Field Franchise Office Jobs at Ameriprise Select a position to view details Financial Planning Specialist Newark, DL, 19713 October 23, 2013 Licensed Selling Member Independence, OH, 44131 October 24, 2013 Part-time Administrative Assistant Phoenix, AZ, 85054 October 28, 2013 Executive Administrative Assistant Austin, MN, 55912 October 28, 2013 Paraplanner Wesley Chapel, FL, 33543 November 1, 2013 Client Service Manager Bismarck, ND, 58501 November 1, 2013 Associate Financial Advisor Reno, NV, 89521 November 7, 2013 Paraplanner Orlando, FL, 32804 November 7, 2013 Paraplanner Chicago, IL, 60601 November 7, 2013 Financial Planning Assistant Phoenix, AZ, 85054 November 7, 2013 Paraplanner Oakland, CA, 94612 November 7, 2013 Receptionist/Planning Assistant/Marketing Assistant Oakland, CA, 94612 November 7, 2013 Paraplanner White Plains, NY, 10603 November 11, 2013 Paraplanner Knoxville, TN, 37909 November 12, 2013
Financial Planning Specialist Date: October 23, 2013 Location: Newark, DL, 19713 To apply, email your resume to amykeach19711@gmail.com. About Us We are a leading private wealth advisory practice near Wilmington and Newark, Delaware that provides sophisticated financial planning and investment management services to individuals, executives, and small businesses. Our services and expertise are generally most suitable for clients who are retired or are nearing retirement and who desire a close and friendly business relationship with an experienced wealth advisory team. About the Role We have an immediate opportunity for a financial planning specialist to join our private wealth management team. The specialist will execute transactions, prepare for and assist with client meetings, and help to fulfill the practice s commitment to excellent client service. About the Candidate The ideal candidate has experience in the financial services industry and holds securities and insurance licenses (or can earn the licenses promptly). Key Traits and Personal Qualities Resourceful with plenty of initiative. Comfortable working with senior clients. Naturally strong interpersonal skills. Thrives in a fast-paced environment. Enjoys working in a close-knit team. Strong attention to detail. Excellent time management and organizational skills. Candidate Requirements Experience in financial services industry. Highest level of integrity. Recognition of fiduciary responsibility to clients. FINRA Series 7 and 66 licenses desired. State insurance licenses also desired as applicable. Posting Description: To become an integral part of a private wealth advisory practice that demands the highest levels of proficiency and integrity. Working collaboratively, you will expand your skills as you help to expand the practice. As a planning specialist, you will be instrumental in ensuring a consistent client experience that upholds the enviable reputation of the practice within the local area. Responsibilities and Time Allocation (will change to meet the needs of the practice) Client Meetings 15% Prepare for client meetings. Help to produce advice deliverables (product illustrations, meeting summaries, financial proposals).
Business Processing and Transactions 50% Execute account transactions promptly and accurately. Complete new-business applications. Handle client money-movement requests. Financial Analysis and Client Service 35% Conduct case analysis with financial planning tools. Maintain internet presence of practice. Address client service requests.
Licensed Selling Manager Date: October 24, 2013 Location: Independence, OH 44131 To apply, email your resume to steven.c.frederick@ampf.com. Position purpose To work with an employing franchise owner as a licensed selling member. You will service existing clients and continue to build your own client base. You will be instrumental in creating and delivering a unique client experience that defines and differentiates the practice. Responsibilities and Time Allocation Will change over time to meet the needs of the practice Marketing and Client Acquisition 20% Develop and implement annual marketing plan to meet client acquisition goals - Contact prospects to set up meetings or appointments. - Leverage natural market to drive new client acquisition. - Learn and implement client referral program. - Referrals and Networking. Financial Planning and Advice 25% Identify clients to engage or re-engage in planning relationships. Gather and enter client data into Financial Planning Tool Suite. Create planning deliverables. Perform case analysis and develop recommendations. Answer questions and provide readily available information to clients, if requested, as it relates to servicing their accounts. Product Solutions 25% Determine the client s risk tolerance. Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame. Persuade clients to act upon advice/recommendations. Execute trades to align with proposed portfolio. Monitor economy, markets, and world events to determine any required strategic rebalancing. Manage wholesaler relationships. Conduct transactions on behalf of clients without franchisee approval (full licensing is required). Client care Maintain client management system (i.e. Contact Manager). Review and respond to emails as necessary. Maintain files and records in accordance with the records retention policy. Key Traits of a Successful Selling Member Initiative. Ability to market to local clients. Strong interpersonal skills.
Effective communications and persuasive ability. Analytical ability, persistence and an entrepreneurial perspective to build a client base. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and regulatory agencies. To be a member you will need to have state licenses and registrations for securities- including: - Series 7. - State life and health insurance license.
Part-time Administrative Assistant Date: October 28, 2013 Location: Phoenix, AZ, 85054 To apply, email your resume to Kristi.l.morrow@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced and friendly financial planning office. Work as an employee of an independent advisor franchisee with a private wealth advisory practice of Ameriprise Financial. Assist in daily business operations. The administrative assistant supports the many different tasks for which the practice is responsible and ties directly to the overall business plan of the practice. The administrative assistant allows the advisors the assurance they need to know that their practice is being maintained and supported within Ameriprise Financial guidelines. This role is responsible for answering phones and documenting client contacts, greeting clients upon arrival, conducting client appointment reminder calls and responding to ad hoc requests such as scanning and electronic filing. Responsibilities could change over time to meet the needs of the practice and can include other duties as assigned by the advisors. Key Traits of a Successful Administrative Assistant: Strong organizational and computer skills. Direct attention to detail and organization. Effective communication with clients and other advisors/staff. Effective and efficient time management. Polite and clear phone manner. Ability to multi-task. Ability to adhere to rules and regulations as stated and required by advisor and FINRA. Ability to support and provide guidance for compliance within the advisor s practice. Positive attitude and sincere willingness to constantly learn and grow. Education and Other Designations: High school degree or higher. Position Days and Hours: Monday Thursday: 9am 1pm.
Executive Administrative Assistant Date: October 28, 2013 Location: Austin, MN, 55912 To apply, email your resume to Brianne.n.brede@ampf.com. Successful Financial planning firm is looking for a career driven individual to join our team! Qualified Candidates need to be able to multi-task in a fast paced working environment. Requires strong attention to detail, excellent communication, typing and computer skills. Business Office experience and Microsoft Office knowledge is helpful. Job Responsibilities: Job duties include greeting and interacting with clients, answering phone calls, managing office supplies/inventory, typing dictations and managing and organizing files. Education/Licenses: Securities and/or insurance licenses preferred but not necessary. Compensation: Compensation package includes salary, bonus potential, retirement plan benefits, health care benefits and opportunities for advancement. Please forward your resume to: Davis, Thoen, Kramer & Associates Attn: Brianne Brede 329 N. Main St., Suite 201 Austin, MN 55912
Paraplanner Date: November 1, 2013 Location: Wesley Chapel, FL, 33543 To apply, email your resume to Cheryl.m.burbano@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced and friendly financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations. The paraplanner will primarily assist financial advisor(s) and associate financial advisor(s) in the financial planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This role provides client relationship support through managing, gathering and analyzing client data, helping prepare preliminary financial plans and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and/or manages business-asusual projects such as organizing a client seminar. Responsibilities and Time Allocation Will change over time to meet the needs of the practice and can include other duties as assigned by the advisor. Position Functions: 60% Financial Planning & Advice / Product Solutions Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings. Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients. Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame as well as develop appropriate product deliverables. 40% Client Care / Business Management Maintain client contact during the financial planning process. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary. Manage and resolve client service problems. Perform other allowable duties as assigned by the financial advisor(s). Key Traits of a Successful Paraplanner Direct attention to detail and organization. Effective communication with clients and other advisors/staff. Effective and efficient time management. Polite and clear phone manner. Ability to multi-task. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Ability to support and provide guidance for compliance within the advisor s practice. Positive attitude and sincere willingness to constantly learn and grow.
Education and Other Designations: College degree or higher. 2+ years of similar experience- familiarity with Ameriprise software systems a plus - Already have federal and state licenses and registrations for securities, including Series 7, and State life, annuity and health insurance licenses. - Clean U-4.
Client Service Manager Date: November 1, 2013 Location: Bismarck, ND, 58501 To apply, email your resume to david.a.schlafman@ampf.com. Job Description: Perform securities trades as requested by servicing advisor. Prepare applications and various paperwork for client setup and/or maintenance. Work with home office to ensure accurate account setup and resolve issues. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Perform other allowable duties as assigned by the financial advisor(s) and associate financial advisor(s). Skills: Direct attention to detail. Effective communication with clients and other advisors/staff. Effective and efficient time management. Polite and clear phone manner. Ability to multi-task. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Ability to support and provide guidance, for compliance within the advisor's practice. Positive attitude and sincere willingness to constantly learn and grow. Education: 2 years of College or a Technical or Vocational School. Experience is helpful. Compensation and Hours: Compensation: Depends on Experience. Hours: Monday-Friday 8am-5pm. Benefits Offered: Medical Insurance. Dental Insurance. Vision Insurance. Paid Time Off. Holidays. Retirement: 3% Simple IRA Match. Please mail resumes to Ameriprise Financial Attn: Chantel Miller 505 E Main Ave Ste 100 Bismarck, ND 58501
Associate Financial Advisor Date: November 7, 2013 Location: Reno, NV, 89521 To apply, email your resume to Christopher.c.mulloy@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced and friendly financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations. To work with an employing franchise owner who will lead you as you hone your skills and build a base of clients which you service. As an AFA, you will be instrumental in creating and delivering a unique client experience that defines and differentiates the practice. Responsibilities and Time Allocation Will change over time to meet the needs of the practice Marketing and Client Acquisition 10-20% Develop and implement annual marketing plan to meet client acquisition goals - Contact prospects to set up meetings or appointments - Coordinate seminars and client appreciation events - Leverage natural market to drive new client acquisition - Learn and implement client referral program - Use network marketing with Center of Influence to drive client acquisition Implement key marketing activities including: - Personal website - Free web marketing - My Financial Accounts - Client Contact Model - Referrals and Networking - Seminars and Events - Local advertising and media relations - Office branding Financial Planning and Advice 20% Identify clients to engage or re-engage in planning relationships Prepare for client meetings focused on planning discussions Gather and enter client data into Financial Planning Tool Suite Create planning deliverables Perform case analysis and develop recommendations Conduct and/or participate in client meetings to present recommendations/deliver advice Track/hold clients accountable to agree upon actions Answer questions and provide readily available information to clients, if requested, as it relates to servicing their accounts Product Solutions 20% Determine the client s risk tolerance
Determine the client s time frame Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame Run illustrations and hypotheticals Develop appropriate product deliverables Persuade clients to act upon advice/recommendations Execute trades to align with proposed portfolio Monitor economy, markets, and world events to determine any required strategic rebalancing Manage wholesaler relationships Conduct transactions on behalf of clients without franchisee approval (full licensing is required) Business Management 30% Review work methods and procedures for possible quality improvements and efficiencies and implement them when appropriate Assign and delegate work and provide feedback, when appropriate, to other planning support staff Act as a technical resource and provide training and support to other practice members Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame as well as develop appropriate product deliverables Client care Set up and maintain client management system (i.e. Contact Manager) Write notes or letters to clients on personal letterhead Review and respond to emails as necessary Maintain files and records in accordance with the records retention policy Maintain client contact during the financial planning process. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary. Manage and resolve client service problems Perform other allowable duties as assigned by the financial advisor(s) Key Traits of a Successful AFA Initiative Ability to market to local clients Strong interpersonal skills Effective communications and persuasive ability Analytical ability, persistence and an entrepreneurial perspective to build a client base. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and regulatory agencies To be an associate financial advisor, you will need to already have or be willing to study for and pass exams for federal and state licenses and registrations for securities - including: - Series 7 - Series 66 - State life, accident and health insurance licenses.
Paraplanner Date: November 7, 2013 Location: Orlando, FL, 32804 To apply, email your resume to Victoria.castaneda@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced and friendly financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations. The paraplanner will primarily assist financial advisor(s) and associate financial advisor(s) in the financial planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This role provides client relationship support through managing, gathering and analyzing client data, helping prepare preliminary financial plans and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and/or manages business- asusual projects such as organizing a client seminar. Responsibilities and Time Allocation Will change over time to meet the needs of the practice and can include other duties as assigned by the advisor. Position Functions: 60% Financial Planning & Advice / Product Solutions Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings. Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients. Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame as well as develop appropriate product deliverables. 40% Client Care / Business Management Maintain client contact during the financial planning process. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary. Manage and resolve client service problems. Perform other allowable duties as assigned by the financial advisor(s). Key Traits of a Successful Paraplanner Direct attention to detail and organization. Effective communication with clients and other advisors/staff. Effective and efficient time management. Polite and clear phone manner. Ability to multi-task. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Ability to support and provide guidance for compliance within the advisor s practice. Positive attitude and sincere willingness to constantly learn and grow.
Education and Other Designations: College degree or higher. 2+ years of similar experience- familiarity with Ameriprise software systems a plus - Already have federal and state licenses and registrations for securities, including Series 7, and State life, annuity and health insurance licenses. - Clean U-4.
Paraplanner Date: November 7, 2013 Location: Chicago, IL, 60601 To apply, email your resume to craig.e.jensen@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced and friendly financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations. The paraplanner will primarily assist financial advisor(s) and associate financial advisor(s) in the financial planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This role provides client relationship support through managing, gathering and analyzing client data, helping prepare preliminary financial plans and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and/or manages business-as-usual projects such as organizing a client seminar. Responsibilities Will change over time to meet the needs of the practice and can include other duties as assigned by the advisor. Position Functions: Administrative / Business Management Copy and follow-up with home office on related issues. Prepare agendas and forms for appointments. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Assist the paraplanner(s), associate financial advisor(s) and advisor(s). Perform other allowable duties as assigned by the financial advisor(s). Financial Planning & Advice / Product Solutions Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients. Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame as well as develop appropriate product deliverables. Client Care / Business Management / Client Care Maintain client contact during the financial planning process. Manage and resolve client service problems. Greet clients upon arrival. Document client contact/calls. Key Traits of a Successful Paraplanner Direct attention to detail and organization Effective communication with clients and other advisors/staff Effective and efficient time management Polite and clear phone manner Ability to multi-task Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA Ability to support and provide guidance for compliance within the advisor s practice
Positive attitude and sincere willingness to constantly learn and grow Education and Other Designations: College degree or higher 2+ years of similar experience - Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including Series 7, Series 66, and State life, accident and health insurance licenses.
Financial Planning Assistant Date: November 7, 2013 Location: Phoenix, AZ, 85054 To apply, email your resume to Kristi.l.morrow@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced and friendly financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations. The paraplanner will primarily assist financial advisor(s) and associate financial advisor(s) in the financial planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This role provides client relationship support through managing, gathering and analyzing client data, helping prepare preliminary financial plans and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and/or manages business- asusual projects such as organizing a client seminar. Responsibilities and Time Allocation Will change over time to meet the needs of the practice and can include other duties as assigned by the advisor. Position Functions: 60% Financial Planning & Advice / Product Solutions Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame as well as develop appropriate product deliverables 40% Client Care / Business Management Maintain client contact during the financial planning process. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary. Manage and resolve client service problems Perform other allowable duties as assigned by the financial advisor(s) Key Traits of a Successful Paraplanner Direct attention to detail and organization. Effective communication with clients and other advisors/staff. Effective and efficient time management. Polite and clear phone manner. Ability to multi-task. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Ability to support and provide guidance for compliance within the advisor s practice. Positive attitude and sincere willingness to constantly learn and grow.
Education and Other Designations: College degree or higher. 2+ years of similar experience. - Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including Series 7, Series 66, and State life, accident and health insurance licenses.
Paraplanner Date: November 7, 2013 Location: Oakland, CA, 94612 To apply, email your resume to david.wong@ampf.com. Are you smart, motivated and friendly? Step into an instrumental position at a fast-paced financial planning office. We are a small but successful franchise of Ameriprise Financial and we re looking to grow our team with amazing people. The paraplanner will primarily assist financial advisor(s) and associate financial advisor(s) in the financial planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This role provides client relationship support through managing, gathering and analyzing client data, helping prepare preliminary financial plans and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and/or manages business-asusual projects such as organizing a client seminar. For more information on Ameriprise Financial, please visit https://www.ameriprise.com/ Position Functions: 60% Financial Planning & Advice / Product Solutions Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings. Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients. Develop portfolio/robust product solution recommendations that will fit the client s risk tolerance and time frame as well as develop appropriate product deliverables. 40% Client Care / Business Management Maintain client contact during the financial planning process. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary. Manage and resolve client service problems. Perform other allowable duties as assigned by the financial advisor(s). Key Traits of a Successful Paraplanner Direct attention to detail and organization. Effective communication with clients and other advisors/staff. Outstanding verbal and written communication skills. A flexible, energetic personality. Desire to constantly learn and grow; not intimidated by new challenges and experiences. Effective and efficient time management. Polite, clear, and friendly phone manner. Must be proficient in Microsoft Office products especially Word and Excel. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Ability to support and provide guidance for compliance within the advisor s practice.
Education and Other Designations: College degree or higher. 2+ years of similar experience preferred. Active series 7, 66 and CA Life and Health Insurance licenses.
Receptionist/Planning Assistant /Marketing Assistant Date: November 7, 2013 Location: Oakland, CA, 94612 To apply, email your resume to david.wong@ampf.com. Are you smart, motivated and friendly? Step into an instrumental position at a fast-paced financial planning office. We are a small but successful franchise of Ameriprise Financial and we re looking to grow our team with amazing people. This position is a combination of a receptionist, a client manager, an administrative assistant and a marketing assistant. For more information on Ameriprise Financial, please visit https://www.ameriprise.com/ Position Functions: 35% Client Care Greet clients upon arrival. Set up and maintain client management system. Write notes or letters to clients on personal letterhead of administrative nature only and administer client appreciation tasks. Document client contact/calls. 35% Administrative / Business Management Prepare correspondence for advisor signature. Copy and follow-up with home office on related issues. Schedule client appointments and prepare agendas and forms for appointments. Conduct client appointment reminder calls and check-in calls on follow up items. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Manage the flow of wholesalers in the office. Submit/track any invoices for agreed upon payments. Assist the paraplanner(s), associate financial advisor(s) and advisor(s). Perform other allowable duties as assigned by the financial advisor(s). 30% Marketing Coordinate marketing events for existing clients and client prospects. Create marketing initiatives for client acquisition potentially using events, partnerships, social media, and advertising. Manage prospect list and ensure that appropriate follow-up is executed. Key Traits of a Successful Planning/Marketing Assistant Outstanding verbal and written communication skills. A flexible, energetic personality. Desire to constantly learn and grow; not intimidated by new challenges and experiences. Effective and efficient time management. Polite, clear, and friendly phone manner. Detail oriented with the ability to adhere to rules and regulations of the Financial Industry. Must be proficient in Microsoft Office products especially Word and Excel.
Education and Other Designations: High school diploma or equivalent education required. 4-year college degree preferred (Business or Marketing concentration preferred).
Paraplanner Date: November 11, 2013 Location: White Plains, NY, 10603 To apply, email your resume to Anthony.j.leopizzi@ampf.com. We are seeking a motivated and career oriented individual to support a Private Wealth advisory practice in White Plains, New York. Primary Duties & Responsibilities: Assist in development of comprehensive financial plans for clients. Investment analysis & selection- Use of Morningstar Workstation. Portfolio analysis- Utilization of the Thomson Reuters Trading System for client portfolio review. Assist in pre-meeting preparation of reports. Share/seek knowledge for improved efficiency. Interact with other team members and corporate office employees to solve problems, facilitate operations and solicit information as needed. Position Requirements: High level of financial planning skills. A solid working knowledge of investments, Life, Disability & Long Term Care insurance products. Should be Series 7, Series 66 licensed, and preferably NY Life, Accident and Health licensed High level of computer efficiency including Microsoft Office Tool Suite. Good oral and written communication skills are essential. Strong interpersonal skills and client service experience is a plus. Experience with Naviplan, Morningstar Workstation and Thomson Reuters trading platform would be preferred. Salary range is $50k-$75k with discretionary bonus commensurate with experience. Interested parties should forward their resume and cover letter to anthony.j.leopizzi@ampf.com.
Paraplanner Date: November 12, 2013 Location: Knoxville, TN, 37909 To apply, email your resume to Phillip.b.jones@ampf.com. Step into an instrumental role. Help conduct the smooth operation of a fast-paced-and friendly-investment planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations. The paraplanner will primarily assist financial advisors and associate financial advisors in the investment planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This role provides client relationship support through managing, gathering and analyzing client data, assist investment professionals and oversee special research projects and supporting overall investment process. Responds to ad hoc requests, coordinates/tracks projects and/or manages business-as-usual projects such as organizing a client seminar. Responsibilities and Time Allocation - Will change over time to meet the needs of the practice and can include other duties as assigned by the advisor. Position Functions: Investment planning & Advice/Product Solutions Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients. Assist investment professionals and oversee special research projects and supporting overall investment process. Create and oversee analytical and research efforts of investment strategies. Review and analyze financial models and statements. Identify, analyze and appraise new investment opportunities. This includes performing company and industry research, putting together financial models and supporting investment professionals with existing portfolios. Coordinate with department management and support senior investment professionals as needed. Produce, develop and present internal and external analysis packets and reports. Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary. Manage and resolve client service problems. Perform other allowable duties as assigned by the financial advisors. Key Traits of a Successful Paraplanner Understanding and strong interest in investments. Direct attention to detail and organization. Effective communication with clients and other advisors/staff. Effective and efficient time management. Polite and clear phone manner. Ability to multi-task. Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Ability to support and provide guidance for compliance within the advisor's practice. Positive attitude and sincere willingness to constantly learn and grow.
Education and Other Designations: College degree or higher. Experience or strong interest in investments. Already have or be able to study for and pass exams for federal and state licenses and registrations.