MIS Training Institute Presents: The CAE Master s A Three-Day Action Plan for Chief Audit Executives June 8-10, 2015 Omni Chicago Hotel Chicago, IL 24 CPEs
Welcome to The CAE Master s! I am delighted to bring you the 3 rd Annual MIS Training Institute CAE Master s a leadership program designed specifically for the Chief Audit Executive. The CAE Master s will bring together a select group of high-level audit executives from some of the most innovative domestic and international companies for an intense three days of discussions and presentations in downtown Chicago. The program focuses on teaching practical business and management applications. In this unique setting, you will create a plan to position yourself as a strategic and valued business partner of the future. This executive education program has been developed for three specific reasons: To offer a high-quality program in an intimate setting and format that fits your busy schedule To bring together experienced audit leaders to share and learn from each other To provide a course of study, taught by top faculty, that blends both practice and theory Immerse Yourself The focus is on strengthening your audit leadership acumen. The sessions are rigorous. The format fits both your schedule and budget. I encourage you to contact our Customer Service Department at 508-879-7999, ext. 501, to join today. Sincerely, >> Focus on audit leadership Joel F. Kramer, CPA Managing Director, Internal Audit Division MIS Training Institute (MISTI) >> Create new and innovative ideas >> Blend practice and theory >> Learn from top faculty
COMMENTS FROM 2014 ATTENDEES Overall the program was excellent. I enjoyed the perspective of other CAEs and the level of engagement. The outside speakers added great value. I have lots of practical tips to act on tomorrow. - Chief Audit Executive, University of California Berkeley Just what I needed at this point in my CAE career. The program was relevant; the topics were on point; the diversity of the speakers was insightful. Interaction with fellow CAEs was priceless. - Chief Internal Auditor, National Commercial Bank Jamaica A unique opportunity for CAEs to sharpen their skills by hearing from thought leaders and peers. - Chief Audit Officer, Partner Reinsurance Corp. The The Format The goal behind the instructional methods of The CAE Master s is to focus on real-world business models and problems in order to engage peer-to-peer interaction and problem solving. During the three-day program, you will be involved in roundtable discussions, case studies and guest lectures that tackle the strategic challenges facing experienced audit leaders. Faculty You will participate in hands-on learning sessions led by experienced professionals with an in-depth understanding of the challenges you face and how to address them. You will hear from guest speakers who will share the practical approaches they use to build strong internal audit departments. Criteria and Class Size This program will be limited to a select group of Chief Audit Executives, Audit Vice Presidents or Directors or the equivalent and alumni of The Audit Leadership Institute program.
The CAE Master s Agenda Sunday, June 7, 2015 6:00 PM 7:00 PM Welcome Reception Monday, June 8, 2015 Day One: Strategically Positioning Your Internal Audit Department 8:00 AM 8:30 AM Registration & Breakfast 8:30 AM 9:30 AM The Take-Away Game Plan 9:30 AM 9:45 AM Refreshment Break 9:45 AM 12:00 PM Internal Audit: The Big Issues Today and Tomorrow Leveraging and harnessing technology Prioritizing strategies that add value Sustaining great relationships with the Audit Committee and the C-Suite Developing a true risk-based team for today and tomorrow Addressing the most significant risks and key controls 12:00 PM 1:00 PM Networking Luncheon 1:00 PM 2:30 PM Internal Audit as a Proactive Change Agent Kathy Robinson, Senior Vice President and Chief Audit Executive, ADP 2:30 PM 2:45 PM Refreshment Break 2:45 PM 5:00 PM Developing the Strategic Vision Developing viable action plans to achieve strategic goals Identifying the potential hurdles that need to be overcome Establishing departmental objectives for the next five years 5:00 PM 6:00 PM Networking Cocktail Reception Tuesday, June 9, 2015 Day Two: Tools Needed to Add Value to the Audit Committee and C-Suite 8:00 AM 8:30 AM Breakfast 8:30 AM 9:45 AM Reporting Out: Solutions for Dealing with High Profile Situations 9:45 AM 11:00 AM The CAE s Greatest Challenges Kathy Swain, CPA, Senior Vice President, Allstate IA, Allstate Insurance Company 11:00 AM 12:30 PM Defining the Internal Audit Value Proposition Tools for creating meaningful value propositions Discuss how others have implemented high impact value propositions Identify the components of high impact value propositions Determine how to measure the usefulness of value propositions Explore the critical role of the internal audit value proposition
12:30 PM 2:00 PM Lunch on Your Own 2:00 PM 3:15 PM Incorporating the Updated COSO Framework into Your Strategic Plan Robert Hirth, Chairman, COSO 3:15 PM 3:30 PM Refreshment Break 3:30 PM 4:15 PM People, People, People - Focusing on Human Capital Innovative ways to find A-level talent Define the components of a world-class team Manage non-performers and under-performers Succession planning Build bench strength 4:30 PM 5:30 PM Team Activity: Refining the Internal Audit Value Proposition to Present to Your Audit Committee and C-Suite 5:30 PM 6:30 PM Networking Reception Wednesday, June 10, 2015 Day Three: Lessons Learned Refining the Take-Away Battle Plan to Deliver Results 11:00 AM 12:15 PM Ways to Be Effective and Efficient without Compromising Quality Techniques for promoting sound auditing and risk management in post-merger/acquisition environment Refine and leverage the ERM process Leveraging technology Expand risk coverage without increasing the staff 12:15 PM 1:00 PM Networking Luncheon 1:00 PM 2:15 PM Being the Trusted Advisor and Go-To Business Partner Techniques for managing global relationships Move the needle to affect your organization s risk management culture Tools for assessing the organizational culture Hone relationship with Executive Committee and the Audit Committee 2:15 PM 3:15 PM Closing Activity: Building the Take-Away Game Plan Eliminating low risk, low probability audits and audit steps Knowing the business Integrating compliance, risk, fraud, and information security functions Having the right audit process 8:00 AM 8:30 AM Breakfast 8:30 AM 9:30 AM Reporting Out: Ideas on the Internal Audit Value Proposition 9:30 AM 10:45 AM Fostering a Partnership with Internal Audit and Corporate Compliance to Add Value to the Audit Committee and C-Suite Ann Marie Wick, CPA, CIA, Senior Director Global Compliance, Briggs & Stratton Corporation 10:45 AM 11:00 AM Refreshment Break Excellent program. Very relevant. Outside speakers were great. It was especially good to hear from an audit clients perspective. - Head of Internal Audit, The Private Bank
Faculty Ann M. Butera, CRP is the Founder and President of The Whole Person Project, Inc., an organizational development consulting firm that specializes in assisting companies to introduce, handle, and manage change. As a lecturer and trainer, she provides strategies that are proven to get results in the areas of auditing and internal controls, business risk assessment, and leadership and managerial skill development. Ms. Butera served as audit committee chair for a 5.2B financial services firm. She has authored numerous business articles in such trade journals as Bank Accounting & Auditing Magazine and the ABA Consumer Banking Digest, and has been quoted in The New York Times and Working Woman magazine, among other publications. She is a columnist for the Indiana Bankers Association s Hoosier Banker magazine and for Protiviti s website, KnowledgeLeader. Ms. Butera was an instructor at the BAI Bank School, the Graduate School of Banking at University of Wisconsin at Madison. Ms. Butera is a member of the IIA, NACD, the American Society for Training and Development, and the World Future Society. Guest Speakers Robert B. Hirth, Jr. serves as COSO Chair and was unanimously elected by the board to serve a three year term. He has worked on assignments and made presentations in over 15 countries, serving more than 50 organizations and working closely with board members, C-level executives, finance and accounting personnel and accounting firm partners and employees. Most recently, Mr. Hirth served as a Senior Managing Director of Protiviti. Prior to that, he was Executive VP, Global internal audit and a member of the Firm s six-person executive management team for the first ten years of Protiviti s development. Mr. Hirth has been a recognized leader in the internal audit profession, serving as a local chapter President and local Board of Governor, as well as an IIA Research Foundation trustee and Service Provider committee member. In 2013, he was inducted into The American Hall of Distinguished Audit Practitioners. Mr. Hirth graduated from Southern Methodist University in Dallas, Texas, with a concentration in accounting. Kathy Robinson is a Senior Vice President and the Chief Audit Executive at ADP. She has over 20 years of audit and risk-related experience. Prior to joining ADP, Ms. Robinson was an Executive Director at Morgan Stanley. Before joining Morgan Stanley, Ms. Robinson was a Vice President in the Compliance and Control Department at Citigroup, assisting and advising the domestic private banking business on audit and control-related issues. Prior to that, she spent nine years with Credit Lyonnais, where she was an Assistant Vice President. Ms. Robinson was a volunteer instructor for the Institute of Internal Auditors (IIA) for ten years. She has co-facilitated Audit Symposia for MIS Training Institute and was a session speaker for MISTI and IIA conferences. In addition, she taught fraud awareness at Citibank and facilitated workshops at Morgan Stanley. She is a former member of The IIA s Professional Issues Committee and the Board of Research Advisors and has been published in Internal Auditor magazines. Joel F. Kramer, CPA is Managing Director of the Internal Audit Division of MIS Training Institute. Mr. Kramer joined MIS in 1982, and introduced its highly acclaimed Internal Audit curriculum. Prior to joining MIS, Mr. Kramer was Director of Internal Audit for Instrumentation Laboratory, Inc. He also worked for both The Gillette Company and Coopers & Lybrand. Mr. Kramer was inducted into the Institute of Internal Auditors American Hall of Distinguished Audit Practitioners in 2013. He is a recognized speaker at international, national, and regional audit conferences. Mr. Kramer has written several articles on productivity and project management for The Internal Auditor and Protiviti s KnowledgeLeader. He is a past member of the Board of Governors of the Greater Boston Chapter of the IIA, and currently serves on the Advisory Board of the Louisiana State University Center for Internal Auditing. Kathy Swain, CPA is the Senior Vice President of Internal Audit (Allstate IA) and reports directly to the Board of Director s Audit Committee. Under her direction, Allstate IA is responsible for providing independent, objective assurance and enterprise-wide consulting. Ms. Swain joined Allstate in 2002 as an Assistant VP in Finance. She was responsible for the development and implementation of financial and business process solutions supported by SAP applications. In July 2003, Ms. Swain moved into Information Technology and led the Enterprise Applications group within Enterprise Technology. Prior to Allstate, she was downstream deputy director of assurance and head of internal audit for BP Amoco in London. Her career at BP and Amoco spanned 20 years and a variety of financial assignments. Ms. Swain received her bachelor s degree from Marquette University and her master s degree from Loyola University. Ann Marie Wick, CPA, CIA is a global Finance and Compliance executive with expertise in manufacturing, consumer products and technology services industries. Ms. Wick has over 20 years of global compliance, external audit and internal audit expertise. She was recently recruited to develop and lead the Global Compliance function for Briggs & Stratton Corporation. Previously, Ms. Wick was the Director of Global Finance Compliance at Johnson Controls, Inc., the Chief Audit Executive at Metavante Corporation and held Senior Management audit roles at SC Johnson & Son, Inc. and PricewaterhouseCoopers LLP. Ms. Wick regularly speaks on topics of FCPA and UK Bribery Act and on Compliance and Internal Audit best practices. Ms. Wick earned an Honors Bachelor of Science from Marquette University with a major in Accounting. She is also a former Auditing instructor for a Wisconsin college.
To Register Call: 508-879-7999 ext. 501 E-mail: mis@misti.com Web: Fax: 508-787-0033 IMPORTANT: Please refer to the Registration Code on the back cover when you register. Check-In The CAE Master s registration desk will open on Monday, June 8, 2015 at 8:00 AM. Tuition Early Bird Rate until 4/1 Regular Price 4/1 5/28 After 5/28 $3295 $3495 $3695 Register 2 and the 3rd can register at 50%! The discount will apply to the registration of lowest value, cannot be combined with any other discount offers, and does not apply to previous registrations. Team registrations must be made and paid for at the same time. Your tuition must be paid in advance by cash, company check (US dollars), VISA, MasterCard, Diners Club, Discover, or AMEX. Tuition includes the three-day program, course materials, refreshments, an evening reception on Sunday, breakfast Monday through Wednesday, and lunch Monday and Wednesday. Information Dress Code Business casual is appropriate attire for The CAE Master s. We suggest that you dress in layers for your own comfort. The MISTI High-Yield/No-Risk Guarantee Attend this program and receive tools and techniques that will help you do your job better. If you feel you did not benefit from this program, please write to us on your organization s letterhead within 30 days of attending the event and MISTI will give you a full credit toward another program. Accommodations The CAE Master s will be held at the Omni Chicago Hotel, 676 North Michigan Avenue, Chicago, IL 60611, where a block of discounted rooms at the special rate of $299 per night has been reserved on a space-available basis until May 18, 2015. After that date, reservations may be made on a space-available, regular-rate basis. To book your reservations, contact the hotel directly at 312-944-6664. Dietary Restrictions If you have any dietary restrictions, please inform Customer Service when you register so we may accommodate your needs. Registration MISTI Cancellation Policy A full refund, less a $195 administrative fee, will be given for cancellations received 15 days or more before the event. Tuition is non-refundable for cancellations made 14 days or less before the event. You may, however, transfer your tuition to another MISTI event, less a $1000 cancellation fee. Transfers are valid for 12 months from the time of initial cancellation. Substitutions are welcome at any time. Those who do not cancel before the event date and who do not attend are responsible for the full non-refundable, nontransferable tuition. To cancel, call customer service at 508-879-7999 ext. 501. Omni Chicago Hotel Located in the heart of the Magnificent Mile, the Omni Chicago Hotel is one of the area s best-loved hotels and home to Michigan Avenue s only all-suite luxury accommodations. Every guest room exudes the lavish sophistication you expect from a four-diamond hotel. While in Chicago be sure to take in all our local attractions including: shopping, parks, museums and music venues. CPE Credits All participants are eligible to receive 24 hours of CPE Credits to fulfill professional accreditation requirements. Advance Preparation: None Delivery Method: Group-Live NASBA Field of Study: Business Management & Organization MIS Training Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org
MIS Training Institute Presents: The CAE Master s A Three-Day Action Plan for Chief Audit Executives IMPORTANT: Please refer to the Registration Code below when you register. Registration Code: OAM590B / PDF PRSRT STD U.S. POSTAGE PAID ALBANY, NY PERMIT #164 June 8-10, 2015 Omni Chicago Hotel Chicago, IL The CAE Master s June 8-10, 2015 Omni Chicago Hotel Chicago, IL >> Blend practice and theory >> Focus on audit leadership >> Create new and innovative ideas >> Learn from top faculty 24 CPEs