Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 4

Transcription

1 Conventions de garde Gestionnaires de fonds approuvés au Mars 31, 2014 Gestionnaires de fonds Pays Type de Produits 1 Aberdeen Global Services S.A. Aberdeen Global II Funds Aberdeen Global Funds 2 Acker Finley Asset Management Inc. QSATM Funds 3 ACM Advisors Ltd. Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 4 Acorn Global Investments Inc. Acorn Global Investments Inc. 5 AEGON Fund Management Inc. 6 AGF Investments Inc. Fonds comm. de place. / Acuity family of mutual funds Acuity Pooled funds AGF Pooled funds AGF Elements family of mutual funds AGF family of mutual funds Harmony family of mutual funds 7 AHF Capital Partners Inc. Fonds comm. de place//fonds AHF Credit Opportunities Fund - Series A, F and I 8 Aldergrove Credit Union 9 Alignvest Capital Management Inc. Alignvest Opportunities Fund Trust Alignvest Income Fund Trust 10 AlphaNorth Asset Management 11 AMI Partners Inc. 12 Antares Investment Management, Inc. 13 Arrow Capital Management Inc. 14 Artemis Investment Management Limited Fonds comm. de place./socié. à respons. lim. Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund 15 Aston Hill Asset Management Inc. Fonds comm. de place./fonds de couver / LSF's 16 ATB Investment Management Inc. Page 1 de 21

2 17 Aurion Capital Management Inc. 18 Auspice Capital Advisors Ltd. Fiducie de Auspice Diversified Trust 19 Aventine Management Group Inc. Fiducie de revenu ouverte 20 B.E.S.T Investment Counsel Limited The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP 21 B2B Bank CPG / Compte d'epargne-placement 22 Bank of America, National Association ( Branch) 23 Bank of Autre 24 Bank of Montreal 25 Bank of Montreal Mortgage Corp. 26 Bank of Nova Scotia Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. Montreal Trust Company of Scotia Mortgage Corporation 27 Barometer Capital Management Inc. Fonds comm. de place. / 28 Bellwether Investment Management Inc. Bellwether Canadian Stock Fund Bellwether Canadian Performance Fund Bellwether US Stock Fund 29 Beutel Goodman & Company Ltd Fonds comm. de place//fonds disti 30 BirchLeaf Investments Inc. BirchLeaf Growth Fund 31 BlackBridge Capital Management Corp. 32 Blackheath Fund Management Inc. Blackheath 33 BlackRock (Channel Islands) Limited BlackRock International Gold and General Fund 34 BlackRock (Luxembourg) SA BlackRock Global Funds 35 BlackRock Asset Management Limited BlackRock Asset Management Limited 36 Blumont Capital Corp. Fonds comm. de place//fonds Blumont family of funds Page 2 de 21

3 Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd. 37 BMO Harris Investment Management Inc. 38 BMO Investments Inc. / BMO Investissements Inc. Fonds comm. de place. / BMO China A-Share Fund BMO Guardian Funds BMO Mutual Funds 39 BMO Life Assurance Company Fonds distinct BMO Guaranteed Investment Funds 40 BMO Nesbitt Burns Inc. Fonds comm. de place. / Billets liés BMO Nesbitt Burns Group of Funds 41 BMO Trust Company Advisor's Advantage Trust 42 BNP Paribas () Billets liés 43 BNP Paribas Investment Partners Ltd. 44 BNY Mellon Global Management Ltd. Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 45 Bonavista Asset Management Ltd. 46 Brandes Investment Partners & Co. 47 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 48 BridgingFinance Inc. 49 Brigata Capital Management Inc. Brigata Canadian Balanced Fund Brigata Canadian Equity Fund 50 Brompton Funds Limited 51 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 52 BT Global Growth Inc. BT Global Growth Fund L.P. 53 Bull Capital Management Inc. Balanced Class Shares Global Equity Class Shares Canadian Equity Class Shares EFG Private Portfolio Series ING 54 Bullion Management Services Inc. 55 Burgundy Asset Management Ltd. Page 3 de 21

4 56 C.I. Investments Inc. Fonds comm. de place. / Fonds distinct Optima Strategy Pools United Financial Management Ltd. family of funds KBSH Capital Management Inc. family of funds Lakeview Asset Management family of funds Castlerock Investments Corp. family of funds Includes Synergy Asset Management Artisan Portfolios 57 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 58 Caldwell Investment Management Ltd. 59 Life Assurance Company (The) Fonds distinct 60 Canadian Tire Bank Canadian Tire Bank 61 Canadian Western Bank 62 Canadian Western Trust Fonds comm. de place. / CPG 63 Canoe Financial LP Enervest Diversified Income Trust Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust 64 Canso Fund Management Ltd. 65 Capital International Asset Management Inc. () Inc. 66 Celernus Investment Partners Inc. Celernus Absolute Growth Fund 67 Centurion Apartment REIT Management Inc. REIT 68 CFF Bank 69 CGOV Asset Management 70 CGS Asset Management Ltd. CGS Resource Fund Ltd. 71 Chou Associates Management Inc. 72 CIBC Fonds comm. de place. / CPG / Bilets lies 73 CIBC Asset Management Inc. Fonds comm. de place. / Fonds distinct 74 CIBC Investor Network Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC Page 4 de 21

5 CIBC Trust Corporation CIBC Mortgages Inc. 75 Coast Capital Savings Credit Union Surrey Metro Savings Union 76 Coastal Community Credit Union 77 Community Trust Company Ltd. 78 Concentra Financial Services Association 79 Connor, Clark & Lunn Capital Markets Inc. 80 Connor, Clark & Lunn Funds Inc. CC&L fund family 81 Connor, Clark & Lunn Private Capital Ltd. 82 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 83 Cortland Credit Group Inc. Société à responsabilité limitée Cortland Credit Strategies L.P. 84 Cote 100 Inc. 85 Counsel Portfolio Services Inc. 86 Covenant Capital Management Inc. 87 Covington Capital Corporation Fonds de travailleurs Covington Funds 88 CQI Capital Management L.P. Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I 89 Credit Suisse AG Billets liés 90 Credit Suisse Inc. GAF International Fund 91 Crystal Wealth Management System Ltd. 92 Crystalline Mgt Inc. / Gestion Cristallin Inc. 93 Cypress Capital Management Ltd. 94 Davis-Rea Ltd. / Davis-Rea Ltee. Fonds comm. de place. / 95 Deans Knight Capital Management Ltd. / Fonds distinct Deans Knight Equity Growth Fund II Deans Knight Income Fund Page 5 de 21

6 Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund 96 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 97 Desjardins Financial Security Life Assurance Co. Fonds distinct / CPG / Autre 98 Desjardins Global Asset Management Inc. Fonds comm. de place./fonds distinct/cpg 99 Desjardins Trust Inc. Maestral Funds 100 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 101 Difference Capital Management Inc. 102 Dimensional Fund Advisors ULC. 103 Discovery Capital Management Corp. 104 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 105 Donville Kent Asset Management Inc. Société à responsabilité limitée Donville Kent Asset Management 106 Duncan Ross Associates Ltd. 107 Dundee Bank of Compte d'epargne-placement / CPG 108 East West Investment Management Corporation Société à responsabilité limitée East West Fund LP 109 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund () 110 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 111 Educators Financial Group Inc. 112 Effort Trust Company (The) 113 Empire Life Insurance Company Fonds distinct Segregated Funds Interest investment options provided within an insurance contract 114 Empire Life Investments Inc. Empire Life 115 Epic Capital Management Inc. Epic Limited Partnership Epic RSP Trust Epic Closed-End Fund LP Epic Limited Partnership II Epic Tabacon North American Diversified Fund LP 116 Equilibrium Capital Management Inc. Page 6 de 21

7 117 Equitable Bank CPG / Compte d'epargne-placement 118 Equity Financial Trust Company 119 Excalibur Capital Management Inc. / Société à respon. Limitée Excalibur Limited Partnership Excalibur Small Cap Opportunities LP 120 Excel Funds Management Inc. 121 Faircourt Asset Management Inc. Fonds comm. de place. / Faircourt Pooled Monthly Income Fund (Pooled Fund) Faircourt Dividend Fund (Mutual Fund) 122 Fidelity Investments ULC 123 Fiducie Desjardins Inc. 124 Fiera Capital Corporation Fonds comm. de place. / 125 Fiera Quantum Limited Partnership / 126 FIL Limited 127 Financière des professionnels - Fonds d investissement inc. 128 First Asset Investment Management Inc. 129 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 130 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 131 Fonds Desjardins (Fiducie Desjardins) 132 Formula Growth Limited Fonds comm. de place. / Formula Growth Hedge Funds Class F Formula Growth Hedge Funds Class A Formula Growth Fund 133 Foyston, Gordon & Payne Inc. FGP Funds Family of Pooled Funds 134 Franklin Templeton Investments Corp. Fonds comm. de place//fonds disti Bissett Mutual Funds Franklin Templeton Mutual Funds 135 Franklin Templeton Investor Services É.-U. Franklin California, Tax Free Income Fund 136 Front Street Capital FrontFour Capital Corp. Page 7 de 21

8 FrontFour Opportunity Fund 138 FT Portfolios Co. 139 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 140 Gabelli Funds (The) É.-U. 141 Galileo Funds Inc. 142 Galliant Advisors LP Fonds d investissement Galliant Equity Long/Short Fund LP 143 GCIC Ltd. Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes Includes mutual funds, hedge funds,labored sponsored funds, GIC's, Linked Dynamic Mutual Funds 144 General Bank of 145 GenFund Management Inc. 146 Genus Capital Management 147 Gestion Ferique 148 GFI Investment Counsel Ltd. Good Funds 149 Global Growth Assets Inc. 150 Globevest Capital Ltee. Fonds comm. de place. / 151 Gold Investment Management Ltd. FC Fund 152 Goodman & Company, Investment Counsel, Inc. Goodman Bluespring Fund 153 Goodwood Inc. Goodwood Funds 154 Government of Quebec (for Placements Quebec) Autre 155 Grafton Asset Management Inc. Fiducie de unite Global Energy Growth Fund 156 Greenchip Financial Corp. 157 Groundlayer Capital Inc. Société à responsabilité limitée The Alpha II Fund 158 Growth Works Atlantic Ltd. Fonds de travailleurs GrowthWorks Atlantic Venture Fund Ltd. 159 Growth Works Capital Ltd. Fonds de travailleurs Working Opportunity Fund (EVCC) Ltd. 160 Growth Works WV Management Ltd. Fonds de travailleurs Page 8 de 21

9 GrowthWorks Canadien Fund Ltd. GrowthWorks Commercialization Fund Ltd. 161 Guardian Capital LP Vector Funds Guardian Funds Vega Funds 162 Hamilton Capital Partners Inc. Société à responsabilité limitée 163 Harvest Portfolios Group Inc. Harvest Banks & Buildings Income Fund 164 Hemisphere Capital Management Inc. 165 Hesperian Capital Management Ltd. Norrep Group of Funds 166 Heward Investment Management Inc. 167 Highstreet Asset Management Inc. 168 Highwater Capital Management Corp. Société à responsabilité limitée Highwater Diversified Opportunities Fund 169 Hillsdale Investment Management Inc. 170 Home Trust Company CPG / Compte d'epargne-placement 171 HomEquity Bank 172 Horizons Investment Management Inc. Fiducie de unite Lioncrest Funds 173 HR Strategies Inc. 174 HSBC Bank Structured Alternative Investment Return Securities 175 HSBC Investment Funds () Inc. 176 Hymas Investment Management Inc. Fonds comm. de place. / Malachite Aggressive Preferred Fund 177 I.A. Michael Investment Counsel Ltd. ABC Funds 178 I.G. Investment Management Ltd. 179 IA Clarington Investments Inc. 180 ICICI Bank Compte d'epargne-placement / CPG 181 Industrial Alliance Pacific Insurance and Financial Services Inc. Fonds distinct 182 Industrial Alliance Trust Inc. Page 9 de 21

10 183 Industrielle Alliance, Assurance et services financiers inc. Fonds distinct 184 ING Bank of Fonds comm. de place/cpg/compte d'ep-placmen 185 ING Investment Management Inc. 186 Integra Capital Management Corp. 187 Invesco Ltd. Fonds comm. de place. / Fonds distinct 188 Investec Asset Management Guernsey Ltd. 189 Investec Asset Management Limited 190 Invico Capital Corporation Société à responsabilité limitée 191 Island Savings Credit Union 192 J. Zechner Associates Inc. Pooled Income Fund Pooled Balanced Fund Special Equity Fund Canadian Equity Pooled Fund Pooled Bond Fund 193 J.C. Clark Ltd. 194 Jarislowsky Fraser Co. Ltd. 195 JDM Investments Partners Ltd. Investment Partners Fund 196 JM Fund Management Inc. JM Catalyst Fund 197 JovFinancial Solutions Inc. 198 K J Harrison & Partners Inc. 199 K2 & Associates Investment Management Inc. Fiducie de The K2 Principal Trust 200 KCS Fund Strategies Inc. Absolute Core Return Fund KCS Great White North Fund KCS Fund Strategies Inc. 201 Kensington Capital Advisors Inc. Fonds de placement de capitaux privés 202 Kingwest & Company Fonds comm. de place. / 203 Kootenay Capital Management Corp. Société à responsabilité limitée Kootney Energy RSP Fund Page 10 de 21

11 Kooteny Global Energy Absolute Return Fund Ltd. Partnership 204 Korea Exchange Bank of 205 Landry Investment Management Inc. 206 Laurentian Bank of Includes B2B Trust term deposits 207 Laurentian Trust of Inc. 208 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 209 LBC Trust 210 LDIC Inc. LDIC North American Energy Infrastructure Fund 211 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 212 Legg Mason Inc. 213 Legg Mason Global Funds PLC 214 Leith Wheeler Investment Funds 215 Leon Frazer & Associates Inc. 216 Lester Asset Management Inc. 217 Lincluden Investment Management Limited Fonds comm. de place. / 218 Longbow Capital Inc. 219 Lysander Funds Limited 220 Mackenzie Financial Corp. Fonds comm. de place. / Fonds distinct 221 Mackie Research Capital Corporation Grafton Energy Growth Fund The Absolute Resource Company L.P. 222 MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) 360 Degree U.S. Reality Income Fund The Conservative Income Fund (LP) The Emergence Fund (LP) The Absolute Return Fund (LP) 223 Majestic Asset Management LLC Fonds comm. de place. / Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I Page 11 de 21

12 224 Man Investments Corp. 225 Manufacturers Life Insurance Co. (The) CPG / Fonds distinct Deferred Annuities 226 Manulife Asset Management Limited Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn Manulife Financial Corp family of funds Fonds comm. de place//fonds disti 227 Manulife Bank of CPG / Compte d'epargne-placement 228 Manulife Trust Company CPG / Compte d'epargne-placement 229 Maple Trust Company 230 Marquest Asset Management Inc. Marquest Bridge Fund Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest-MineralFields 2012 Super Flow-Through Limited Partnership MineralFields 2011 Super Flow - Through Limited Partnership Marquest Mining 2013-II Super Flow-Through Limited Partnership Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Mining 2014-I Super Flow_through LP Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining Quebec 2014-I Super Flow-Through LP Matrix Fund Management family of mutual funds Marquest Mutual Funds Inc. - Various Marquest Investment Fund Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership Marquest Mining 2013-I Super Flow-Through Limited Partnership MineralFields 2011-V Super Flow - Through Limited Partnership Marquest Mining B.C I Super Flow-Through Limited Partnership Fonds comm. de place. / 231 Marret Asset Management Inc. Marret 232 Matco Financial Inc. MFI series of funds 233 Mawer Investment Management Ltd. 234 Maxam Capital Management Ltd. 235 MCAN Mortgage Corporation 236 McElvaine Investment Management Ltd. The McElvaine Investment Trust 237 McLean Budden Limited (Royal Trust) 238 MD Management MD Group of Funds 239 MD Private Trust Company Page 12 de 21

13 240 Meckelborg Financial Group Ltd. Fiducie de MFG Diversified Strategy Fund 241 Merrill Lynch Inc. Billets liés 242 Middlefield Limited 243 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 244 Morgan Meighen & Associates Limited Smedley Fund Family 245 Morguard Financial Corp. Fiducie de unite Morguard Real Estate Equity Fund 246 Natcan Investment Management Inc. Fonds comm. de place. / 247 Natcan Trust Company Natcan Trust 248 National Bank of / BCP Natcan Trust National Bank Trust 249 National Bank Securities Inc. Fonds comm. de place/cpg/compte d'ep-placmen National Bank Mutual Funds Includes PPN's Altamira Mutual Funds First Marathon Inc. 250 National Bank Trust Inc. National Bank Trust 251 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 252 NewGen Asset Management Limited Fiducie de unite Wolverine Opportunity Fund 253 Newport Private Wealth Inc. 254 NexGen Financial Limited Partnership 255 Nicola Wealth Management Ltd. Fonds comm. de place./socié. à respons. lim. NWM Alternative Strategies Fund NWM Core Portfolio Fund NWM Global Equity Fund NWM High Yield Bond Fund NWM Preferred Share Fund SPIRE Real Estate Limited Partnership SPIRE US Limited Partnership NWM Real Estate Fund NWM Private Equity Limited Partnership NWM Global Bond Fund NWM U.S. Equity Income Fund NWM Balanced Mortgage Fund NWM Canadian Tactical High Income Fund Page 13 de 21

14 NWM U.S. Tactical High Income Fund NWM Precious Metals Fund NWM Strategic Income Fund NWM Bond Fund NWM Primary Mortgage Fund 256 North Growth Management Ltd. 257 Northern Savings Credit Union Terrace & District Credit Union 258 Northwest & Ethical Investments L.P. 259 Ocean Rock Investments Inc. 260 O'Leary Funds Management LP 261 Omista Credit Union Limited 262 One Financial Corporation Fonds comm. de place./fonds de couver./cpg 263 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 264 Orientation Finance inc. 265 Pacific & Western Bank of CPG / Autre 266 Palisade Capital Management Ltd. Fonds comm. de place.//société à 267 Palos Management Inc. Fonds comm. de place.//société à Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 268 Pan Asset Management Ltd. / Société à respon. Limitée Iron Fund LP 269 Pavilion Advisory Group Ltd. 270 Peace Hill Trust Company 271 Pembroke Private Wealth Management Ltd. Fonds comm. de place. / 272 Penbrooke Partners Investment Management Ltd. Fonds comm. de place//fonds Penbrooke Opportunities Fund LP 273 PenderFund Capital Management Ltd. Fonds de travailleurs/fonds de cap. de risque 274 Peoples Trust Company 275 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Perennial Fixed Income Portfolio Page 14 de 21

15 276 Performance Capital Ltd. 277 Periscope Capital Inc. / Société à responsabilité limitée 278 PFM Venture Capital Operations Inc. Fonds de travailleurs SaskWorks Venture Fund Inc. 279 Picton Mahoney Asset Management 280 PIMCO Corp. Fonds comm. de place. / 281 PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services 282 Polar Securities Inc. Polar Fund Management II Inc. Altairis 283 Portfolio Strategies Securities Inc. Foundation Tactical Growth Portfolio Foundation Tactical Balanced Portfolio Foundation Equity Portfolio Foundation Tactical Conservative Portfolio Foundation Yield Portfolio 284 Portland India Select Business Portfolio Inc. 285 Portland Investment Counsel Inc. Fonds d investissement / Société à responsabilité 286 President's Choice Bank 287 Primevest Capital Corp. 288 Pro-Financial Asset Management Inc. /Billets liés/fonds commun 289 Propel Capital Corporation Société à responsabilité limitée Canadian Large CAP Enhanced Fund 290 Provisus Wealth Management Limited 291 Purpose Investments Inc. Purpose Funds Series A, F & I 292 Pursuit Financial Management Corp. 293 Putnam Investment Inc. 294 Quadrant Asset Management QAM Tracking Pools 295 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 296 QV Investors Inc. QV Pooled Funds 297 Qwest Investment Fund Management Ltd. Fonds comm. de place./socié. à respons. lim. Page 15 de 21

16 298 R.E.G.A.R. Gestion Privee Inc. 299 R.N. Croft Financial Group Inc. 300 Radiant Investment Management Ltd. Fonds comm. de place./socié. à respons. lim. Radiant Performance Fund LP 301 Radin Capital Partners Inc. Radin Capital Partners 302 RBC Dominion Securities Inc. Billets liés 303 RBC Global Asset Management Inc. Fonds comm. de place//fonds 304 RBC Life Insurance Company Fonds distinct 305 Redwood Asset Management Inc. Fonds comm. de place. / Ark Fund Management family of funds Redwood Asset Management family of funds 306 Resmor Trust Company 307 Resolute Funds Ltd. 308 Return on Innovation Advisors Ltd. Fonds comm. de place. / Fonds de travailleurs Pooled Funds 309 Rival Capital Management Inc. Fonds comm. de place./socié. à respons. lim. Rival North American Growth Fund L.P. Rival North American RRSP Growth Fund 310 River Plate House Capital Management Inc. 311 Roadmap Capital Inc. 312 Robson Capital Management Inc. Robson Van Eck Hard Assets Fund (Series A & F) 313 Ross Smith Asset Management Inc. Fiducie de Ross Smith Opportunity Fund Ross Smith Capital Investment Fund 314 Roundtable Capital Partners Inc. Roundtable Dividend & Income Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund 315 Royal & Sun Alliance Life Insurance Co. () Fonds distinct 316 Royal Bank of CPG / Compte d'epargne-placement Royal Trust Company (The) Royal Bank Mortgage Corp. Merchant Private Trust Royal Bank of Connor Clark Private Page 16 de 21

17 Royal Trust Corp. 317 Royal Trust Company (The) First Trust Funds The Protected American Fund The First American Fund T.A.L. Private Management Pooled Funds T.A.L. Investment Pooled Funds RT Capital Inc. Classified Investment Trusts 318 RP Investment Advisors Fonds comm. de place. / 319 Russell Investments Limited Life Points mutual funds Soverign mutual funds Russel Group mutual funds 320 Salida Capital LP Fonds comm. de place. / 321 Sanford C. Bernstein & Co. LLC É.-U. 322 Scotia Capital Inc. Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr Pinnacle family of funds - May 7-07 Cassels Blaikie Canadian Fund (U.S.) 323 Scotia Securities Inc. 324 Scotiabank & Trust (Cayman) Ltd. 325 Seamark Asset Management Ltd. Fonds comm. de place. / 326 SEI Investment Company 327 Sentry Select Capital Inc. 328 Sentry Select Investments Inc. 329 Seymour Investment Management Ltd. Seymour Performance Fund Seymour Canadian Equity Fund 330 Sherpa Asset Management Inc. 331 Silvercove Fund Management Ltd. 332 Silvercreek Management Inc. Société à responsabilité limitée Silvercreek family of funds 333 Societe Generale () Billets a capital protégé CI Protected Coverage Notes, Series Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Page 17 de 21

18 Thales Fund Management Inc. family of funds 335 Sprott Asset Management L.P. Fonds comm. de place.//société à Sprott Mutual Funds Sprott Hedge Funds Sprott Closed-End Funds Sprott Flow-Through Limited Partnerships 336 Standard Life Assurance Company of (The) CPG / Fonds distinct Guaranteed Interest Rate Contracts Ideal Segregated Funds 337 Standard Life Mutual Funds Ltd. 338 Standard Life Trust Company 339 Stanton Asset Management Inc. 340 State Bank of India () 341 Steadyhand Investment Management Ltd. Steadyhand Global Equity Fund Steadyhand Savings Fund Steadyhand Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Income Fund 342 Stella Maris Credit Union Ltd. 343 Stone Asset Management Limited 344 Strathbridge Asset Management Inc. 345 Stratigis Capital Advisors Inc. Société à responsabilité limitée Goforth Technical Fund LP Uber Strategies LP 346 Successful Investor Wealth Management Inc. 347 Sun Life Assurance Co. () Fonds distinct Individual Variable Insurance Contracts 348 Sun Life Financial Trust Inc. 349 Sun Life Global Investments () Inc./Placements mondiau Fonds d investissement 350 Sunshine Coast Credit Union 351 SW8 Asset Management Inc. 352 T.E. Investment Counsel Inc. Prosperity Mutual Funds 353 Taylor Asset Management Inc. Taylor Partners Fund Page 18 de 21

19 354 TD Asset Management Inc. Fonds comm. De place/compte d'ep-placment 355 TD Bank Financial Group / Billets liés TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's TD Bank - GIC's & Linked Notes The Trust Compay - GIC's 356 TD Securities Inc. Billets liés 357 Templeton Global Advisors Ltd. 358 Terra Fund Management Ltd. Fonds comm. de place./socié. à respons. lim. 359 Tetrem Capital Management Ltd. 360 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 361 Thornmark Asset Management Inc. Thornmark Investment Funds 362 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 363 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds 364 Tradex Management Inc. 365 Transamerica Life Fonds comm. de place. / Fonds distinct 366 Trapeze Asset Management Inc. Trapeze Value Trust 367 Trez Capital Corporation Fiducie de revenu ouverte 368 Tri Delta Investment Counsel Inc. TriDelta High Income Balanced Fund 369 Trimark Trust 370 Triumph Asset Management Inc. Société à responsabilité limitée Triumph Capital Appreciation Fund LP 371 Trivest Wealth Counsel Ltd. 372 Turtle Creek Asset Management Inc. Turtle Creek Investment Fund Turtle Creek Equity Fund 373 UBS Global Asset Management () Co. UBS () Balanced Fund A 374 Value Partners Investment Inc. 375 Value-Contrarian Asset Management Inc. Page 19 de 21

20 376 Vancouver City Savings Credit Union 377 Venator Capital Management Ltd. Venator family of mutual funds 378 Vertex One Asset Management Inc. 379 Vision Capital Corporation 380 VL Advisors Inc. Fonds comm. de place. / Fonds de travailleurs 381 W.A. Robinson & Associates Ltd. Fonds d investissements hypothécaires Frontenac Mortgage Investment Corp. Mortgage Investment Corporation of Eastern Ontario (MICEO) 382 WARATAH Capital Advisors Ltd. Fonds comm. de place./socié. à respons. lim. Waratah fund family 383 Wave Cycle Mutual Funds Ltd. Business Cycle Funds 384 Wealhouse Capital Limited Partnership Fonds comm. de place. / Panorama Private Client Fund Panorama Fund 385 WealthCo Asset Management Inc. WealthCo Asset Management Inc. WealthCo Pooled Funds 386 West Face Capital Inc. WFC Opportunities Trust 387 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 388 Westminster Savings Credit Union Fonds comm. de place./fonds distinct/cpg 389 Windsor Family Credit Union 390 Wolverine Asset Management Ltd. Wolverine Opportunity Fund 391 Yorkville Asset Management Inc. Southbridge Health Care Fund Heritage Yorkville Mutual Funds 392 YTM Capital Asset Management Ltd. Page 20 de 21

21 Note: Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d autres titres de dépôt) émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'oar de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire. Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de garde, conforme aux règlements d'oar, avec la société ou le mandataire. Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis par la convention. * La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre. Page 21 de 21

22 1 Conventions de garde Changements de dénomination et fusions depuis le Janvier 1, 2014 Gestionnaires de fond Pays Type de Produits Date Commentaire Changements de dénomination et fusions Page 1 de 1

23 Conventions de garde Suppressions de la depuis le Janvier 1, 2014 Gestionnaires de fond Pays Type de Produits Date de suppression Raison du Suppressions 1 Suppressions de la liste Page 1 de 1

24 Conventions de garde Ajouts à la liste depuis le Janvier 1, Gestionnaires de fond Pays Type de Produits Date de l'approbation CFF Bank 1/14/ WealthCo Asset Management Inc. 2/19/2014 WealthCo Pooled Funds WealthCo Asset Management Inc. Alignvest Capital Management Inc. 2/24/2014 Alignvest Income Fund Trust Alignvest Opportunities Fund Trust AHF Capital Partners Inc. Fonds comm. de place/fonds de couvertu 3/3/2014 AHF Credit Opportunities Fund - Series A, F and I BMO Life Assurance Company Fonds distinct 3/20/2014 BMO Guaranteed Investment Funds Goodman & Company, Investment Counsel, Inc. 3/20/2014 Goodman Bluespring Fund Majestic Asset Management LLC Fonds comm. de place. / 3/21/2014 Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I Ajouts à la liste Page 1 de 1