RoHS Test Methods. Presented by: Bruce Peterson



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RoHS Test Methods Presented by: Bruce Peterson

Motivation for Presentation The EU RoHS directive takes effect July 1, 2006 Customer confusion about - Scope of directive How much testing needs to be performed Analytical Testing Techniques Available Expected Costs

Scope of RoHS Directive What is included: Applies to any product which is dependent on electric current or electromagnetic fields in order to work properly. Includes all non-electronic parts of the product. Voltage rating of product is less than 1000VAC or 1500VDC What is NOT included: Spare parts for the repair, or the reuse, of electrical and electronic equipment put on the market prior to July 1, 2006 Military Equipment Medical Equipment Measurement and Control Equipment Large scale stationary industrial tools

Specific Exemptions from RoHS Mercury in compact fluorescent lamps (with restrictions) Lead in cathode ray tubes, light bulbs and fluorescent tubes Lead as an alloying element in steel (< 0.35%), Aluminum (< 0.40%), Copper Alloy (< 4%) Lead in high melting temperature solders Lead in solders for servers, storage and storage array systems Lead in solders for network infrastructure equipment for switching, signaling, transmission and network management Lead in ceramic parts Cadmium plating Hexavalent chromium as an anti-corrosion of the carbon steel cooling system in absorption refrigerators

Definitions Unit The smallest part of an electrical or electronic equipment that can be separated from the equipment by using ordinary tools, without destroying the function of the part when it is removed. Mechanically Disjointed Dismantling of a unit by simple processes (such as screwing, disconnecting and/or desoldering) using ordinary tools (i.e. not applying chemicals, cutting, grinding and/or polishing) without destroying the function of the unit. Homogeneous Material A homogeneous material cannot be mechanically disjointed into different materials. Mechanically disjointed means that the materials cannot in principal be separated into other materials by mechanical methods such as unscrewing, cutting, crushing, grinding or abrasive processes

RoHS Enforcement RoHS is EU directive Each member state will use the directive as model for local legislation Each member state will be responsible for enforcement testing Enforcement testing will be regional and therefore may vary

How Do I Comply with RoHS? It is up to each company to: Assess risk Build risk mitigation policy Establish due diligence defense in case of litigation

RoHS Concentration Limits Substance Lead (Pb) Mercury(Hg) Cadmium (Cd) Hexavalent Chromium (Cr6+) Polybrominated biphenyls (PBB) Polybrominated diphenyl ethers (PBDE) Allowed Limit (% by weight) 0.1 (1000ppm) 0.1 (1000ppm) 0.01 (100ppm) 0.1 (1000ppm) 0.1 (1000ppm) 0.1 (1000ppm)

Other RoHS Green Initiatives RPCEP (Regulation for Pollution Control of Electronic Products July 1, 2006 JGPSSI (Japan Green Procurement Survey Standardization Initiative July 1, 2006 SB20 (Electronic Waste Recycling Act of 2003 California, Jan 1, 2007 China RoHS March 1, 2007 Also adopting EU RoHS directive: Australia, Canada, Korea, Taiwan

RoHS Testing Decision Flowchart

RoHS Analytical Method Flowchart Pb, Hg >1300ppm Cd = >130ppm FAIL non-compliant EDXRF ICP-OES Pb Samples homogenous materials -plastics -metals -PCB/components High performance application EDXRF screening for compliance INCONCLUSIVE EDXRF ICP-OES Diphenyl- Carbazide/ HPLC Cd Cr(VI) PASS RoHS compliant Pb, Cr, Hg, = <700ppm Br = < 300ppm Cd = <70ppm ICP, AAS EDXRF GC-MS, FTIR, HPLC Hg PBB, PBDE

Energy Dispersive X-Ray Fluorescence 25 Ejected electron Valence electrons 20 Kα Nucleus Energy (kev) 15 10 Lα 5 Mα Atom Primary X-ray 0 0 10 20 30 40 50 60 70 80 90 Atomic number Characteristic X-ray Energy

Energy Dispersive X-Ray Fluorescence Fluorescent X-ray Sample Detector CCD Camera X-ray Guide tube Primary X-ray

Energy Dispersive X-Ray Fluorescence X-ray Intensity (cps) X-ray Energy (kev)

Energy Dispersive X-Ray Fluorescence Detector Technology Proportional Counter PIN diode Si, Si(Li) Advantage Fast Pb only screening Inexpensive Measure plating composition Good resolution (275eV) Does not need LN2 Can be used for portable systems Best resolution (150eV) Best limit of detection for all RoHS elements Limitation Won t analyze all RoHS elements High limit of detection Good for Pb only Resolution may not be good enough for some samples Sn Lα = 3.440KeV, Cd Lα = 3.134KeV (Δ = 306eV) Limit of quantification for Cd close to RoHS limit More expensive LN2 required

Energy Dispersive X-Ray Fluorescence Other desired characteristics for XRF Small X-ray spot size Capillary optics in favor of collimators Evacuated X-ray detector path for light element detection

Fourier Transform Infra-Red Spectrometer (FTIR)

Fourier Transform Infra-Red Spectrometer (FTIR) Many sampling techniques Attenuated total reflectance (ATR) Diffuse reflectance KBr pellets Transmission or Reflectance using FTIR microscope Detection limits are 30,000ppm Materials containing PBBs and PBDEs will generally have concentrations exceeding 5% (50,000ppm)

FTIR Spectrum of PBBs and PBDEs Fingerprint region for PPBs and PBDEs are in the 1000cm -1 to 1500cm -1 range

Cr6 determination using spot test Based on ISO-3613 Uses test solution with 1,5-diphenylcarbazide Test solution must be prepared not more than 8 hours prior to use Place 1 to 5 drops on clean sample A red/violet color will appear in a few minutes if Cr6 is present ignore any color that appears much later Negative result concludes Cr6 testing, positive result requires more testing for Cr6 quantification

Atomic Spectrometry Equipment Detection limits µg/liter

Atomic Spectrometry Equipment Orders of Magnitude of Signal Intensity

Inductively Coupled Plasma Optical Emission Spectrometer (ICP-OES)

Inductively Coupled Plasma Optical Emission Spectrometer (ICP-OES) Used for quantifying Pb, Cd, Hg and Cr when XRF results are in the uncertain range Lowest detection limits (ppb to ppt range) No matrix interferences Analytical range good for over 5 orders of magnitude (less need for dilution) Requires sample digestion (turn into liquid) with strong acids use microwave digestion system to accelerate process Instrument requires calibration against reference samples good linearity in analytical range (fewer calibration points) Sensitivity of instrument may require sample dilution to prevent detector overload

High Pressure Liquid Chromatography (HPLC)

High Pressure Liquid Chromatography (HPLC) Used for determination and quantification of PBBs, PBDEs when XRF total Bromine concentration is above limits Need extraction of PBBs and PBDEs from sample matrix use FTIR first to identify matrix material for solvent determination Requires calibration against reference standards Used for quantification of Cr6 when XRF total Chrome concentration (Cr6 + Cr3) is above limits - use reference standards or XRF results for quantification Need extraction of Cr from matrix Use photodiode array detector for best results

Gas Chromatograph Mass Spectrometer (GCMS)

Gas Chromatograph Mass Spectrometer (GCMS) Use for quantification and identification of PBBs and PBDEs when XRF total Bromine concentration is above limits Most accurate analytical technique for quantification of PBBs and PDBEs Need extraction of PBBs and PBDEs from sample matrix use FTIR first to identify matrix material for solvent determination Requires calibration against reference standards

Analytical Testing Techniques Analytical Technique Advantages Limitations Cost ED XRF No sample preparation Non-destructive Can use FP mode Matrix interferences Sample absorption Low FTIR Little sample prep No reference samples High detection limits ( 30,000ppm) Low Diphenylcarbazide Test Fast go/no go test of Cr6 No quantification Low HPLC for Cr6 Best for Cr6 quantification Can be used with XRF results Requires Cr ion extraction Med HPLC for PPBs and PPDEs Better detection limits than FTIR Needs sample extraction Destructive test High ICP-OES/ ICP-MS No matrix interferences Low detection limits High resolution Needs sample digestion Destructive test May need to dilute sample High GCMS Low detection limits High resolution Needs sample extraction Destructive test High AA/AAS No matrix interferences Low detection limits High resolution Needs sample digestion Destructive test Single element test High

Thank You! Bruce Peterson Accolade Engineering Solutions 949-597-8378