August 2014 Issue No: 1.0 Application Guidance CCP Penetration Tester Role, Practitioner Level
Application Guidance CCP Penetration Tester Role, Practitioner Level Issue No: 1.0 August 2014 This document is for the purposes of issuing advice to UK Government, public and private sector organisations and/or related organisations. The copying and use of this document for any other purpose, such as for training purposes, is not permitted without the prior approval of CESG. The copyright of this document is reserved and vested in the Crown. Document History Version Date Comment 1.0 August 2014 First issue This information is exempt under the Freedom of Information Act 2000 (FOIA) and may be exempt under other UK information legislation. Refer any FOIA queries to GCHQ on 01242 221491 x30306 or email
Purpose & Intended Readership Executive Summary This document is intended as a guide on how to structure evidence when applying for certification as a CESG Certified Professional (CCP) Penetration Tester at Practitioner level and includes suggestions of what you need to learn and know before applying. It complements the CESG Certification for IA Specialists Standard (reference [a]) and the CESG Guidance to Certification for IA Specialists document (reference [b]), to be found at http://www.cesg.gov.uk/awarenesstrain ing/pet/pages/professional-ia-roles-.aspx CESG has developed a framework for certifying IA Professionals who meet competency and skill requirements for specified IA roles. The purpose of certification is to enable better matching between requirements for IA Professionals and the competence and skills of those undertaking common IA roles. The framework was developed in consultation with Government departments, academia, industry, the certification bodies and members of the CESG Listed Adviser Scheme (CLAS). The framework includes a set of IA role definitions and a certification process. This document provides guidance for applicants for certification as a CCP Penetration Tester at Practitioner level. Feedback CESG Information Assurance Guidance and Standards welcomes feedback and encourage readers to inform CESG of their opinions, positive or otherwise, in respect to this document. Please email: enquiries@cesg.gsi.gov.uk Page 1 This information is exempt under the Freedom of Information Act 2000 (FOIA) and may be exempt under other UK information legislation. Refer any FOIA queries to GCHQ on 01242 221491 x30306 or email
Contents: Purpose & Intended Readership... 1 Executive Summary... 1 Feedback... 1 Overall Requirements for the Penetration Tester Role, Practitioner Level... 3 Key Principles... 3 Penetration Testing... 4 Practitioner Penetration Tester Role Headline Statement SFIA Responsibility Level 3... 4 Applying for CCP Scheme Certification... 4 Knowledge... 8 Skills... 9 Experience... 16 The Certification Process next steps... 17 The CCP Scheme Certification Learning Cycle... 19 References... 20 Glossary... 21 Page 2 This information is exempt under the Freedom of Information Act 2000 (FOIA) and may be exempt under other UK information legislation. Refer any FOIA queries to GCHQ on 01242 221491 x30306 or email
Overall Requirements for the Penetration Key Principles This document is intended as a guide on how to structure evidence when applying for certification as a CESG Certified Professional (CCP) Penetration Tester at Practitioner level and includes suggestions of what you need to learn and know before applying. It complements the CESG Certification for IA Specialists Standard (reference [a]) and the CESG Guidance to Certification for IA Specialists document (reference [b]). Learning comes through acquiring skills and knowledge (from training, experience and seeing how others work) and putting these into practice. Some Penetration Testers will have carried out other roles previously, e.g. Systems Administration or working in a Security or Network Operations Centre. Most Practitioner Penetration Tester candidates will need at least 6-12 months of penetration testing experience before applying, although some will gain the required skills in a longer or shorter period. This document outlines the basic knowledge, skills and experience you need. You are encouraged to follow the advice in each section when completing your written submission of evidence. Page 3
Penetration Testing Penetration testing is an independent assessment of the different elements that comprise an information system or product, with the goal of finding and documenting the vulnerabilities present. The resultant report is considered with threat reports and other information sources in order to derive a risk assessment that can be used to drive security improvements. The role of a penetration tester is to: Ensure that any testing activity is lawful, compliant with all relevant regulations and within the agreed scope Conduct technical security tests against the information system or product, with the aim of identifying vulnerabilities Communicate the results of the tests at a level tailored to the audience Provide technical consultancy and recommendations to customers as to how any reported vulnerabilities could be mitigated Practitioner Penetration Tester Role Headline Statement SFIA Responsibility Level 3 Applies knowledge and contributes to the successful delivery of penetration testing services Applying for CCP Scheme Certification No specific qualifications are mandated but you must have appropriate practical experience, either through employment as a penetration tester, or in another technical or information security role, such as a system administrator, security administrator or SOC/NOC analyst. You need to show that you have the skills, knowledge and experience listed in the following pages and you should check the website of the Certification Body (CB) you wish to use, for any additional requirements they may have. If you consider that there are gaps in your skills, knowledge and experience, agree a plan with your manager to address these e.g. through placements, projects, training, coaching - before you apply for CCP certification Page 4
Your written submission must show that you: meet the Role Headline Statement for the Penetration Tester role ( Applies knowledge and contributes to the successful delivery of penetration testing services see above) work under general supervision and on discrete tasks when performing penetration tests demonstrate an analytical and systematic approach to penetration testing, and are able to apply their own initiative and discretion understand and are able to apply appropriate tools and techniques during a penetration test, and works in accordance with relevant legislation and standards perform penetration tests in a variety of environments work as part of a larger team and assists senior colleagues in delivering successful penetration tests demonstrate effective communication skills with colleagues, and when providing input to written reports and presentations have regular working level-contact with customers actively develop your understanding of penetration testing, and understand how penetration testing is to be applied and delivered to a customer demonstrate the required skill levels from the Institute of Information Security Professionals (IISP) Skills Framework demonstrate all of the attributes of responsibility (autonomy, influence, complexity and business skills) from the Skills Framework for the Information Age (SFIA) 1 at level 3. Alternatively you can show evidence of least level 2 for the IISP J skills 1 SFIA Foundation at www.sfia.org.uk Page 5
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The key to good penetration testing is combining technical, business and people skills to provide information on security system vulnerabilities which is accessible to and understood by the people who need to take action on the advice you give. You need to understand the business objectives, strategy and risk appetite, as well as the system and applications you work on. You need people skills to ensure that you explain your findings and secure all the information you need, for example when considering security incidents. You also need to ensure that all your testing operates within the appropriate legal frameworks. In no priority order, you need: Skills: Negotiating Influencing Information-gathering Communication able to talk to non-techies and techies alike Vulnerability assessment and management Business writing (all the information needed for a decision, on 1 side of A4) Presentation Stakeholder management And familiarity with the following: Penetration testing methodologies Penetration testing standards and policies The CESG Certification for IA Professionals and Guidance to CESG Certification for IA Professionals documents Technical IA controls Page 7
Knowledge Your evidence should show that you: know that at least the following statutes apply to the penetration testing process: Computer Misuse Act 1990; Data Protection Act 1998; Human Rights Act 1998; Police and Justice Act 2006; Police and Criminal Evidence Act 1984; Regulation of Investigatory Powers Act 2000 and Understand: the ethical issues associated with penetration testing CHECK standards and methodology, local standards and regulations for information security risk assessment tools, techniques and methodologies vulnerability detection tools current research trends what risk appetite and risk tolerance are basic information systems engineering and development what good and bad security look like and how to test for vulnerabilities, including in the development lifecycle common causes of security vulnerabilities common sources of information to support penetration testing Page 8
Skills When presenting your skills evidence, use the STAR format: Situation, Task, Action, Result Use a narrative form, e.g.... I produced...my decision was... Explain what accreditation decision you made and how the measures you required were proportionate and effective You must meet the required levels at all 4 core skills - (A2 Policy and Standards, D2 Security Testing, E3 Vulnerability Assessment, I3 Applied Research) You must meet 75% of the remaining skills A single piece of work may be used for several skills, but a variety of examples gives better evidence of being able to work in more than one situation The following table provides suggestions for starting points in evidence. SKILL A2 Policy & Standards, Level 1 - Core Skill Understands the need for policy and standards to achieve Information Security (IS) Technical Skills EVIDENCE OF SKILL Give examples of: - your experience of IS policies and standards. How does penetration testing fit within your company s information security policy? Page 9
SKILL A6 Legal & Regulatory Environment, Level 1 Is aware of major pieces of legislation relevant to Information Security and of regulatory bodies relevant to the sector in which they work A7 Third Party Management 2 Level 1 Is aware of the need for organisations to manage the information security of third parties B1 Risk Assessment, Level 1 Demonstrates awareness of the causes of information risk and their implication B2 Risk Management, Level 1 Demonstrates awareness of techniques to manage information risk EVIDENCE OF SKILL Give examples from different work environments of how you: - ensured that your work didn t contravene relevant statue/regulations and how you explained this to your customer(s). For example, the Computer Misuse Act prohibits breaking into a system but the contract you were employed on might require or permit this. Give examples of how you: - advised a customer s supplier about the vulnerabilities in their information systems. Give examples of how you: - Identified vulnerabilities and risks in a number of different systems. Give examples of how: - IT systems risk and vulnerabilities are managed and advice you have given to mitigate these. 2 Skill only required if information systems or services are provided by a third party Page 10
SKILL C1 Security Architecture, Level 1 Is aware of the concept of architecture to reduce information risk C2 Secure Development, Level 1 Is aware of the benefits of addressing security during system development D1 IA Methodologies Level 1 Is aware of the existence of methodologies, processes and standards for providing Information Assurance D2 Security Testing, Level 1 - Core Skill Is aware of the role of testing to support IA E1 Secure Operations Management, Level 1 EVIDENCE OF SKILL Describe how you have advised on modifications to IA architecture to mitigate potential information risk. What was the outcome? Explain how security and secure development of products and systems are improved by penetration testing. How is appropriate and proportionate penetration testing carried out in your organisation? Give examples over a range of environments of: different ways in which you have tested the security of systems. Which frameworks did you use? Explain what level of security was achieved and what system vulnerabilities remained. What was the outcome of your work? Give examples of tests you have carried out to detect vulnerabilities how did you do this? What changes to corporate security processes or systems could you recommend to mitigate vulnerabilities? Is aware of the need for secure management of information systems Page 11
SKILL E2 Secure Ops & Service Delivery, Level 1 Is aware of the need for information systems and services to be operated securely E3 Vulnerability Assessment, Level 2 - Core Skill Obtains and acts on vulnerability information in accordance with Security Operating Procedures F1 Incident Management, Level 1 Is aware of the benefits of managing security incidents F2 Investigation, Level 1 Is aware of basic principles of investigations F3 Forensics, Level 1 EVIDENCE OF SKILL Give examples of how you have influenced a customer to mitigate security risks. Give examples from different work environments of occasions when you identified vulnerabilities in a system or application. What tools and methodologies did you use and how did you make colleagues and/or customers aware of the vulnerabilities? What did you do to mitigate the vulnerabilities and what was the outcome? Provide examples of how security incidents are managed in the organisation(s) you work in. How does this improve cyber security? Give examples of how information is collected in order to investigate a security incident. What sources can be used and why? What information can be recovered through the use of forensic tools? Is aware of the capability of forensics to support investigations Page 12
SKILL G1 Audit and Review, Level 2 Audits compliance with security criteria in accordance with an appropriate methodology H1 Business Continuity Planning and H2 Business Continuity Management, Level 1 Understands how Business Continuity Planning & Management contributes to information security I3 Applied Research, Level 1 Core Skill Understands the fundamental concepts of applied research but does not yet have the knowledge needed to apply this skill in an operational context EVIDENCE OF SKILL Give examples of auditing a system to test for vulnerabilities. How did this improve the scope of the vulnerability testing? How did you communicate the results to information risk owners and what was the outcome of this? Describe how you incorporated business continuity management into your vulnerability testing and your advice on vulnerability mitigations. Give examples from different work environments of: - how you have used your research as part of penetration testing. How did that research support the overall security assessment process? - areas you have found where further research is needed. How could that research be used to enhance levels of security? - research you have used when considering how vulnerability testing tools or techniques could be improved Page 13
SKILL J1 - Teamwork and Leadership - Level 2 Is encouraging and supportive and provides a lead within the local area. Task-based team working J2 - Delivering Level 2 Responsibility for an element of delivery against one or more business objectives, balancing priorities to achieve this J3 Managing Customer Relationships Level 2 Negotiates with customers to improve the service to them and to manage their expectations J4 - Corporate Behaviour Level 2 Understands the aims of own and related areas across an organisation J5 Change and Innovation Level 2 Generates creative ideas and demonstrates sensitivity in implementing local change PEOPLE SKILLS J skills (instead of SFIA level 3 see p4) EVIDENCE OF SKILL Give examples of: - sharing information and knowledge with others to promote team objectives. Give examples of : - tasks which you delivered to deadlines. Describe ways in which you have worked with customers to agree solutions. Give examples of proposals you have made to mitigate security vulnerabilities. What changes have you introduced what did you do, what techniques did you use and why? How did you consider the impact on other people and processes? Page 14
SKILL J6 - Analysis and Decision Making Level 2 Makes effective decisions in consultation with others and/or solves complex problems in immediate area J7 Communication and Knowledge Sharing Level 2 Encourages and contributes to discussion. Is proactive in sharing information in own work area EVIDENCE OF SKILL Give examples of: - recommendations and solutions you have suggested. What was the outcome in these cases? Give examples of how you have adapted your communication to suit different media, including face to face, over the phone, emails, presentations and meetings: eg: - contributing to reports - stand up briefings What outcomes have you achieved? Page 15
Experience Agree a plan with your manager to ensure that you cover the necessary ground, as suggested below. Your evidence should show that you have: Assisted in, or carried out penetration testing under supervision or in a team, in a variety of environments and ensured that the testing was consistent with risk appetite and tolerance, as well as conforming to all legal requirements and regulations Or Have experience in a technical/information security role (such as a System Administrator) or SOC/NOC analyst You must show that you Do penetration testing and that your testing follows a systematic and appropriately analytic process Have some experience of using penetration testing tools and techniques Effectively communicate the outcomes and implications of penetration tests to colleagues and/or customers and ensure that they understand them Can recognise when a decision must be escalated because of implications beyond your level of responsibility or experience Are developing your understanding of penetration testing and associated research Page 16
The Certification Process next steps This Application Guidance contains material designed to help individuals applying for Practitioner Penetration Tester. processes for the different CBs follow below. The certification 1. If you are considering applying for the Senior or Principal level, you will need to show wider experience of more complex systems and satisfy the requirement for higher skill levels and the appropriate technical qualifications(s). Supervisory experience to show evidence of coaching and developing other Penetration Testers would also be helpful for the Senior level and consultancy experience would be appropriate for the Principal level. 2. If you are applying for the Lead level, you will need to show that you influence and direct the penetration testing function at an organisational or inter-organisational level and satisfy the requirement for higher skill levels. For example, you directly and regularly brief or advise a Directors Board in this regard. Page 17
There are 3 CBs: the APM Group (www.apmg-ia.com ), BCS, the Chartered Institute for IT (www.bcs.org ) and the IISP, RHUL and CREST Consortium (www.iisp.org ). Certification is for 3 years and requires evidence of continuing professional development throughout the period of certification. Page 18
The CCP Scheme Certification Learning Cycle Page 19
References [a] [b] CESG Certification for IA Specialists Standard CESG Guidance to Certification for IA Specialists Page 20 This information is exempt under the Freedom of Information Act 2000 (FOIA) and may be exempt under other UK information legislation. Refer any FOIA queries to GCHQ on 01242 221491 x30306 or email
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