absorption characteristics NATO/IOCCG Ocean Colour Training Course, Erdemli, Turkey, September 2000

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Optical Measurements phytoplankton pigments absorption characteristics cal/val of ocean colour sensors Why study pigments? Phytoplankton (microscopic plant life) are the basis of the food web within the oceans. Phytoplankton are composed of pigments, the most dominant being chl a, which via photosynthesis converts light energy into chemical energy. Chl a is an indicator of phytoplankton biomass and can be estimated on a global or regional scale using remotely sensed ocean colour techniques. Important to know the quality of the data you may use in algorithm development, cal/val work etc..

Algal classes Bacillariophyta - diatoms - Chaetoceros sp. Skeletonema sp. Dinophyceae - dinoflagellates - Amphidinium sp. Gymnodinium sp. Prymnesiophyceae - Emiliania sp. Phaeocystis sp. Pavlova sp. Cyanophyta - cyanobacteria, blue-green algae - Mycrocystis sp. Synechococcus sp. Trichodesmium sp. Algal classes Prochlorophyta - prochlorophytes - Prochlorococcus sp. Chlorophyceae - chlorophytes, green algae - Dunaliella sp. Cryptophyta - cryptomonads - Chroomonas sp. Rhodomonas sp. Rhodophyta - red algae - Porphyridium purpureum Eustigmatophyta - yellow-green algae - Nannochloropsis sp. Chrysophyceae, Euglenophyta, Prasinophyceae and Raphidophyceae.

Distribution of pigments in algal classes Chlorophylls Xanthophylls chl a chl b chl c1 chl c2 chl c3 MgDVP DV a DV b β,ε car β,β β car Allo 19 BF Diadino Dino Fuco 19HF Lut Neo Per Pras Viola Zea P/cyanin P/erythrin Cyanophyta Prochlorophyta Rhodophyta Cryptophyta Chlorophyceae Prasinophyceae Euglenophyta Eustigmatophyta Bacillariophyta Dinophyta Prymnesiophyceae Chrysophyceae Raphidophyceae Diagnostic marker pigments for algal classes Diatoms Dinoflagellates Prymnesiophytes Prochlorophytes Chlorophytes Cryptophytes Chrysophytes Prasinophytes Eustigmatophytes fucoxanthin and diadinoxanthin peridinin* 19 -HF DV chl a and DV chl b lutein alloxanthin 19 -BF prasinoxanthin vaucheriaxanthin ester Cyanobacteria (zeaxanthin and phycobilliproteins)

How to measure pigments (1) Sample collected on GF/F filter - extracted in solvent - analysed using High Performance Liquid Chromatography (HPLC) with gradient elution and photo-diode array detection Samples need to be kept in the cool and the dark to avoid pigment degradation during the filtration and extraction processes. If samples can t be analysed immediately after collection, store in liquid nitrogen. How to measure pigments (2) There are several methods in the literature that can be used: Improved HPLC method for the analysis of chlorophylls and carotenoids from marine phytoplankton Wright et al. (1991), Marine Ecology Progress Series, 77, 183-196. - uses a ternary gradient system with a reversed-phased polymeric column (ODS, C 18 ) - claims to separate > 50 pigments; used in global studies such as JGOFS and is the SCOR recommeded method - disadvantage: cannot separate divinyl and monovinyl chl a or chl b

How to measure pigments (3) Separation of chlorophylls and carotenoids from marine phytoplankton: a new HPLC method using a reversed phase C 8 column and pyridinecontaining mobile phase Zapata et al. (2000), Marine Ecology Progress Series, 195, 29-45. - uses a binary gradient system with a reversed-phase monomeric C 8 column maintained at 25 C - can separate divinyl and monovinyl chl a How to measure pigments (4) 0.30 20.808 0.25 17.508 0.20 AU 0.15 0.10 0.05 8.458 9.158 9.392 13.175 14.775 15.258 15.542 16.392 17.508 19.792 23.225 23.843 23.225 Dunaliella tertiolecta 1 2 Minutes

How to measure pigments (5) AU 0.26 0.24 0.22 0.20 0.18 0.16 0.14 0.12 0.10 0.08 0.06 0.04 0.02 7.923 9.157 12.807 13.607 14.373 14.873 15.773 16.207 20.307 20.823-0.02 Emiliania huxleyi 1 2 Minutes Identifying pigments (1) Pigment identification is made through the combination of retention time and absorption spectra The easiest and most accurate method to identify individual pigments is to use a photo-diode array detector (PDA) with the HPLC system. PDA detection involves scanning the sample continuously from 350-700 nm throughout the chromatographic run time. For each peak recorded at a single wavelength there is a full absorption spectra available. These spectra can be matched to those in the literature for identification. Phytoplankton pigments in Oceanography Jeffrey, S.W., Mantoura, R.F.C. and Wright, S.W. (editors) UNESCO Publishing (1997)

Identifying pigments (2) 0.30 0.25 20.835 AU 0.20 0.15 16.618 0.10 9.202 0.05 8.452 17.018 20.468 23.718 Chroomonas salina 1 2 Minutes Identifying pigments (3) 0.5 452 Rel. absorbance 0.4 0.3 0.2 0.1 427 481 Alloxanthin 0 350 450 550 650 750 Wavelength (nm)

Identifying pigments (4) Chromatograms are recorded at one or more single wavelengths. ie: 436 or 440 nm for reasonable retrieval of most chlorophylls and carotenoids. Using algal cultures where the pigment composition is known, you can compile a spectral library within your HPLC/PDA software More than one pigment can have the same absorption spectra, so retention time becomes important in discriminating between pigments. Alloxanthin Diatoxanthin Zeaxanthin β,β-carotene λmax = 426, 454, 483 nm λmax = 427, 454, 482 nm λmax = 428, 455, 483 nm λmax = 433, 455, 482 nm Quantifying pigment concentration (1) Some pigment standards are commercially available: Chl a, Chl b, β,β-carotene several pigments Sigma The International Agency for 14 C Determination, Denmark A cheaper alternative is to isolate the pigments from cultures CSIRO Microalgal Research Centre Australia (full collection of SCOR cultures) Centres in U.S.A., U.K., Japan & others Isolation of pigments is done by - preparative HPLC with fraction collection - HPTLC

Quantifying pigment concentration (2) Using spectrophotometric analysis, confirm the purity of the pigment by absorption spectra and determine the concentration using extinction coefficients from the literature. Prepare a set of standards - run each standard on the HPLC - determine a calibration curve - determine response factors Standards should be run at regular intervals and whenever some part of the HPLC system has changed; ie: new lamp. The phycobilliproteins are water soluble and do not extract into organic solvents. Quantifying pigment concentration (3) Conc.in sample (ug/l) = (PA/RF) x (v/v) x (Std. I/Sam. I) x dil. Factor PA = peak area RF = response factor v = volume of extract V = volume of sample Std. I = injection volume of std. Sam. I = injection volume of sample

Chlorophyll a For determination of chl a alone, spectrophotometric or fluorometric analysis is quicker and easier. Spectrophotmetric analysis - use equations determined by Jeffrey and Humphrey (1975) need to ensure range is in the linear part of the curve acidification of extract allows determination of the phaeopigments. Fluorometric analysis more sensitive than spectrophotometric analysis - lower detection levels no interference from carotenoids ** Need spectrophotometric methods to calibrate fluorometric and HPLC methods. Absorption by in-water components (1) a(λ) = a ph (λ) + a d (λ) + a CDOM (λ) + a w (λ) where a ph (λ) is the absorption due to phytoplankton a d (λ) is the absorption due to detritus or non-algal particulate matter a CDOM (λ) is the absorption due to the chromophoric dissolved organic matter a w (λ) is due to the absorption of the water

Absorption by in-water components (2) a p (λ) = a ph (λ) + a d (λ) where a p (λ) is due to the absorption of all particulate matter Direct measurements of a p (λ), a d (λ) and a CDOM (λ) Literature values of a w (λ) - Smith and Baker (1981) - Pope and Fry (1997) Indirect measurement of a ph (λ) [a ph (λ) = a p (λ) - a d (λ)] Absorption by in-water components (3) 0.10 0.195 absorption co-efficient (m -1 ) 0.05 Particulate Phytoplankton 0.095 Particulate Detrital 400 Detrital 600 800 Phytoplankton -5 400 600 800 Wavelength (nm)

Absorption by phytoplankton (1) Factors which can affect the shape of the absorption spectra due to phytoplankton are: pigment composition and concentration shape and size of cells light adaption physiological state of cells However the basic shape of the absorption spectra of any algal group is a reflection of its pigment composition. Scan algal cultures in suspension directly in a spectrophotometer Absorption by phytoplankton (2) 0.12 Diatom 0.10 Dinoflagellate Relative absorbance 0.10 0.08 0.06 0.04 0.02 0.08 0.06 0.04 0.02 Skeletonema costatum 400 600 800 Amphidinium carterae 400 600 800 Wavelength (nm)

Absorption by phytoplankton (3) 0.12 Chlorophyte 0.10 Prymnesiophyte Relative absorbance 0.10 0.08 0.06 0.04 0.02 0.08 0.06 0.04 0.02 400 Dunaliella tertiolecta 600 800 Pavlova lutheri 400 600 800 Wavelength (nm) Absorption by phytoplankton (4) 0.10 Blue cyanophyte 0.14 Red cyanophyte 0.08 0.12 Relative absorbance 0.06 0.04 0.02 0.10 0.08 0.06 0.04 0.02 Synechococcus sp. 400 600 800 Synechococcus sp.(dc2) 400 600 800 Wavelength (nm)

Absorption by phytoplankton (5) For field samples this direct form of measurement is not available as most waters contain such a dilute concentration of suspended particulate matter. Concentrate particulate matter on a glass-fibre filter (GF/F) and scan the filter in a spectrophotometer. Ideally the spectrophotometer should be equipped with an integrating sphere or a diffuse reflectance attachment to avoid the loss of forward scattered light. The detritus scan is obtained by extracting the pigments from the particulate matter on the filter, generally using the method of Kishino et al. (1985) and then re-scanning the filter. Absorption measurement of water components GF/F filter carboy Niskin bottle filtrate filter unit store filter in liquid nitrogen analyse filter ( particulate fraction) 0.2 µm filter extract with methanol GF/F filter (CDOM fraction) (Detrital fraction)

Absorption by phytoplankton (6) 0.4 Relative absorbance 0.20 0.10 F S 0.3 0.2 0.1 F S Amphidinium carterae 300 400 500 600 700 800 0.0 300 Synechococcus sp.(dc2) 400 500 600 700 800 Wavelength (nm) Absorption by phytoplankton (7) Find no major spectral differences in the absorption by the particulate material, whether it be in suspension or on a filter. The light absorption is greater on the filter than in suspension due to the scattering of light within the GF/F filter - pathlength amplification. β = l o /l g where l o is the optical pathlength and l g is the geometric pathlength l g = V/A where V is the volume of sample filtered and A is the clearance area of the filter a p (λ) = 2.3 A p (λ)/β (λ)

Absorption by phytoplankton (8) Mitchell (1990) using the quantitative filter technique - QFT developed a quadratic equation to determine the equivalent optical density in solution of the particulate matter on the filter. OD S (λ) = aod F (λ) + b(od F (λ)) 2 where a = 0.392 and b= 0.665 (Mitchell, 1990) or a = 0.378 and b = 0.523 (Cleveland and Wiedemann, 1993) Both sets of coefficients are recommended in the SeaWiFS protocols. a p (λ) = 2.3 OD S (λ)/l g Absorption by phytoplankton (9) The equations of both Mitchell (1990) and Cleveland and Wiedemann (1993) are general and have been developed from a range of different algal species. Moore et al. (1995) looked specifically at Prochlorococcus and Synechococcus species, which are dominant in oligotrophic waters. Prochlorococcus marinus OD S (λ) = 0.291OD F (λ) + 0.051(OD F (λ)) 2 Synechococcus WH8103 OD S (λ) = 0.304OD F (λ) + 0.450(OD F (λ)) 2 which are 50% and 30%, respectively, lower at OD F = 0.4 than that of Mitchell (1990).

Absorption by phytoplankton (10) 0.12 ap* (m 2 (mg chla) -1 ) 0.08 0.04 Mitchell Moore 400 500 600 700 800 Wavelength (nm) Absorption by phytoplankton (11) 4 3 FR7/97 sfc FR7/97 deep ap N (m -1 ) 2 1 0 400 500 600 700 800 Wavelength (nm)

Absorption by phytoplankton (12) Don t overload filters with particulate material - maximum OD F (λ) should not exceed 0.4 Filtering of samples and preparation of samples for analysis should be done under dimmed light. During sample preparation, filters should be kept in the cool and the dark. Sample and blank filters should come from the same box/batch. If samples can t be analysed immediately after collection, store flat in liquid nitrogen. Absorption by phytoplankton (13) Disadvantage of the GF/F technique pore size of GF/F is 0.8-1.0 µm - therefore only measuring absorption due to particles > 0.8 µm CDOM is a measurement of absorption due to particles < 0.2 µm Therefore the fraction between 0.2 and 0.8 µm is not accounted for. If this fraction is considered important, may want to use the technique of Allali et al. (1995) Limnology and Oceanography, 40, 1526-1532.

Absorption by phytoplankton (14) Specific absorption is defined as the absorption coefficient of phytoplankton (a ph (λ)) per unit concentration of a specific substance. In most optical applications, the substance is the dominant pigment chl a or chla plus its degradation products. a* ph (λ) = a ph (λ)/[chl a] (m 2 (mg chl a) -1 Use a* ph (λ) to compare absorption characteristics (both magnitude and spectral shape) between regions. The specific absorption coefficient indicates the amount of radiant energy the cells are able to utilise. Absorption by phytoplankton (15) Variation in specific absorption spectra is due to differences in cell size intracellular pigment concentration the composition of the accessory pigments The main variation occurs in the blue region of the spectrum where the accessory pigments have maximal absorption. Differences in cell size and intracellular pigment concentration causes the packaging effect which leads to the flattening effect.

Absorption by phytoplankton (16) Duysens (1956) was the first to report that the absorption spectra per unit pigment of a suspension of intact cells will be flattened at all wavelengths in comparison to a homogeneous solution of the same cells. The flattening effect is caused by the packaging effect. ie: the pigments are contained within discrete packages - within chloroplasts, cells and cell colonies. From Kirk (1994) Absorption by phytoplankton (17) That is an increase in either the average cell size or the intracellular pigment concentration results in a depressing or flattening of the absorption spectra. Algal species have very different cell size and shape and this together with variation in the intracellular pigment concentration causes the different species to exhibit differing degrees of the packaging effect. An increase in the packaging effect reduces the ability of the cells to collect radiant energy.

Absorption by phytoplankton (18) Prochlorophytes 0.4-0.8 µm Cyanobacteria 0.5-2.0 µm Prymnesiophytes 5-20 µm Chlorophytes 1-40 µm Diatoms 2-200 µm Dinoflagellates 10-200 µm Generally find higher a* ph (440) values in areas dominated by small cells, such as the equatorial region. This is probably due to a weaker packaging effect due to the small size of cells and/or low intracellular pigment concentration. Absorption by phytoplankton (19) 0.12 FR7/97 sfc ap* (m 2 (mg chla) -1 ) 0.08 0.04 SS3/96 SS6/96 Huon diatom 400 500 600 700 800 Wavelength (nm)

Absorption by phytoplankton (20) 0.08 Specific absorption (m 2 (mg chl a ) -1 ) 0.06 0.04 0.02 diatom mean dinoflagellate mean 350 450 550 650 750 Wavelength (nm) Diatoms 8-15 µm; Dinoflagellates 30-120 µm plus chains Absorption by phytoplankton (21) a* ph (λ) - separated into contributions from photosynthetic pigments (ps) and nonphotosynthetic pigments (nps). a* ph (λ) = a* ps (λ) + a* nps (λ) Photosynthetic pigments transfer excitation energy to chl a to be used in photosynthesis. - chl b, chl c, peridinin, fucoxanthin, 19BF, 19HF, phycobilliproteins Nonphotosynthetic pigments absorb energy but do not transfer it to chl a. - violaxanthin, diadinoxanthin (DD), alloxanthin, diatoxanthin (DT), lutein, zeaxanthin, β,ε-carotene, β, β -carotene NPS pigments protect the photosynthetic system from high irradiance and are often referred to as photoprotective pigments.

Absorption by phytoplankton (22) a* ps (λ) and a* nps (λ) are reconstructed based on scaling the absorbance of each pigment (determined by HPLC) to its weight specific extinction coefficient at a given λ with the absorption maxima shifted to match the in vivo maxima. Bidigare et al. (1987,1990); Babin et al. (1996) Pigments in vivo are complexed with proteins which cause a shift in the absorption maxima to the red end of the spectrum by up to 90 nm. Pigment Chlorophyll a Chlorophyll b Chlorophyll c Carotenoids Phycocyanin Phycoerythrin In vivo maxima (nm) 435 675 470 490 650 450 630 475 540 580 600 540 565 Absorption by phytoplankton (23) The relative amounts of individual pigments within a species pigment composition can vary with changes in irradiance. Increase in nps or photoprotective pigments with an increase in irradiance can cause small differences in the shape of the absorption spectra. 0.10 30 (DD+DT):chla 0.08 0.06 0.04 0.02 20 10 Daily irradiance 0 40 42 44 46 48 50 52 54 56 Latitude ( S)

Absorption by phytoplankton (24) 3 2 a*ph(675) 1 stn 5 stn 78 0 400 450 500 550 600 650 700 750 800 Wavelength (nm) Absorption by phytoplankton (25) From Neori et al. (1994)

Absorption by phytoplankton (26) Physiological effects From Lewis et al. (1986) Absorption by CDOM and detritus (1) The detritus scan is obtained by extracting the pigments from the particulate matter on the filter, generally using the method of Kishino et al. (1985) and then re-scanning the filter. a d (λ) = 2.3 OD S (λ)/l g CDOM absorption is measured in 10 cm quartz cells in the normal cell compartment of the spectrophotometer with doubly distilled deionised water as the reference. a CDOM (λ) = 2.3 (A(λ)/l) where A(λ) is the absorbance (normalised to zero at a particular wavelength) and l is the cell path length in meters.

Cal/val of the satellite sensor (1) Why make these optical measurements? To determine how well global ocean colour algorithms predict phytoplankton biomass and associated conditions within a particular region. Many of the components of the global ocean colour algorithms are based on temperate water conditions, particularly in the northern hemisphere. Errors may arise in other regions where the conditions are routinely different to those of northern hemishere temperate waters. Need to develop regional ocean colour algorithms. Cal/val of the satellite sensor (2) Ocean colour algorithms predict chl a concentration by comparing ratios of water leaving radiance (L w ) or reflectance (R) at two or more wavelengths. Main assumption is that light attenuation by the dissolved and detrital components covaries with phytoplankton absorption. True for case 1 waters where phytoplankton absorption is the dominant contributor to the total absorption. Errors will arise for case 2 waters where either the CDOM or the detrital absorption or both are equal to or greater than the phytoplankton absorption.

Cal/val of the satellite sensor (3) In the SeaWiFS algorithm the ratio used is R(490):R(555) Changes in this ratio are interpretated as changes in chl a. The presence of other pigments and substances can change the ratio. high CDOM the presence of phycobilliproteins changes in species composition Cal/val of the satellite sensor (4) high CDOM - CDOM absorption increases exponentially with decreasing wavelength. In areas where CDOM is a significant component of the total absorption the effect on the ratio will be to indicate an overestimate of the chl a concentration. the presence of phycobilliproteins Pigment Chlorophyll a Chlorophyll b Chlorophyll c Carotenoids Phycocyanin Phycoerythrin In vivo maxima (nm) 435 675 470 490 650 450 630 475 540 580 600 540 565

Cal/val of the satellite sensor (5) A Synechococcus bloom showed high absorption capabilities, hence depressing the reflectance at both 443 and 555 nm. The R(443):R(555) ratio was lowered and produced an over estimate of chl a by a factor of 3. Trichodesmium species also contain phycoerythrin, but have different reflective properties to Synechococcus. Morel (1997) (Coccolithophore blooms are another unique example.) Cal/val of the satellite sensor (6) changes in species composition Hoepffner and Sathyendranath (1992) found a positive correlation (r = 0.86) between the relative absorption at 550 nm and the ratio of fucox:chl a. The ratio of pigments such as fucoxanthin to chl a can vary without there being any change in the chl a concentration.

Cal/val of the satellite sensor (7) Other factors: species discrimination. 2.5 2.0 a 3.5 3.0 2.5 aph N (m -1 ) 1.5 1.0 0.5 0.0 350 450 550 650 Wavelength (nm) 2.0 1.5 1.0 0.5 0.0 350 450 550 650 Wavelength (nm) Cal/val of the satellite sensor (8) Other factors: motility of algal species.