PULMONARY NE TUMORS CLASSIFICATION

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LARGE CELL NEUROENDOCRINE CARCINOMA William D. Travis, M.D. Attending Thoracic Pathologist Memorial Sloan Kettering Cancer Center New York, NY PULMONARY NE TUMORS CLASSIFICATION LOW GRADE TYPICAL CARCINOID INTERMEDIATE GRADE ATYPICAL CARCINOID HIGH GRADE LARGE CELL NEUROENDOCRINE CARCINOMA SMALL CELL CARCINOMA SPECTRUM OF NE LUNG LESIONS NE Cell hyperplasia & tumorlets (<5mm) Tumors with NE morphology Typical carcinoid Atypical carcinoid Large cell NE carcinoma Small cell carcinoma Non-small cell carcinoma with NE differentiation Other tumors with NE properties 2004 WHO CLASSIFICATION OF LUNG AND PLEURAL TUMORS 1

LUNG NE TUMOR FREQUENCY ATYPICAL CARCINOID 0.1-0.2% CARCINOID 1-2.0% LCNEC 3.0% NON-NE CARCINOMAS 75-80.0% SCLC 15-20.0% Surgically Resected SCLC 0.75-1.0% TYPICAL AND ATYPICAL CARCINOID DIAGNOSTIC CRITERIA 1.3.7.1 TYPICAL CARCINOID Less than 2 mitoses per 10 HPF (2 mm 2 ) and No foci of necrosis 1.3.7.2 ATYPICAL CARCINOID 2-10 mitoses per 10 HPF (2 mm 2 ) OR Foci of necrosis Pleomorphism, cellularity, and vascular invasion are more subjective Travis WD, et al; Am J Surg Pathol 22:934-44, 1998 ATYPICAL CARCINOID 2

2004 WHO CLASSIFICATION SMALL CELL CARCINOMA Variant Combined small cell carcinoma c SCLC 2004 WHO CLASSIFICATION LARGE CELL CARCINOMA Large cell neuroendocrine carcinoma Combined large cell neuroendocrine carcinoma Basaloid carcinoma Lymphoepithelioma-like like carcinoma Clear cell carcinoma Rhabdoid phenotype 3

LARGE CELL NE CARCINOMA DIAGNOSTIC CRITERIA NE Morphology: Organoid nesting, trabecular, palisading, rosette-like patterns Increased Mitoses (11 or more per 10 HPF or 2mm 2 ; Avg. 60) FEATURES OF A NON-SMALL CELL CARCINOMA Large cell size (> diameter 3 lymphocytes) Low N/C ratio (abundant cytoplasm) Round to oval or polygonal shape Nucleoli frequent and prominent (not every case) Chromatin usually coarse or vesicular, may be finely granular NE Differentiation by EM or Immunohistochemistry LCNEC LCNEC 4

AE1/AE3 CD56 CGA SYN LCNEC IMMUNOHISTOCHEMISTRY 100 92.8 80 60 40 20 0 65.1 53 PERCENT CGA SYN CD56 Rossi G et al: J Clin Oncol 23: 8774, 2005 5

TTF-1 Ki-67 COMBINED LCNEC & ADENOCA MSKCC: 86 LCNEC HISTOLOGY Type Number (%) Pure LCNEC 68 (79%) Combined LCNEC/Adenoca 15 (19%) Combined LCNEC/Squamous 2 (2%) Combined LCNEC/Giant Cell 1 (1%) Total 86 6

MSKCC: 86 LCNEC HISTOLOGY Type Number (%) Surgically Resected Specimens: Pure LCNEC 68 (79%) 80% Pure LCNEC Combined LCNEC/Adenoca 15 (19%) Combined LCNEC/Squamous 2 (2%) 20% Combined LCNEC Combined LCNEC/Giant Cell 1 (1%) Total 86 SCLC VS LCNEC: DDX FEATURE Cell Size N/C Ratio Nuclear Chromatin Nucleoli Nuclear molding Fusiform shape SCLC Smaller (< 3 small resting lymphocytes) Higher Finely granular, uniform Absent or faint Characteristic Common LCNEC/LCC Larger Lower Coarsely granular, vesicular, Less uniform Often (not always) present, may be prominent or faint Uncharacteristic Uncommon Polygonal shape with ample pink cytoplasm Nuclear smear Basophilic staining of stroma and vesssels Uncharacteristic Common Occasional Characteristic Uncommon Rare SMALL CELL CARCINOMA LARGE CELL NEUROENDOCRINE CARCINOMA 7

NE TUMORS: Ki-67 TC AC LCNEC SCLC SPECTRUM OF NE DIFFERENTIATION LARGE CELL CARCINOMA DIAGNOSIS NE MORPHOLOGY NE IHC OR EM LCNEC YES YES LC WITH NE- MORPHOLOGY YES NO LCC-NE DIFFERENTIATION NO YES LCC (NON-NE) NO NO LUNG 515 NE TUMORS: AFIP, GRENOBLE, MANCHESTER: SURVIVAL 5 yr TC: 97% AC: 51.6% LCNEC: 15.5% SCLC: 12.2% 515 Cases: TC-92; AC-128, LCNEC 154, SCLC 141; p<0.0001 8

SURVIVAL STAGE I NE TUMORS 5 yr TC: 98% AC: 73.7% LCNEC: 25.3% SCLC: 20.1% Travis W et al, unpublished AFIP data LARGE CELL NEUROENDOCRINE CARCINOMA 3-year Surv; N Stg 1: 40.1%;54 Stg 2: 19.0%; 21 Stg 3: 23.6%;24 Stg 4:12.1%;11 P<0.001; Tot:110 Travis W et al, unpublished AFIP data MSKCC 367 NE TUMORS: OVERALL SURVIVAL p<0.001 Survival: 5 & 10 yr TC (n=190): 99 & 91% AC (n-29): 87 & 31% LCNEC (n=86):42 & 21% SCLC (n=62): 34 & 22% Roh MS et al, unpublished data 9

MSKCC SCLC VS LCNEC: OVERALL SURVIVAL p=ns SCLC: N=60 5 YR: 34% LCNEC: N=87 5 YR: 42% Roh MS et al, unpublished data MSKCC: SCLC AND LCNEC BY AGE SCLC: Mean:67 yr, Median:69 yr RANGE: 43-80 yr LCNEC: Mean:63 yr, Median:63 yr RANGE: 40-86 yr MSKCC: SCLC AND LCNEC BY AGE AGE: SCLC OLDER THAN LCNEC; P=0.010 SCLC: Mean:67 yr, Median:69 yr RANGE: 43-80 yr LCNEC: Mean:63 yr, Median:63 yr RANGE: 40-86 yr 10

MSKCC: LCNEC AND SCLC BY SEX ents Number of Patie 50 45 40 35 30 25 20 15 10 5 0 47 LCNEC 39 31 31 SCLC Male Female Roh MS et al; unpublished data MSKCC: LCNEC AND SCLC BY SEX 50 47 45 40 39 High 35 grade NE carcinomas: Significantly 30 31 31 more males than carcinoids (p=0.003) 25 Male 20 Female 15 10 5 0 LCNEC SCLC ents Number of Patie Roh MS et al; unpublished data MSKCC: LCNEC AND SCLC BY SMOKING HISTORY 70 69 60 Number of Patie ents 50 40 30 20 10 0 1 LCNEC 15 48 5 SCLC 7 Never Former Current Roh MS et al; unpublished data 11

LCNEC & LCNEM (Brompton Hospital, London) 21 pts (15 LCNEC, 6 LCNEM); 20 resected; 18 had systematic nodal dissection (SND) 5 yr survival: 18 with SND: Overall: 47% All pts (+3 without SND): LCNEC 52%; LCNEM - 63% (no significant difference) Why better survival than others? Better staging: SND may be important in LCNEC Three pts without SND: dead within 18 mo 50% of pts stage I; 25% asymptomatic Zacharias et al: Ann Thorac Surg 75:348, 2003 LCNEC vs LCNEM (Chiba Japan) 50 (2.4% resected lung cancers); 9 LCNEM 42M (84%):8F; Age: 64 yrs (38-82) 82) Mitotic rate LCNEC > CLCC (p=0.0108); LCNEM > LCNEC (p=0.0259) 5 yr survival: LCNEC 35.3% LCNEM: 27.3%; CLCC:48.4% Disease free survival: Significantly lower for LCNEC and LCNEM than CLCC (p=0.031 and 0.0351) Iyoda A et al: Cancer 91:1992, 2000 LCNEC vs LCNEM (Chiba Japan) Clinical characteristics, behavior and pathology of LCNEC were similar to those of LCNEM (Age, gender, smoking, tumor size, LCH) Differences LCNEM: Higher proportion of cases with elevated, mitotic rates, rate of LN mets. Suggest that LCNEM is more clinically aggressive than LCNEC; distinction may be important Iyoda A et al: Cancer 91:1992, 2000 12

LCNEC: CHEMOTHERAPY ADJUVANT SETTING Platinum & Etoposide (44mo) vs Gemcitabine & Taxanes (12 mo) vs No chemotherapy (12 mo) P<0.0001 Rossi G et al: J Clin Oncol 23: 8774, 2005 LCNEC: CHEMOTHERAPY METASTATIC SETTING Platinum & Etoposide (51mo) vs Gemcitabine & Taxanes (21 mo) P<0.0001 Rossi G et al: J Clin Oncol 23: 8774, 2005 NON-SMALL CELL CARCINOMA WITH NE DIFFERENTIATION A NSCLC which does not show neuroendocrine morphology by light microscopy NE differentiation is demonstrated by immunohistochemical and/or electron microscopy NE differentiation can be shown by immunohistochemistry in 10-20 percent of NSCLC, mostly in adenocarcinomas 13

ADENOCARCINOMA WITH NE DIFFERENTIATION ADENOCARCINOMA WITH NE DIFFERENTIATION (SYNAPTOPHYSIN) ADENOCARCINOMA WITH NE DIFFERENATIATION: REDUCED OVERALL SURVIVAL WITH >5% CGA &/or SYN Pelosi G, et al: Cancer 97:2487-2497, 2003 14

NONSMALL CELL CARCINOMA WITH NE DIFFERENTIATION (NSCLC-NED) SURVIVAL Worse (Berendsen 89, Pujol 93, Hiroshima 2002, Iyoda 2002, Pelosi G 2003) Better (Carles 93, Schleusener 96, Harada 2002) Not significant ifi (Skov 91, Graziano 93, Linnoila il 94, Graziano 94), Gajra A 2002) RESPONSE TO CHEMOTHERAPY Increased (Graziano 89, Linnoila 89) Not increased (Neal 86, Carles 93, Schleusener 96, Gajra A 2002) 100 80 p53 IHC, LOH AND MUTATIONS NE LUNG TUMORS PERCENT OF CASES 75 67 59 69 94 71 60 40 20 0 11 0 33 36 25 0 TC AC LCNEC SCLC IHC LOH MUT Onuki N, et al: Cancer 85:600, 1999 15

CLUSTERS BY HISTOLOGIC TYPE NE TUMOR (P<0.001) Cluster 1 Cluster 2 Cluster 3 Total TC 4 (11%) 12 (34%) 19 (54%) 35 AC 0 4 (57%) 3 (43%) 7 LCNEC 14 (93%) 1 (7%) 0 15 SCLC 8 (100%) 0 0 8 Total 26 (40%) 17 (26%) 22 (34%) 65 Roh MS et al; unpublished data WHAT WE KNOW ABOUT LCNEC An aggressive high-grade grade non-small cell NE carcinoma Is clinically important to separate from AC significant differences: older age, more smoking, more genetic changes, worse prognosis Shares many clinical features with SCLC, but some differences remain Is difficult to diagnose by small biopsy/cytology Reproducibility: pathologists can usually separate AC from LCNEC; but LCNEC vs SCLC is more difficult LCNEC patients probably need adjunctive therapy perhaps platinum/etoposide INTERNATIONAL NE LUNG TUMOR REGISTRY OVERALL GOALS To develop collaborations that allow for combining data on rare NE tumors to answer difficult questions that none of us can answer by ourselves To encourage existing (Japan, Spain) and the development elopment of new national registries of pulmonary NE tumors To establish an international consensus and a worldwide uniform approach to diagnosis (2004 WHO classification) To develop a tissue network for study of molecular changes with hope of identifying molecular therapeutic targets Lim E, et al; JTO 3:1194, 2008 16

GOALS OF REGISTRY SCLC - LCNEC To Define Clinical, Pathologic and Molecular Characteristics of LCNEC and SCLC Better separate LCNEC and SCLC Due to Rarity of LCNEC and Surgically Resected SCLC need to develop network of collaborations Learn how best to treat LCNEC Communication network learn what others are doing Start Retrospective become Propsective Lim E, et al; JTO 3:1194, 2008 17