ADVANCED INVESTMENT ADVISORY AGREEMENT DRAFTING BE AN EXPERT! CPD 7 hours

Transcription

1 ADVANCED INVESTMENT ADVISORY AGREEMENT DRAFTING BE AN EXPERT! CPD 7 hours

2 A BOUTIQUE COURSE FOR SMALL* INTERACTIVE GROUPS *The capacity of this course is limited to a maximum of 10 delegates Invesco Perpetual M&G Investments Osborne Clarke Very beneficial and most helpful. Great knowledge and brilliant application. I liked the direct answers. A very worthwhile day. Clear overviews and lots of time to cover all questions. RPC Burges Salmon Walker Morris Excellent course and very useful materials. Thanks! Really good course lots of commercial input. Excellent overview with expert, debate and analysis. The above statements are general recommendations and indicative of average feedback from all of our external & inhouse courses. Advanced Investment Advisory Agreement Drafting be an expert! is new to our external course spectrum and has not yet received any individual feedback. BOUTIQUE COURSES Investment advice is one of the most commonly sought services in the investment management space. While it is difficult to put a value of assets being advised on a UK, or global scale, some investment advisory firms advise on assets north of 6.7trillion alone (Mercer). Advisory services are often suited to each stage of the investment process, including strategy (investment review and portfolio design), structure and implementation, hence the agreements governing them are of significance to both firms and investors and play a major role in a financial services industry of a scale such as the UK s.[1][2] 2

3 This is an advanced level full-day course and delegates will leave with an in-depth understanding of drafting investment advisory agreements. This unique and specialist course is aimed at those professionals that have been negotiating IAAs for a number of years and who wish to push their expertise to the next level! ADVANCED INVESTMENT ADVISORY DRAFTING BE AN EXPERT! Length 1 Day Content With a foundation of understanding the types of services, the business and the risk profile, this course provides an in-depth analysis of the clauses comprising investment advisory agreements, and focuses on teaching delegates how to draft each clause in a practical commercial context in light of regulatory requirements. The topics of this course include: 1. World of Investment Advice including client types; 2. Investment Advisory Services; 3. Understanding the IAs business; 4. New client appointment; 5. Understanding the risk profile; 6. Investment Advisory Agreement Review an in-depth review of each clause in an IAA; 7. Before, after and hot topics! CPD Points 7 Fee 1,390 Catering Refreshments and Lunch Maximum Delegates 10 Delegate Participants This course is suitable for experienced financial services professionals (whether you are a lawyer in-house or in private practice, or a business employee) Materials Comprehensive and up to date course notes provided Venue Southwark Cathedral Conference Centre, London Bridge SE1 9DA Speaker Emma Cleveland, Managing Director, Further Info For full daily schedules see 3

4 TO ATTEND THIS COURSE, COMPLETE THE REGISTRATION FORM THAT FOLLOWS AND SEND TO: Course Administration, Cleveland & Co Associates Limited, 18 Trafalgar Avenue, London SE15 6NR OR to: In-House options are available. Please call TERMS AND CONDITIONS Our full Terms are on our website: A summary is below: 1. Full payment must be made upon reservation for the course. 2. You will receive confirmation of your booking to the address provided in the registration form. If you have not received confirmation prior to the date of the course please contact us. A VAT invoice can be sent separately to your accounts department if required. Course materials will be distributed at the time of the course. 3. Once we confirm your booking a legally binding contract will come into existence between us. Bookings may be cancelled by written notice received by us not less than 30 working days before the date of the course. We cannot accept cancellations by telephone. The delegate fee will be credited to you less an administration charge of VAT per delegate booking that is cancelled. Refunds of delegate fees for cancellations receive by us less than 30 days before the date of the course will not be offered. Failure to attend the course will constitute late cancellation and payment will still be due or forfeited if already paid. 4. You may notify us of a substitute delegate at any stage, without charge. 5. We reserve the right to vary or cancel a course in our sole discretion. Our terms of refund are set out in our full Terms on our website. We do not accept any liability for a course not taking place. 6. We will act as data controller and/or data processor within the meaning of the Data Protection Act 1998 (the Act ) in relation to any personal data supplied to us in connection with your reservation. You acknowledge and agree that we and our agents may be processing and using personal data (as defined in the Act) given by or on behalf of you for the provision of the courses and other services offered by us, which may include the transfer of such data out of the European Economic Area (as defined in the Act). You agree that we may contact you with details of courses and other services offered by us that may be of interest to you. Please write to us if you do not wish to be contacted by us in this regard. 4

5 ADVANCED IAA DRAFTING BE AN EXPERT! COURSE REGISTRATION FORM Please make a reservation for the following course(s): Course Number of Delegates Advanced IAA Drafting be an expert! Cost Per Delegate (including VAT) Total Cost Per Course (including VAT) 1,390 TOTAL PAYMENT Course date: I am unable to attend the course, however I would like a copy of the course materials: Advanced IAA Drafting be an expert! (materials only) 179 (no VAT)! Prices exclude postage costs. UK postage is 12, please contact us at the listed above for international postage costs. Delegate Name(s): Job Title: Organisation: Address: Telephone Number: Special Requirements: Signed: Date: Payment: I enclose a cheque payable to Cleveland & Co Associates Limited for (inc VAT). Please contact us on if you wish to pay by bank transfer. 5 Cleveland & Co Associates Limited is a limited liability company registered in England and Wales under company registration number with its registered office at 64 Southwark Bridge Road, London, SE1 0AS, United Kingdom