Steve Smith Founder, CEO and CIO

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1 Steve Smith Founder, CEO and CIO Began working in the industry in Joined Smith Asset Management in BS, University of Alabama MBA, University of Alabama Wachovia , VP of Investments B of A , SVP of Investments Eagle Scout DFW CFA Advisory Board Member CFA Society of DFW Chair of Church Council local Methodist church Board member of several non-profits with a nature focus Active athlete on various sports teams Married with one daughter

2 John Brim COO and Portfolio Manager Began working in the industry in Joined Smith Asset Management in BS in Economics, Texas A&M University NationsBank (now B of A) , Senior Client Manager Deloitte and Touche , Manager Institutional Investment Member CFA Society of DFW Board member Baylor Medical Center McKinney Board member Life in the Trinity Ministry Married with three children Brad Baker Quantitative Research Analyst and Portfolio Trader Began working in the industry in Joined Smith Asset Management in BBA in Finance, University of Texas at Arlington Member of the CFA Institute Member of CFA Society of DFW

3 Stephanie Jones Portfolio Manager Began working in the industry in Joined Smith Asset Management in BBA in Accounting, Texas A&M University MBA with Finance Concentration, Southern Methodist University Price Waterhouse , Senior Auditor Halliburton Company , Senior Accountant, Corporate Financ Reporting Mercer Human Resource Consulting , Principal Cimarron Asset Management , Equity Analyst Certified Public Accountant in Texas Member American Institute of Certified Public Accountants Bill Ketterer Portfolio Manager Began working in the industry in Joined Smith Asset Management in BS in Economics, Miami University Graduate course work at UCSD, UD and UTD Textek , VP and GM Medical Advocacy Services , VP The Private Bank of B of A , Sr. VP and Portfolio Manager Member CFA Society of DFW Member DFW Association for Business Economics

4 Kathryn More Portfolio Trader Began working in the industry in Joined Smith Asset Management in BBA in Finance, University of Texas at Austin Morgan Keegan 2005, Advisor in Wealth Management Services Level III CFA Candidate Eivind Olsen Portfolio Manager Began working in the industry in Joined Smith Asset Management in BBA, Texas Christian University MBA, University of Texas at Austin Rauscher, Pierce, Refsnes, Inc , Associate Analyst John McStay Investment Counsel/Brazos Capital Management Portfolio Manager Member CFA Society of DFW

5 Rick Villars Equity Strategist Began working in the industry in Joined Smith Asset Management in BBA in Finance, University of Nebraska Wells Capital Management , Portfolio Manager HSBC Asset Management , Equity Strategist Kilauea Concepts , CEO Rick enjoys the outdoors especially running and biking He also likes to travel when his schedule permits and he follows intern affairs closely Chris Zogg Portfolio Manager Began working in the industry in Joined Smith Asset Management in BBA, University of Texas at Dallas Spaeth Comunications, Account Executive Member CFA Society of DFW Chris is a pilot and enjoys flying He is also an avid runner

6 Travis Briggs Director of Business Development Joined Smith Asset Management in BBA in Accounting and Organizational Behavior, Southern Methodist U MBA, Southern Methodist University Discovery Management , Chief Operating Officer Triton Energy, Director and Assistant Treasurer Jesse Carranza Investor Relations Associate Began working in the industry in Joined Smith Asset Management in BBS in Management Information Systems, Texas A&M University Comm US Army 82nd Airborne , Division Property Book Office Clerk Wells Fargo Bank, NA , Personal Banker Morgan Stanley Smith Barney , Senior Consulting Group Anal Married with three children Molly Cranston Business Development Asscoiate Began working in the industry in Joined Smith Asset Management in BS Psychology, Southern Methodist University Intern in the Office of President George W. Bush,

7 Alex Linn Business Development Associate Began working in the industry in Joined Smith Asset Management in BBA in Finance Cox School of Business SMU BS in Economics from Dedman College SMU American Airlines, Centralized Account Representative Kenneth Wallace Director of Business Development Began working in the industry in Joined Smith Asset Management in BBA, Baylor University Wallace Investment Management , President GuideStone Capital Management , Manager Client Service & Russell/Mellon (now BNY Mellon) , Client Relationship Manag Member CFA Society of DFW Married with two children

8 Susan Delarios Office Manager Began working in the industry in Joined Smith Asset Management in BS in Biology, Southern Methodist University Owner Drycleaning Franchise Dallas County Probate Court , Secretary Bright and Bright, LLP , Administrative Assistant Hutton Patterson , Assistant Office Manager Former Board member for Hopes Door and the Dallas Emmaus Commu Susan loves to quilt when she is not working Angela Ramsey Investment Associate Began working in the industry in Joined Smith Asset Management in AA in Legal Administrative Assisting, Executive Secretarial School Bank of Texas, NA , Client Service Specialist/Executive Assis Diversified Investment Advisors , Client Management Specia Member PTA Board Member Neighborhood Association Board

9 Lena Sanchez-Palomo Investment Associate Began working in the industry in Joined Smith Asset Management in BS in Sociology, Texas Woman's University Honda Financial Services , Leasing Customer Service Represe Bank of America 2005, Teller When she is not working, Lena enjoys cooking, traveling and spending her family Phil Smith Investment Associate Began working in the industry in Joined Smith Asset Management in BS in Business Administration, University of Alabama, Jacksonville Sta University Martin Marietta , Program Control Administrator Outreach Ministries , Director of Men's Home Country Gardens Health Care Facility , Residential Care Give Married with two children

10 BC Hosch Began serving on the Smith Group Advisory Board in Work Experience: Ernst & Ernst/ Ernst & Young, , CPA Petroleum Corporation of Texas , VP of Finance Rylander, Clay and Opitz, CPA's , Partner Certified Public Accountant and Certified Business Appraiser Education and Degrees BBA, Texas Tech University Chairman of the Board, Life in the Trinity Ministry Board of Directors, Northside Inter-Community Agency Sunday School teacher, three year olds, First Presbyterian Church Fort BC also plays tennis whenever he has the opportunity Brian E. McManus Began serving on the Smith Group Advisory Board in Work Experience: Anne Burnett & Charles D. Tandy Foundation Portfolio Mana Bass Brothers Enterprises, Taylor & Co Portfolio Manager Q Investments Portfolio Manager Bank Investments Consultant Westwood Holdings Group, Inc Dir. Research - Admin Chartered Financial Analyst 1974 Education and Degrees BSME - Rensselaer Polytechnic Institute MBA - Harvard University JD Suffolk University Director, The John G. and Marie Stella Kenedy Memorial Foundation Advisory Board Member, the Dallas/Fort Worth CFA Institute Director, Fort Worth Harvard Business School Club Chair, Harvard University Schools Committee, Fort Worth region Golf, tennis, volleyball

11 Chris Najork Began serving on the Smith Group Advisory Board in Work Experience: Republic National Bank of Dallas, , Securities Analyst, Portfo Permanent University Fund UT Austin, , Director of Research Republic Bank of Dallas, , Senior Portfolio Mgr. NFJ Investment Group, , Co-Founder & Managing Director Chartered Financial Analyst 1974 Education and Degrees BBA SMU 1967 MBA SMU 1968 Former Board Member DFW CFA Advisory Board Former Board Member Golf Club of Dallas Retired Enjoy golf, fishing, travel Luci Neumann Began serving on the Smith Group Advisory Board in Work Experience: Baylor Health Care System, , variety of staff and manageme Baylor Health Care System, , Director of Business Developm Baylor Institute for Rehabilitation, , President Integra Hospital Management, , COO Life in the Trinity Ministry, 2008-present, Executive Director Licensed Physical Therapist Education and Degrees BS in Physical Therapy, Texas Woman's University MBA, University of Texas at Dallas Board Member, My Treehouse Past chair of the Trustees and current at large member fo the Adminis Council, Cochran Chapel UMC Former board member of The Barnabas Journey, Dallas Surgical Associ North Texas Laundry Coop

12 John Peavy Began serving on the Smith Group Advisory Board in Work Experience: Variety of other Investment Positions Founders Trust, CIO Teachers Retirement System of Texas, CIO Southern Methodist University, Vaughn Rausch Professor of Cimarron Asset Management, CEO/CIO Education and Degrees BBA, Southern Methodist University MBA, University of Pennsylvania's Wharton School Ph.D. in Finance, University of Texas Arlington Member CFA Institue and CFA Society of DFW Steve Summers Began serving on the Smith Group Advisory Board in Work Experience: Cardinal Investment Company, Portfolio Manager Smith and Summers, Co-Founder Discovery Management, founder and CEO Education and Degrees BBA, Southern Methodist University MBA, Southern Methodist University