SUPERINTENDENT'S REGISTER / REGISTRE DU SURINTENDANT
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1 SUPERINTENDENT'S REGISTER / REGISTRE DU SURINTENDANT November 9, 2015 / le 9 novembre, 2015 BANKS / BANQUES LIRA/CRI LIF/FRV BANK OF NOVA SCOTIA (See Bank of Nova Scotia Trust Co. (Scotiatrust)/Voir Societe de Fiducie Banque de Nouvelle-Ecosswe) CANADIAN IMPERIAL BANK OF COMMERCE (see CIBC Trust Corporation/Voir Compagnie Trust CIBC) CANADIAN WESTERN BANK HSBC BANK CANADA TANGERINE BANK NATIONAL BANK FINANCIAL GROUP CREDIT UNIONS / CREDIT UNION ET CAISSES POPULAIRES LIRA/CRI LIF/FRV Central 1 Credit Union Aldergrove Credit Union Bulkley Valley Credit Union CCEC Credit Union Columbia Valley Credit Union Compensation Employees Credit Union Creston & District Credit Union Cumberland & District Credit Union East Kootenay Community Credit Union Enderby & District Credit Union First Credit Union First West Credit Union Fisgard Capital Corporation Grand Forks District Savings Credit Union Greater Vancouver Community Credit Union Gulf and Fraser Credit Union Heritage Credit Union Integris Credit Union Khalsa Credit Union Ladysmith & District Credit Union Lake View Credit Union Mount Lehman Credit Union Nelson & District Credit Union Northern Savings Credit Union North Peace Savings Credit Union Osoyoos Credit Union Revelstoke Credit Union Salmon Arm Savings Credit Union Sharons Credit Union Spruce Credit Union Summerland & District Credit Union Superintendent's Register / Registre du Surintendant 1 of 9
2 CREDIT UNIONS / CREDIT UNION ET CAISSES POPULAIRES (cont) LIRA/CRI LIF/FRV Sunshine Coast Credit Union Union Bay Credit Union V.P. Credit Union Vancouver Firefighters Credit Union VantageOne Credit Union Williams Lake Credit Union COAST CAPITAL SAVINGS CREDIT UNION COASTAL COMMUNITY CREDIT UNION FIRST CALGARY FINANCIAL CREDIT UNION LIMITED INTERIOR SAVINGS CREDIT UNION ISLAND SAVINGS CREDIT UNION BLUESHORE FINANCIAL CREDIT UNION VANCOUVER CITY SAVINGS CREDIT UNION LIFE INSURANCE COMPANIES / COMPAGNIES D'ASSURANCE LIRA/CRI LIF/FRV ASSUMPTION MUTUAL LIFE INSURANCE COMPANY BMO LIFE ASSURANCE COMPANY THE CANADA LIFE ASSURANCE COMPANY CO-OPERATORS LIFE INSURANCE COMPANY CUMIS LIFE INSURANCE COMPANY DESJARDINS FINANCIAL SECURITY LIFE ASSURANCE OF COMPANY DESJARDINS INSURANCE THE EMPIRE LIFE INSURANCE COMPANY THE EQUITABLE LIFE INSURANCE COMPANY OF CANADA THE GREAT-WEST LIFE ASSURANCE COMPANY INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC. LA CAPITALE INSURANCE AND FINANCIAL SERVICES INC. LONDON LIFE INSURANCE COMPANY THE MANUFACTURER'S LIFE INSURANCE COMPANY (Manulife Financial) PRIMERICA LIFE INSURANCE COMPANY OF CANADA RBC LIFE INSURANCE SSQ, LIFE INSURANCE COMPANY INC SUN LIFE ASSURANCE COMPANY OF CANADA THE STANDARD LIFE ASSURANCE COMPANY OF CANADA TRANSAMERICA LIFE CANADA THE WAWANESA LIFE INSURANCE COMPANY TRUST COMPANIES / SOCIETE DE FIDUCIE LIRA/CRI LIF/FRV BANK OF NOVA SCOTIA TRUST CO. (SCOTIA TRUST) 1832 Asset Management L.P. HollisWealth Inc. HollisWealth Advisory Services Inc. Scotia Capital Inc. Scotia Securities Inc. BMO TRUST COMPANY Superintendent's Register / Registre du Surintendant 2 of 9
3 Bank of Montreal BMO GRS BMO Private Investment Counsel Inc. BMO InvestorLine Inc. BMO Investments Inc. BMO Nesbitt Burns Inc. B2B TRUSTCO AGF Group of Funds B2B Bank B2B Bank Intermediary Services Inc. B2B Bank Financial Services Inc. B2B Bank Securities Services Inc. Counsel Portfolio Services Inc. Harmony Mackenzie Financial Corporation Primerica Concert Quandrus Investment Services Ltd. THE CANADA TRUST COMPANY Assante Capital Management Ltd. Assante Financial Management Ltd. Canadian ShareOwner Investments Inc. C.I. Investments Inc. Dundee Securities Ltd. Fidelity Investments Canada ULC FirstEnergy Capital Corporation IPC Investment Corporation Manulife Bank of Canada Manulife Securities Incorporated (MSI) Manulife Securities Investment Services Inc.(MSIS) Peak Investments Services Inc. Peak Securities Inc. TD Asset Management Inc. (TDAM) TD Asset Management Inc. (TD Mutual Funds) TD Asset Management Inc. (TD Future Builder) TD Bank (TD Employee Future Builder) TD Bank (TD Canada Trust) TD Waterhouse (Canada) Inc. TD Waterhouse Investment Advice TD Waterhouse PIC Managed TD Waterhouse Private Trust CANADIAN WESTERN TRUST COMPANY Adroit Investment Management ATB Securities Inc. Benflex Superintendent's Register / Registre du Surintendant 3 of 9
4 Canadian Western Trust Company CGS Haywood Securities Inc. Leede Financial Markets Inc. Morneau Shepell Ltd Odlum Brown Limited OceanRock Investments Inc. Open Access Limited Portfolio Strategies Securities Inc. Qtrade Securities Inc. Qtrade Asset Management Raymond James Ltd. RKL/CWT Steadyhand Investment Funds Inc. The Canadian Conference of Mennonite Brethren Church of North America Worldsource Financial Management Inc. Trinity Western University CENTRAL 1 TRUST COMPANY CIBC MELLON TRUST COMPANY Acorn Global Investments Inc Canoe Financial Canoe Financial LP, by its General Partner Canoe Financial Corporation Christian Labour Association of Canada (CLAC) Davis-Rae Ltd. Focus Asset Management Ltd. Foyston, Gordon & Payne Inc. Integra Captial Management Corporation I3 Advisors Inc. JDM Investment Partners Ltd. Leith Wheeler Investment Management Ltd. Lincluden Management Limited O'Leary Funds Management LP PenderFund Capital Management Ltd. The Manufacturers Life Insurance Company Tradex Management Inc. Toron Capital Markets Inc. Vertex One Asset Management Inc. x CIBC TRUST CORPORATION CIBC Investor Services Inc. CIBC Securities Inc. CIBC Personal Portfolio Services CIBC Wood Gundy Portland Investment Counsel Inc. President's Choice Financial Superintendent's Register / Registre du Surintendant 4 of 9
5 Renaissance Investments CITI TRUST COMPANY CANADA Empire Life COMPUTERSHARE TRUST COMPANY OF CANADA BBS Securities Inc Caldwell Securities Limited Canaccord Genuity Corp. Cormark Securities Credential Securities Inc. Edward Jones Global Securities Corporation GMP Securities LP Jones Gable & Company Ltd. Keybase Financial Group Inc. PI Financial Corp. Peters & Co. Limited Portfolio Strategies Corporation Questrade Inc. Salman Partners Inc. Sprott Assest Management L.P. Stone & Co. Limited Wolverton Securities Ltd. CONCENTRA FINANCIAL SERVICES ASSOCIATION Concentra Financial CONCENTRA TRUST Affinity Credit Union Alterna Bank Alterna Savings Assiniboine Credit Union Caisse Concentra Financial Credential Asset Management Crocus Investment Fund Diamond North First Nations Bank of Canada Golden Opportunities Fund Inc. GrowthWorks-Matrix Tangerine Investment Funds Limited JovFunds Lutheran Church - Canada, Alberta-British Columbia District Investment Ltd. MWCN Northwest & Ethical Investments L.P. Outlook Financial SaskWorks Venture Fund Inc. Superintendent's Register / Registre du Surintendant 5 of 9
6 Sterling Mutuals Inc. Credit Union RSP & RIF Accent Credit Union Access Credit Union Limited Achieva Financial Affinity Credit Union Amaranth Credit Union Austin Credit Union Limited Belgian Alliance Credit Union Beautiful Plains Credit Union Limited Cambrian Credit Union Limited Catalyst Credit Union Limited Carpathia Credit Union Limited Casera Credit Union Limited Caisse Populaire Groupe Financier Ltee Churchbridge Credit Union Conexus Credit Union Cornerstone Credit Union Financial Group Crocus Credit Union Limited Crossroad Credit Union Crosstown Civic Credit Union Easternedge Credit Union Entegra Credit Union Limited Erickson Credit Union Limited Firstontario Credit Union Flin Flon Credit Union Limited Foam Lake Savings & Credit Union Ltd. Grandview Credit Union Lafleche Credit Union Ltd. Mennonite Credit Union Limited Minnedosa Credit Union Limited Newfoundland & Labrador Credit Union Ltd. Niverville Credit Union Ltd. North Valley Credit Union North Winnipeg Credit Union Northern Lights Credit Union Noventis Credit Union Oakbank Credit Union Limited Porcupine Credit Union Portage Credit Union Limited Prairie Central Credit Union (2006) Ltd Prairie Mountain Prairie Pride Rorketon & District Credit Union Superintendent's Register / Registre du Surintendant 6 of 9
7 Rosenort Credit Union Limited Spiritwood Credit Union Ltd. St Gregor Credit Union Steinbach Credit Union Limited Strathclair Credit Union Limited Sunova Credit Union SunRise Credit Union Swan Valley Credit Union Limited Synergy Credit Union Ltd. Vanguard Credit Union Westoba Credit Union Limited Winnipeg Police Credit Union Limited DESJARDINS TRUST INC. Desjardins Financial Security Investments Inc. Desjardins Funds and Guaranteed Investment Desjardins Securities Inc. Letko Brosseau Inc. SFL Investments HOME TRUST COMPANY HSBC TRUST COMPANY (CANADA) HSBC Securities (Canada) Inc. HSBC Investment (Canada) Ltd. HSBC Investment Funds (Canada) Inc. HSBC World Selection HSBC Premier Wealth Planning INDUSTRIAL ALLIANCE TRUST INC. FundE Investments Inc. IA Clarington Investments Inc. Industrial Alliance Securities Inc. Investia Financial Services Inc. INVESTORS GROUP TRUST CO. LTD. Investors Group Financial Services Inc. London Life Insurance Company Quadrus Investment Services Ltd. LBC TRUST Laurentian Bank Laurentian Bank Securities Return on Inovation Fund Inc. MANULIFE TRUST COMPANY Manulife Private Wealth Manulife Asset Management Limited NATCAN TRUST COMPANY National Bank Financial Inc. National Bank Financial, Ltd. Superintendent's Register / Registre du Surintendant 7 of 9
8 National Bank Direct Brokerage Inc. National Bank Investments Inc. National Bank Trust Inc./Private Investment Management OLYMPIA TRUST COMPANY PEACE HILLS TRUST COMPANY ROYAL TRUST COMPANY Arrow Capital Management Inc. Aegon Fund Management Inc. Beutel Goodman & Company Limited Bullion Management Services Inc. Burgundy Asset Management Ltd. Connor, Clark & Lunn Private Capital Ltd. Duncan Ross Associates Ltd. EdgePoint Wealth Management Inc. Excel Funds Management Inc. Fidelity Clearing Canada ULC Fiera Capital Corporation First Asset Investment Management Inc. Franklin Templeton Investments Corporation Front Street Capital 2004 Galibier Capital Mangement Ltd Gobal Growth Assets Inc. Gluskin Sheff & Associates Inc. Highstreet Asset Management Inc. I.A. Michael Investment Counsel Ltd. Invesco Canada Ltd. Letko Brosseau & Associates Inc. Mackie Research Capital Corporation Matco Financial Inc. Marquest Asset Management Inc. Mawer Investment Management Ltd. McElvaine Investment Management Ltd. MD Management Ltd. MD Private Trust Company Montrusco Bolton Investments Inc. Nexus Investment Management Inc. QV Investors Inc. Phillips, Hager & North Investment Management Ltd. RBC Global Asset Management Inc. RBC Investor Services Trust RBC Direct Investing Inc. RBC Dominion Securities Inc. RBC Structured Notes RBC Phillips, Hager & North Investment Counsel Inc. Superintendent's Register / Registre du Surintendant 8 of 9
9 RBC Private Counsel (USA) Inc. Royal Bank of Canada Royal Trust Corporation of Canada SEI Investments Canada Company Sun Life Global Investments UBS Bank (Canada) Value Partners Investment Inc. Yorkville Asset Management Inc. STATE STREET TRUST COMPANY CANADA Russell Investments Sentry Investments Inc. SUN LIFE FINANCIAL TRUST INC. CI Investments Inc. Sun Life Assurance Company of Canada Sun Life Financial Investment Services (Canada) Inc. Sun Spectrum Superflex Income Master SunWise Elite Market Linked Guaranteed Investment Certificate WESTERN PACIFIC TRUST COMPANY OTHER / AUTRE LIRA/CRI LIF/FRV Knights of Columbus Superintendent's Register / Registre du Surintendant 9 of 9
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