investment Management Inc. The Vantage Point Funds Page 20 of 22

21 404 Venator Capital Management Ltd. Venator family of mutual funds 405 Vertex One Asset Management Inc. 406 Vision Capital Corporation 407 VL Advisors Inc. / Labor Sponsored Fund 408 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp. 409 WARATAH Capital Advisors Ltd. / Waratah fund family 410 Wave Cycle s Ltd. Business Cycle Funds 411 Wealhouse Capital / Panorama Fund Panorama Private Client Fund 412 WealthCo Asset Management Inc. WealthCo s WealthCo Asset Management Inc. 413 West Face Capital Inc. WFC Opportunities Trust 414 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 415 Westminster Savings Credit Union / Segregated Fund / 416 Windsor Family Credit Union 417 Yorkville Asset Management Inc. Heritage Yorkville s Southbridge Health Care Fund 418 YTM Capital Asset Management Ltd. 419 Zag Bank / Investment Savings Accounts Page 21 of 22

22 Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with. Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement. * The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership Page 22 of 22

23 Bare Trustee Agreements Deletions from List since January 1, 2016 Fund Manager Region Type of Products Date Removed Reason of Removal 1 Pro-Financial Asset Management Inc. /Linked 2/29/2016 Notes/ No longer active and not registered BlackRock (Channel Islands) Limited Overseas 3/31/2016 BlackRock International Gold and General Fund Growth Works Atlantic Ltd. GrowthWorks Atlantic Venture Fund Ltd. Labor Sponsored Fund 3/31/2016 Growth Works WV Management Ltd. Labor Sponsored Fund 3/31/2016 GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. Investec Asset Management Guernsey Ltd. Overseas 3/31/2016 No longer active and not registered See Growth Works Capital Ltd. See Growth Works Capital Ltd. See Investec Asset Management Limited 6 Portland India Select Business Portfolio Inc. Overseas 3/31/2016 See Portland Investment Counsel Inc. 7 Scotiabank & Trust (Cayman) Ltd. Overseas 3/31/2016 See Scotia Securities Inc. 8 Templeton Global Advisors Ltd. Overseas 3/31/2016 See Franklin Templeton Advisors Investments Corp. Listing of Deletions from List Page 1 of 1

24 Bare Trustee Agreements Additions to List Since January 1, 2016 Fund Manager Region Type of Products Date Approved AIP Asset Management 1/26/2016 AIP Global Marco Fund LP Federated Investors ULC 1/26/2016 Federated Strategic Value U.S. Equity Dividend Fund National Bank Investments Inc. s / / Inv. Savings Acct 1/29/2016 Includes PPN's KAI Asset Management Inc. 3/2/2016 KAI Core Equity Pool Algonquin Capital Corporation 3/7/ Smart Investments Ltd. 3/17/ Hollis Canadian Bank 3/23/ McLean Asset Management Ltd. 4/26/2016 ROMC Trust Cygnus Investment Partners L.P. 5/10/2016 Cygnus/KKR Multi-Strat Fund LP Foresters Financial Investment Managent Company 5/26/ KEB Hana Bank 6/21/ Tonus Capital Inc. 6/21/2016 Tonus Partners Fund Next Edge Capital Corp. 6/29/2016 Listing of Additions to List Page 1 of 1

25 Bare Trustee Agreements Name Changes and Mergers since January 1, Fund Manager Region Type of Product Date National Bank Securities Inc. s / / 1/29/2016 Inv. Savings Acct Includes PPN's Altamira s First Marathon Inc. National Bank s Dundee Bank of / Investment 3/23/2016 Savings Accounts Comments Changed name to National Bank Investments Inc. Changed name to Hollis Canadian Bank AEGON Fund Management Inc. 5/26/2016 Trsf from CIPF May Name changed to Foresters Financial Investment Management Maple Trust Company 6/15/2016 Company acquired by Scotia Mortgage Corp. (see Bank of Nova Scotia) Korea Exchange Bank of 6/21/2016 Name changed to KEB Hana Bank 6 Man Investments Corp. 6/29/2016 Changed name to Next Edge Capital Corp. Listing of Name Changes and Mergers Page 1 of 1