REQUEST FOR PROPOSAL MECHANICAL, ELECTRICAL, PLUMBING ENGINEERING SERVICES VARIOUS BUILDING RENOVATIONS AND NEW CONSTRUCTION

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REQUEST FOR PROPOSAL For MECHANICAL, ELECTRICAL, PLUMBING ENGINEERING SERVICES For VARIOUS BUILDING RENOVATIONS AND NEW CONSTRUCTION CITY OF ROCHESTER November 2009

TABLE OF CONTENTS GENERAL INFORMATION DATA SHEET...1 Project Title Location Owner Proposal Due Date Agreement Timetable SERVICES DESCRIPTION...2 History Overview SCOPE OF SERVICES...3 General Detail/Phases PROPOSAL REQUIREMENTS...7 Qualifications Costs ATTACHMENT A Example Project Listing ATTACHMENT B Draft Professional Services Agreement

GENERAL INFORMATION DATA SHEET PROJECT TITLE Mechanical, Electrical, Plumbing Engineering Services for Various Municipal Facilities LOCATIONS Various sites within Rochester City limits; also sites at Hemlock and Rush, New York OWNER City of Rochester, City Hall, 30 Church Street, Rochester, New York 14614 PROPOSAL DUE DATE Friday, December 4, 2009 at 4:00PM AGREEMENT TIMETABLE Agreement Executed: January 2010 Consultant authorized to proceed with individual projects on an as-needed basis. Agreement expires January 2012 unless extended for an additional year. 1

SERVICES DESCRIPTION HISTORY OVERVIEW The City of Rochester Department of Environmental Services, through the Managing Architect, is responsible for maintenance, repair, alterations, and remodeling of City buildings and facilities. The City has approximately 220 various types of facilities, which include but are not limited to: 24/7 emergency services, recreation centers, water storage and treatment, libraries, public works operations and public event spaces. The size, age and condition of City-owned buildings and their respective mechanical systems vary significantly. The City has a fiduciary responsibility to ensure the safety, integrity and intrinsic value of City-owned buildings. Design development of systems requires the incorporation of City staff and department feedback in relation to system accessibility, maintenance and operating efficiency. Given the historic nature of many City buildings, as well as the public use of a majority of facilities, design of the replacement of components for existing buildings require, when applicable, documentation of the visual impact of mechanical units both interior and exterior. Mechanical, electrical and plumbing engineering services related to City facilities will be provided by a Consulting Engineer or Engineering team. Such services will include: A. Conducting assessments of existing systems as requested by the City, including evaluations of energy efficiency opportunities by system component. B. Preparing design and contract documents for system maintenance or replacement work, and providing inspection of that work during construction. C. Reviewing designs prepared by other consultants under contract to the City for specific construction or reconstruction projects. The City anticipates that the consultant selected will provide services on a continuing basis. An agreement will be negotiated for two-year services with conditions for a oneyear extension of services outlined. Payment for services is anticipated to be on the basis of an approved hourly rate schedule; the magnitude of services by project will vary, but will not exceed the approximate range of $30,000 per project. 2

SCOPE OF SERVICES General The Consultant being selected through this Request for Proposal process will enter into an agreement with the City of Rochester to provide engineering services related to projects at various stages from pre-design to post-construction. Based on the requirements of the City Department of Environmental Services, Bureau of Engineering, Architectural Services Division, the consultant shall provide engineering services meeting all standards and codes used in design for basic services as required on projects as follows: Pre-Design Evaluation Cost Estimating / Condition Survey and Report Schematic Design Design Development Contract Documents Bidding/Award Construction Administration Resident Project Representation (RPR) Commissioning The Consultant shall: 1. Review existing drawings, plans, and actual conditions, and advise the City on issues of concern in regard to design, material selection, cost estimation as well as cost (life-cycle) analysis. 2. Provide schematic and design development, bid documents, and a detailed cost estimate at each phase, which may include: a. Attend coordination meetings b. Provide progress prints/cost estimates (labor and materials) at appropriate intervals c. Include elevations of exposed mechanical or electrical units, and/or three-dimensional renderings (as requested) d. Provide architectural design drawings which shall include all components and accessories 3. Assist in the bidding phases: a. Attend pre-bid and pre-construction meetings b. Answer questions/clarifications during bidding 4. Review and evaluate submittals and claims for extra costs. 5. Inspect the construction site and actively participate in on-site construction meetings. Advise the City regarding interpretations of contract documents and payments to contractors. 6. Conduct and assist the City for substantial completion by preparing a punch list and conducting a final inspection. 3

Detail/Phases (Note draft Professional Services Agreement, Basic Services, in Appendix B) Pre-Design Evaluation Consult with the City and other necessary and appropriate government units, utilities, organizations, and persons in order to ascertain project requirements and review the program prepared by the City, recommending any necessary revisions. Cost Estimating / Condition Survey and Report Investigate, analyze and measure the existing facilities to the extent necessary to determine the information necessary for project work. Measure and verify floor plans and equipment locations in the existing building. Review existing system replacement studies (if applicable), analyze building components, heating/cooling load requirements, City floor plans and drawings (as available) and make system recommendations. Prepare drawings and a report summarizing existing facilities, their condition, and their effect on the Project or the Project's effect on them. Prepare probable construction cost estimates to assist the Division in the preparation of Capital Improvement Program requests for internal use. As part of the investigation, identify and document issues pertaining to a future project (accessibility, operations impact, etc.) to inform the project schedule. Schematic Design Upon receipt of written notification to proceed, prepare schematic designs for review and approval by the City. The schematic drawings shall show project design features. A detailed cost estimate separating labor and materials shall accompany the schematic drawings for each design option developed. Life-cycle cost estimates to be provided upon request. Advancement to next design phase pending City review of report, comments and Notice to Proceed. Design Development After the approval of the final schematic design submission, the City shall issue a written order to proceed with the Design Development phase. Submit detailed design drawings showing the general design, outline specifications, revised cost estimates, material cut sheets and material selection. If alternate layouts, design, work items and materials exist, the alternatives are to be prioritized with a recommendation of the best alternative with selection rationale outlined. Provide architectural design drawings which shall include all components and accessories, including system elevations (when applicable) in relation to project. Prepare a list of all permits, licenses, review, and approvals as required. Advancement to next design phase pending City review of report, comments and Notice to Proceed. Contract Documents Perform the final design and the preparation of detailed contract documents in accordance with applicable City, County, State, and Federal regulations ( codes ) for all elements of work including architectural plans, custom details, phasing plans and structural and/or engineering modifications, as needed. Provide design progress reviews with the City and other authorities as required (typically at 50% and 95% completion). Provide progress prints, specifications and revised cost estimates at specified intervals for the City s review and approval. 4

Provide for approval by the City, the Contract Documents including bidding forms, the Contract Agreement, and General Conditions, using standard City Contract Conditions, project specifications and working drawings for the Project. The bid documents are to conform with City Standards wherever applicable. Bidding / Award The Consultant is to assist the City in pre-bid and pre-award meetings, obtaining bids, and reviewing and recommendation awards, evaluating alternate bids, and preparing a construction contract, as well as: Assist in the evaluation of product or systems substitutions. Prepare addenda for City advertisement/issuance. Construction Administration Provide during the construction contract to be entered into by the City for the construction of the project, to the satisfaction of the City, periodic architectural consultant services to verify adherence to the design and to assist in the administration of the construction until final completion and acceptance by the City. Conduct a preconstruction conference after receipt of a written request to do so from the City. Such preconstruction conference shall include at least the Consultant, or its authorized representative, the contractor(s), authorized representatives of the City, as well as representatives of any other public or private agencies which the City determines should be in attendance. At the preconstruction conference, the Consultant shall: Observe that all necessary permits and licenses have been obtained prior to work commencement. Raise for discussion and decision, the manner in which the construction will be administered by itself and the City, the scheduling of construction, and any and all other issues or questions which in the opinion of the Consultant or the City must be settled before the start of construction. Before convening the preconstruction conference, the Consultant shall confer with an authorized representative of the City concerning the agenda and who is to attend. Prepare and distribute minutes within a specified time following the meeting. Throughout all Phases, prepare and update on an interval that is mutually agreed upon, an Estimate of Construction Cost consistent with the City s funding requirements in a format acceptable to the City. The Estimate of Construction Costs shall document approved change orders (CO s) and any and all anticipated changes to the construction cost on an individual prime contract basis and indicate contingency balance. Recommend necessary or desirable changes (adds and credits) to the Architect and to the City, review requests for changes, assist in negotiating Contractor s proposals, submit recommendations to the City. If they are accepted, review change orders for the City s authorization. There shall be no change in the scope of the work or in materials specified by the Consultant until approval for such change has been given in writing by the City. Determine, based on the Consultant s inspections and the contractor s applications for payment, the amount owing to the contractor and will issue certificates for payment in such amounts. By reviewing and approving a certificate for payment, the Consultant will also represent to the City that, to the best of its knowledge, information, and belief, based on what its observations have 5

revealed, the quality of the work is in accordance with the Contract Documents. Review and make recommendations to the City on any claims received from contractors. Make visits to the job site (at a frequency dictated by specific project) during power service cut and re-routing for the purpose of clarifying or interpreting any phase of the work and monitoring job progress, where necessary and/or requested. Conduct and attend on-the-job field meetings (at a frequency dictated by specific project) to review procedures, progress, scheduling, contractor compliance and other issues. Provide and distribute minutes of these meetings to the City and to parties designated by the City within a specified time period. Where field condition differs from contract documents or disputes arise, the Consultant shall resolve issues satisfactorily to the City. Issue punch list(s) and re-inspect as necessary, coordinate warranty submissions with manufacturers. Following the Prime Contractor s completion of the punch list, conduct final inspections in conjunction with the City. The Consultant shall create a closeout checklist for each Prime Contract and shall monitor the closeout process as part of the Certificate of Substantial Completion of the work. The approval of the City, or other Agency approvals, shall be required as a condition for the acceptance of the work by the City. Furnish to the City of Rochester, based on marked up prints, drawings and other data furnished by the contractor, a set of reproducible drawings showing all construction (elements/systems) as actually built. Provide the City with AutoCAD files in a format acceptable to the City and one set of reproducible drawings. Secure and transmit to the City all required guarantees, affidavits, releases, bonds, and waivers and other closeout documents. Resident Project Representation (RPR) If requested, furnish during the construction period, a full-time or part-time Resident Project Representative, as required under the supervision of a licensed professional engineer or licensed architect of the Consultant. The qualifications of the personnel shall be subject to approval by the City. Prepare a daily diary or log book, recording the hours worked on the job site, weather conditions, list of visiting officials, daily activities, decisions, manning levels by trade, observations in general, and specific observations in more detail (as in the case of observing test procedures). At the completion of the Project, the aforementioned diary or log (or certified copy) shall be delivered by the Consultant to the City. Commissioning The Commissioning agent will develop and coordinate the execution of the testing plan, observe and document performance of the improvements, system integration and functionality in accordance with the documented design. This shall include testing and observing the operation and function of all components and controls involved in the new systems, including an assessment of responsible parties for correcting any problems and errors in the system. The agent will also review submittals, and start up procedures, witness testing of selected pieces of the system, oversee training and system documentation and review, and approve Operation and Maintenance Manuals from the contractor for completeness. The agent will provide the City a written Final Commissioning Report. 6

PROPOSAL REQUIREMENTS Three (3) copies of the proposal are to be submitted no later than 4:00PM on Friday, December 4, 2009, to: Pamela J. Marcotte, R.A., Managing Architect City of Rochester Department of Environmental Services 414 Andrews Street Rochester, New York 14604 At least one (1) copy of the proposal will be signed by an officer of the corporation empowered to contractually obligate the firm or consortium. Each proposal must include, at a minimum, the following: COSTS: Include an hourly not-to-exceed fee for the basic services itemized by each phase of services broken down by work element. Identify staffing levels during the project presented as a staffhour and fee estimate per phase, in accordance with the terms and conditions of our professional services agreement. Include the costs for all review meetings with the City outlined in your approach. QUALIFICATIONS: a. Name, address, telephone number of each participating firm. b. Names and addresses of each firm s principal officers. c. A description of each firm s technical capabilities and areas of expertise. d. A description of similar projects completed by the firm as they relate to this project. Include the name and telephone number of a reference person from the contracting organization who can be contacted for reference. e. A description of how the project will be organized and managed; who will do the work and the role various members of a multi-disciplinary consortium will play in the design process. f. Include a list of key personnel to be assigned to the project by task and identify the project manager. In particular, indicate the qualifications of the person who will do on-site observation. g. Include a rate or hourly schedule for all staff levels that would be involved in potential projects. 7

ATTACHMENT A Prior M/E/P Term Agreement Project Examples Date(s) Location Project Name Summer 2007 Chestnut Firehouse Plumbing Study Winter 2008 South Avenue Firehouse Renovation Spring 2008 City Hall Lightning Arrester Summer 2008 Riverside Convention Center Green Roofing Study September 2009 City Hall Emergency Lighting September 2009 Bausch & Lomb Library HVAC Study