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3GPP TSG_CN Plenary Meeting #9, Oahu, Hawaii 20 th 22 nd September 2000. Tdoc NP-000498 Source: TSG_N WG 4 Title: Agenda item: Document for: CRs to R00 Work Item Security APPROVAL Introduction: This document contains 2 CRs on R00 Work Item Security, that have been agreed by TSG_N WG4, and is forwarded to TSG_N Plenary meeting #9 for approval. SM TDoc SPEC CR REV PHAS VERS SUBJECT CAT CN9 N4-000541 29.002 160 R00 4.0.1 AUTN and AUTS parameter length A CN9 N4-000744 29.002 161 2 R00 4.0.1 Clarification on Authentication Failure Report ack A

3GPP TSG CN WG4 #3 Document N4-000541 Helsinki, Finland, 17-21 Jul 2000 e.g. for 3GPP use the format TP-99xxx or for SMG, use the format P-99-xxx CHANGE REQUEST Please see embedded help file at the bottom of this page for instructions on how to fill in this form correctly. 29.002 CR 160 Current Version: 4.0.1 GSM (AA.BB) or 3G (AA.BBB) specification number CR number as allocated by MCC support team For submission to: CN#09 for approval X strategic (for SMG list expected approval meeting # here for information non-strategic X use only) Form: CR cover sheet, version 2 for 3GPP and SMG The latest version of this form is available from: ftp://ftp.3gpp.org/information/cr-formv2.doc Proposed change affects: (U)SIM ME UTRAN / Radio Core Network X (at least one should be marked with an X) Source: N4 Date: 2000-07-19 Subject: Work item: AUTS and AUTN parameter length Security Category: F Correction Release: Phase 2 A Corresponds to a correction in an earlier release X Release 96 (only one category B Addition of feature Release 97 shall be marked C Functional modification of feature Release 98 with an X) D Editorial modification Release 99 Release 00 X Reason for change: Mirror CR to 29.002-151 Clauses affected: 17.7.1 Other specs Other 3G core specifications List of CRs: affected: Other GSM core specifications List of CRs: MS test specifications List of CRs: BSS test specifications List of CRs: O&M specifications List of CRs: Other comments: help.doc <--------- double-click here for help and instructions on how to create a CR.

17.7.1 Mobile Service data types MAP-MS-DataTypes { gsm-network (1) modules (3) map-ms-datatypes (11) version6 (6)} DEFINITIONS IMPLICIT TAGS ::= BEGIN EXPORTS -- location registration types UpdateLocationArg, UpdateLocationRes, CancelLocationArg, CancelLocationRes, PurgeMS-Arg, PurgeMS-Res, SendIdentificationArg, SendIdentificationRes, UpdateGprsLocationArg, UpdateGprsLocationRes, IST-SupportIndicator, 2 3G 29.002 Version 3.4.0 (2000-03) -- handover types ForwardAccessSignalling-Arg, PrepareHO-Arg, PrepareHO-Res, PrepareSubsequentHO-Arg, PrepareSubsequentHO-Res, ProcessAccessSignalling-Arg, SendEndSignal-Arg, SendEndSignal-Res, -- authentication management types SendAuthenticationInfoArg, SendAuthenticationInfoRes, AuthenticationFailureReportArg, AuthenticationFailureReportRes, -- security management types EquipmentStatus, Kc, -- subscriber management types InsertSubscriberDataArg, InsertSubscriberDataRes, DeleteSubscriberDataArg, DeleteSubscriberDataRes, SubscriberData, ODB-Data, SubscriberStatus, ZoneCodeList, maxnumofzonecodes, O-CSI, D-CSI, O-BcsmCamelTDPCriteriaList, T-BCSM-CAMEL-TDP-CriteriaList, SS-CSI, ServiceKey, DefaultCallHandling, CamelCapabilityHandling, BasicServiceCriteria, SupportedCamelPhases, maxnumofcameltdpdata, CUG-Index, CUG-Interlock, InterCUG-Restrictions, IntraCUG-Options, NotificationToMSUser, IST-AlertTimerValue, T-CSI, T-BcsmTriggerDetectionPoint,

3 3G 29.002 Version 3.4.0 (2000-03) -- fault recovery types ResetArg, RestoreDataArg, RestoreDataRes, -- subscriber information enquiry types ProvideSubscriberInfoArg, ProvideSubscriberInfoRes, SubscriberInfo, LocationInformation, SubscriberState, -- any time information enquiry types AnyTimeInterrogationArg, AnyTimeInterrogationRes, -- any time information handling types AnyTimeSubscriptionInterrogationArg, AnyTimeSubscriptionInterrogationRes, AnyTimeModificationArg, AnyTimeModificationRes, -- subscriber data modification notification types NoteSubscriberDataModifiedArg, NoteSubscriberDataModifiedRes, -- gprs location information retrieval types SendRoutingInfoForGprsArg, SendRoutingInfoForGprsRes, -- failure reporting types FailureReportArg, FailureReportRes, -- gprs notification types NoteMsPresentForGprsArg, NoteMsPresentForGprsRes, -- Mobility Management types NoteMM-EventArg, NoteMM-EventRes ; IMPORTS maxnumofss, SS-SubscriptionOption, SS-List, SS-ForBS-Code, Password FROM MAP-SS-DataTypes { gsm-network (1) modules (3) map-ss-datatypes (14) version6 (6)} SS-Code FROM MAP-SS-Code { gsm-network (1) modules (3) map-ss-code (15) version6 (6)} Ext-BearerServiceCode FROM MAP-BS-Code { gsm-network (1) modules (3) map-bs-code (20) version6 (6)} Ext-TeleserviceCode FROM MAP-TS-Code { gsm-network (1) modules (3) map-ts-code (19) version6 (6)} AddressString, ISDN-AddressString, ISDN-SubaddressString, FTN-AddressString, AccessNetworkSignalInfo, IMSI, TMSI, HLR-List, LMSI,

4 3G 29.002 Version 3.4.0 (2000-03) Identity, GlobalCellId, CellGlobalIdOrServiceAreaIdOrLAI, Ext-BasicServiceCode, NAEA-PreferredCI, EMLPP-Info, MC-SS-Info, SubscriberIdentity, AgeOfLocationInformation, LCSClientExternalID, LCSClientInternalID, Ext-SS-Status FROM MAP-CommonDataTypes { gsm-network (1) modules (3) map-commondatatypes (18) version6 (6)} ExtensionContainer FROM MAP-ExtensionDataTypes { gsm-network (1) modules (3) map-extensiondatatypes (21) version6 (6)} AbsentSubscriberDiagnosticSM FROM MAP-ER-DataTypes { gsm-network (1) modules (3) map-er-datatypes (17) version6 (6)} ; -- location registration types UpdateLocationArg ::= SEQUENCE { imsi IMSI, msc-number [1] ISDN-AddressString, vlr-number ISDN-AddressString, lmsi [10] LMSI OPTIONAL,..., vlr-capability [6] VLR-Capability OPTIONAL } VLR-Capability ::= SEQUENCE{ supportedcamelphases [0] SupportedCamelPhases OPTIONAL,..., solsasupportindicator [2] NULL OPTIONAL, istsupportindicator [1] IST-SupportIndicator OPTIONAL, superchargersupportedinservingnetworkentity [3] SuperChargerInfo OPTIONAL, longftn-supported [4] NULL OPTIONAL } SuperChargerInfo ::= CHOICE { sendsubscriberdata [0] NULL, subscriberdatastored [1] AgeIndicator } AgeIndicator ::= OCTET STRING (SIZE (1..6)) -- The internal structure of this parameter is implementation specific. IST-SupportIndicator ::= ENUMERATED { basicistsupported (0), istcommandsupported (1), -- exception handling: -- reception of values > 1 shall be mapped to ' istcommandsupported ' UpdateLocationRes ::= SEQUENCE { hlr-number ISDN-AddressString,... }

5 3G 29.002 Version 3.4.0 (2000-03) CancelLocationArg ::= [3] SEQUENCE { identity Identity, cancellationtype CancellationType OPTIONAL, CancellationType ::= ENUMERATED { updateprocedure (0), subscriptionwithdraw (1), -- The HLR shall not send values other than listed above CancelLocationRes ::= SEQUENCE { PurgeMS-Arg ::= [3] SEQUENCE { imsi IMSI, vlr-number [0] ISDN-AddressString OPTIONAL, sgsn-number [1] ISDN-AddressString OPTIONAL, PurgeMS-Res ::= SEQUENCE { freezetmsi [0] NULL OPTIONAL, freezep-tmsi [1] NULL OPTIONAL, SendIdentificationArg ::= SEQUENCE { tmsi TMSI, numberofrequestedvectors NumberOfRequestedVectors OPTIONAL, -- if segmentation is used, numberofrequestedvectors shall be present in -- the first segment and shall not be present in subsequent segments. If received -- in a subsequent segment it shall be discarded. segmentationprohibited NULL OPTIONAL, -- if segmentation is prohibited the previous VLR shall not send the result -- within a TC-CONTINUE message. SendIdentificationRes ::= [3] SEQUENCE { imsi IMSI OPTIONAL, -- IMSI must be present if SendIdentificationRes is not segmented. -- If the TC-Continue segmentation option is taken the IMSI must be -- present in one segmented transmission of SendIdentificationRes. authenticationsetlist AuthenticationSetList OPTIONAL, currentsecuritycontext [2]CurrentSecurityContext OPTIONAL, extensioncontainer [3] ExtensionContainer OPTIONAL, -- authentication management types AuthenticationSetList ::= CHOICE { tripletlist [0] TripletList, quintupletlist [1] QuintupletList } TripletList ::= SEQUENCE SIZE (1..5) OF AuthenticationTriplet QuintupletList ::= SEQUENCE SIZE (1..5) OF AuthenticationQuintuplet AuthenticationTriplet ::= SEQUENCE { rand sres kc AuthenticationQuintuplet ::= SEQUENCE { rand xres ck ik autn RAND, SRES, Kc, RAND, XRES, CK, IK, AUTN,

6 3G 29.002 Version 3.4.0 (2000-03) CurrentSecurityContext ::= CHOICE { gsm-securitycontextdata [0] GSM-SecurityContextData, umts-securitycontextdata [1] UMTS-SecurityContextData } GSM-SecurityContextData ::= SEQUENCE { kc cksn... } UMTS-SecurityContextData ::= SEQUENCE { ck ik ksi... } Kc, Cksn, CK, IK, KSI, RAND ::= OCTET STRING (SIZE (16)) SRES ::= OCTET STRING (SIZE (4)) Kc ::= OCTET STRING (SIZE (8)) XRES ::= OCTET STRING (SIZE (4..16)) CK ::= OCTET STRING (SIZE (16)) IK ::= OCTET STRING (SIZE (16)) AUTN ::= OCTET STRING (SIZE (164..18)) AUTS ::= OCTET STRING (SIZE (142..16))

1 3G aa.bbb Version x.y.z (YYYY-MM) 3GPP TSG CN WG4 #4 Document N4-000744 Seattle (WA), USA, Aug 28 - Sep 1, 2000 e.g. for 3GPP use the format TP-99xxx or for SMG, use the format P-99-xxx CHANGE REQUEST Please see embedded help file at the bottom of this page for instructions on how to fill in this form correctly. 29.002 CR 161r2 Current Version: 4.0.1 GSM (AA.BB) or 3G (AA.BBB) specification number CR number as allocated by MCC support team For submission to: CN#09 For approval X strategic (for SMG list expected approval meeting # here for information non-strategic X use only) Form: CR cover sheet, version 2 for 3GPP and SMG The latest version of this form is available from: ftp://ftp.3gpp.org/information/cr-formv2.doc Proposed change affects: (U)SIM ME UTRAN / Radio Core Network X (at least one should be marked with an X) Source: N4 Date: 2000-08-31 Subject: Work item: Clarification on Authentication Failure Report ack Security Category: F Correction Release: Phase 2 A Corresponds to a correction in an earlier release X Release 96 (only one category B Addition of feature Release 97 shall be marked C Functional modification of feature Release 98 with an X) D Editorial modification Release 99 Release 00 X Reason for change: Mirror CR of 29.002-154r3 Clauses affected: 8.5.3.3, 25.5.7.4 Other specs Other 3G core specifications List of CRs: affected: Other GSM core specifications List of CRs: MS test specifications List of CRs: BSS test specifications List of CRs: O&M specifications List of CRs: Other comments: help.doc <--------- double-click here for help and instructions on how to create a CR.

2 3G aa.bbb Version x.y.z (YYYY-MM) 8.5.3.3 Parameter use Invoke id See subclause 7.6.1 for the use of this parameter. IMSI See subclause 7.6.2 for the use of this parameter. Failure Cause See subclause 7.6.7 for use of this parameter. User error This parameter is sent by the responder upon unsuccessful outcome of the service, and then takes one of the following values defined in subclause 7.6.1: - Unknown Subscriber; - System Failure; - Unexpected Data Value.; - Data Missing. Provider error These are defined in subclause 7.6.

25.5.7.4 Process in the HLR 3 3G aa.bbb Version x.y.z (YYYY-MM)

4 3G aa.bbb Version x.y.z (YYYY-MM) Process Note_Authentication_Failure_HLR 1(1) Process in the HLR to handle an authentication failure report from the VLR or SGSN Signals to/from the left are to/from the VLR or SGSN; signals to/from the Failure Report application in the HLR Receive_Open_ Ind OK Section 25.1.1 vr, Error MAP_P_ ABORT_rec Wait_for_Report MAP_AUTHENTICATION_ FAILURE_REPORT_req MAP_ NOTICE_Ind MAP_P_ ABORT_Ind unknown subscriber? yes MAP_ CLOSE_req unexpected data value? yes Authentication Failure Report set user error MAP_AUTHENTICATION_ FAILURE_REPORT_rsp MAP_CLOSE_req

5 3G aa.bbb Version x.y.z (YYYY-MM) Process Note_Authentication_Failure_HLR 1(1) Process in the HLR to handle an authentication failure report from the VLR or SGSN Signals to/from the left are to/from the VLR or SGSN; signals to/from the Failure Report application in the HLR Receive_Open_ Ind OK Section 25.1.1 vr, Error MAP_P_ ABORT_rec Wait_for_Report MAP_AUTHENTICATION_ FAILURE_REPORT_req MAP_ NOTICE_Ind MAP_P_ ABORT_Ind Authentication Failure Report MAP_ CLOSE_req Wait_For_ Application_ Response Authentication Failure Report ack Authentication Failure Report negative response set user error MAP_ CLOSE_req MAP_AUTHENTICATION_ FAILURE_REPORT_cnf MAP_CLOSE_req Figure 25.6/10: Process Note_Authentication_Failure_HLR