Superintendent's List for Life Income Funds (LIF)

Transcription

1 Page 1 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Investors Group Investors Group Investors Group Financial Services Inc. Retirement Income Fund NBF London Life Insurance Company London Life Insurance Company Retirement Income Fund NBF CIBC Trust Corporation CIBC World Markets Inc. CIBC Wood Gundy Self-Directed Retirement Income Fund NBF The Bank of Nova Scotia Trust Company (Scotiatrust) Bank of Nova Scotia and Scotia Securities Inc. Scotia Life Income Fund NBF The Canada Life Assurance Company The Canada Life Assurance Company Guaranteed Interest Investment Accounts NBF The Canada Life Assurance Company The Canada Life Assurance Company Segregated Funds Investment Accounts NBF Desjardins Financial Security Desjardins Financial Security Life Income Fund RIF 0616 RIF 0236 RIF 0213 RIF 0706 RIF 0723 RIF 0273 RIF 0787

2 Page 2 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF BMO Trust Company BMO Nesbitt Burns Inc. BMO Nesbitt Burns Inc. Retirement Income Fund NBF0026 RBC Dominion Securities Inc. RBC Dominion Securities Inc. Retirement Income Fund NBF League Savings & Mortgage Company League Savings & Mortgage Company League Savings & Mortgage Retirement Income Fund NBF Transamerica Life Canada Transamerica Life Canada Transamerica Investment Portfolio - GROWSafe 2 NBF BMO Trust Company The Bank of Montreal BMO Retirement Income Fund NBF The Bank of Nova Scotia Trust Company (Scotiatrust) Scotia Capital Inc. Scotia Self-Directed Life Income Fund NBF Desjardins Trust Inc. Acadia Investments Inc. Acadia Investment Fund LIF RIF 0089 RIF 1039 RIF 0210 RIF 1002 RIF 0076 RIF 0883 RIF 0888

3 Page 3 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0052 MD Management Ltd. Canadian Medical Association Life Income Fund NBF0053 TD Waterhouse (Canada) Inc. TD Waterhouse Self-Directed RIF NBF0061 TheToronto-Dominion Bank TD Flexi Retirement Income Fund NBF0065 The Royal Trust Company Royal Bank of Canada NBF0066 CI Investments Inc. CI Investments Life Income Fund NBF Central 1 Credit Union Central 1 Credit Union B.C. Central Retirement Income Fund NBF0073 RBC Direct Investing Inc. RBC Direct Investing Inc. Retirement Income Fund RIF 0126 RIF 0644 RIF 0636 RIF 0030 RIF 0718 RIF 0199 RIF 0731

4 Page 4 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0074 The Royal Trust Company Royal Trust Personal Trust Services Retirement Income Fund NBF CIBC Trust Corporation CIBC Investor Services Inc. CIBC Investor Services Inc. Self-Directed Retirement Income Fund NBF The Great-West Life Assurance Company The Great-West Life Assurance Company Flexible Income Fund NBF0077 TD Waterhouse Private Investment Counsel Inc. TD Waterhouse Private Investment Counsel Retirement Income Fund NBF B2B Trustco B2B Trustco B2B Bank Securities Services Inc. Retirement Income Fund NBF0088 Fidelity Investments Canada ULC Fidelity Investments Canada Retirement Income Fund NBF CIBC Trust Corporation CIBC Trust Corporation CIBC Trust Self-Directed Retirement Income Fund RIF 0047 RIF 0186 RIF 0177 RIF 0667 RIF 1003 RIF 0997 RIF 0112

5 Page 5 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF The Equitable Life Insurance Company of Canada The Equitable Life Insurance Company of Canada Life Income Fund NBF0110 Worldsource Financial Management Inc. Worldsource Financial Management Inc. Self-Directed RIF NBF B2B Trustco Mackenzie Financial Corporation Mackenzie Retirement Income Fund NBF CIBC Trust Corporation CIBC SI/ISI CIBC Personal Portfolio Services Retirement Income Fund NBF Transamerica Life Canada Transamerica Life Canada CI Guaranteed Investment Funds NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Maritime Life Synchrony Funds LIF NBF The Great-West Life Assurance Company Investors Group Flexible Income Fund Investors Group Series RIF 0208 RIF 0814 RIF 0219 RIF 0897 RIF 1166 RIF 1159 RIF 1165

6 Page 6 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0192 CI Investments Inc. CI Investments Insight Program Retirement Income Fund NBF The Canada Life Assurance Company The Canada Life Assurance Company Canada Life Generations NBF0201 Fiera Capital Corporation Fiera Capital Corporation Retirement Income Fund NBF CIBC Mellon Trust Company CIBC Mellon Trust Company CIBC Mellon - General Retirement Income Fund NBF The Canada Life Assurance Company The Canada Life Assurance Company Variable Investment Policy Group Retirement Income Fund NBF Transamerica Life Canada Transamerica Life Canada TD Guaranteed Investment Funds II NBF HSBC Trust Company (Canada) HSBC Securities (Canada) Inc. HSBC InvestDirect Self-Directed Life Income Fund RIF 1164 RIF 1140 RIF 0891 RIF 1208 RIF 1138 RIF 1215 RIF 0861

7 Page 7 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF HSBC Trust Company (Canada) National Bank Financial Inc. National Bank Financial Inc. Self-Directed Life Income Fund NBF Sun Life Assurance Company of Canada Sun Life Assurance Company of Canada Sun Life of Canada Group RIF NBF The Empire Life Insurance Company The Empire Life Insurance Company Elite Investment Program NBF The Empire Life Insurance Company The Empire Life Insurance Company Elite XL Investment Program NBF Standard Life Trust Company Standard Life Trust Company Standard Life Mutual Funds Ltd. NBF0223 Tricycle Asset Management Corp. Tricycle Capital Corporation Self-Directed Retirement Income Fund NBF0224 Assante Capital Management Ltd. Assante Capital Management Ltd. Retirement Income Fund RIF 0593 RIF 1216 RIF 1149 RIF 1077 RIF 1148 RIF 1248 RIF 1238

8 Page 8 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0225 Assante Financial Management Ltd. Assante Financial Management Ltd. Retirment Income Fund NBF Transamerica Life Canada Transamerica Life Canada Transamerica Investment Portfolio - GROWSafe 3 NBF BMO Trust Company BMO Trust Company The Trust Company of Bank of Montreal Retirement Income Fund NBF The Standard Life Assurance Company of Canada (Standard Life Canada) The Standard Life Assurance Company of Canada (Standard Life Canada) Group Life Income Fund - Standard Life Canada NBF Canadian Western Trust Canadian Western Trust Canadian Western Trust Self-Directed Retirement Income Fund NBF0242 The Royal Trust Company Burgundy Asset Management Retirement Income Fund NBF Canadian Western Trust Canadian Western Trust Canadian Western Trust Guaranteed Retirement Income Fund RIF 1239 RIF 1258 RIF 1028 RIF 1251 RIF 0214 RIF 1070 RIF 0215

9 Page 9 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0244 The Royal Trust Company MD Private Trust Company Retirement Income Fund NBF The Royal Trust Corporation of Canada The Royal Trust Corporation of Canada Royal Trust Personal Trust Services Retirement Income Fund NBF The Standard Life Assurance Company of Canada The Standard Life Assurance Company of Canada Ideal Segregated Funds Contract - LIF NBF0249 Franklin Templeton Investments Corp. Franklin Templeton Investments Corp. Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) Caldwell Securities Ltd. Caldwell Securities Ltd. Retirement Income Fund NBF0261 TD Asset Management Inc. TD Mutual Funds Retirement Income Fund NBF0263 The Royal Trust Company Invesco Retirement Income Fund RIF 1265 RIF 0046 RIF 1270 RIF 0162 RIF 0525 RIF 1271 RIF 0174

10 Page 10 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0265 The Royal Trust Company Marquest Investment Counsel Inc. Retirement Income Fund NBF The Bank of Nova Scotia Trust Company (Scotiatrust) Scotia Private Client Group Scotia Retirement Income Fund NBF Computershare Trust Company of Canada Canaccord Genuity Corp. Canaccord Genuity Corp. Self-Directed Retirement Income Fund NBF Computershare Trust Company of Canada Union Securities Ltd. Union Securities Ltd. Retirement Income Fund NBF0275 AEGON Fund Management imaxx Retirement Income Fund NBF0277 Manulife Asset Management Limited Manulife Mutual Funds Retirement Income Fund NBF0278 Manulife Securities Incorporated Manulife Securities Incorporated Self-Directed RIF RIF 1206 RIF 1272 RIF 0543 RIF 1048 RIF 1288 RIF 0165 RIF 0982

11 Page 11 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0279 Manulife Securities Investment Services Inc. Manulife Securities Investment Services Inc. Self-Directed RIF NBF Computershare Trust Company of Canada (Toronto) Macquarie Private Wealth Inc. Macquarie Private Wealth Inc. Self-Directed Retirement Income Fund NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Manulife Guaranteed Interest Contract RIF NBF Computershare Trust Company of Canada (Toronto) Sprott Private Wealth L.P. Sprott Private Wealth L.P. Self-Directed Retirement Income Fund NBF Desjardins Trust Inc. Desjardins Trust Inc. Desjardins Securities Inc. Self-Directed RIF NBF0294 TD Waterhouse al Services TD Waterhouse al Services Self-Directed Retirement Income Fund NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Maritime Life Elite Portfolio (MLEP) Life Income Fund RIF 0995 RIF 1289 RIF 1291 RIF 1301 RIF 0694 RIF 0931 RIF 1316

12 Page 12 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0296 BluMont Capital Corporation BluMont Capital Corporation Retirement Income Fund NBF BMO Trust Company Guardian Group of Funds Ltd. Guardian Group of Funds Ltd. Self-Directed Retirement Income Fund NBF BMO Trust Company BMO Investorline BMO Investorline Retirement Income Fund NBF Sun Life Assurance Company of Canada Sun Life Assurance Company of Canada SunSpectrum Interest Account RIF NBF CIBC Trust Corporation CIBC Asset Management Inc. Renaissance Investments Retirement Income Fund NBF Transamerica Life Canada Transamerica Life Canada Transamerica Investment Portfolio II - imaxx GIF NBF Natcan Trust Company National Bank Direct age Inc. National Bank Direct age Inc. Retirement Income Fund RIF 1064 RIF 0062 RIF 0432 RIF 1320 RIF 0378 RIF 1319 RIF 0632

13 Page 13 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0308 The Royal Trust Company RBC Asset Management Inc. Retirement Income Fund NBF Natcan Trust Company NBCN Inc. Natcan Trust Company Self-Directed Retirement Income Fund NBF0313 The Royal Trust Company Highstreet Asset Management Retirement Income Fund NBF0316 TD Waterhouse Private Trust TD Waterhouse Private Trust Retirement Income Fund NBF0317 The Royal Trust Company SEI Investments Canada Company Retirement Income Fund NBF Canadian Western Trust Qtrade Asset Management Inc. Qtrade Asset Management Inc. Self-Directed Retirement Income Fund NBF Canadian Western Trust Qtrade Investor Inc. Qtrade Investor Inc. Self-Directed Retirement Income Fund RIF 1330 RIF 0568 RIF 1160 RIF 1351 RIF 1163 RIF 1353 RIF 1253

14 Page 14 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Desjardins Trust Inc. Acadia Financial Services Inc. Acadia Financial Services LIF NBF Industrial Alliance Insurance and Financial Services Inc. Industrial Alliance Insurance and Financial Services Inc. Industrial Alliance Insurance and Financial Services Inc. Group RIF NBF Natcan Trust Company National Bank Securities Inc. National Bank Securities Inc. Funds NBF HSBC Trust Company (Canada) HSBC Trust Company (Canada) HSBC Trust Company (Canada) Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) GMP Securities L.P. GMP Securities L.P. Self-Directed Retirement Income Fund NBF Natcan Trust Company National Bank Trust Inc. Private Investment Management Life Income Fund NBF Concentra Financial Services Association Concentra Financial Services Association Concentra Financial Retirement Income Fund RIF 1357 RIF 1312 RIF 1331 RIF 1155 RIF 1284 RIF 0549 RIF 0003

15 Page 15 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Concentra Trust Credit Unions Credit Union Deposit Program Retirement Income Fund NBF Concentra Trust Credit Unions Credit Union Retirement Income Fund NBF Concentra Trust Credential Asset Management Inc. Credential Asset Management Multiple Fund Retirement Income Fund NBF Concentra Trust Atlantic Baptist Foundation Atlantic Baptist Foundation Retirement Income Fund NBF Concentra Trust Concentra Financial Services Association Concentra Financial Self-Directed Retirement Income Fund NBF Sun Life Assurance Company of Canada Sun Life Assurance Company of Canada Canadian Dental Association Group RIF NBF Industrial Alliance Trust Inc. (IAT) Industrial Alliance Securities Inc. Industrial Alliance Securities Inc. Life Income Fund RIF 0009 RIF 0988 RIF 1171 RIF 1371 RIF 0380 RIF 1318 RIF 0843

16 Page 16 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce CIBC LIF NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Manulife Financial Group Retirement Income Fund NBF0354 The Royal Trust Company Mackie Research Capital Corporation Retirement Income Fund NBF Industrial Alliance Trust Inc. (IAT) IA Clarington Investments Inc. IA Clarington Investments Inc. Life Income Fund NBF Co-operators Life Insurance Company Co-operators Life Insurance Company Versatile Portfolios NBF B2B Trustco B2B Trustco B2B Bank Financial Services Inc. Retirement Income Fund NBF Desjardins Trust Inc. Desjardins Trust Inc. Letko Brosseau Inc. RIF RIF 0025 RIF 1383 RIF 0563 RIF 1392 RIF 1396 RIF 0594 RIF 1386

17 Page 17 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0362 Value Partners Investments Inc. Value Partners Investments Inc. Retirement Income Fund NBF Desjardins Financial Security Life Assurance Company Desjardins Financial Security Life Assurance Company Group Life Income Fund NBF Desjardins Trust Inc. Desjardins Financial Security Life Assurance Company Desjardins Security Life Assurance Company Group Life Income Fund NBF LBC Trust LBC Trust Laurentian Bank of Canada Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) Penson Financial Services Canada Inc. Penson Financial Services Canada Inc. Retirement Income Fund NBF State Street Trust Company Canada Sentry Select Capital Corp. Sentry Select Retirement Income Fund NBF The Standard Life Assurance Company of Canada The Standard Life Assurance Company of Canada Ideal Term Fund Policy - LIF RIF 1394 RIF 1412 RIF 1409 RIF 0158 RIF 1329 RIF 1126 RIF 0151

18 Page 18 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF The Equitable Life Insurance Company of Canada The Equitable Life Insurance Company of Canada Pivotal Solutions Retirement Income Fund NBF RBC Life Insurance Company RBC Life Insurance Company RBC Guaranteed Investment Funds NBF Sun Life Assurance Company of Canada Sun Life Assurance Company of Canada Sun Life Income Master RIF NBF The Empire Life Insurance Company The Empire Life Insurance Company Empire Funds Segregated Funds NBF B2B Trustco B2B Trustco Counsel Portfolio Services Inc. Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) Questrade Inc. Questrade Inc. Self-Directed Retirement Income Fund NBF The Equitable Life Insurance Company of Canada The Equitable Life Insurance Company of Canada Pivotal Solutions II Retirement Savings Plan RIF 1399 RIF 1408 RIF 1435 RIF 1424 RIF 1186 RIF 1447 RIF 1442

19 Page 19 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Computershare Trust Company of Canada Credential Securities Inc. Credential Securities Inc. Self-Directed Retirement Income Fund NBF Desjardins Trust Inc. Desjardins Financial Security Investments Inc. Desjardins Financial Security Investment Inc. RIF NBF Assumption Mutual Life Insurance Company Assumption Mutual Life Insurance Company Assumption Life life income fund NBF Sun Life Assurance Company of Canada CI Investments Inc. SunWise Elite RIF NBF Natcan Trust Company National Bank Financial Ltd. National Bank Financial Ltd. Self-Directed Retirement Income Fund NBF Natcan Trust Company National Bank Financial Inc. National Bank Financial Inc. Self-Directed Retirement Income Fund NBF0392 RBC Investor Services Trust RBC Investor Services Trust Retirement Income Fund RIF 1449 RIF 1448 RIF 0419 RIF 1398 RIF 0552 RIF 0131 RIF 1389

20 Page 20 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Desjardins Trust Inc. Desjardins Trust Inc. Caisse / Credit Unions RIF NBF Computershare Trust Company of Canada (Toronto) Stone & Co. Limited Stone & Co. Limited Self-Directed Retirement Income Fund NBF Desjardins Trust Inc. Desjardins Trust Inc. Desjardins Funds and Guaranteed Investment RIF NBF Desjardins Trust Inc. Desjardins Trust Inc. Self-Managed RIF NBF B2B Trustco Quadrus Investment Services Ltd. Quadrus Retirement Income Fund NBF Desjardins Trust Inc. SFL Investments SFL Investments RIF NBF0402 Global Maxfin Investments Inc. Global Maxfin Investments Inc. Retirement Income Fund RIF 1459 RIF 1464 RIF 0338 RIF 0132 RIF 0305 RIF 1465 RIF 1452

21 Page 21 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Co-operators Life Insurance Company Co-operators Life Insurance Company Group Retirement Income Plans NBF Desjardins Financial Security Desjardins Financial Security Desjardins Financial Security Guaranteed Investment Funds Plan - Helios RIF NBF Concentra Trust JovFinancial Solutions Inc. JovFunds Self-Directed Retirement Income Fund NBF State Street Trust Company Canada Russell Investments Canada Ltd. Russell Investments Retirement Income Fund NBF0410 Brigata Capital Management Inc. Brigata Capital Management Inc. Retirement Income Fund NBF0412 Wave Cycle Mutual Funds Ltd. Wave Cycle Mutual Funds Ltd. Retirement Income Fund NBF0413 MGI Financial Inc. MGI Financial Self-Directed Retirement Income Fund RIF 1454 RIF 1468 RIF 1298 RIF 1478 RIF 1480 RIF 1484 RIF 0727

22 Page 22 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF SSQ, Life Insurance Company Inc. SSQ, Life Insurance Company Inc. SSQ Retirement Income Fund NBF Concentra Trust Northwest & Ethical Investments L.P. Northwest & Ethical Investments L.P. Retirement Income Fund NBF Industrial Alliance Trust Inc. (IAT) Investia Financial Services Inc. Investia Financial Services Inc. Life Income Fund NBF Computershare Trust Company of Canada (Toronto) Edward Jones Edward Jones Self-Directed Retirement Income Fund NBF SSQ, Life Insurance Company Inc. SSQ, Life Insurance Company Inc. SSQ Retirement Income Fund NBF London Life Insurance Company London Life Insurance Company London Life Segregated Funds RIF NBF The Canada Life Assurance Company The Canada Life Assurance Company Canada Life Segregated Funds RIF RIF 0136 RIF 1503 RIF 1470 RIF 1511 RIF 1496 RIF 1525 RIF 1524

23 Page 23 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF The Great-West Life Assurance Company The Great-West Life Assurance Company Great-West Life Segregated Funds RIF NBF Canadian Western Trust Odlum Brown Limited Odlum Brown Limited Self-Directed Retirement Income Fund NBF Canadian Western Trust ATB Securities Inc. ATB Securities Inc. Self-Directed RIF NBF Canadian Western Trust Raymond James Ltd. Raymond James Ltd. Self-Directed Retirement Income Fund NBF Transamerica Life Canada Transamerica Life Canada Transamerica Guaranteed Investment Funds (TGIF) NBF Transamerica Life Canada Transamerica Life Canada Transpac NBF The Great-West Life Assurance Company The Great-West Life Assurance Company Great-West Life Segregated Fund Investors Group Series RIF RIF 1507 RIF 0201 RIF 1322 RIF 1516 RIF 1520 RIF 1522 RIF 1523

24 Page 24 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF0430 Fidelity Clearing Canada ULC Fidelity Clearing Canada ULC Group Retirement Income Fund NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Manulife Guaranteed Investment Funds Select (GIF Select) NBF0432 Louisbourg Investments Inc. Louisbourg Investments Inc. Retirement Income Fund NBF0433 Montrusco Bolton Investments Inc. Montrusco Bolton Investments Inc. Retirement Income Fund NBF Sun Life Financial Trust Inc. Sun Life Assurance Company of Canada Sun Life Financial Trust Inc. Group RIF NBF0435 Phillips, Hager & North Investment Management Ltd. Phillips, Hager & North Investment Management Ltd. Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) Sprott Asset Management Inc. Sprott Asset Management L.P. Retirement Income Fund RIF 1512 RIF 1517 RIF 1519 RIF 1201 RIF 1497 RIF 1536 RIF 1533

25 Page 25 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF LBC Trust Return on Innovation Management Inc. Return on Innovation Fund Inc. Retirement Income Fund NBF0438 RBC Phillips, Hager & North Investment Counsel Inc. RBC Phillips, Hager & North Investment Counsel Inc. Retirement Income Fund NBF Concentra Trust ING Direct Funds Limited ING Direct Funds Limited Self-Directed Retirement Income Fund NBF Sun Life Assurance Company of Canada CI Investments Inc. SunWise Essential Series Retirement Income Fund NBF0441 Sun Life Global Investments (Canada) Inc. Sun Life Global Investments (Canada) Inc. Retirement Income Fund NBF0442 MacDougall, MacDougall & MacTier Inc. MacDougall, MacDougall & MacTier Inc. Retirement Income Fund NBF0443 Partners in Planning Financial Services Ltd. PIP Self-Directed Retirement Income Fund RIF 1419 RIF 1486 RIF 1203 RIF 1541 RIF 1543 RIF 0544 RIF 1527

26 Page 26 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Manulife PensionBuilder Retirement Income Fund NBF Concentra Trust Sterling Mutuals Inc. Sterling Mutuals Inc. Self-Directed Retirement Income Fund NBF Industrial Alliance Trust Inc. (IAT) FundEX Investments Inc. FundEX Investments Inc. Retirement Income Fund NBF0447 I.A. Michael Investment Counsel Ltd. I.A. Michael Investment Counsel Ltd. Retirement Income Fund NBF0448 Gluskin Sheff & Associates Inc. Gluskin Sheff & Associates Inc. Retirement Income Fund NBF Industrial Alliance Insurance and Financial Services Inc. Industrial Alliance Insurance and Financial Services Inc. IAG Savings and Retirement Plan NBF Industrial Alliance Pacific Insurance and Financial Services Industrial Alliance Pacific Insurance and Financial Services IAG Savings and Retirement Plan RIF 1556 RIF 1249 RIF 1549 RIF 1207 RIF 1074 RIF 1553 RIF 1552

27 Page 27 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF London Life Insurance Company London Life Insurance Company London Life Guaranteed Interest Retirement Income Fund NBF0452 EdgePoint Wealth Management Inc. EdgePoint Wealth Management Inc. RIF NBF The Bank of Nova Scotia Trust Company (Scotiatrust) Hollis Wealth Hollis Wealth Self-Directed Retirement Income Fund NBF The Bank of Nova Scotia Trust Company (Scotiatrust) Hollis Wealth Advisory Services Inc. Hollis Wealth Advisory Services Inc. Self-Directed Retirement Income Fund NBF Concentra Trust GrowthWorks Capital Ltd. GrowthWorks-Matrix Retirement Income Fund NBF Co-operators Life Insurance Company Co-operators Life Insurance Company Group Retirement Income Solutions Retirement Income Fund NBF0457 Bullion Management Services Inc. Bullion Management Services Inc. Retirement Income Fund RIF 1558 RIF 1500 RIF 1562 RIF 1563 RIF 1566 RIF 1565 RIF 1376

28 Page 28 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Citi Trust Company Canada Empire Life Investments Inc. Empire Life Mutual Funds Retirement Income Fund NBF Industrial Alliance Insurance and Financial Services Inc. Industrial Alliance Insurance and Financial Services Inc. IA Clarington GIF Individual Variable Annuity Contract NBF London Life Insurance Company London Life Insurance Company London Life Preferred Series 2 Segregated Funds RIF NBF The Great-West Life Assurance Company The Great-West Life Assurance Company Great-West Life Preferred Series 2 Segregated Funds RIF NBF The Canada Life Assurance Company The Canada Life Assurance Company Canada Life Preferred Series 2 Segregated Funds RIF NBF Computershare Trust Company of Canada (Toronto) Jones Gable & Company Ltd. Jones Gable & Company Ltd. Self-Directed Retirement Income Fund NBF Sun Life Assurance Company of Canada CI Investments Inc. SunWise Essential Series 2 Segregated Funds (base contract) RIF RIF 1567 RIF 1461 RIF 1570 RIF 1569 RIF 1571 RIF 0740 RIF 1581

29 Page 29 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Sun Life Assurance Company of Canada CI Investments Inc. SunWise Essential Series 2 Segregated Funds (income class) RIF NBF B2B Trustco B2B Bank B2B Bank Retirement Income Plan NBF B2B Trustco B2B Bank Intermediary Services Inc. B2B Bank Intermediary Services Inc. Retirement Income Fund NBF Manulife Trust Company Manulife Private Wealth, a Division of Manulife Asset Management Ltd. Manulife Private Wealth Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) PI Financial Corp. PI Financial Corp. Self-Directed Retirement Income Fund NBF Computershare Trust Company of Canada (Toronto) BBS Securities Inc. BBS Securities Inc. Self-Directed Retirement Income Fund NBF Sun Life Financial Trust Inc. Sun Life Investment Services (Canada) Inc. SLF Investments Retirement Income Fund RIF 1582 RIF 1577 RIF 1584 RIF 1578 RIF 0574 RIF 1591 RIF 1583

30 Page 30 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Olympia Trust Comapny Olympia Trust Comapny Olympia Trust Company Self-Directed Retirement Income Fund NBF0473 RBC Private Counsel (USA) Inc. RBC Private Counsel (USA) Inc. Retirement Income Fund NBF The Empire Life Insurance Company The Empire Life Insurance Company Class Plus 2 Retirement Income Fund NBF LBC Trust Laurentian Bank Securities Laurentian Bank Securities Retirement Income Fund NBF CIBC Mellon Trust Company Canoe Financial LP Canoe Financial General Retirement Income Fund NBF SSQ, Life Insurance Company Inc. SSQ, Life Insurance Company Inc. Sécurifonds II Retirement Income Fund (IVIC) NBF B2B Trustco AGF Management Ltd. AGF Retirement Income Fund RIF 0936 RIF 1588 RIF 1590 RIF 1033 RIF 1585 RIF 1573 RIF 1595

31 Page 31 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF B2B Trustco Primerica Financial Services (Canada) Ltd. Primerica Concert Retirement Income Fund NBF B2B Trustco AGF Management Ltd. Harmony Retirement Income Fund NBF0481 Mawer Investment Management Ltd. Mawer Investment Management Ltd. Retirement Income Fund NBF The Equitable Life Insurance Company of Canada The Equitable Life Insurance Company of Canada Pivotal Select Retirement Income Fund NBF Concentra Trust Acadia Financial Services Inc. Acadia Financial Services Multiple Fund Retirement Income Fund NBF Citi Trust Company Canada Portland Investment Counsel Inc. Portland Investment Counsel Inc. Retirement Income Fund NBF Canadian Western Trust Worldsource Financial Management Inc. Worldsource Financial Management Inc. Self-Directed RIF RIF 1596 RIF 1597 RIF 1136 RIF 1598 RIF 1548 RIF 1593 RIF 1572

32 Page 32 Sorted by Note: Financial authorized to sell respective contracts under the Pension Benefits Act, S.N.B. NBF Canadian Western Trust Open Access Limited Open Access Limited Self-Directed RIF NBF The Manufacturers Life Insurance Company (Manulife Financial) The Manufacturers Life Insurance Company (Manulife Financial) Manulife RetirementPlus Retirement Income Fund NBF La Capitale Insurance and Financial Services La Capitale Insurance and Financial Services (Pancanadian) Retirement Income Fund NBF The Bank of Nova Scotia Trust Company (Scotiatrust) 1832 Asset Management L.P Retirement Income Fund RIF 1542 RIF 1604 RIF 1587 RIF 1607