List of Ontario Registrants as of December 1, 2015

Transcription

1 108 SECURITIES INC. 18 ASSET MANAGEMENT INC ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C. 3I FINANCIAL INVESTMENT SERVICES INC. 3IQ CORP. 4FRONT CAPITAL PARTNERS INC. 1

2 ABERDEEN ASSET MANAGEMENT ASIA LIMITED ABERDEEN ASSET MANAGEMENT CANADA LIMITED ABERDEEN ASSET MANAGEMENT INC. ABERDEEN ASSET MANAGEMENT INC. ABERDEEN FUND DISTRIBUTORS, LLC ABERDEEN GOULD CAPITAL MARKETS LTD. ABSOLUTE PRIVATE COUNSEL LIMITED ABSOLUTE PRIVATE COUNSEL LIMITED ABSOLUTE PRIVATE COUNSEL LIMITED ACADIAN ASSET MANAGEMENT LLC ACADIAN ASSET MANAGEMENT LLC ACASTA CAPITAL INC. ACC GLOBAL FINANCIAL INC. ACCESS CAPITAL CORP. ACCILENT CAPITAL MANAGEMENT INC. ACCILENT CAPITAL MANAGEMENT INC. ACCILENT CAPITAL MANAGEMENT INC. ACCILENT CAPITAL MANAGEMENT INC. ACCREDITED CAPITAL CORPORATION ACCREDITED CAPITAL CORPORATION ACERNIS CAPITAL MANAGEMENT INC. ACERNIS CAPITAL MANAGEMENT INC. ACERNIS CAPITAL MANAGEMENT INC. ACKER FINLEY ASSET MANAGEMENT INC. ACKER FINLEY ASSET MANAGEMENT INC. ACKER FINLEY INC. ACM ADVISORS LTD. ACM ADVISORS LTD. ACORN GLOBAL INVESTMENTS INC. ACORN GLOBAL INVESTMENTS INC. ACORN GLOBAL INVESTMENTS INC. ACORN GLOBAL INVESTMENTS INC. ACTION VALEUR AJOUTEE INC. ACUMEN CAPITAL FINANCE PARTNERS LIMITED ADAPTIVE ASSET MANAGEMENT LTD. ADDENDA CAPITAL INC. ADDENDA CAPITAL INC. ADDENDA CAPITAL INC. ADDINGTON FINANCIAL CORPORATION ADROIT INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS ADROIT LTEE 2

3 ADVANCED CAPITAL CORPORATION ADVISORY CAPITAL GROUP CANADA INC. AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. AEGON FUND MANAGEMENT INC./AEGON GESTION DE FONDS INC. AFINA CAPITAL MANAGEMENT INC. AFINA CAPITAL MANAGEMENT INC. AFINA CAPITAL MANAGEMENT INC. AGF INVESTMENTS INC. / PLACEMENTS AGF INC. AGF INVESTMENTS INC. / PLACEMENTS AGF INC. AGF INVESTMENTS INC. / PLACEMENTS AGF INC. AGF INVESTMENTS INC. / PLACEMENTS AGF INC. AGF INVESTMENTS INC. / PLACEMENTS AGF INC. AGF SECURITIES (CANADA) LIMITED AGILITH CAPITAL INC. AGILITH CAPITAL INC. AGILITH CAPITAL INC. AHF CAPITAL PARTNERS INC. AHF CAPITAL PARTNERS INC. AHF CAPITAL PARTNERS INC. AIP ASSET MANAGEMENT INC. AIP ASSET MANAGEMENT INC. AIP ASSET MANAGEMENT INC. ALBOURNE PARTNERS (CANADA) LIMITED ALDERSLEY SECURITIES INC. ALDERSLEY SECURITIES INC. ALEXANDER CAPITAL GROUP INC. ALGONQUIN CAPITAL CORPORATION ALGONQUIN CAPITAL CORPORATION ALGONQUIN CAPITAL CORPORATION ALIGNED CAPITAL PARTNERS INC. ALIGNVEST CAPITAL MANAGEMENT INC. ALIGNVEST CAPITAL MANAGEMENT INC. ALIGNVEST CAPITAL MANAGEMENT INC. ALIGNVEST INVESTMENT MANAGEMENT CORPORATION ALIGNVEST INVESTMENT MANAGEMENT CORPORATION ALIGNVEST INVESTMENT MANAGEMENT CORPORATION ALL GROUP FINANCIAL SERVICES INC. ALLARD, ALLARD & ASSOCIES INC. 3

4 ALLIANCEBERNSTEIN CANADA, INC. ALLIANCEBERNSTEIN CANADA, INC. ALLIANZ GLOBAL INVESTORS U.S. LLC / ALLIANZ INVESTISSEURS MONDIAUX E.-U. ALLIED CAPITAL CORPORATION ALLVISTA INVESTMENT MANAGEMENT INC. ALPHAFIXE CAPITAL INC. ALPHAFIXE CAPITAL INC. ALPHANORTH ASSET MANAGEMENT ALPHANORTH ASSET MANAGEMENT ALPHANORTH ASSET MANAGEMENT ALPHAPLANUM INC. ALPHAPRO MANAGEMENT INC. ALTA WEST MORTGAGE CAPITAL CORPORATION ALTACORP CAPITAL INC. ALTERNATIVE CAPITAL GROUP INC. / GROUPE CAPITAL ALTERNATIF INC. ALTIMUM MUTUALS INC. ALTIUM WEALTH ARCHITECTURE INC. / ALTIUM ARCHITECTURE DE PATRIMOINE INC. ALTRINSIC GLOBAL ADVISORS, LLC ALTRINSIC GLOBAL ADVISORS, LLC ALTRINSIC GLOBAL ADVISORS, LLC ALTUS SECURITIES INC. ALVAREZ & MARSAL CANADA SECURITIES ULC AMUNDI CANADA INC. AMUNDI CANADA INC. ANALYTIC INVESTORS, LLC ANNAPOLIS CAPITAL LIMITED ANNAPOLIS CAPITAL LIMITED ANTARES INVESTMENT MANAGEMENT, INC. ANTARES INVESTMENT MANAGEMENT, INC. ANTARES INVESTMENT MANAGEMENT, INC. ANTYA INVESTMENTS INC. AON HEWITT INVESTMENT MANAGEMENT INC. AON HEWITT INVESTMENT MANAGEMENT INC. AON HEWITT INVESTMENT MANAGEMENT INC. APS ASSET MANAGEMENT PTE LTD AQR CAPITAL MANAGEMENT, LLC ARC FINANCIAL CORP. ARGOSY SECURITIES INC. 4

5 ARMSTRONG SHAW ASSOCIATES INC. AROHI ASSET MANAGEMENT PTE. LTD. ARROW CAPITAL MANAGEMENT INC. ARROW CAPITAL MANAGEMENT INC. ARROW CAPITAL MANAGEMENT INC. ARROW CAPITAL MANAGEMENT INC. ARROWSTREET CAPITAL, LIMITED PARTNERSHIP ARROWSTREET CAPITAL, LIMITED PARTNERSHIP ARROWSTREET CAPITAL, LIMITED PARTNERSHIP ARTEMIS INVESTMENT MANAGEMENT LIMITED ARTEMIS INVESTMENT MANAGEMENT LIMITED ARTEMIS INVESTMENT MANAGEMENT LIMITED ARTEMIS INVESTMENT MANAGEMENT LIMITED ARTON INVESTMENTS ASCEND CAPITAL, LLC ASCENDO FINANCIAL SOLUTIONS INC. ASCENTA FINANCE CORP. ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE ASTON HILL ASSET MANAGEMENT INC. ASTON HILL ASSET MANAGEMENT INC. ASTON HILL ASSET MANAGEMENT INC. ASTON HILL CAPITAL MARKETS INC. ASTON HILL CAPITAL MARKETS INC. ASTON HILL SECURITIES INC. ATB INVESTMENT MANAGEMENT INC. ATB INVESTMENT MANAGEMENT INC. ATB SECURITIES INC. AURION CAPITAL MANAGEMENT INC. / GESTION DE PLACEMENTS AURION INC. AURION CAPITAL MANAGEMENT INC. / GESTION DE PLACEMENTS AURION INC. AUSPICE CAPITAL ADVISORS LTD. AUSPICE CAPITAL ADVISORS LTD. AUSPICE CAPITAL ADVISORS LTD. AUTHENTIC ASSET MANAGEMENT INC./GESTION D'ACTIFS AUTHENTIC INC. 5

6 AUTHENTIC ASSET MANAGEMENT INC./GESTION D'ACTIFS AUTHENTIC INC. AVENTINE MANAGEMENT GROUP INC. AVENTINE MANAGEMENT GROUP INC. AVENUE INVESTMENT MANAGEMENT INC. AVIVA INVESTORS CANADA INC. AVIVA INVESTORS CANADA INC. AXCESS CAPITAL ADVISORS INC. AYAL CAPITAL ADVISORS LIMITED AYAL CAPITAL ADVISORS LIMITED AYAL CAPITAL ADVISORS LIMITED 6

7 B.A.F. CAPITAL MANAGEMENT INC. B.E.S.T. INVESTMENT COUNSEL LIMITED B.E.S.T. INVESTMENT COUNSEL LIMITED B.E.S.T. INVESTMENT COUNSEL LIMITED B.S.P. FUNDS CANADA INC. B2B BANK FINANCIAL SERVICES INC./B2B BANQUE SERVICES FINANCIERS INC. B2B BANK FINANCIAL SERVICES INC./B2B BANQUE SERVICES FINANCIERS INC. B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC. BAILLIE GIFFORD & CO LIMITED BAILLIE GIFFORD OVERSEAS LIMITED BAKER GILMORE & ASSOCIES INC. / BAKER GILMORE & ASSOCIATES INC. BAKER GILMORE & ASSOCIES INC. / BAKER GILMORE & ASSOCIATES INC. BAKER GILMORE & ASSOCIES INC. / BAKER GILMORE & ASSOCIATES INC. BANQUE NATIONALE INVESTISSEMENTS INC./NATIONAL BANK INVESTMENTS INC. BANQUE NATIONALE INVESTISSEMENTS INC./NATIONAL BANK INVESTMENTS INC. BANWELL FINANCIAL INC. BANWELL FINANCIAL INC. BARCLAYS CAPITAL CANADA INC. BARING INTERNATIONAL INVESTMENT LIMITED BARING NORTH AMERICA LLC BARING NORTH AMERICA LLC BAROMETER CAPITAL MANAGEMENT INC. BAROMETER CAPITAL MANAGEMENT INC. BAROMETER CAPITAL MANAGEMENT INC. BAROMETER CAPITAL MANAGEMENT INC. BARRAGE CAPITAL INC. BARRAGE CAPITAL INC. BARRAGE CAPITAL INC. BARRANTAGH INVESTMENT MANAGEMENT INC. BASKIN FINANCIAL SERVICES INC. BAYFRONT CAPITAL PARTNERS LTD. BBS SECURITIES INC BCV ASSET MANAGEMENT INC. BEACON SECURITIES LIMITED/VALEURS MOBILIERES BEACON LTEE BECKSLEY CAPITAL INC. / CAPITAL BECKSLEY INC. Restricted 7

8 BELCO PRIVATE CAPITAL INC. BELLOTTI CAPITAL PARTNERS INC. BELLWETHER INVESTMENT MANAGEMENT INC. BELLWETHER INVESTMENT MANAGEMENT INC. BELLWETHER INVESTMENT MANAGEMENT INC. BER TOV CAPITAL CORPORATION BERINGER CAPITAL PARTNERS LTD. BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE LTEE. BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE LTEE. BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE LTEE. BIMCOR INC. BIMCOR INC. BIOENTERPRISE CORPORATION BIRCHLEAF INVESTMENTS INC. BIRCHLEAF INVESTMENTS INC. BITTERROOT CAPITAL ADVISORS, LLC BKC CAPITAL INC. BKC CAPITAL INC. BKC CAPITAL INC. BLACK CREEK INVESTMENT MANAGEMENT INC. BLACK CREEK INVESTMENT MANAGEMENT INC. BLACK CREEK INVESTMENT MANAGEMENT INC. BLACK SWAN DEXTERITAS INC. BLACK SWAN DEXTERITAS INC. BLACK SWAN DEXTERITAS INC. BLACK SWAN DEXTERITAS INC. BLACKBRIDGE CAPITAL MANAGEMENT CORP. BLACKBRIDGE CAPITAL MANAGEMENT CORP. BLACKHEATH FUND MANAGEMENT INC. BLACKHEATH FUND MANAGEMENT INC. BLACKHEATH FUND MANAGEMENT INC. BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITEE BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITEE BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITEE BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITEE 8

9 BLAIR FRANKLIN CAPITAL PARTNERS INC. BLOOM BURTON & CO. LIMITED BLOOM INVESTMENT COUNSEL, INC. BLOOM INVESTMENT COUNSEL, INC. BLOOMBERG TRADEBOOK CANADA COMPANY BLOOMBERG TRADEBOOK CANADA COMPANY BLOOMBERGSEN INC. BLOOMBERGSEN INC. BLOOMBERGSEN INC. BLUE RIBBON FUND MANAGEMENT LTD. BLUECREST CAPITAL MANAGEMENT (CANADA) LIMITED / GESTION DE CAPITAUX (CANADA) BLUECREST LIMITEE BLUECREST CAPITAL MANAGEMENT (CANADA) LIMITED / GESTION DE CAPITAUX (CANADA) BLUECREST LIMITEE BLUENOSE INVESTMENT MANAGEMENT INC. BLUEWATER INVESTMENT MANAGEMENT INC. BMG FINANCIAL SERVICES CORP. BMO ASSET MANAGEMENT CORP. BMO ASSET MANAGEMENT CORP. BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. BMO HARRIS FINANCIAL ADVISORS, INC. BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. BMO NESBITT BURNS INC. BMO NESBITT BURNS INC. BMO NESBITT BURNS INC. BMO PRIVATE INVESTMENT COUNSEL INC./BMO GESTION PRIVEE DE PLACEMENTS INC. BMO PRIVATE INVESTMENT COUNSEL INC./BMO GESTION PRIVEE DE PLACEMENTS INC. BMO PRIVATE INVESTMENT COUNSEL INC./BMO GESTION PRIVEE DE PLACEMENTS INC. BMO PRIVATE INVESTMENT COUNSEL INC./BMO GESTION PRIVEE DE PLACEMENTS INC. BMO PRIVATE INVESTMENT COUNSEL INC./BMO GESTION PRIVEE DE PLACEMENTS INC. BNP PARIBAS (CANADA) VALEURS MOBILIERES INC./BNP PARIBAS (CANADA) SECURITIES INC. BNP PARIBAS INVESTMENT PARTNERS CANADA LTD. Futures Commission Merchant Futures Commission Merchant Commodity Trading Counsel 9

10 BNP PARIBAS INVESTMENT PARTNERS CANADA LTD. BNP PARIBAS INVESTMENT PARTNERS CANADA LTD. BNP PARIBAS INVESTMENT PARTNERS CANADA LTD. BNY MELLON ASSET MANAGEMENT CANADA LTD. BNY MELLON ASSET MANAGEMENT CANADA LTD. BNY MELLON ASSET MANAGEMENT CANADA LTD. BNY MELLON ASSET MANAGEMENT CANADA LTD. BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. BOLTON CAPITAL CANADA INC. BOLTON CAPITAL CANADA INC. BOLTON CAPITAL CANADA INC. BOWMONT CAPITAL AND ADVISORY LTD. BRANDES INVESTMENT PARTNERS & CO. BRANDES INVESTMENT PARTNERS & CO. BRANDES INVESTMENT PARTNERS & CO. BRANDES INVESTMENT PARTNERS & CO. BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (CANADA), ULC BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (CANADA), ULC BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (CANADA), ULC BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (CANADA), ULC BRANT SECURITIES LIMITED BRETON HILL CAPITAL LTD. BRETON HILL CAPITAL LTD. BRETON HILL CAPITAL LTD. BRETON HILL CAPITAL LTD. BRICKBURN ASSET MANAGEMENT INC. BRICKBURN ASSET MANAGEMENT INC. BRIDGEPORT ASSET MANAGEMENT INC. BRIDGEPORT ASSET MANAGEMENT INC. BRIDGEPORT ASSET MANAGEMENT INC. BRIDGEWATER ASSOCIATES, LP BRIDGEWATER ASSOCIATES, LP BRIDGING FINANCE INC. BRIDGING FINANCE INC. BRISTOL GATE CAPITAL PARTNERS INC. BRISTOL GATE CAPITAL PARTNERS INC. BRISTOL GATE CAPITAL PARTNERS INC. BROADVIEW CAPITAL MANAGEMENT INC. Restricted 10

11 BROADVIEW CAPITAL MANAGEMENT INC. BROADVIEW CAPITAL MANAGEMENT INC. BROMPTON FUNDS LIMITED BROMPTON FUNDS LIMITED BROMPTON FUNDS LIMITED BROMPTON FUNDS LIMITED BROOK CAPITAL CORPORATION BROOKFIELD FINANCIAL SECURITIES LP BROOKFIELD INVESTMENT MANAGEMENT (CANADA) INC. BROOKFIELD INVESTMENT MANAGEMENT (CANADA) INC. BROOKFIELD INVESTMENT MANAGEMENT (CANADA) INC. BROOKFIELD INVESTMENT MANAGEMENT INC. BROOKFIELD INVESTMENT MANAGEMENT INC. BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX BROOKFIELD SOUNDVEST LTEE BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX BROOKFIELD SOUNDVEST LTEE BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX BROOKFIELD SOUNDVEST LTEE BROOKVEST CAPITAL CORPORATION BSM CAPITAL CORPORATION BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC. BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC. BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC. BUILDERS CAPITAL MANAGEMENT CORP. BULL CAPITAL MANAGEMENT INC./ GESTION DE CAPITAUX BULL INC BULL CAPITAL MANAGEMENT INC./ GESTION DE CAPITAUX BULL INC BULL CAPITAL MANAGEMENT INC./ GESTION DE CAPITAUX BULL INC BULLION MANAGEMENT SERVICES INC. BULLION MARKETING SERVICES INC. BURGEONVEST BICK SECURITIES LIMITED / VALEURS MOBILIERES BURGEONVEST BICK BURGEONVEST BICK SECURITIES LIMITED / VALEURS MOBILIERES BURGEONVEST BICK BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTEE BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTEE BURKETT ASSET MANAGEMENT LIMITED BURLINGTON CAPITAL MANAGEMENT LTD. BURLINGTON CAPITAL MANAGEMENT LTD. BURLINGTON CAPITAL MANAGEMENT LTD. 11

12 BUSH ASSOCIES LTEE / BUSH ASSOCIATES LTD 12

13 C.A. DELANEY CAPITAL MANAGEMENT LTD. C.A. DELANEY CAPITAL MANAGEMENT LTD. C.A. DELANEY CAPITAL MANAGEMENT LTD. C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. CADO INVESTMENT FUND MANAGEMENT INC. CALDWELL INVESTMENT MANAGEMENT LTD. CALDWELL INVESTMENT MANAGEMENT LTD. CALDWELL SECURITIES LTD. CALEDON CAPITAL MANAGEMENT INC. CALEDON CAPITAL MANAGEMENT INC. CALLIDUS CAPITAL CORPORATION CALLIDUS CAPITAL CORPORATION CALROSSIE INVESTMENT MANAGEMENT INC. CALROSSIE INVESTMENT MANAGEMENT INC. CALROSSIE INVESTMENT MANAGEMENT INC. CAMBRIDGE ASSET MANAGEMENT INC. CAMBRIDGE ASSET MANAGEMENT INC. CAMBRIDGE ASSET MANAGEMENT INC. CAMBRIDGE ASSOCIATES LIMITED, LLC CAMBRIDGE ASSOCIATES LIMITED, LLC CAMBRIDGE ASSOCIATES LIMITED, LLC CAMERON STEPHENS SECURITIES LTD. CAMPBELL, LEE & ROSS INVESTMENT MANAGEMENT INC. CANACCORD ASSET MANAGEMENT INC./CANACCORD GESTION D'ACTIFS INC. CANACCORD GENUITY CORP./CORPORATION CANACCORD GENUITY CANADIAN RESOURCES CAPITAL CORPORATION CANADIAN SHAREOWNER INVESTMENTS INC. / INVESTISSEMENTS ACTIONNAIRES CANADIENS INC. CANDEAL.CA INC CANDOR FINANCIAL GROUP INC. CANFIN MAGELLAN INVESTMENTS INC. CANFIN MAGELLAN INVESTMENTS INC. CANOE FINANCIAL LP CANOE FINANCIAL LP CANOE FINANCIAL LP CANSO FUND MANAGEMENT LTD. CANSO INVESTMENT COUNSEL LTD. CANSO INVESTMENT COUNSEL LTD. CANTOR FITZGERALD CANADA CORPORATION Scholarship Plan Dealer 13

14 CAPITAL CANADA LIMITED CAPITAL CCFL S.E.N.C. CAPITAL INSIGHT PARTNERS,LLC CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC. CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC. CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC. CAPITAL STREET GROUP INVESTMENT SERVICES, INC. CARDINAL CAPITAL MANAGEMENT INC. CARDINAL CAPITAL MANAGEMENT INC. CARDINAL POINT CAPITAL MANAGEMENT INC. CARLISLE CAPITAL MORTGAGE CORPORATION CARTE WEALTH MANAGEMENT INC. CARTE WEALTH MANAGEMENT INC. CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED CASSELS INVESTMENT MANAGEMENT INC. CASSIO CAPITAL PARTNERS INC. CASTELLUM CAPITAL MANAGEMENT INC. CASTLEMOORE INC. CELERNUS INVESTMENT PARTNERS INC. CELERNUS INVESTMENT PARTNERS INC. CENTURION ASSET MANAGEMENT INC. CENTURION ASSET MANAGEMENT INC. CENTURION ASSET MANAGEMENT INC. CERTIKA INVESTMENTS LTD. CERTUS WEALTH MANAGEMENT INC. CES SECURITIES CANADA ULC CGOV ASSET MANAGEMENT CGOV ASSET MANAGEMENT CGOV ASSET MANAGEMENT CHARTIER CAPITAL MANAGEMENT INC. CHIEFSWOOD INVESTMENT MANAGEMENT INC. CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. CHIPPINGHAM FINANCIAL GROUP/GROUPE FINANCIER CHIPPINGHAM LIMITEE CHIPPINGHAM FINANCIAL GROUP/GROUPE FINANCIER CHIPPINGHAM LIMITEE CHI-X CANADA ATS LIMITED CHOU ASSOCIATES MANAGEMENT INC. CHOU ASSOCIATES MANAGEMENT INC. Restricted Scholarship Plan Dealer Futures Commission Merchant 14

15 CHOU ASSOCIATES MANAGEMENT INC. CHS ASSET MANAGEMENT INC. CHS ASSET MANAGEMENT INC. CHS ASSET MANAGEMENT INC. CI INVESTMENTS INC. CI INVESTMENTS INC. CI INVESTMENTS INC. CI INVESTMENTS INC. CI INVESTMENTS INC. CI PRIVATE COUNSEL LP CI PRIVATE COUNSEL LP CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. CIBC SECURITIES INC./PLACEMENTS CIBC INC. CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. CIDEL FINANCIAL GROUP INC./GROUPE FINANCIER CIDEL INC. CIDEL FINANCIAL GROUP INC./GROUPE FINANCIER CIDEL INC. CIDEL FINANCIAL GROUP INC./GROUPE FINANCIER CIDEL INC. CINAPORT CAPITAL INC. CINAPORT CAPITAL INC. CINAPORT CAPITAL INC. CIT GROUP SECURITIES (CANADA) INC. CITCO SECURITIES INC. CITIBANK CANADA INVESTMENT FUNDS LIMITED / FONDS D'INVESTISSEMENT DE CITIBANQUE CANADA CITIBANK CANADA INVESTMENT FUNDS LIMITED / FONDS D'INVESTISSEMENT DE CITIBANQUE CANADA CITIBANK CANADA INVESTMENT FUNDS LIMITED / FONDS D'INVESTISSEMENT DE CITIBANQUE CANADA CITIGROUP GLOBAL MARKETS CANADA INC. / MARCHES MONDIAUX CITIGROUP CANADA INC. CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED CLAIRWOOD CAPITAL MANAGEMENT INC. CLAIRWOOD CAPITAL MANAGEMENT INC. CLAIRWOOD CAPITAL MANAGEMENT INC. CLARESTE WEALTH MANAGEMENT INC. CLARESTE WEALTH MANAGEMENT INC. CLARESTE WEALTH MANAGEMENT INC. Commodity Trading Counsel Futures Commission Merchant 15

16 CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. CLEARWATER CAPITAL MANAGEMENT INC. CLIFTON CAPITAL MANAGEMENT INC. CLIFTON CAPITAL MANAGEMENT INC. CLIFTON CAPITAL MANAGEMENT INC. CLIFTON CAPITAL MANAGEMENT INC. CLIMATE CHANGE INFRASTRUCTURE MANAGEMENT INC. CMC MARKETS CANADA INC./ MARCHES CMC CANADA COCKFIELD PORRETTI CUNNINGHAM INVESTMENT COUNSEL INC. COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC. COLEFORD INVESTMENT MANAGEMENT LTD. COLEFORD INVESTMENT MANAGEMENT LTD. COLLINS BARROW TORONTO CORPORATE FINANCE INC. COMMONFUND ASSET MANAGEMENT COMPANY, INC. COMMUNITY FORWARD FUND ASSISTANCE CORP. / FONDS DE PROGRES COMMUNAUTAIRE SOCIETE DE GESTION COMMUNITY FORWARD FUND ASSISTANCE CORP. / FONDS DE PROGRES COMMUNAUTAIRE SOCIETE DE GESTION COMMUNITY FORWARD FUND ASSISTANCE CORP. / FONDS DE PROGRES COMMUNAUTAIRE SOCIETE DE GESTION COMPAGNIE TIMBER HILL CANADA / TIMBER HILL CANADA COMPANY CONDOR ASSET MANAGEMENT INC. CONDOR ASSET MANAGEMENT INC. CONNING INVESTMENT PRODUCTS, INC. CONNOR, CLARK & LUNN FUNDS INC. CONNOR, CLARK & LUNN FUNDS INC. CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD. CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD. CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD. Restricted Restricted Dealer Commodity Trading Counsel 16

17 CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD. CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD. CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP CONSEILLERS MACRO SEPTENTRION INC. / SEPTENTRION MACRO ADVISORS INC. CONSEILLERS MACRO SEPTENTRION INC. / SEPTENTRION MACRO ADVISORS INC. CONSULTANTS EN GESTION DE PATRIMOINE BLUE BRIDGE INC. / BLUE BRIDGE WEALTH MANAGEMENT CONSULTANTS INC. CONTESSA CAPITAL CANADA CORPORATION CORDIANT CAPITAL INC. CORDIANT CAPITAL INC. CORDIANT CAPITAL INC. CORIEL CAPITAL INC. CORIOLIS CAPITAL LIMITED CORIOLIS CAPITAL LIMITED CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION CORPORATION GESTION DE PLACEMENTS CLARET / CLARET ASSET MANAGEMENT CORPORATION CORPORATION GESTION DE PLACEMENTS CLARET / CLARET ASSET MANAGEMENT CORPORATION CORPORATION GESTION DE PLACEMENTS CLARET / CLARET ASSET MANAGEMENT CORPORATION CORTLAND CREDIT GROUP INC. CORTLAND CREDIT GROUP INC. CORTLAND CREDIT GROUP INC. COTE 100 INC./QUOTE 100 INC. COUGAR GLOBAL INVESTMENTS LIMITED COUNSEL PORTFOLIO SERVICES INC./SERVICES DE PORTEFEUILLE COUNSEL INC. COUNSEL PORTFOLIO SERVICES INC./SERVICES DE PORTEFEUILLE COUNSEL INC. COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. COVENANT CAPITAL MANAGEMENT INC. 17

18 COVENANT CAPITAL MANAGEMENT INC. COVENANT CAPITAL MANAGEMENT INC. COVINGTON CAPITAL CORPORATION COVINGTON CAPITAL CORPORATION COVINGTON CAPITAL CORPORATION COVISTA CAPITAL CORP. COVISTA CAPITAL CORP. COVISTA CAPITAL CORP. COWAN ASSET MANAGEMENT LIMITED COWAN ASSET MANAGEMENT LIMITED COWAN ASSET MANAGEMENT LIMITED COXSWAIN ROW CAPITAL CORPORATION CQI CAPITAL MANAGEMENT L.P. CQI CAPITAL MANAGEMENT L.P. CQI CAPITAL MANAGEMENT L.P. CQI CAPITAL MANAGEMENT L.P. CRANSON CAPITAL SECURITIES INC. CREDENTIAL ASSET MANAGEMENT INC. CREDENTIAL SECURITIES INC. CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. CRESTRIDGE ASSET MANAGEMENT INC. CRIMSON CAPITAL INC. CRIMSON CAPITAL INC. CROSBIE & COMPANY INC. CROWN CAPITAL PARTNERS INC. CROWN CAPITAL PARTNERS INC. CRUSADER ASSET MANAGEMENT INC. CRUSADER ASSET MANAGEMENT INC. CRYSTAL WEALTH MANAGEMENT SYSTEM LIMITED CRYSTAL WEALTH MANAGEMENT SYSTEM LIMITED CRYSTAL WEALTH MANAGEMENT SYSTEM LIMITED CRYSTAL WEALTH MANAGEMENT SYSTEM LIMITED CTI CAPITAL VALEURS MOBILIERES INC. / CTI CAPITAL SECURITIES INC. CUDA MANAGEMENT CONSULTING INC. CUMBERLAND ASSOCIATES INVESTMENT COUNSEL INC. CUMBERLAND PRIVATE WEALTH MANAGEMENT INC./ CUMBERLAND, GESTION DE PATRIMOINE Futures Commission Merchant 18

19 CUMBERLAND PRIVATE WEALTH MANAGEMENT INC./ CUMBERLAND, GESTION DE PATRIMOINE CYGNUS INVESTMENT PARTNERS LP CYGNUS INVESTMENT PARTNERS LP CYGNUS INVESTMENT PARTNERS LP CYPRESS CAPITAL MANAGEMENT LTD. CYPRESS CAPITAL MANAGEMENT LTD. 19

20 D & A LABRECQUE CAPITAL INC D&D SECURITIES INC./VALEURS MOBILIERES D&D D.W.GOOD INVESTMENT COMPANY LIMITED DAVINCI CAPITAL PARTNERS INC. DAVINCI CAPITAL PARTNERS INC. DAVINCI CAPITAL PARTNERS INC. DAVIS-REA LTD./DAVIS-REA LTEE. DAVIS-REA LTD./DAVIS-REA LTEE. DAVIS-REA LTD./DAVIS-REA LTEE. DE THOMAS FINANCIAL CORP. DE THOMAS FINANCIAL CORP. DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTEE DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTEE DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTEE DELANO CAPITAL CORP. DELBROOK CAPITAL ADVISORS INC. DELBROOK CAPITAL ADVISORS INC. DELBROOK CAPITAL ADVISORS INC. DELOITTE CORPORATE FINANCE INC. / FINANCEMENT CORPORATIF DELOITTE INC. DELPHINA ASSET MANAGEMENT INC. DESAUTELS CAPITAL MANAGEMENT INC./GESTION DE CAPITAUX DESAUTELS INC. DESAUTELS CAPITAL MANAGEMENT INC./GESTION DE CAPITAUX DESAUTELS INC. DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. DESJARDINS GESTION INTERNATIONALE D'ACTIFS INC./DESJARDINS GLOBAL ASSET MANAGEMENT INC. DESJARDINS GESTION INTERNATIONALE D'ACTIFS INC./DESJARDINS GLOBAL ASSET MANAGEMENT INC. DESJARDINS GESTION INTERNATIONALE D'ACTIFS INC./DESJARDINS GLOBAL ASSET MANAGEMENT INC. DESJARDINS GESTION INTERNATIONALE D'ACTIFS INC./DESJARDINS GLOBAL ASSET MANAGEMENT INC. DESJARDINS SECURITE FINANCIERE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. DESJARDINS SECURITE FINANCIERE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. 20

21 DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. DESJARDINS SOCIETE DE PLACEMENT INC. / DESJARDINS INVESTMENTS INC. DEUTSCHE BANK SECURITIES LIMITED/DEUTSCHE BANK VALEURS MOBILIERES LIMITEE DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DI TOMASSO GROUP INCORPORATED DI TOMASSO GROUP INCORPORATED DI TOMASSO GROUP INCORPORATED DI TOMASSO GROUP INCORPORATED DIAM CAPITAL MARKETS INC. DICEMARK CAPITAL MARKETS INC. DIFFERENCE CAPITAL MANAGEMENT INC. DIFFERENCE CAPITAL MANAGEMENT INC. DIFFERENCE CAPITAL MANAGEMENT INC. DIMENSIONAL FUND ADVISORS CANADA ULC DIMENSIONAL FUND ADVISORS CANADA ULC DIMENSIONAL FUND ADVISORS CANADA ULC DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION DIXON MITCHELL INVESTMENT COUNSEL INC. DIXON MITCHELL INVESTMENT COUNSEL INC. DIXON MITCHELL INVESTMENT COUNSEL INC. DOHENY SECURITIES LIMITED DOHERTY & ASSOCIATES LTD. DOHERTY & ASSOCIATES LTD. DONRO FINANCIAL LTD. DONVILLE KENT ASSET MANAGEMENT INC. DONVILLE KENT ASSET MANAGEMENT INC. DONVILLE KENT ASSET MANAGEMENT INC. DORCHESTER WEALTH MANAGEMENT COMPANY DORCHESTER WEALTH MANAGEMENT COMPANY DRADIS CAPITAL MANAGEMENT LIMITED DRADIS CAPITAL MANAGEMENT LIMITED DRADIS CAPITAL MANAGEMENT LIMITED DRIEHAUS CAPITAL MANAGEMENT LLC DUBEAU CAPITAL & CIE LTEE/DUBEAU CAPITAL & CO. LTD DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIES LTEE Futures Commission Merchant Commodity Trading Adviser 21

22 DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIES LTEE DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIES LTEE DUNDEE SECURITIES LTD./VALEURS MOBILIERES DUNDEE LTEE DUROSE ASSET MANAGEMENT INC. DUROSE ASSET MANAGEMENT INC. DUROSE ASSET MANAGEMENT INC. DYNAMIC TREE ASSET MANAGEMENT AG DYNAMIC TREE ASSET MANAGEMENT AG 22

23 EAST COAST FUND MANAGEMENT INC. EAST COAST FUND MANAGEMENT INC. EAST COAST FUND MANAGEMENT INC. EAST COAST FUND MANAGEMENT INC. EAST WEST INVESTMENT MANAGEMENT CORPORATION EAST WEST INVESTMENT MANAGEMENT CORPORATION EAST WEST INVESTMENT MANAGEMENT CORPORATION EAST WEST INVESTMENT MANAGEMENT CORPORATION EDGEHILL PARTNERS EDGEHILL PARTNERS EDGEHILL PARTNERS EDGEPOINT INVESTMENT GROUP INC. / GROUPE DE PLACEMENTS EDGEPOINT EDGEPOINT INVESTMENT GROUP INC. / GROUPE DE PLACEMENTS EDGEPOINT EDGEPOINT INVESTMENT GROUP INC. / GROUPE DE PLACEMENTS EDGEPOINT EDGEPOINT WEALTH MANAGEMENT INC. EDINBURGH PARTNERS LIMITED EDUCATORS FINANCIAL GROUP INC. EDUCATORS FINANCIAL GROUP INC. EDWARD JONES EKATON WEALTH MANAGEMENT INC. ELECTRONIC TRANSACTION CLEARING CANADA, INC. ELM PARK CAPITAL MANAGEMENT, LLC ELM PARK CAPITAL MANAGEMENT, LLC ELM PARK CAPITAL MANAGEMENT, LLC EMD FINANCIAL INC. / LA FINANCIERE EMD INC. EMERGING EQUITIES INC. EMPIRE LIFE INVESTMENTS INC. EMPIRE LIFE INVESTMENTS INC. EMPIRE LIFE INVESTMENTS INC. EMPIRE LIFE INVESTMENTS INC. ENCASA FINANCIAL INC. ENLIGHTENED PRIVATE CAPITAL INC. ENRICHED INVESTING INCORPORATED ENRICHED INVESTING INCORPORATED ENSIGN CAPITAL INC. ENTREPRISES GREG POMPEO INC. ENTRUST FOCUS PARTNERS LP ENTRUST FOCUS PARTNERS LP 23

24 EOSPHOROS ASSET MANAGEMENT INCORPORATED EOSPHOROS ASSET MANAGEMENT INCORPORATED EOSPHOROS ASSET MANAGEMENT INCORPORATED EPIC CAPITAL MANAGEMENT INC. EPIC CAPITAL MANAGEMENT INC. EPIC CAPITAL MANAGEMENT INC. EPOCH INVESTMENT PARTNERS, INC. EPOCH INVESTMENT PARTNERS, INC. EQUIGENESIS CORPORATION EQUILEND CANADA CORP. EQUILIBRIUM CAPITAL MANAGEMENT INC. / GESTION DE CAPITAL EQUILIBRIUM EQUILIBRIUM CAPITAL MANAGEMENT INC. / GESTION DE CAPITAL EQUILIBRIUM EQUILIBRIUM CAPITAL MANAGEMENT INC. / GESTION DE CAPITAL EQUILIBRIUM EQUILIFE INVESTMENT MANAGEMENT INC. EQUILIFE INVESTMENT MANAGEMENT INC. EQUINOX INVESTMENT MANAGEMENT LTD. EQUITY ASSOCIATES INC. EQUITY ASSOCIATES INC. ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC. ETF CAPITAL MANAGEMENT EURO PACIFIC CANADA INC. EVANGELINE SECURITIES LIMITED EVEREST FINANCIAL PLANNING INC. EWING MORRIS & CO. INVESTMENT PARTNERS LTD. EWING MORRIS & CO. INVESTMENT PARTNERS LTD. EWING MORRIS & CO. INVESTMENT PARTNERS LTD. EXCALIBUR CAPITAL MANAGEMENT INC. EXCALIBUR CAPITAL MANAGEMENT INC. EXCEL FUNDS MANAGEMENT INC. EXCEL INVESTMENT COUNSEL INC. EXCEL INVESTMENT COUNSEL INC. EXPONENT INVESTMENT MANAGEMENT INC. 24

25 FADINE SECURITIES INC. FAIRBANK INVESTMENT MANAGEMENT LIMITED. FAIRBANK INVESTMENT MANAGEMENT LIMITED. FAIRCOURT ASSET MANAGEMENT INC. FAIRCOURT ASSET MANAGEMENT INC. FAIRCOURT ASSET MANAGEMENT INC. FALCON ASSET MANAGEMENT INC. FALCON ASSET MANAGEMENT INC. FALCON ASSET MANAGEMENT INC. FEDERAL WAY ASSET MANAGEMENT LP FEDERAL WAY ASSET MANAGEMENT LP FEDERAL WAY ASSET MANAGEMENT LP FEDERATED INVESTORS CANADA ULC FEDERATED INVESTORS CANADA ULC FI CAPITAL LTD. FI CAPITAL LTD. FI CAPITAL LTD. FIAM LLC FIAM LLC FIDELITY (CANADA) ASSET MANAGEMENT ULC FIDELITY (CANADA) ASSET MANAGEMENT ULC FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA FIDUCIARY TRUST COMPANY OF CANADA FIDUCIARY TRUST COMPANY OF CANADA FIELDHOUSE CAPITAL MANAGEMENT INC. FIELDHOUSE CAPITAL MANAGEMENT INC. FIELDHOUSE CAPITAL MANAGEMENT INC. FIELDHOUSE CAPITAL MANAGEMENT INC. FIERA CAPITAL FUNDS INC./FONDS FIERA CAPITAL INC. FINANCIAL DECISIONS INC. FINANCIERE DES PROFESSIONNELS - FONDS D'INVESTISSEMENT INC./PROFESSIONALS' FINANCIAL - MUTUAL FUNDS INC. Futures Commission Merchant 25

26 FINANCIERE DES PROFESSIONNELS GESTION PRIVEE INC. / PROFESSIONALS' FINANCIAL - PRIVATE MANAGEMENT INC. FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC. FIRM CAPITAL SECURITIES CORP. FIRST AFFILIATED SECURITIES INC. FIRST AFFILIATED SECURITIES INC. FIRST ASSET INVESTMENT MANAGEMENT INC. FIRST ASSET INVESTMENT MANAGEMENT INC. FIRST ASSET INVESTMENT MANAGEMENT INC. FIRST ASSET INVESTMENT MANAGEMENT INC. FIRST CANADIAN PROPERTY INVESTMENTS LTD. FIRST RELIANCE ASSET MANAGEMENT INC. FIRST REPUBLIC CAPITAL CORPORATION FIRST RESOURCE CAPITAL CORP. FIRST TRUST ADVISORS L.P. FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL FISGARD ASSET MANAGEMENT CORPORATION FISHER ASSET MANAGEMENT, LLC FIT PRIVATE INVESTMENT COUNSEL INC. FIT PRIVATE INVESTMENT COUNSEL INC. FOCUS ASSET MANAGEMENT LTD. FOCUS ASSET MANAGEMENT LTD. FOREMOST CAPITAL INC. FOREMOST FINANCIAL CORPORATION FORGE FIRST ASSET MANAGEMENT INC. FORGE FIRST ASSET MANAGEMENT INC. FORGE FIRST ASSET MANAGEMENT INC. FORMULA GROWTH LIMITED / FORMULA GROWTH, SOCIETE LIMITEE FORMULA GROWTH LIMITED / FORMULA GROWTH, SOCIETE LIMITEE FORSTAR CAPITAL LIMITED FORSTRONG GLOBAL ASSET MANAGEMENT INC. FOSTER & ASSOCIATES FINANCIAL SERVICES INC./ SERVICES FINANCIERS FOSTER & ASSOCIES FOUNDATION MARKETS INC. FOX COLLINS SECURITIES INC. FOYSTON, GORDON & PAYNE INC. FOYSTON, GORDON & PAYNE INC. FOYSTON, GORDON & PAYNE INC. FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON 26

27 FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON FREEDOM INTERNATIONAL BROKERAGE COMPANY FREETHINK CAPITAL INC. FREETHINK CAPITAL INC. FRIEDBERG ADVISORS LP FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE FRIGATE VENTURES LP FRONT STREET CAPITAL 2004 FRONT STREET CAPITAL 2004 FRONT STREET CAPITAL 2004 FRONTFOUR CAPITAL CORP. FRONTFOUR CAPITAL CORP. FRONTFOUR CAPITAL CORP. FRONTWATER CAPITAL INC. FRONTWATER CAPITAL INC. FRONTWATER CAPITAL INC. FT PORTFOLIOS CANADA CO./SOCIETE DE GESTION DE PORTEFEUILLES FT CANADA FT PORTFOLIOS CANADA CO./SOCIETE DE GESTION DE PORTEFEUILLES FT CANADA FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC. FULCRA ASSET MANAGEMENT INC. FULCRA ASSET MANAGEMENT INC. FULCRA ASSET MANAGEMENT INC. FULL CYCLE ENERGY INVESTMENT MANAGEMENT LIMITED FULL CYCLE ENERGY INVESTMENT MANAGEMENT LIMITED FULL CYCLE ENERGY INVESTMENT MANAGEMENT LIMITED FULL CYCLE ENERGY INVESTMENT MANAGEMENT LIMITED FUNDEX INVESTMENTS INC. FUNDEX INVESTMENTS INC. FUNDS DIRECT CANADA INC. Futures Commission Merchant 27

28 GAIN CAPITAL - FOREX.COM CANADA LTD. GALIBIER CAPITAL MANAGEMENT LTD. GALIBIER CAPITAL MANAGEMENT LTD. GALILEO GLOBAL EQUITY ADVISORS INC. GALILEO GLOBAL EQUITY ADVISORS INC. GALILEO GLOBAL EQUITY ADVISORS INC. GARIBALDI CAPITAL ADVISORS LTD. GE ASSET MANAGEMENT CANADA COMPANY / SOCIETE DE GESTION DE PLACEMENTS GE CANADA GE ASSET MANAGEMENT CANADA COMPANY / SOCIETE DE GESTION DE PLACEMENTS GE CANADA GE ASSET MANAGEMENT CANADA COMPANY / SOCIETE DE GESTION DE PLACEMENTS GE CANADA GE CAPITAL MARKETS (CANADA) LTD./GE MARCHES FINANCIERS (CANADA) LTEE GEMINI ASSET MANAGEMENT INC. GEMINI ASSET MANAGEMENT INC. GEMINI ASSET MANAGEMENT INC. GENERATION CAPITAL MANAGEMENT INC. GENERIC CAPITAL CORPORATION GENFUND MANAGEMENT INC. GENFUND MANAGEMENT INC. GENFUND MANAGEMENT INC. GENOVA PRIVATE MANAGEMENT INC. GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS GEORGIAN CAPITAL PARTNERS CORPORATION GEORGIAN CAPITAL PARTNERS CORPORATION GEORGIAN CAPITAL PARTNERS CORPORATION GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC. GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC. GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC. GESTION D'ACTIFS LESTER INC. / LESTER ASSET MANAGEMENT INC. GESTION D'ACTIFS LESTER INC. / LESTER ASSET MANAGEMENT INC. GESTION D'ACTIFS LESTER INC. / LESTER ASSET MANAGEMENT INC. GESTION D'ACTIFS NOMURA USA INC. / NOMURA ASSET MANAGEMENT U.S.A. INC. GESTION D'ACTIFS SECTORIELS INC. / SECTORAL ASSET MANAGEMENT INC. GESTION D'ACTIFS SECTORIELS INC. / SECTORAL ASSET MANAGEMENT INC. 28

29 GESTION DE CAPITAUX ROTHENBERG INC. / ROTHENBERG CAPITAL MANAGEMENT INC. GESTION DE FONDS O'LEARY, S.E.C. / O'LEARY FUNDS MANAGEMENT LP GESTION DE PLACEMENTS ETERNA INC./ETERNA INVESTMENT MANAGEMENT INC. GESTION DE PLACEMENTS ETERNA INC./ETERNA INVESTMENT MANAGEMENT INC. GESTION DE PLACEMENTS HELENE DION INC./HELENE DION INVESTMENT MANAGEMENT INC. GESTION DE PORTEFEUILLE LANDRY INC. GESTION DE PORTEFEUILLE LANDRY INC. GESTION DE PORTEFEUILLE TRIASIMA INC./TRIASIMA PORTFOLIO MANAGEMENT INC. GESTION DE PORTEFEUILLE TRIASIMA INC./TRIASIMA PORTFOLIO MANAGEMENT INC. GESTION DE PORTEFEUILLE TRIASIMA INC./TRIASIMA PORTFOLIO MANAGEMENT INC. GESTION FERIQUE GESTION FERIQUE GESTION HNB-ANCHOR PLACEMENT INC. / HNB-ANCHOR INVESTMENT MANAGEMENT INC. GESTION PALOS INC. / PALOS MANAGEMENT INC. GESTION PALOS INC. / PALOS MANAGEMENT INC. GESTION PALOS INC. / PALOS MANAGEMENT INC. GESTION PEMBROKE LTEE / PEMBROKE MANAGEMENT LTD. GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC. GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC. GESTION PRIVEE DE PLACEMENT PEMBROKE LTEE/PEMBROKE PRIVATE WEALTH MANAGEMENT LTD. GESTION PRIVEE DE PLACEMENT PEMBROKE LTEE/PEMBROKE PRIVATE WEALTH MANAGEMENT LTD. GF SECURITIES (CANADA) COMPANY LIMITED GFI INVESTMENT COUNSEL LTD. GFI INVESTMENT COUNSEL LTD. GFI INVESTMENT COUNSEL LTD. GILDER GAGNON HOWE & CO. LLC/GILDER HOWE ET CIE GILLFORD CAPITAL INC. GIVERNY CAPITAL INC. GLC ASSET MANAGEMENT GROUP LTD. / GLC GROUPE DE GESTION D'ACTIFS LTEE. GLEN UNION CAPITAL INC. GLEN UNION CAPITAL INC. 29

30 GLEN UNION CAPITAL INC. GLOBAL ALPHA CAPITAL MANAGEMENT LTD. / GESTION D'ACTIFS GLOBAL ALPHA LTEE GLOBAL ALPHA CAPITAL MANAGEMENT LTD. / GESTION D'ACTIFS GLOBAL ALPHA LTEE GLOBAL GROWTH ASSETS INC./LES ACTIFS DE CROISSANCE GLOBAL INC. GLOBAL MAXFIN CAPITAL INC. / MAXFIN CAPITAUX GLOBAL GLOBAL MAXFIN INVESTMENTS INC. / LES INVESTISSEMENTS GLOBAL MAXFIN INC. GLOBAL MAXFIN INVESTMENTS INC. / LES INVESTISSEMENTS GLOBAL MAXFIN INC. GLOBAL MAXFIN INVESTMENTS INC. / LES INVESTISSEMENTS GLOBAL MAXFIN INC. GLOBAL RESP CORPORATION/CORPORATION REEE GLOBAL GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. GLOBAL WEALTH BUILDERS LTD. GLOBAL WEALTH BUILDERS LTD. GLOBEFLEX CAPITAL, LP GLOBEINVEST CAPITAL MANAGEMENT INC. GLOBEVEST CAPITAL LTEE GLOBEVEST CAPITAL LTEE GLOBEVEST CAPITAL LTEE GLUSKIN SHEFF + ASSOCIATES INC. GLUSKIN SHEFF + ASSOCIATES INC. GLUSKIN SHEFF + ASSOCIATES INC. GLUSKIN SHEFF + ASSOCIATES INC. GMG PRIVATE COUNSEL INC./SERVICES-CONSEILS PRIVE GMG INC. GMG PRIVATE COUNSEL INC./SERVICES-CONSEILS PRIVE GMG INC. GMO CANADA LLC / GMO CANADA S.R.L. GMP SECURITIES L.P./ GMP VALEURS MOBILIERES S.E.C. GMP SECURITIES, LLC GOLD INVESTMENT MANAGEMENT LTD. GOLDENWISE CAPITAL MANAGEMENT INC. GOLDENWISE CAPITAL MANAGEMENT INC. GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP GOLDMAN SACHS CANADA INC. Scholarship Plan Dealer Scholarship Plan Dealer Futures Commission Merchant 30

31 GOLDPOINT PARTNERS CANADA GENPAR INC. GOLDSTEIN FINANCIAL INVESTMENTS INC. GOODMAN & COMPANY, INVESTMENT COUNSEL INC. GOODMAN & COMPANY, INVESTMENT COUNSEL INC. GOODMAN & COMPANY, INVESTMENT COUNSEL INC. GOODREID INVESTMENT COUNSEL CORP./CONSEILLERS EN PLACEMENT GOODREID CORP. GOODWOOD INC. GOODWOOD INC. GP WEALTH MANAGEMENT CORPORATION GP WEALTH MANAGEMENT CORPORATION GRACORP CAPITAL ADVISORS LTD. GRAFTON ASSET MANAGEMENT INC. GRAFTON ASSET MANAGEMENT INC. GRANT THORNTON CORPORATE FINANCE INC. GRAYHAWK INVESTMENT STRATEGIES INC. GRAYHAWK INVESTMENT STRATEGIES INC. GRAYHAWK INVESTMENT STRATEGIES INC. GRAYLIE MANAGEMENT LIMITED GREAT PACIFIC MORTGAGE & INVESTMENTS LTD. GREENBANK FINANCIAL INC. GREENCHIP FINANCIAL CORP. GREENCHIP FINANCIAL CORP. GREENCHIP FINANCIAL CORP. GREENLEAF GROUP INC. GREENROCK CAPITAL PARTNERS INC. GREENROCK CAPITAL PARTNERS INC. GREENROCK CAPITAL PARTNERS INC. GREENSKEEPER ASSET MANAGEMENT INC. GREENSKEEPER ASSET MANAGEMENT INC. GREENSKEEPER ASSET MANAGEMENT INC. GREENSKY CAPITAL INC. GREYBROOK SECURITIES INC. GREYPOINT CAPITAL INC. GREYPOINT CAPITAL INC. GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE GROSS SECURITIES CORP. Restricted 31

32 GROUNDLAYER CAPITAL INC. GROUNDLAYER CAPITAL INC. GROUNDLAYER CAPITAL INC. GROUPE CLOUTIER INVESTISSEMENTS INC. GROWTH WORKS CAPITAL LTD. GROWTH WORKS CAPITAL LTD. GROWTH WORKS CAPITAL LTD. GROWTHQUEST CAPITAL INC. GRYPHON CAPITAL CORPORATION/CORPORATION GRYPHON CAPITAL GRYPHON INTERNATIONAL INVESTMENT CORPORATION/CORPORATION PLACEMENT GRYPHON INTERNATIONAL GRYPHON INTERNATIONAL INVESTMENT CORPORATION/CORPORATION PLACEMENT GRYPHON INTERNATIONAL GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC. GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC. GUARDIAN CAPITAL ADVISORS LP GUARDIAN CAPITAL ADVISORS LP GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL GUARDIAN CAPITAL MANAGEMENT LP GUARDIAN CAPITAL MANAGEMENT LP GUARDIAN ETHICAL MANAGEMENT INC. GYRUS INVESTMENT MANAGEMENT INC. Commodity Trading Counsel 32

33 H & H SECURITIES LIMITED HAMBLIN WATSA INVESTMENT COUNSEL LTD. HAMILTON CAPITAL PARTNERS INC. / PARTENAIRES HAMILTON CAPITAL HAMILTON CAPITAL PARTNERS INC. / PARTENAIRES HAMILTON CAPITAL HAMILTON CAPITAL PARTNERS INC. / PARTENAIRES HAMILTON CAPITAL HAMPTON SECURITIES LIMITED HANBURY MANAGEMENT LTD. HANOVER PRIVATE CLIENT CORPORATION / CORPORATION HANOVER CLIENTELE PRIVEE HANSBERGER GROWTH INVESTORS, LP HARBOUREDGE ASSET MANAGEMENT CORPORATION HARBOURFRONT WEALTH MANAGEMENT INC. HARBOURVEST PARTNERS (CANADA) LIMITED HARBOURVEST PARTNERS (CANADA) LIMITED HARRINGTON MACMILLAN FUND MANAGEMENT LIMITED HARRINGTON MACMILLAN FUND MANAGEMENT LIMITED HARRINGTON MACMILLAN FUND MANAGEMENT LIMITED HARRIS, BOLDUC & ASSOCIES INC./HARRIS BOLDUC & ASSOCIATES INC. HARVEST PORTFOLIOS GROUP INC. HARVEST PORTFOLIOS GROUP INC. HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. HEADSAIL WEALTH MANAGEMENT INCORPORATED HEATHBRIDGE CAPITAL MANAGEMENT LTD. HEATHBRIDGE CAPITAL MANAGEMENT LTD. HEATHBRIDGE CAPITAL MANAGEMENT LTD. HEMISPHERE CAPITAL MANAGEMENT INC. HEMISPHERE CAPITAL MANAGEMENT INC. HENLEY CAPITAL CORPORATION HENLEY CAPITAL CORPORATION HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. HEXAVEST INC. HEXAVEST INC. HEXAVEST INC. HEXAVEST INC. HGC INVESTMENT MANAGEMENT INC. Scholarship Plan Dealer 33

34 HGC INVESTMENT MANAGEMENT INC. HGC INVESTMENT MANAGEMENT INC. HIGGINS INVESTMENT GROUP INC. HIGGINS INVESTMENT GROUP INC. HIGGINS INVESTMENT GROUP INC. HIGH ROCK CAPITAL MANAGEMENT INC. HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET HIGHVIEW ASSET MANAGEMENT LTD. HIGHWATER CAPITAL MANAGEMENT CORP. HIGHWATER CAPITAL MANAGEMENT CORP. HIGHWATER CAPITAL MANAGEMENT CORP. HIGHWATER CAPITAL MANAGEMENT CORP. HILLSDALE INVESTMENT MANAGEMENT INC. HILLSDALE INVESTMENT MANAGEMENT INC. HILLSDALE INVESTMENT MANAGEMENT INC. HL EMD LLC HMW CAPITAL INC. HNW MANAGEMENT INC. / MANAGEMENT HNW HOISINGTON INVESTMENT MANAGEMENT COMPANY HOLLISWEALTH ADVISORY SERVICES INC. / SERVICES FINANCIERS PATRIMOINE HOLLIS INC. HOLLISWEALTH ADVISORY SERVICES INC. / SERVICES FINANCIERS PATRIMOINE HOLLIS INC. HORIZON 360 ET ASSOCIES INC. HORIZONONE ASSET MANAGEMENT INC. HORIZONONE ASSET MANAGEMENT INC. HORIZONONE ASSET MANAGEMENT INC. HORIZONS ETFS MANAGEMENT (CANADA) INC. HORIZONS ETFS MANAGEMENT (CANADA) INC. HORIZONS ETFS MANAGEMENT (CANADA) INC. HORIZONS ETFS MANAGEMENT (CANADA) INC. HORIZONS ETFS MANAGEMENT (CANADA) INC. HOTTINGER ASSET MANAGEMENT CANADA INC. HOTTINGER ASSET MANAGEMENT CANADA INC. HOWARD, BARCLAY & ASSOCIATES LTD. Restricted Commodity Trading Adviser 34

35 HOWELL INVESTMENT MANAGEMENT INC. HR STRATEGIES INC. HR STRATEGIES INC. HR STRATEGIES INC. HR STRATEGIES INC. HRS LIQUID STRATEGIES LP HRS LIQUID STRATEGIES LP HRS LIQUID STRATEGIES LP HRS LIQUID STRATEGIES LP HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITEE HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITEE HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITEE HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. HSBC PRIVATE WEALTH SERVICES (CANADA) INC./ SERVICES DE GESTION PRIVEE DE PATRIMOINE HSBC (CANADA) INC. HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. HUB CAPITAL INC. / CAPITAL HUB INC. HUB CAPITAL INC. / CAPITAL HUB INC. HUGHESLITTLE INVESTMENT MANAGEMENT LTD. HUGHESLITTLE INVESTMENT MANAGEMENT LTD. HUGHESLITTLE INVESTMENT MANAGEMENT LTD. HYMAS INVESTMENT MANAGEMENT INC. HYMAS INVESTMENT MANAGEMENT INC. HYMAS INVESTMENT MANAGEMENT INC. 35

36 I.A. MICHAEL INVESTMENT COUNSEL LTD. I.A. MICHAEL INVESTMENT COUNSEL LTD. I.A. MICHAEL INVESTMENT COUNSEL LTD. I.G. INVESTMENT MANAGEMENT, LTD. / SOCIETE DE GESTION D'INVESTISSEMENT, I.G. LTEE I.G. INVESTMENT MANAGEMENT, LTD. / SOCIETE DE GESTION D'INVESTISSEMENT, I.G. LTEE IBK CAPITAL CORP. IBV CAPITAL LTD. IBV CAPITAL LTD. IBV CAPITAL LTD. ICECAP ASSET MANAGEMENT LIMITED IFICI INC. IFM INVESTORS (US) ADVISOR, LLC IFM INVESTORS (US) ADVISOR, LLC IGAN PARTNERS INC. IMC LIMITED PARTNERSHIP IMC LIMITED PARTNERSHIP IMC LIMITED PARTNERSHIP INDEPENDENT ACCOUNTANTS' INVESTMENT COUNSEL INC. INDEPENDENT TRADING GROUP (ITG) INC. INDEX WEALTH MANAGEMENT INC. INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. INDUSTRIELLE ALLIANCE VALEURS MOBILIERES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. INFLECTION MANAGEMENT INC. INFLECTION MANAGEMENT INC. INFOR FINANCIAL INC. INFOR FINANCIAL INC. INNERKIP CAPITAL MANAGEMENT INC. INNERKIP CAPITAL MANAGEMENT INC. INNERKIP CAPITAL MANAGEMENT INC. INNOCAP INVESTMENT MANAGEMENT INC./GESTION DE PLACEMENTS INNOCAP INC. INNOCAP INVESTMENT MANAGEMENT INC./GESTION DE PLACEMENTS INNOCAP INC. Commodity Trading Counsel 36

37 INNOCAP INVESTMENT MANAGEMENT INC./GESTION DE PLACEMENTS INNOCAP INC. INNOCAP INVESTMENT MANAGEMENT INC./GESTION DE PLACEMENTS INNOCAP INC. INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED INSTINET CANADA CROSS LIMITED INSTINET CANADA LIMITED INTACT INVESTMENT MANAGEMENT INC./INTACT GESTION DE PLACEMENTS INC. INTACT INVESTMENT MANAGEMENT INC./INTACT GESTION DE PLACEMENTS INC. INTACT INVESTMENT MANAGEMENT INC./INTACT GESTION DE PLACEMENTS INC. INTEGRA CAPITAL LIMITED INTEGRA CAPITAL LIMITED INTEGRA CAPITAL LIMITED INTEGRA CAPITAL LIMITED INTEGRAL WEALTH SECURITIES LIMITED INTEGRATED MANAGED FUTURES CORP. INTEGRATED MANAGED FUTURES CORP. INTEGRATED-EQUITIES INC. INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. INTERNATIONAL CAPITAL MANAGEMENT INC. INTERNATIONAL CAPITAL MANAGEMENT INC. INTERWARD ASSET MANAGEMENT LTD. INTERWARD ASSET MANAGEMENT LTD. INTERWARD ASSET MANAGEMENT LTD. INTRODUCTION CAPITAL INC. INTRYNSYC CAPITAL CORPORATION INUKSHUK CAPITAL MANAGEMENT INC. INUKSHUK CAPITAL MANAGEMENT INC. INUKSHUK CAPITAL MANAGEMENT INC. INVERLOCHY CAPITAL LTD. INVESCAP SARL INVESCO CANADA LTD./INVESCO CANADA LTEE INVESCO CANADA LTD./INVESCO CANADA LTEE INVESCO CANADA LTD./INVESCO CANADA LTEE INVESCO CANADA LTD./INVESCO CANADA LTEE INVESCO CANADA LTD./INVESCO CANADA LTEE Commodity Trading Counsel Futures Commission Merchant 37

38 INVESTAR INVESTMENT LTD. INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. INVESTISSEMENTS EXCEL INC. INVESTMENT STRATEGIES INC. INVESTMENT STRATEGIES INC. INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. INVICO CAPITAL CORPORATION INVICO CAPITAL CORPORATION INVISOR INVESTMENT MANAGEMENT INC. IPC INVESTMENT CORPORATION IPC INVESTMENT CORPORATION IPC SECURITIES CORPORATION / IPC VALEURS MOBILIERES IPSOL CAPITAL INC. IPSOL CAPITAL INC. IPSOL CAPITAL INC. IPSOL CAPITAL INC. IRIS ASSET MANAGEMENT LTD. ITG CANADA CORP. ITG CANADA CORP. Futures Commission Merchant 38

39 J. PRIEST INVESTMENT MANAGEMENT INC. J. PRIEST INVESTMENT MANAGEMENT INC. J. PRIEST INVESTMENT MANAGEMENT INC. J. ZECHNER ASSOCIATES INC. J. ZECHNER ASSOCIATES INC. J. ZECHNER ASSOCIATES INC. J.C. HOOD INVESTMENT COUNSEL INC. J.P. MORGAN SECURITIES CANADA INC. / J.P. MORGAN VALEURS MOBILIERES CANADA INC. JACOB SECURITIES INC. JANUS CAPITAL MANAGEMENT LLC JANUS CAPITAL MANAGEMENT LLC JAPA INTERNATIONAL LIMITED JARISLOWSKY, FRASER LIMITEE / JARISLOWSKY, FRASER LIMITED JARISLOWSKY, FRASER LIMITEE / JARISLOWSKY, FRASER LIMITED JC CLARK INC. JC CLARK LTD. / JC CLARK LTEE JC CLARK LTD. / JC CLARK LTEE JCM VENTURE CAPITAL LTD. JDM INVESTMENT PARTNERS LTD. JDM INVESTMENT PARTNERS LTD. JDM INVESTMENT PARTNERS LTD. JITNEYTRADE INC. JITNEYTRADE INC. JM FUND MANAGEMENT INC. JM FUND MANAGEMENT INC. JM FUND MANAGEMENT INC. JOG CAPITAL CORP. JOG CAPITAL CORP. JOMISC INVESTMENTS INC. JONES COLLOMBIN INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS JONES COLLOMBIN INC. JONES COLLOMBIN INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS JONES COLLOMBIN INC. JONES COLLOMBIN INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS JONES COLLOMBIN INC. JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE JONESTRADING CANADA INC./COURTAGE JONES CANADA INC. JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. Futures Commission Merchant 39

40 JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. JVAR CAPITAL LIMITED JVAR CAPITAL LIMITED JVK LIFE & WEALTH ADVISORY GROUP INC./JVK LIFE & WEALTH ADVISORY GROUP JVK LIFE & WEALTH ADVISORY GROUP INC./JVK LIFE & WEALTH ADVISORY GROUP 40

41 K.J. HARRISON & PARTNERS INC K.J. HARRISON & PARTNERS INC K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. KAIOG CAPITAL PARTNERS INC. KAIOG CAPITAL PARTNERS INC. KAIOG CAPITAL PARTNERS INC. KASSIRER ASSET MANAGEMENT CORPORATION KASSIRER ASSET MANAGEMENT CORPORATION KASSIRER ASSET MANAGEMENT CORPORATION KEATSCONNELLY ULC KEIRA CAPITAL PARTNERS INC. KENSINGTON CAPITAL ADVISORS INC. KENSINGTON CAPITAL ADVISORS INC. KENSINGTON CAPITAL ADVISORS INC. KERNAGHAN & PARTNERS LTD. KERNAGHAN & PARTNERS LTD. KES 7 CAPITAL INC. KEYBASE FINANCIAL GROUP INC. KEYBASE FINANCIAL GROUP INC. KFL CAPITAL MANAGEMENT LTD. KFL CAPITAL MANAGEMENT LTD. KFL CAPITAL MANAGEMENT LTD. KFL CAPITAL MANAGEMENT LTD. KILBURN OGILVIE WAYMANN INVESTMENT MANAGEMENT LTD. KILGOUR WILLIAMS CAPITAL INCORPORATED KILGOUR WILLIAMS CAPITAL INCORPORATED KILGOUR WILLIAMS CAPITAL INCORPORATED KIMELMAN & BAIRD, LLC KINDIGO CAPITAL LTD. KINDLE CAPITAL MANAGEMENT INC. KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC. KINGWEST & COMPANY / LA SOCIETE KINGWEST ET COMPAGNIE KINGWEST & COMPANY / LA SOCIETE KINGWEST ET COMPAGNIE KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC. Futures Commission Merchant Restricted Scholarship Plan Dealer 41