Accurate Loss-of-Signal Detection in 10Gbps Optical Receivers using the MAX3991

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Design Note: HFDN-34.0 Rev.1; 04/08 Accurate Loss-of-Signal Detection in 10Gbps Optical Receivers using the MAX3991 Functional Diagrams Pin Configurations appear at end of data sheet. Functional Diagrams continued at end of data sheet. UCSP is a trademark of Products, Inc. AAILABLE

Accurate Loss-of-Signal Detection in 10Gbps Optical Receivers using the MAX3991 1 Introduction A loss-of-signal (LOS) monitor is required for system digital diagnostics in 10Gbps XFP optical modules. Monitoring for insufficient optical power detects system faults that will result in excessive bit errors. The MAX3991 clock and data recovery with limiting amplifier IC is optimized for the 10Gbps receiver in XFP modules. The device features an accurate LOS detector that monitors the output signal amplitude from the trans-impedance amplifier (TIA). This output signal amplitude is proportional to the receiver peak-to-peak optical power (known as optical modulation amplitude, or OMA), within the TIA linear range. The module designer can program the LOS assert threshold for a given bit-error-rate (BER). This application note outlines the characteristics of the MAX3991 LOS detector, and describes how to set the optical assert power in a 10Gbps receiver for a specified BER. A method for increasing LOS hysteresis for operation at low power levels is also described. 2 10Gbps Receiver Figure 1 shows a typical 10Gbps optical receiver in an XFP module. The 10Gbps transimpedance amplifier converts the photo current into a voltage. The MAX3991 restores the signal amplitude and timing. ROSA +3.3 TIA GND MAX3991 10Gbps CDR with Post Amplifier TH LOS LOL Figure 1. 10Gbps XFP Optical Receiver Signal-to-noise ratio and BER are directly related to each other in noise-limited optical receivers. For an input noise limited receiver, the BER is a function of the received signal power. Therefore, an accurate solution for monitoring BER degradation is to detect the signal amplitude at the input of the limiting amplifier, which is proportional to the OMA for small optical power levels. This kind of OMA detection is critical when the optical transmitter has no modulation control and therefore can not maintain high extinction ratio over temperature and aging. 3 LOS Detector Characteristics The MAX3991 LOS detector is implemented as a root-mean-square power detector. The simplified LOS detection scheme is shown in Figure 2. SDI TH Power Detector Figure 2. MAX3991 LOS Detection Scheme - + LOS With Maxim proprietary design, the MAX3991 LOS detector achieves high accuracy and high stability with minimum power consumption. For a fixed control voltage TH, the assert accuracy is better than ±1.5dB over process, temperature and supply, and the assert stability over temperature and supply is better than ±10%. High accuracy and stability allow the module designer to set the optical assert threshold without recalibration for environmental variations. The MAX3991 assert voltage range is from 15mp-p to 50mp-p. A control voltage that is 10 times the desired assert level is applied to the Page 2 of 5

TH pin to set the assert level. Figure 3 shows the characteristics of the LOS assert ( assert ) and de-assert ( de-assert ) voltage versus control voltage TH. Input for LOS, (mp-p) 100 90 80 70 60 50 40 30 20 10 LOS Amplitude vs. TH 0 0 100 200 300 400 500 600 TH (m) Figure 3. LOS versus Control oltage The threshold TH determines the expected value of the detected power for LOS to assert. Due to intrinsic noise of the power detector, the output of the power detector may vary from its mean value. This variation has a Gaussian distribution and may affect the repeatability of the LOS assert level. For the MAX3991, the measured standard deviation, σ, of the Gaussian distributed power detector output is approximately 0.4mrms. For example, if the expected mean assert voltage is 20mp-p, then the device will assert between 18.8mp-p and 21.2mp-p (±3σ) 99.8% of the time. de assert Hysteresis = 20 log( ) (db) (1) assert Figure 3 shows the nominal hysteresis for assert and de-assert. Considering the noise in the power detector, if the desired input assert voltage is close to or below 15mp-p, occasional chatter may occur. To avoid LOS chattering at small input, the hysteresis can be increased using external resistors as shown in Figure 4. in TH REF LOS Figure 4: Increasing LOS Hysteresis with External Resistors Assuming REF () is the external voltage applied, the threshold control voltage TH is given by: TH ( ) = REF + 0.2 (2) If not used, the LOS power detector can be disabled by connecting the TH pin to CC, which forces the LOS output low. This will reduce the power consumption by about 15mW. TH ( de assert) = REF + 3.0 The added hysteresis will be: (3) 4 Increasing LOS Hysteresis with External Resistors Because of its digital implementation, the MAX3991 has a tightly controlled built-in hysteresis, from 3.5dB minimum to 3.9dB maximum. This translates to an optical hysteresis of 1.75dB to 1.95dB. The hysteresis is defined as: Hysteresis Added REF + 3.0 = 20 log( ) (db) (4) + 0.2 The total hysteresis is the sum (in db) of the internal hysteresis and the added hysteresis given by equation (4). The resistor is selected to prevent loading of the LOS pin. A value of greater than 40kΩ is suggested. The resistor is selected to increase the hysteresis to the desired level. For example, if =44kΩ, =1.5kΩ, REF =0.3, the REF Page 3 of 5

additional hysteresis will be 2.4dB, and the total hysteresis is about 6dB. 5 Combining LOS and LOL Outputs The received optical signal must have sufficient power and the correct data rate for error free reception. The LOS detector monitors the signal power only. For a better qualification of the received signal, it is also necessary to monitor the PLL loss-of-lock (LOL) status. The LOL detector compares the frequency difference between the recovered clock and the reference clock. In the absence of the input signal, the time it takes to indicate a PLL lock failure will be dependent on the internal CO drift rate, and is difficult to predict. To prevent the uncertainty on LOL assert time when the input signal has no transitions, the user can combine the LOS and LOL outputs externally, as indicated in table I. Table I. Combined LOL and LOS Functionality Status LOL LOS LOL+LOS Input signal power above threshold, and PLL in lock 0 0 0 Input signal power above threshold, and PLL out of 1 0 1 lock Input signal power below threshold, PLL in lock 0 1 1 Input signal has no transition, PLL will be eventually out of lock. 0 1 1 1 6 Setting the MAX3991 LOS to a given BER The following example shows how to set the optical assert power of the MAX3991 LOS indicator, assuming the following receiver parameters: 1. Optical Sensitivity: P ave =-18dBm at BER 10-12 2. Extinction Ratio: r e =6.6 3. PIN diode responsitivity: 0.85A/W 4. TIA trans-impedance gain: 3.0kΩ The relationship between the average optical power and OMA is given in equation (5) below. OMA re + 1 Pave (dbm) = 10 log( 1000) (5) 2 r 1 Table II shows the relationship between BER and signal levels at various points in the receiver, based on the assumption that the receiver sensitivity is determined by the receiver input referred noise. e For example, if we want the LOS to assert at BER=10-3, the MAX3991 assert threshold should be set to 26mp-p. This corresponds to an optical average assert power of 21.6dBm and de-assert power of 19.85dBm, with an optical hysteresis of 1.75dB, as indicated in Figure 5. Signal Power (dbm) -19-20 -21 LOS Output Repeatability P1 Repeatability Figure 5. Loss of Signal Function P3 Hystersis Time Time Page 4 of 5

Table II. Typical Receiver Bit Error Rate and Signal Levels BER S p-p /N rms Pave (dbm) OMA (µwp-p) TIA input (µap-p) MAX3991 input (mpp) 10-3 6.18-21.6 10.3 8.7 26 10-4 7.438-20.8 12.4 10.5 31 10-6 9.507-19.7 15.8 13.4 40 10-8 11.224-19.0 18.6 15.8 48 10-9 11.996-18.7 19.9 16.9 51 10-10 12.7-18.4 21.1 17.9 54 10-12 14.069-18 23.3 19.9 59 7. Conclusion The MAX3991 provides a solution that accurately detects low OMA in 10Gpbs receivers. The user can set the LOS assert indicator that corresponds to a certain BER. Additional hysteresis can be added for reliable LOS detection for small input signals. Page 5 of 5