PCA vs. Varimax rotation

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1 PCA vs. Vamax otaton The goal of the otaton/tansfomaton n PCA s to maxmze the vaance of the new SNP (egensnp), whle mnmzng the vaance aound the egensnp. Theefoe the dffeence between the vaances captued n each egensnp s maxmzed. The constant, Γ' ΛΓ s dagonal, on the coeffcents of ognal SNPs and egensnps s a mathematcal convenence to make the coeffcents unque; howeve, t can complcate the poblem of ntepetaton. (See the scatte plot (fgue 1) of the coeffcents (table 2) fom the dataset (table 1) whee each SNP s epesented as a pont n the fst 2 dmensons of the egenspace.) The ntepetaton of the coeffcents s the most staghtfowad f each SNP s coelated hghly on at most one egensnp, and f all the coeffcent ae ethe lage o nea zeo, wth few ntemedate values. The SNPs ae then splt nto dsjont sets, each of whch s assocated wth one egensnp, pehaps some SNPs ae left ove. To acheve ths clea patten of coeffcents, we could otate the axes defned by PCA n any decton wthout changng the elatve locatons of the ponts to each othe n evey two dmensons; but the actual coodnates of the ponts would change. The otated solutons spam n the same geometc space as the ognal solutons and explan the same amount of vaance n the data as the ognal soluton, howeve the dffeence of the vaances captued n the otated axes s no longe maxmzed. Thee ae seveal analytcal choces of otaton that have been poposed n the past. One of them s the vamax method of othogonal otaton. The vamax otaton cteon maxmzes the sum of the vaances of the squaed coeffcents wthn each egenvecto, and the otated axes eman othogonal. Fgue 2 demonstates the otated soluton (table 3) afte a vamax otaton. Afte the coodnate axes ae otated clockwse by an angle about 45 degees, we obtan a clea patten of SNPs coespondng to otated egensnps. In ths smple example the oveall ntepetaton s the same whethe we otate the axes o no, but n moe complcated stuatons we could beneft moe. Zhen Ln [email protected] 1

2 Tables: snp1 snp2 snp3 snp4 ch ch ch ch ch Table 1. a small dataset of 4 SNPs fom 5 chomosomes Vaables E1 E2 Snp Snp Snp Snp Table 2. patal PCA esults (unotated) Vaables E1 E2 Snp Snp Snp Snp Table 3. otated soluton Zhen Ln [email protected] 2

3 Fgues: Fgue 1. scatte plot of SNPs n the othogonal space (unotated) Fgue 2. scatte plot of SNPs n the otated othogonal space Zhen Ln [email protected] 3

4 R souce code: data <- c(1,1,0,0,1,1,0,0,1,0,0,1,0,0,0,1,1,0,1,0) dm(data) <- c(5,4) snploadngs <- loadngs(pncomp(data, co=t)) plot(snploadngs[,1:2]) otated <- vamax(snploadngs[,1:2])$loadngs plot(otated) Zhen Ln 4

5 An example of fndng htsnps fom a small SNP dataset usng the vamax otaton method. We stat wth a SNP dataset: SNP1 SNP2 SNP3 SNP4 SNP5 Chomosome Chomosome Chomosome Chomosome PCA esults, unotated, ae: e 1 e 2 e 3 e 4 e 5 SNP SNP SNP SNP SNP PCA esults upon vamax oaton (Mada et al. 1979; Dunteman 1989) ae: e 1 e 2 SNP SNP SNP SNP SNP e 3 We compae the aveage coeffcent fo all k egensnps ( Γ ) to the one fo the est of (pk) egensnps ( γ ) fo each SNP; and select the SNP f Γ > γ, whch ndcates that ths SNP contbutes mostly to the k egensnp (Meng et al. 2003). Suppose k = 2, htsnp selectons ae: Γ γ htsnp SNP N SNP Y SNP Y SNP N SNP Y e 4 e 5 Refeences: Dunteman GH (1989) Pncpal components analyss. Sage Publcatons, Newbuy Pak Mada KV, Kent JT, Bbby JM (1979) Multvaate analyss. Academc Pess, London ; New Yok Meng Z, Zaykn DV, Xu CF, Wagne M, Ehm MG (2003) Selecton of genetc makes fo assocaton analyses, usng lnkage dsequlbum and haplotypes. Am J Hum Genet 73: Zhen Ln [email protected] 5

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