Steve Smith Founder, CEO and CIO



Similar documents
COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS

How To Choose A Top Ten List Of People To Work With

2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS

Success on Your Terms. How We Help You Achieve Your Financial Goals

UVIMCO : Welcome LEONARD W. SANDRIDGE

KBB Wealth Management

Brochure Supplement (Combined)

Keith Banks President U.S. Trust, Bank of America Private Wealth Management

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives

ORGANIZATION OVERVIEW

Voting Members of Nationwide Investment Advisors, LLC ( NIA ) Investment Committee

TERRI D ANN RICE. Terri is in the process of completing her Accounting equivalency coursework, with plans to sit for the CPA exam in November, 2001.

Partnervest Financial Group

Ric Andersen Partner, Peak Equity

PORTFOLIO MANAGEMENT TEAM

How To Help Your Family

July 29, CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO

The Black Diamond Group at Morgan Stanley Smith Barney

July 2004 November 2005

JENNIFER L. JUERGENS

GREGORY A. SOMMERS, PHD CPA

DAVID H. LILLARD, JR. Treasurer

Liberty Energy. Powering America s Future

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

Wayne Watts Senior Executive Vice President and General Counsel AT&T Inc.

Megan Schlaack. Financial Advisor & Wealth Management. Summer 2010 Megan Schlaack Financial Advisor

Office of the Academic Affairs Steve J Robinson Vice President, Academic Affairs BA Michigan State University TOLEDO

CIBC INVESTOR DAY SPEAKER BIOGRAPHIES. Victor G. Dodig. President and Chief Executive Officer, CIBC

Dallas Office Dallas Parkway Suite 1100 Dallas, TX

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015

Dallas Office Dallas Parkway Suite 1100 Dallas, TX

Kansas City Office 1201 Walnut Street, Suite 1700 Kansas City, MO

Smith A. Brownlie III, CPA

Introduction to Financial Architects

Helping Individuals Into and Through Retirement with Confidence

CFA Society of Houston Membership Meeting Agenda. December 2, :00 PM 1:30 PM

Texas Ad Valorem Tax Consultants, LLC AUSTIN DALLAS FORT WORTH HOUSTON SAN ANTONIO

Part 2B of Form ADV SEC Firm Brochure Supplement

LJPR Financial Advisors Investment Drive. Troy, MI (248) August 11, 2015

Inauguration of FAU s Sixth President, Dr. Mary Jane Saunders Higher Education Symposium: The Changing Landscape of Higher Education

BRIAN R. KORB, PhD, CFA, CFP

Professor, Pharmacy Practice, Ohio Northern University, College of Pharmacy Business Law

BROCHURE SUPPLEMENTS (ADV PART 2)

Meet Your Steering Committee

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on.

SENIOR MANAGEMENT BIOGRAPHIES

How To Run A Church Board Of Directors

Bank of America Senior Vice President, Digital Marketing Senior Vice President, Electronic Communications & Social Media Compliance Vice President

ARMA Houston Board of Director Nominee. Biographical Sketches for 2015 Election

Boys Arnold & Company, Inc.

Chair, Department of Accounting, University of Massachusetts, and present

MANAGEMENT TEAM BIOS. Frank P. Marzano, CFP, CPA, CIMA. Emily Alessio. Managing Principal. Director of Operations

SO YOU THINK YOU WANT TO START AN OIL AND GAS COMPANY?

250 W. NOTTINGHAM, SUITE 300 SAN ANTONIO, TEXAS (210) March 29, 2016

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members:

S P E A K E R B I O G R A P H I E S

Ferguson & Associates

The NorthStar Group at Morgan Stanley. We Will Help You Chart Your Course

ACCOUNTING PANEL SESSION SUMMARY TOPIC: ACCOUNTING

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

Dallas/Fort Worth Chapter WTS Undergraduate Leadership. Scholarship. Application Checklist

Administrative Staff

TD AMERITRADE Executive Management Team

VITA Charles W. Cole, III

THE MCS GROUP at Morgan Stanley. Money. Life. Family. Business. All Connected.

Dallas/Fort Worth Chapter WTS Undergraduate Scholarship. Application Checklist

Texas Nurses Association, District 9 Biographies and Platforms of Candidates 2014 Election Ballot. DELEGATE ( ) (Vote for Four)

Firm Brochure Supplement (Part 2B of Form ADV)

FINANCIAL SERVICES TEAM

TRADITIONAL VALUES. INVESTMENT INSIGHT.

Physicians In The C-Suite The Unknown Challenges

TAX SECTION OF THE STATE BAR OF TEXAS

BREWTON-PARKER COLLEGE FACT BOOK SECTION THREE. Faculty

CFP Board Commission on Standards Commission Members

The Hoffman Group at Morgan Stanley Smith Barney

BKD Presents: Smart Business Series for Commercial Industries INVESTING IN TALENT FOR PEAK ORGANIZATIONAL PERFORMANCE. May 6, 2015

The Boca Raton Group at Morgan Stanley Smith Barney. A Wealth Management Team

THE AMERICAN LAW INSTITUTE Continuing Legal Education. Estate Planning for the Family Business Owner

David Finley Managing Director

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II

SUSAN M. YOUNG EDUCATION RESEARCH. Capital markets, financial analysts earnings reports, investors use of analyst information.

WESTERN CAROLINA UNIVERSITY BOARD OF TRUSTEES NOTIFICATION OF FACULTY APPOINTMENT

INVESTMENT COMPANIES

APIC Election 2016 Results

Louisiana Tech University College of Engineering and Science

Todd D. Kravet. University of Washington, Foster School of Business Ph.D. in Accounting, August 2009 M.S. in Business Administration, June 2008

Robert Lee Rainey Rainey Law, LLP

University of North Alabama Faculty Credentials Certification Form

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship

Transcription:

Steve Smith Founder, CEO and CIO Began working in the industry in 1977. Joined Smith Asset Management in 1995. BS, University of Alabama MBA, University of Alabama Wachovia 1973-1983, VP of Investments B of A 1983-1995, SVP of Investments Eagle Scout DFW CFA Advisory Board Member CFA Society of DFW Chair of Church Council local Methodist church Board member of several non-profits with a nature focus Active athlete on various sports teams Married with one daughter

John Brim COO and Portfolio Manager Began working in the industry in 1990. Joined Smith Asset Management in 1998. BS in Economics, Texas A&M University NationsBank (now B of A) 1990-1997, Senior Client Manager Deloitte and Touche 1997-1998, Manager Institutional Investment Member CFA Society of DFW Board member Baylor Medical Center McKinney Board member Life in the Trinity Ministry Married with three children Brad Baker Quantitative Research Analyst and Portfolio Trader Began working in the industry in 2002. Joined Smith Asset Management in 2002. BBA in Finance, University of Texas at Arlington Member of the CFA Institute Member of CFA Society of DFW

Stephanie Jones Portfolio Manager Began working in the industry in 2006. Joined Smith Asset Management in 2010. BBA in Accounting, Texas A&M University MBA with Finance Concentration, Southern Methodist University Price Waterhouse 1992-1995, Senior Auditor Halliburton Company 1995-1997, Senior Accountant, Corporate Financ Reporting Mercer Human Resource Consulting 2001-2006, Principal Cimarron Asset Management 2006-2010, Equity Analyst Certified Public Accountant in Texas Member American Institute of Certified Public Accountants Bill Ketterer Portfolio Manager Began working in the industry in 1999. Joined Smith Asset Management in 2007. BS in Economics, Miami University Graduate course work at UCSD, UD and UTD Textek 1989-1992, VP and GM Medical Advocacy Services 1992-1999, VP The Private Bank of B of A 1999-2007, Sr. VP and Portfolio Manager Member CFA Society of DFW Member DFW Association for Business Economics

Kathryn More Portfolio Trader Began working in the industry in 2005. Joined Smith Asset Management in 2006. BBA in Finance, University of Texas at Austin Morgan Keegan 2005, Advisor in Wealth Management Services Level III CFA Candidate Eivind Olsen Portfolio Manager Began working in the industry in 1994. Joined Smith Asset Management in 2008. BBA, Texas Christian University MBA, University of Texas at Austin Rauscher, Pierce, Refsnes, Inc 1994-1996, Associate Analyst John McStay Investment Counsel/Brazos Capital Management 1998-200 Portfolio Manager Member CFA Society of DFW

Rick Villars Equity Strategist Began working in the industry in 1981. Joined Smith Asset Management in 2008. BBA in Finance, University of Nebraska Wells Capital Management 1986-2001, Portfolio Manager HSBC Asset Management 2002-2004, Equity Strategist Kilauea Concepts 2004-2008, CEO Rick enjoys the outdoors especially running and biking He also likes to travel when his schedule permits and he follows intern affairs closely Chris Zogg Portfolio Manager Began working in the industry in 1997. Joined Smith Asset Management in 1997. BBA, University of Texas at Dallas Spaeth Comunications, Account Executive Member CFA Society of DFW Chris is a pilot and enjoys flying He is also an avid runner

Travis Briggs Director of Business Development Joined Smith Asset Management in 2005. BBA in Accounting and Organizational Behavior, Southern Methodist U MBA, Southern Methodist University Discovery Management 1997-2002, Chief Operating Officer Triton Energy, Director and Assistant Treasurer Jesse Carranza Investor Relations Associate Began working in the industry in 2004. Joined Smith Asset Management in 2011. BBS in Management Information Systems, Texas A&M University Comm US Army 82nd Airborne 1996-1999, Division Property Book Office Clerk Wells Fargo Bank, NA 2000-2004, Personal Banker Morgan Stanley Smith Barney 2005-2011, Senior Consulting Group Anal Married with three children Molly Cranston Business Development Asscoiate Began working in the industry in 2011. Joined Smith Asset Management in 2011. BS Psychology, Southern Methodist University Intern in the Office of President George W. Bush, 2010-2011

Alex Linn Business Development Associate Began working in the industry in 2011. Joined Smith Asset Management in 2011. BBA in Finance Cox School of Business SMU BS in Economics from Dedman College SMU American Airlines, Centralized Account Representative Kenneth Wallace Director of Business Development Began working in the industry in 1997. Joined Smith Asset Management in 2012. BBA, Baylor University Wallace Investment Management 2010-2012, President GuideStone Capital Management 2006-2010, Manager Client Service & Russell/Mellon (now BNY Mellon) 2001-2006, Client Relationship Manag Member CFA Society of DFW Married with two children

Susan Delarios Office Manager Began working in the industry in 2001. Joined Smith Asset Management in 2001. BS in Biology, Southern Methodist University Owner Drycleaning Franchise 1978-1992 Dallas County Probate Court 1992-1994, Secretary Bright and Bright, LLP 1994-1996, Administrative Assistant Hutton Patterson 1996-2001, Assistant Office Manager Former Board member for Hopes Door and the Dallas Emmaus Commu Susan loves to quilt when she is not working Angela Ramsey Investment Associate Began working in the industry in 1999. Joined Smith Asset Management in 2006. AA in Legal Administrative Assisting, Executive Secretarial School Bank of Texas, NA 1999-2004, Client Service Specialist/Executive Assis Diversified Investment Advisors 2004-2006, Client Management Specia Member PTA Board Member Neighborhood Association Board

Lena Sanchez-Palomo Investment Associate Began working in the industry in 2005. Joined Smith Asset Management in 2005. BS in Sociology, Texas Woman's University Honda Financial Services 2004-2005, Leasing Customer Service Represe Bank of America 2005, Teller When she is not working, Lena enjoys cooking, traveling and spending her family Phil Smith Investment Associate Began working in the industry in 1997. Joined Smith Asset Management in 1997. BS in Business Administration, University of Alabama, Jacksonville Sta University Martin Marietta 1979-1981, Program Control Administrator Outreach Ministries 1981-1992, Director of Men's Home Country Gardens Health Care Facility 1992-1997, Residential Care Give Married with two children

BC Hosch Began serving on the Smith Group Advisory Board in 2007. Work Experience: Ernst & Ernst/ Ernst & Young, 1966-1980, CPA Petroleum Corporation of Texas 1980-1984, VP of Finance Rylander, Clay and Opitz, CPA's 1984-2004, Partner Certified Public Accountant and Certified Business Appraiser Education and Degrees BBA, Texas Tech University Chairman of the Board, Life in the Trinity Ministry Board of Directors, Northside Inter-Community Agency Sunday School teacher, three year olds, First Presbyterian Church Fort BC also plays tennis whenever he has the opportunity Brian E. McManus Began serving on the Smith Group Advisory Board in 2012. Work Experience: Anne Burnett & Charles D. Tandy Foundation 1983 1991 Portfolio Mana Bass Brothers Enterprises, Taylor & Co. 1991 1999 Portfolio Manager Q Investments 1999 2001 Portfolio Manager Bank Investments 2002 2003 - Consultant Westwood Holdings Group, Inc. 2003 2012 Dir. Research - Admin Chartered Financial Analyst 1974 Education and Degrees BSME - Rensselaer Polytechnic Institute MBA - Harvard University JD Suffolk University Director, The John G. and Marie Stella Kenedy Memorial Foundation Advisory Board Member, the Dallas/Fort Worth CFA Institute Director, Fort Worth Harvard Business School Club Chair, Harvard University Schools Committee, Fort Worth region Golf, tennis, volleyball

Chris Najork Began serving on the Smith Group Advisory Board in 2012. Work Experience: Republic National Bank of Dallas, 1968-1974, Securities Analyst, Portfo Permanent University Fund UT Austin, 1974-1979, Director of Research Republic Bank of Dallas, 1979-1989, Senior Portfolio Mgr. NFJ Investment Group, 1989-2008, Co-Founder & Managing Director Chartered Financial Analyst 1974 Education and Degrees BBA SMU 1967 MBA SMU 1968 Former Board Member DFW CFA Advisory Board Former Board Member Golf Club of Dallas Retired Enjoy golf, fishing, travel Luci Neumann Began serving on the Smith Group Advisory Board in 2010. Work Experience: Baylor Health Care System, 1987-1997, variety of staff and manageme Baylor Health Care System, 1997-2003, Director of Business Developm Baylor Institute for Rehabilitation, 2003-2007, President Integra Hospital Management, 2007-2008, COO Life in the Trinity Ministry, 2008-present, Executive Director Licensed Physical Therapist Education and Degrees BS in Physical Therapy, Texas Woman's University MBA, University of Texas at Dallas Board Member, My Treehouse Past chair of the Trustees and current at large member fo the Adminis Council, Cochran Chapel UMC Former board member of The Barnabas Journey, Dallas Surgical Associ North Texas Laundry Coop

John Peavy Began serving on the Smith Group Advisory Board in 2010. Work Experience: Variety of other Investment Positions 1970-1993 Founders Trust, 1993-2002 CIO Teachers Retirement System of Texas, 1999-2002 CIO Southern Methodist University, 2002-2006 Vaughn Rausch Professor of Cimarron Asset Management, 2006-2010 CEO/CIO Education and Degrees BBA, Southern Methodist University MBA, University of Pennsylvania's Wharton School Ph.D. in Finance, University of Texas Arlington Member CFA Institue and CFA Society of DFW Steve Summers Began serving on the Smith Group Advisory Board in 2007. Work Experience: Cardinal Investment Company, 1985-1989 Portfolio Manager Smith and Summers, 1995-2003 Co-Founder Discovery Management, 1989-2011 founder and CEO Education and Degrees BBA, Southern Methodist University MBA, Southern Methodist University