Superintendent s List of Financial Institutions Offering Locked-In Pension Products Issued: November 2, 2015
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1 Superintendent s List of Financial Institutions Offering Locked-In Pension Products Issued: November 2, 2015 This list is to be used for the purposes of sections , 105, , 141 and 162 of the Alberta Employment Pension Plans Regulation (154/2014, Consolidated up to 224/2014). The Financial Institutions that appear on this list, as indicated in bold typeface, have been acknowledged by the Superintendent to accept locked-in funds into the types of contracts indicated. The companies listed in regular typeface have been authorized by the Financial Institutions to accept locked-in funds on their behalf, and payments may be made directly to those listed agents. There may be institutions that have applied to appear on this list but whose application was still being processed at the time this list was updated. Please contact our office to verify the status of any Financial Institution with respect to this list. Questions may be directed to: Alberta Treasury Board and Finance Superintendent of Pensions #402, Street Edmonton, AB T5K 2C3 Phone: Fax: employment.pensions@gov.ab.ca Website:
2 BANKS LIRA LIF CIBC (Canadian Imperial Bank of Commerce) 1-Feb Oct-07 HSBC Bank Canada 14-Sep-07 National Bank of Canada 11-Dec-07 Tangerine Bank 13-Nov Jun-12 CREDIT UNIONS LIRA LIF BlueShore Financial Credit Union 29-Jun Jun-07 Central 1 Credit Union 8-Sep-06 8-Sep-06 Aldergrove Credit Union Arrow Credit Union Bulkley Valley Credit Union Castlegar Savings Credit Union Columbia Valley Credit Union Compensation Employees Credit Union Cooper Pacific Self-Directed, RSP Creston and District Credit Union Cumberland and District Credit Union East Kootenay Community Credit Union Enderby and District Credit Union Fisgard Capital Corporation Grand Forks & District Credit Union Greater Vancouver Community Credit Union Greater Victoria Savings Credit Union Gulf & Fraser Credit Union Integris Credit Union Khalsa Credit Union Ladysmith & District Credit Union Lake View Credit Union Mt Lehman Credit Union Nelson and District Credit Union North Peace Savings Credit Union Northern Savings Credit Union Operating Engineers Credit Union Osoyoos Credit Union Quadra Credit Union Revelstoke Credit Union Salmon Arm Savings Credit Union Page 2 of 13
3 CREDIT UNIONS LIRA LIF Sharons Credit Union Spruce Credit Union Summerland and District Credit Union Sunshine Coast Credit Union Union Bay Credit Union V.P. Credit Union Vancouver Firefighters Credit Union VantageOne Credit Union Coastal Community Credit Union 11-Dec-06 Community Savings Credit Union 06-Jul Jul-07 Connect First Credit Union LTD. 18-Oct-07 First West Credit Union 28-Oct Oct-10 Interior Savings Credit Union 24-Oct Oct-06 Kootenay Savings Credit Union 30-Jan Jan-12 Prospera Credit Union 26-Sep Sep-06 Servus Credit Union Ltd. 1-Nov-06 1-Nov-06 Vancouver City Savings Credit Union 6-Nov-06 6-Nov-06 Vision Credit Union Ltd. 30-Dec Dec-14 Westminister Savings Credit Union 12-Oct Oct-07 FRATERNAL BENEFIT SOCIETIES LIRA LIF Knights Of Columbus 29-Oct-07 INSURANCE COMPANIES LIRA LIF Assumption Mutual Life Insurance Company 28-Oct Oct-10 BMO Life Assurance Company 25-Jul Jul-14 Canada Life Assurance Company, The 20-Nov Nov-07 Co-operators Life Insurance Company 7-Dec-06 7-Dec-06 CUMIS Life Insurance Company 2-Oct-14 Desjardins Financial Security Life Assurance Company 6-Dec-06 9-Nov-07 Empire Life Insurance Company, The 29-Aug Aug-07 Equitable Life Insurance Company of Canada, The 15-Nov Nov-07 Great-West Life Assurance Company, The 18-Oct Oct-07 I.G. Insurance Services Inc. Industrial Alliance, Insurance and Financial Services Inc. 2-Feb-07 2-Feb-07 La Capitale Insurance and Financial Services Inc. 13-Jun Jun-13 Page 3 of 13
4 INSURANCE COMPANIES LIRA LIF London Life Insurance Company 18-Oct Oct-07 Manufacturers Life Insurance Company, The 1-Jan-07 1-Jan-07 Primerica Life Insurance Company of Canada 30-Nov Nov-14 RBC Life Insurance Company 26-Mar Mar-07 SSQ, Life Insurance Company Inc. 27-Jun Jun-07 Standard Life Assurance Company of Canada, The 18-Oct Oct-06 Sun Life Assurance Company of Canada, The 1-Jul Aug-07 CI Investments Inc. Transamerica Life Canada 12-Dec Dec-06 Wawanesa Life Insurance Company 22-Oct-07 OTHER LIRA LIF Alberta Treasury Branches (ATB Financial) 15-Jan Jan-07 Concentra Financial Services Association 20-Sep Sep-06 TRUST COMPANIES LIRA LIF B2B Trustco 17-Oct Oct-07 AGF Investments Inc. Counsel Portfolio Services Inc. B2B Bank Securities Services Inc. B2B Bank Financial Services Inc. B2B Bank Intermediary Services Inc. B2B Bank PFSL Fund Management Ltd. Quadrus Investment Services Inc. Mackenzie Financial Corporation BMO Trust Company 1-Jan-07 1-Jan-07 BMO Bank of Montreal BMO Group Retirement Services Inc. BMO InvestorLine Inc. BMO Nesbitt Burns Inc. BMO Private Banking BMO Private Investment Counsel Inc. Bank of Nova Scotia Trust Company, The (Scotiatrust) 2-Oct-07 2-Oct Asset Management L.P. The Bank of Nova Scotia Page 4 of 13
5 HollisWealth Advisory Services Inc. HollisWealth Scotia Capital Inc. Scotia Securities Inc. Scotia Mortgage Corporation Montreal Trust Company of Canada Maple Trust Company National Trust Company Canada Trust Company, The 27-Nov Nov-06 Assante Capital Management Ltd. Assante Financial Management Ltd. Canadian ShareOwner Investments Inc. CI Investments Inc. Dundee Securities Ltd. Fidelity Investments Canada ULC FirstEnergy Capital Corp. IPC Investments Inc. Manulife Bank of Canada Manulife Securities Incorporated Manulife Securities Investment Services Inc. PEAK Investment Services Inc. PEAK Securities Inc. TD Asset Management Inc. The Toronto Dominion Bank (TD Canada Trust) TD Canada Trust Flexi-RIF TD Employee Future Builder Group RRSP TD Future Builder Group RRSP TD Waterhouse Private Investment Counsel TD Waterhouse Canada Inc. TD Waterhouse Private Trust Canadian Western Trust Company 21-Aug Aug-06 ATB Securities Inc. BenFlex Services Inc. Canadian Western trust Company (M) Haywood Securities Inc. Leede Financial Markets Inc. Mennonite Brethren Church Page 5 of 13
6 OceanRock Investments Inc. Odlum Brown Limited Qtrade Asset Management Inc. Qtrade Investor Inc. Raymond James Ltd. Steadyhand Investment Funds Inc. The Recordkeeper Limited Trinity Western University Worldsource Financial Management Inc. Central 1 Trust Company 23-Apr Apr-12 CIBC Mellon Trust Company 6-Dec-07 6-Dec-07 Acorn Global Investments Inc. Addenda Capital Barrage Holdings Inc. Canoe Financial Canoe Financial LP, by its General Partner, Canoe Financial Corporation Christian Labour Association of Canada (CLAC) Cowan Asset Management Ltd. Davis-Rae Ltd. Focus Asset Management Ltd. Foyston, Gordon & Payne Inc. Galileo Equity Management Ltd. Globevest Capital Inc. I3 Advisors Inc. Integra Capital Management Corporation J. Zechner Associates Inc. JDM Investment Partners Ltd. Leith Wheeler Investment Management Ltd. Lincluden Management Limited Manufacturers Life Insurance Company, The O'Leary Funds Management LP PenderFund Capital Management Ltd. R.E.G.A.R. gestion privee Radin Capital Partners Inc. Royal Institution for the Advancement of Learning/McGill University RP Investment Advisors Seymour Investment Management Ltd. Page 6 of 13
7 Sherpa Asset Management Inc. Toron Capital Markets Inc. Tradex Management Inc. Vertex One Asset Management Inc. CIBC Trust Corporation 7-Feb Oct-07 CIBC Wood Gundy CIBC Securities Inc. CIBC Personal Portfolio Services CIBC President's Choice Financial CIBC Investor's Services Renaissance Investments Citi Trust Company Canada 30-Jan Jan-12 Chou Associated Management Inc. Empire Life Investments Inc. Portland Investment Counsel Inc. Community Trust Company 11-Sept Sept-15 Computershare Trust Company of Canada 22-Aug Aug-06 BBS Securities Caldwell Securities Ltd. Canaccord Genuity Cormark Securities Inc. Credential Securities Edward Jones Global Securities Corp. GMP Securities L.P. Keybase Financial Group Inc. Mandeville Wealth Services Inc. PI Financial Corp. Peters & Co. Limited Portfolio Strategies Corporation Questrade Inc. Salman Partners Inc. Sprott Assest Management L.P. Stone & Co. Limited Wolverton Securities Ltd. Concentra Trust 20-Sep Sep-06 1st Choice Savings & Credit Union Ltd. Page 7 of 13
8 Accent Credit Union Access Credit Union Limited Affinity Credit Union Alterna Savings and Credit Union Limited Austin Credit Union Bayview Credit Union Beaumont Credit Union Belgian-Alliance Credit Union Ltd. Bow Valley Credit Union Ltd. Bruno Savings & Credit Union Ltd. Caisse Financial Group Calgary Police Credit Union Cambrian Credit Union Canada Safeway Limited Employees Savings & Credit Union Carpathian Credit Union Ltd. Casera Credit Union Catalyst Credit Union Ltd. CCEC Credit Union Chinook Financial - a Division of Connect First Credit Union Ltd. Christian Credit Union Christian Reformed Church Extension Fund Inc. City Plus Community Credit Union Ltd - Newfoundland Concentra Financial (Self-Directed) Conexus Credit Union Cornerstone Credit Union Credential Asset Management Inc. Crocus Credit Union Crocus Investment Fund Crossroads Credit Union Ltd. Crosstown Civic Credit Union CS Alterna Bank Cypress Credit Union Debden Credit Union Ltd. Diamond North Credit Union Eagle River Credit Union Ltd Easternedge Credit Union Page 8 of 13
9 Eckville District Savings & Credit Union Edson Credit Union Encompass Credit Union First Island Financial Investment Inc. First Nations Bank of Canada Firstontario Credit Union Limited Foam Lake Savings and Credit Union Ltd. Golden Opportunities Fund Inc. Grandview Credit Union Growth Works Capital Ltd Inglewood Savings & Credit Union Ltd. Innovation Credit Union JovFinancial Solutions Inc. Khalsa Credit Union (Alberta) Ltd. Lakeland Credit Union Legacy Savings and Credit Union Luseland Credit Union Ltd. Lutheran Church-Canada, Alberta-British Columbia District Investments Ltd. Macklin Credit Union Ltd. Mennonite Savings & Credit Union Minnedosa Credit Union Monarch Wealth Corporation Mountain View Credit Union Newfoundland and Labrador Credit Union Northern Lights Credit Union Ltd. Northwest & Ethical Investments L.P. Noventis Credit Union ONE Financial Corporation Pierceland Credit Union Pincher Creek Credit Union Porcupine Credit Union Ltd. Prairie Centre Credit Union Pro-Financial Asset Management Inc. Raymore Credit Union River City Credit Union Rocky Credit Union Rorketon & District Credit Union Page 9 of 13
10 Sandhills Credit Union SaskWorks Venture Fund Inc. Shell Employees' Credit Union Steinbach Credit Union Sterling Mutuals Inc. St. Gregor Credit Union Limited Sunova Credit Union Swan Valley Credit Union Synergy Credit Union Ltd. Tangerine Investment Funds Limited The King s University The Land Banc of Canada Inc. Transcanada Credit Union Ltd. Vanguard Credit Union Vermilion Credit Union Ltd. Westoba Credit Union Your Neighborhood Credit Union Desjardins Trust Inc. 11-May May-07 Desjardins Financial Security Investments Desjardins Financial Security Life Assurance Company Desjardins Investments Inc. Desjardins Securities Inc. Letko Brosseau SFL Investments Societe de gerance des Fonds FMOQ inc. HSBC Trust Company (Canada) 14-Sep Sep-07 HSBC Securities (Canada) Inc. HSBC Investments (Canada) Limited HSBC Investment Funds (Canada) Inc. Industrial Alliance Trust Inc. 11-Dec Dec-07 FundEX Investments Inc. IA Clarington Investments Inc. Industrial Alliance Securities Inc. Investia Financial Services Inc. Investors Group Trust Co. Ltd. 7-Dec-06 7-Dec-06 Investors Group Financial Services Inc. London Life Insurance Company Page 10 of 13
11 LBC Trust 26-Jan Jan-07 League Savings and Mortgage Company 30-Nov Nov-10 Manulife Trust Company 30-Aug Aug-12 Manulife Asset Management Limited Manulife Private Wealth Manulife Securities Incorporated Manulife Securities Investment Services Ltd. Natcan Trust Company 8-Sep-06 8-Sep-06 National Bank Correspondent Network (NBCN) National Bank Direct Brokerage Inc. National Bank Financial Ltd. National Bank Investisments Inc. National Bank Trust Inc. Olympia Trust Company 5-Sep-06 5-Sep-06 Peace Hills Trust Company 25-Sep-07 Royal Trust Company, The 5-Nov-07 5-Nov-07 Adroit Investment Management Ltd. AEGON Fund Management Inc. Arrow Capital Management Inc. Aston Hill Asset Management Inc. Beutel Goodman & Company Limited Bull Capital Management Inc. Bullion Management Services Inc. Burgundy Asset Management Ltd. Canadian Medical Association / MD Management Ltd. Connor Clark & Lunn Private Capital Ltd. Duncan Ross Associates Ltd. EdgePoint Wealth Management Inc. Educators Financial Group Inc. Excel Funds Management Inc. Fidelity Clearing Canada ULC First Asset Investment Management Inc. Fiera Capital Corporation Franklin Templeton Investments Corp. Front Street Capital 2004 Galibier Capital Management Ltd. Genus Capital Management Inc. Page 11 of 13
12 Global Growth Assets Inc. Global Wealth Builders Ltd. Gluskin Sheff + Associates Inc. Highstreet Asset Management Inc. I.A. Michael Investment Counsel Ltd. Invesco Canada Ltd. Janssen Inc. Jarislowsky Fraser Limited Jones Collombin Investment Counsel Inc. Letko Brosseau Inc. Mackie Research Capital Corporation Marquest Asset Management Inc. Matco Financial inc. Mawer Investment Management Inc. McElvaine Investment Management Ltd. MD Private Trust Company Montrusco Bolton Investments Inc. Nexus Investment Management Inc. Northern Citadel Bancorp Inc. Optimum Asset Management Inc. Pembroke Private Wealth Management Ltd. Perennial Asset Management Corp. Phillips, Hager & North Investment Management Ltd. Placements Louisbourg Investments QV Investors Inc. RBC Asset Management Inc. RBC Investor Services Trust RBC Direct Investing Inc. RBC Dominion Securities Inc. RBC Phillips, Hager & North Investment Counsel Inc. RBC Private Counsel (USA) Inc. RBC Royal Bank (Royal Bank of Canada) RBC Structured Notes Royal Trust Corporation of Canada Royal Trust Personal Trust Services SEI Investments Canada Company Stacey Muirhead Capital Management Ltd. Page 12 of 13
13 Stylus Asset Maangement Inc. Sun Life Global Investments Thornmark Asset Management Inc. UBS Bank (Canada) Value Partners Investments Inc. Wave Cycle Mutual Funds Ltd. Yorkville Asset Management Inc. Royal Trust Corporation of Canada 5-Nov-07 5-Nov-07 Royal Trust Personal Trust Services Standard Life Trust Company 18-Oct Oct-06 Standard Life Mutual Funds Ltd. State Street Trust Company Canada 11-Oct Oct-07 Russell Investments Sentry Investments Inc. Sun Life Financial Trust Inc. 1-Jul-07 1-Jan-07 Sun Life Financial Investment Services (Canada) Inc. (SLF Investments) Western Pacific Trust Company 11-Sep Sep-07 Page 13 of 13
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