GIPS Day 2014 Global Investment Performance Standards 5 November 2014 08.15h 19.30h Kongresshaus Zurich Fundamentals of GIPS compliance, institutional framework, introduction to performance and risk measurement and a practical example of GIPS in daily business for GIPS beginners Update from the GIPS committees and on current initiatives and strategic priorities as well as a panel discussion on the evolution and outlook of performance reporting for GIPS beginners and GIPS experts This seminar provides both GIPS beginners (part I and II) and GIPS experts (part II) with practice-oriented knowledge on the fundamentals of GIPS and on recent developments in connection with the GIPS Standards. Experienced speakers from the GIPS Expert Group of the Swiss Bankers Association (SBA), who are familiar with the GIPS Standards and the global GIPS committees, will inform you at first hand. Swiss Bankers Association Aeschenplatz 7 T + 41 61 295 93 93 Schweizerische Bankiervereinigung PO Box 4182 F +41 61 272 53 82 Association suisse des banquiers CH-4002 Basel office@sba.ch Associazione Svizzera dei Banchieri www.swissbanking.org
Program Part I: Basics ( GIPS beginners ) 08.15 Registration of participants / Coffee 08.45 Welcome Address Dr Markus Staub, Swiss Bankers Association 09.00 Introduction to the GIPS Standards Dr Stefan J. Illmer, Illmer Investment Performance Consulting AG, Chairman of the GIPS Expert Group Switzerland and Chairman of the Investment Reporting Working Group 09.30 Fundamentals of GIPS-Compliance / Composite Construction and Administration / Case Study Susanne Klemm, Ernst & Young, Member of the GIPS Expert Group Switzerland, Member of the GIPS Nominations Committee, Member of the GIPS Promotion & Awareness Subcommittee 10.30 Break 11.00 Input Data, Performance and Risk Measurement Dimitri Senik, PricewaterhouseCoopers, Member of the GIPS Expert Group Switzerland, Member of the GIPS Executive Committee 12.30 Buffet Lunch 13.45 Composite Reports and Disclosures / Verification Susanne Klemm, Ernst & Young, Member of the GIPS Expert Group Switzerland, Member of the GIPS Nominations Committee, Member of the GIPS Promotion & Awareness Subcommittee 14.15 GIPS Practice @ UBS Investment Management Processes / Quality Assurance / Verification Preparation / GIPS Report Thomas Egger, UBS AG, Member of the GIPS Expert Group Switzerland 15.00 Break / Registration of participants for part II SBA GIPS Day 5 November 2014 Programme 2
Part II: Recent Developments and Update from the GIPS Committees ( GIPS beginners and GIPS experts ) 15.30 Welcome Address Dr Markus Staub, Swiss Bankers Association 15.40 Update from the GIPS Committees on Strategic Priorities, Current Initiatives and New GIPS Governance Dimitri Senik, PricewaterhouseCoopers, Member of the GIPS Expert Group Switzerland, Member of the GIPS Executive Committee 16.30 Risk Measures: Are GIPS Standards in Line with the Industry? Ann-Mirjam Lévy Duvernay, Senior Manager, KPMG 17.00 Principles for Investment Reporting An Update Dr Stefan J. Illmer, Illmer Investment Performance Consulting AG, Chairman of the GIPS Expert Group Switzerland and Chairman of the Investment Reporting Working Group 17.20 Panel Discussion on the Evolution and Outlook of Performance Reporting Chair: Participants: Dimitri Senik Marco Bagutti, Chief Investment Officer, Substitute Occupational Benefit Institution Jonathan A. Boersma, Executive Director GIPS, CFA Institute Felix Haldner, President, Swiss Funds & Asset Management Association (SFAMA) Dr. Stefan J. Illmer 18.10 Closing Remarks Dr Markus Staub, Swiss Bankers Association 18.15 Apéro riche 19.30 End of the event SBA GIPS Day 5 November 2014 Programme 3
Target audience The seminar is aimed at employees of banks and other financial intermediaries, in particular persons working in the following fields: GIPS Office, Performance Measurement, Risk Reporting, Risk Management, Risk Control, Investment Advisory, Legal & Compliance, Internal Audit, Public Policy / Governmental Affairs, Client Advisors, Marketing (Asset Management, Private Banking) as well as representatives of Asset Managers, Audit Firms, Consultants, Pension Funds, Trusts, Family Offices, Software Providers and Securities Dealers. The first part of the seminar (08.15h-15.00h) focuses on the content and the institutional framework of the GIPS Standards and is especially aimed at GIPS beginners. The second part of the seminar (15.30h-18.15h) provides information on recent developments, strategic updates from the GIPS committees and on current issues. This part is recommended for GIPS beginners as well as for GIPS experts. Language The working language will be English (no simultaneous translations). Documentation Documentation will be distributed on the day. Program changes This is a preliminary program which may be subject to change. Participation fee Members of the SBA, all-day CHF 670.- Non-members, all-day CHF 910.- Members of the SBA, afternoon CHF 380.- Non-members, afternoon CHF 520.- An invoice for the participation fee will be sent to you after the event. Registration Registrations for the seminar can be submitted via the Swiss Bankers Association s Portal (www.sbvg.ch, for members only) or by using the registration form attached to this program. Registrations for the seminar must be received by 28 October 2014 at the latest. The number of participants is limited so registrations will be handled on a first-come, first-served basis. Cancellations must be received in written to gips@sba.ch by 31 October 2014. Cancellations received after this date are subject to a cancellation fee of 100%. We thank you for your understanding of these conditions. SBA GIPS Day 5 November 2014 Programme 4
Application for SER credits The participation of this seminar can be accounted for SER credits.as a participant in the CFA Institute Approved-Provider Program, the CFA Society Switzerland has determined that this event qualifies for 4.5 SER of CE for the morning part and 3 SER of CE for the afternoon part. If you are a CFA Institute Member, CE credit for your attendance at this event will be automatically recorded in your CE. Please note that for applying for SER credits, you will need to tick the appropriate box during the online subscription. Afterwards, please send your CFA Institute Member Number via mail to gips@sba.ch. Please note that an application can only be accepted after having received your CFA Institute Member Number. Contacts For further information please contact the following: Secretariat GIPS Telephone: 061 295 93 93 Swiss Bankers Association Fax: 061 272 53 82 P.O. Box 4182 gips@sba.ch 4002 Basel www.swissbanking.org Venue Kongresshaus Zurich Vortragssaal, 1st floor Gotthardstrasse 5 8022 Zurich Tram stopp 6, 7, 13 Stockerstrasse Kongresszentrum Entrance Vortragssaal SBA GIPS Day 5 November 2014 Programme 5
Registration form Please use this registration form only if you do not have access to the Swiss Bankers Association s Portal (www.sbvg.ch). Please send us this registration form by 28 October 2014 at the latest via Mail, E-Mail or Fax to the following address: Secretariat GIPS Swiss Bankers Association P.O. Box 4182 CH-4002 Basel gips@sba.ch Fax: 061 272 53 82 All-day (Part I & II) Afternoon (Part II) Last name First name Position / Titel Institute Invoice address Member of the Swiss Bankers Association? Yes No E-Mail (mandatory) Phone number SER credits Yes, I apply for SER credits My CFA Institute Member Number is: SBA GIPS Day 5 November 2014 Programme 6