Kansas City Office 1201 Walnut Street, Suite 1700 Kansas City, MO

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1 January 25, 2013 Kansas City Office St. Louis Office One Metropolitan Square 211 N. Broadway, Suite 600 St. Louis, MO Advisors presented in this supplement: Lynn Mayabb Travis Knight Steven Toomey Donald Larsen IV Heather Broyles Caroline Ward W. Justin Cole D. Nicholas Withrow Rick Gutman Jeffrey Layman Michael Harvey Jack Thurman Stephanie Hurt Zach Swartz This brochure supplement provides information about employees of BKD Wealth Advisors, LLC (BKDWA) located in our Kansas City, Missouri, office as well as employees who serve you from our corporate office in Springfield, Missouri. This supplements our Form ADV, Part 2. You should have received a copy of this brochure. Please contact this office at the number provided above if you did not receive the brochure or if you have any questions related to the brochure or this supplement. Additional information about each investment advisor representative can be found on the SEC s website at

2 Lynn Mayabb Lynn Mayabb Office Director Senior Managing Advisor Born 1962 University of Central Missouri, BS in Business Administration BKD Wealth Advisors, LLC (October 2012 Present) Senior Managing Advisor BKD Wealth Advisors, LLC (June 2007 October 2012) Managing Advisor BKD Wealth Advisors, LLC (February 2004 June 2007) Vice President Financial Planning First Tennessee Bank ( ) Private Client Officer UMB Bank ( ) Registered Investment Representative Edward Jones Investments ( ) Senior Enforcement Examiner Federal Reserve Bank ( ) Analyst Commercial Credit Business Loans ( ) Ms. Mayabb will not receive compensation for The person responsible for supervising Ms. Mayabb Steven Toomey, CIMA Principal Steven Toomey Steven Toomey Benefit Plan Consulting Principal Born 1964 University of Nebraska, MBA in Finance University of Nebraska, BA in Business Administration Certified Investment Management Analyst (CIMA ) Principal BKD Wealth Advisors, LLC Benefit Plan Consulting Division (June 2009 Present) Principal and Office Director BKD Wealth Advisors, LLC (June 2006 March 2011) Senior Managing Advisor and Office Director BKD Wealth Advisors, LLC (October 2002 June 2006) Equity Analyst Waddell & Reed (January 2002 October 2002) Senior Vice President Equity Research George K. Baum, Co. (June 1994 December 2001) Assistant Vice President Great American Ins. (February 1992 June 1994) 2

3 Consultant Ernst & Young (May 1991 February 1992) Cost Analyst Ford Motor Company ( ) Mr. Toomey will not receive compensation for The person responsible for supervising Mr. Toomey Jack Thurman, CIMA Principal, President and Chief Compliance Officer P.O. Box 1190 Each Principal reports directly to BKDWA s President and Chief Compliance Officer, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility for compliance within the Firm. Heather Broyles Heather Broyles Senior Managing Advisor Born 1974 Certified Private Wealth Advisor (CPWA ) Senior Managing Advisor BKD Wealth Advisors, LLC (June 2010 Present) Managing Advisor BKD Wealth Advisors, LLC (August 2004 June 2010) Supervising Advisor BKD Wealth Advisors, LLC (August 2003 August 2004) Senior Advisor BKD Wealth Advisors, LLC (October 1999 August 2003) Staff Advisor BKD Wealth Advisors, LLC (July 1998 October 1999) Advisor Neill & Associates (July 1998 October 1999) Ms. Broyles will not receive compensation for The person responsible for supervising Ms. Broyles University of Kansas, Lawrence, BS in Accounting and Business Administration 3

4 W. Justin Cole W. Justin Cole Senior Advisor Born 1984 University of Missouri, BS in personal Financial Management Services Senior Advisor BKD Wealth Advisors, LLC (July 2012 Present) Staff Advisor BKD Wealth Advisors, LLC (June 2008 June 2012) Mr. Cole will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC. The person responsible for supervising Mr. Cole Rick Gutman Rick Gutman Managing Advisor Portfolio Manager Born 1958 Drake University, BS in Business Administration Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (August 2004 Present) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (January 2002 August 2004) Trust Department Manager Commerce Bank (January 1999 January 2002) Portfolio Manager Commerce Bank (June 1988 January 1999) Mr. Gutman will not receive compensation for Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. 4

5 The person responsible for supervising Mr. Gutman Jeff Layman, CFA Principal and Chief Investment Officer Mr. Layman reports directly to BKDWA s President and Chief Compliance Officer, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility for compliance within the Firm. Mr. Thurman can be reached at. Michael Harvey Michael Harvey Managing Advisor Born 1965 University of Kansas, Lawrence, MBA in Finance University of Kansas, Lawrence, BS in Business and Economics Accredited Investment Fiduciary (AIF ) Managing Advisor BKD Wealth Advisors, LLC (March 2008 Present) Wealth Management Consultant The Commerce Trust Company ( ) Business Development Officer DeMarche Associates, Inc. ( ) Mr. Harvey will not receive compensation for The person responsible for supervising Mr. Harvey Stephanie Hurt Stephanie Hurt Managing Advisor Portfolio Manager Born 1979 Missouri State University, BS in Finance Chartered Financial Analyst (CFA ) Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (June 2012 Present) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (June 2007 May 2012) Portfolio Manager US Bank (December 2002 June 2007) Associate Portfolio Manager Springfield Trust Company (June 2002 December 2002) 5

6 Ms. Hurt will not receive compensation for advisory services from any source outside of BKD Wealth Advisors, LLC. Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Ms. Hurt Jeff Layman, CFA Principal and Chief Investment Officer P.O. Box 1190 The Chief Investment Officer reports directly to BKDWA s President and Chief Compliance Officer, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility for compliance within the Firm. Mr. Thurman can be reached at. Travis Knight Travis Knight Managing Advisor Born 1977 University of Missouri, BS in Personal Financial Planning Managing Advisor BKD Wealth Advisors, LLC (June 2010 Present) Supervising Advisor BKD Wealth Advisors, LLC (April 2008 June 2010) Senior Advisor BKD Wealth Advisors, LLC (April 2006 April 2008) Staff Advisor BKD Wealth Advisors, LLC (March 2004 April 2006) Office Claims Representative Farmers Insurance (April 2003 March 2004) Financial Planning Associate Koesten Hirschmann & Crabtree, Inc. (December 2001 April 2003) Licensed Agency Staff State Farm Insurance (September 2001 December 2001) Personal Banker Firststar Bank (June 2001 September 2001) Mr. Knight will not receive compensation for The person responsible for supervising Mr. Knight 6

7 Donald Larsen IV Donald Larsen IV Supervising Advisor Born 1982 University of Missouri, BS in Personal Financial Planning Supervising Advisor BKD Wealth Advisors, LLC (March 2008 Present) Staff Advisor BKD Wealth Advisors, LLC (February 2006 March 2008) Personal Banker First National Bank & Trust (March 2005 February 2006) Mr. Larsen will not receive compensation for The person responsible for supervising Mr. Larsen Caroline Ward Caroline Ward Staff Advisor Born 1979 Truman State University, BA in Psychology Registered Paraplanner (RP ) Staff Advisor BKD Wealth Advisors, LLC (July 2003 Present) Administrative Assistant BKD, LLP (October 2001 June 2003) Ms. Ward will not receive compensation for The person responsible for supervising Ms. Ward 7

8 D. Nicholas Withrow D. Nicholas Withrow Managing Advisor Portfolio Manager Born 1978 University of Missouri, BS in Personal Financial Management Chartered Financial Analyst (CFA ) Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (June 2009 Present) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (October 2005 June 2009) Staff Advisor and Portfolio Manager BKD Wealth Advisors, LLC (September 2002 October 2005) Credit Manager Wells Fargo Financial (June 2002 September 2002) Advisor GE Financial Advisors (January 2002 May 2002) Intern GE Financial Advisors (January 2002 May 2002) Mr. Withrow will not receive compensation for Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Withrow Jeff Layman, CFA Principal and Chief Investment Officer The Chief Investment Officer reports directly to BKDWA s President and Chief Compliance Officer, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility for compliance within the Firm. Mr. Thurman can be reached at. Jeffrey Layman Jeffrey Layman Principal and Chief Investment Officer Born 1965 Missouri State University, MBA in Finance Missouri State University, BS in Finance Chartered Financial Analyst (CFA ) Chief Investment Officer BKD Wealth Advisors, LLC (April 2008 Present) 8

9 Principal BKD Wealth Advisors, LLC (June Present) Principal BKD, LLP (February 2007-Present) Senior Portfolio Manager and Director of Investment Services BKD Wealth Advisors, LLC (March 2000 June 2007) Senior Vice President Bank of America: Investment Management (July 1995 March 2000) Registered Representative Boatmen s Bank (September 1988 July 1995) Management Trainee Boatmen s Bank (June 1987 September 1988) Mr. Layman will not receive compensation for The Chief Investment Officer reports directly to the President and Chief Compliance Officer, Jack Thurman. Mr. Thurman has ultimate responsibility for all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Layman Jack Thurman, CIMA Principal, President and Chief Compliance Officer Jack Thurman Jack Thurman Principal, President and Chief Compliance Officer Born 1961 Drury University, BA in Business Administration Certified Investment Management Analyst (CIMA ) Principal and President BKD Wealth Advisors, LLC (February 2000 Present) Chief Compliance Officer BKD Wealth Advisors, LLC (August 2008-Present) Principal BKD, LLP (February 2000-Present) Vice President Merrill Lynch (January 1986 February 2000) Mr. Thurman will not receive compensation for As Principal, President and Chief Compliance Officer of BKDWA, Mr. Thurman has ultimate responsibility for the Firm. He does not report to any other employee of BKDWA. Mr. Thurman reports directly to Michael Burlew, Regional Managing Partner of the Initiatives and Subsidiaries Region of BKDWA s parent company, BKD, LLP. Mr. Burlew can be reached at

10 Zachary Swartz Zachary Swartz Senior Advisor Portfolio Manager Born 1985 Missouri State University, BS in Finance Chartered Financial Analyst (CFA ) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (December 2012 Present) Senior Advisor and Portfolio Manager BKD Wealth Advisors, LLC (November 2010 December 2012) Junior Portfolio Manager BKD Wealth Advisors, LLC (May 2008 November 2010) Investment Intern BKD Wealth Advisors, LLC (November 2006 May 2008) Mr. Swartz will not receive compensation for Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Swartz Jeff Layman, CFA Principal and Chief Investment Officer P.O. Box 1190 The Chief Investment Officer reports directly to BKDWA s President and Chief Compliance Officer, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility for compliance within the Firm. Mr. Thurman can be reached at. Accredited Investment Fiduciary (AIF ) Issued by Center for Fiduciary Studies Candidate must complete one of the following: o Web-based program o Capstone program Examination Type: Final certification exam Continuing Education/ Requirements: six hours per year Chartered Financial Analyst (CFA ) Issued by CFA Institute Candidate must meet one of the following requirements: o Undergraduate degree and four years of professional experience involving investment decisionmaking, or o Four years qualified work experience (full time, but not necessarily investment related) Educational Requirements o Self-study program (250 hours of study for each of the three levels) Examination Type: three course exams Continuing Education/ Requirements: 10

11 CERTIFIED FINANICIAL PLANNER (CFP ) Issued by Certified Financial Planner Board of Standards, Inc. Candidate must meet the following requirements: o A bachelor s degree (or higher) from an accredited college or university, and o Three years of full-time personal financial planning experience Educational Requirements o Candidate must complete a CFPboard registered program or hold one of the following CPA, ChFC, Chartered Life Underwriter (CLU), CFA, Ph.D. in business or economics, Doctor of Business Administration or Attorney's License Examination Type: CFP Certification Examination Continuing Education/ Requirements: 30 hours every two years Certified Investment Management Analyst (CIMA ) Issued by investment Management Consultants Association Candidate must meet all of the following requirements: o Three years of verifiable financial services experience; o Must answer "no" to all disclosure questions on Form U-4 that cover criminal and regulatory violations, civil judicial actions and customer complaints or else satisfactorily justify a "yes" answer Educational Requirements o Self-study program (approximately five months) Examination Type: Online qualification examination after self-study and an online comprehensive certification examination after meeting all requirements of a registered classroom education program Continuing Education/ Requirements: 40 hours every two years Certified Private Wealth Advisor (CPWA ) Issued by Investment Management Consultants Association Candidate must meet all of the following requirements: o Bachelor s degree from accredited college or university or one of the following: CIMA, CIMC, CFA, CFP, ChFC, or CPA o Acceptable regulatory history as evidenced by FINRA form U-4 o Five years of professional clientcentered experience in financial services or related industry Educational Requirements o Six-month pre-study educational component o Five-day in-class portion of the program at the University of Chicago Graduate School of Business Examination Type: In-class final exam Continuing Education/ Requirements: 40 hours every two years Registered Paraplanner (RP ) Issued by College for the Financial Planning Educational Requirements o Completion of internship and 10- module course Examination Type: Final Exam (online, closed-book, proctored) Continuing Education/ Requirements: 16 hours every two years 11