ByAllAccounts Data Sources with Professional Access
|
|
|
- Arnold Hodges
- 7 years ago
- Views:
Transcription
1 ByAllAccounts Data Sources with Professional Access Below is a list of advisor and institutional financial service access links for the Morningstar ByAllAccounts SM aggregation service as of November 12, Using an advisor s online access and credentials, ByAllAccounts can capture positions and transactions across the advisor s book of business at the institutions offering these services, without the need for a client s online access credentials. As is the case with all types of financial services, this list is expanding as we add new clients and pursue the most efficient methods for populating our database with comprehensive client account information. 1st Global - Brokerage - Financial 401k Focus - 401kDIRECT (PRO Inc) QuickView - AAAA Benefits - Abar 401k - Plan ABN AMRO Group Profit Sharing and Savings Plan ACS BenefitsWeb - Non-Qualified Plans - Adhesion Wealth - FTP ADP Retirement Services (mykplan.com) - s and s Central AIG Group - Vision2020 Client Alliance Benefit Group (abgretirement.com) - Alliance Benefit Group Carolinas - (My ABG Online) Alliance Benefit Group Development Site - Alliance Benefit Group North Central States - Alliance Benefit Group of Illinois - Financial Alliance Retirement Plan - Allianz Life - Agent American Equity Investment Life Insurance Company - Agent American Funds Retirement Planning Center - American General Life Companies - Agent American Legacy - Annuities - Adviser American National Insurance Company - - Retirement American Northwest Retirement Plan Services LLC American Pension Benefit-/Employer AmeritasAcacia Companies-Financial Professionals AMI Benefit Plan Administrators Inc Plan Appleton Partners FTP - Merrill Lynch ASC Trust Corporation - Ascensus - Financial Professional Ascensus - Plan (insight) Aspire Financial - SFTP Aspire Financial Services - Associated Bank Retirement - ATEL Securities Corporation - Client Athene Annuity - Agent Athene USA - Agent (Athene Connect) Aviva USA - Indianapolis Life - Agent Baden Retirement Plan Services - Bank of Internet - Bank of New York INFORM for Institutional Investors Benefit Consultants Group Morningstar. All Rights Reserved. 1
2 Bernstein Investment Research and Management - Professional Billings and Company - BlackRock Institutional - Legacy BGI Clients BMO Retirement Services - Boetger & Associates - Bright Start - Illinois College Savings Program California Investment Trust 401(k) - Capital Retirement Plan Services - CDM Retirement Consultants - Plan s and s Charles Schwab & Co., Inc. - Institutional Charles Schwab & Co., Inc. - Retirement Technologies - Charles Schwab & Co., Inc. - SchwabPlan Charles Schwab Institutional - SFTP Chelsea Management FTP Chernoff Diamond - Clark Capital Management Group - CMC Interactive - CNL Service - CollegeChoice 529 Savings Plan - Account Owner CollegeChoice 529 Savings Plan - CollegeCounts 529 Plan - s/broker/professional CollegeCounts 529 Plan Individual Investor/Shareholder CollegeCounts 529 Direct Plan - Broker/Professional Commonwealth Annuity and Life Insurance Company - Connecticut Higher Education Trust - CHET CPI Qualified Plan Consultants - Financial Adviser Curian Capital Curian Capital - PortfolioCenter Curian Capital - Principia CAMS DailyAccess Corporation - Plan /Financial DayPak & FlexPak Participant Portal - Dearborn Capital Management, LLC - FTP Access Diversified Trust - FTP DST - Branch/Tax ID Access ONLY DST FAN Mail DST Retirement Solutions - myplannetwork DST Vision - Client Web Service DST Vision - Dealer Web Service DST Vision - my PLANnetwork E*TRADE - East Texas Professional Credit Union EBS-RMSCO Employee Benefit Solutions - Plan Employee Benefit Resources - Employee Fiduciary - Enterprise Services eplan Services - EquiTrust Agent Center Equity Institutional Equity Institutional - Institutional evantage EverBank - Services Federated Investors - FTP Federated Investors SmartStream - FTP Fidelity & Guaranty Life - Agent Fidelity Charitable Gift Fund - Fidelity IWS - FTP Access Fidelity Management Trust Company - Institutional Fidelity Plan Webstation First Bank Retirement - First Mercantile Trust - Investment Professional First National Bank of Omaha - Retirement Gold - First Trust DATAlynx - Services Foley & Lardner - Client FTP Foliofn Investments Franklin Templeton Fringe Benefit Design - FutureBenefits of America - Financial Geller Group Plan 2015 Morningstar. All Rights Reserved. 2
3 Gold Bullion International (GBI) - FTP Goldman Sachs - FTP Great American Financial Resources - Financial Professional Great-West Retirement PartnerLink - Great-West Retirement Services - Plan FTP Guardian Investor Guggenheim Partners FTP Howard Simon & Associates - HPL&S - Huntington Retirement Connection - ICMA Retirement Corporation - Illinois Mutual Life Insurance - Agents ING - Lubrizol Corporation Employees' Profit Sharing and Savings Plan ING for Financial Professionals ING for Professionals - Life Service Center ING Institutional Plan Services ING Retirement Plans - Ingham Retirement Group - Invesco National Trust Company - Institutional Invesco SFTP - CaceisBank Invesmart - Plan ishares 529 Plan - IXIS Funds - Shareholders (Corporate Retirement Plan) IXIS Funds - Shareholders (Regular Mutual Fund) IXIS Funds - SIMPLE IRA plan sponsors IXIS Funds - SIMPLE IRA shareholders Jackson National Life Insurance of New York Producer Services Jackson National Life Insurance Producer Services Janney Montgomery Scott LLC. - Vestmark FTP Jefferies - Professional Jefferies FTP Jefferson National - Agent & Jefferson National - FTP Access John Hancock - Financial - JH SalesNet John Hancock - Financial - Life Account Access John Hancock New York Pension - John Hancock USA - Plan Johnson Bank - Retirement JPMorgan Access - SFTP JPMorgan Plan Access - JPMorgan Private Bank - SFTP JPMorgan Retirement Plan Services - Plan July Business Services - KBS Capital Markets Group - Financial Kemper Investors (Scudder Destinations) Agent - Investment KM&M - 401(k) Plan KTRADE - Leaf Financial - FTP Access Legacy Marketing Group - Agent Liberty Bankers Life - Agent Lincoln Life Insurance - Producer Lincoln Trust Retirement LongVue s (Bear Stearns) - Lord Abbett & Co. Employer ed 403b Loring Ward - Services Center Loring Ward - Services Client Loring Ward - Capital Management LPL Financial - Account View - Maine Bank & Trust Retirement iplan - MassMutual Annuities - MassMutual Government and Not-For-Profit Plans - Financial Professional MassMutual Government and Not-For-Profit Plans - Participant MassMutual Government and Not-For-Profit Plans - Matrix Capital - FTP MAY Profit Sharing Plan Merrill Lynch - FTP Merrill Lynch iq Merrill Lynch Dropbox - FTP 2015 Morningstar. All Rights Reserved. 3
4 MetLife of Connecticut AccountViewer - Producer MetLife Resources - SavingsLink - Plan Midland National Life Insurance Company - Annuity (Agent) Millennium Trust - FTP MOST - Missouri's 529 Plan - Account Owner MOST - Missouri's 529 Plan - MullinTBG - Financial Professional MVP Plan Administrators - Financial MyPlanAccount by Heintzberger/Payne - National City - Institutional Asset Management National Financial Services (Streetscape) - Professional Nationwide Financial Services - Financial Nationwide Financial Services - Financial - Sales & Service Center Nationwide Financial Services - Personal Investors and Plan s Nationwide Investments - Plan Natixis Global Asset Management - SFTP Nebraska Educational Savings Trust - Plan - Nebraska Educational Savings Trust - Plan - Client NestEgg University - New York Life Annuities - Financial Professional New York's 529 Guided College Savings Program Newport Group - NFP (Envestnet) Noble-Davis Consulting - Northern Trust - FTP Access Northwest Plan Services () Northwestern Mutual Wealth Management Company - Nyhart - 401(k) Plan Oak Ridge FTP OneAmerica - FTP Access OneAmerica - Life and Annuity Producer OneAmerica - Retirement Plan Producer (eproducer) Oppenheimer FTP Oppenheimer Funds - Financial Pacific Life - FTP Pacific Life Annuities & Mutual Funds - Producer Pacific Life Insurance - Paychex 401(k) Plan Paychex Online - Pencal - Plan Penn Mutual - Producer Pensco Trust Company - PenServ Plan Services - Pension Inc. - PenSys Daily Valuation Plan - Financial Pentegra Retirement Services - Plan Pershing FTP Mailbox Pershing NetExchange non-quicken (netxinvestor) PIMCO Funds - Institutional Investors Placemark FTP Plan Administrators Inc. - Financial Premier Pension Solutions - Primark Benefits - PBRetire - Prime Plan Solutions Principal Financial Group - Financial Professional Principal Financial Group - Nonqualified Executive Benefit Solutions - Financial Professional Procter & Gamble (P&G) US Profit Sharing and Retirement Plans Professional Capital Services (PCS) - Participant Professional Capital Services (PCS) - Profit Sharing Plan Administrators, Inc. - Participant ProFunds - Individual Prudential Annuities - Prudential Annuities - Financial Professional Login Prudential Financial - Qualified Plans s Prudential Financial Retirement - Plan 2015 Morningstar. All Rights Reserved. 4
5 PSMI Group - Putnam Investments Financial Raub Brock Capital Management - FTP RBC Connect Reinhart - BrickFTP Reliance Trust - SecureLink SFTP Retirement Alliance - Financial Retirement Focus - Plan Retirement Horizons Inc. (RHI) - Retirement Plan Consultants - Retirement Plan Services, LLC - Retirement Plan Services, LLC - Plan Retirement Planners and Administrators - Investment Rinet FTP Access (Lyster Watson) RiverSource - Annuity - Financial Professionals Rosenthal Collins Group LLC - FTP Russell Investments - Institutional Investors Salomon Smith Barney Scudder Annuities - Securian Securian Retirement Center for Financial Professionals Security Benefit - Secure Income Annuity - Agent SEI Institutional Account Access Spectrum Employee Benefits - Financial Spectrum Pension Consulting - Stanley Benefits - State Street - Investors Bank & Trust FTP Access Steben & Company - Steele Capital Management - Plan Strategic Partners - Financial Professionals Sun Life Financial - SunGard - - Retirement Symmetry Partners - e- Client Management T. Rowe Price Century Plan Resource Center T. Rowe Price Plan T. Rowe Price Retirement Plan Services - Tamarac View TD Ameritrade - Institutional SFTP Access TD Ameritrade Services TD Ameritrade Institutional Client TD Ameritrade Institutional Services TD Ameritrade Institutional Services - File Download TD Ameritrade Trust Company - TD Waterhouse (Canada) Institutional Services The Hartford Investor - Professional The Hartford Retirement Access - Plan /TPA The Online 401k - and The Retirement Solution (JEM Resource Partners) - TIAA-CREF TIAA-CREF - Client Data Download TPP Retirement Plan Specialists Transamerica Retirement Services - Financial Professionals Transamerica Retirement Solutions - Plan Direct TRI-AD - Retirement Turning Point Associates - U.S. Bank Information Source U.S. Bank Institutional Trust & Custody Portal UBS Financial Services FTP Dropbox UBS Financial Services FTP Dropbox - SecureTransport UMB Bank - Commercial & Institutional (IBWeb) Unified Trust Company - USAllianz - Agent VALIC Plan Online Valley Forge Pension Management - ValueWorks FTP Vanguard Institutional Trading Vanguard Plan Bridge Vanguard Insight Verisight - Verisight - Plan Vesdata - Voya Financial Annuities Wedbush - FTP Access 2015 Morningstar. All Rights Reserved. 5
6 Wells Fargo s - SFTP Wells Fargo Prime Services - FTP Wells Real Estate Funds - Financial Professionals Weston Financial - FTP Access WIPFLi Benefits Plan Services - WoodTrust Bank - WoodTrust Bank Morningstar. All Rights Reserved. 6
all companies Vendor Name
Vendor Name Accessor Funds Aflac AIG/American General Life AIG Sunamerica Asset Mgmt AIG SunAmerica Life Assurance AIM Investment Services, Inc Allegiant Funds Alger Funds AllianceBernstein Investments
RETIREMENT PLAN BROKERAGE SERVICES ERISA 408(B)(2) DISCLOSURE INFORMATION APPLICABLE FOR ERISA RETIREMENT PLANS
This information is being provided to you as the sponsor or other responsible fiduciary of a retirement plan ( Plan ) subject to the Employee Retirement Income Security Act of 1974 ( ERISA ) that maintains
Table of Contents CONSOLIDATED LIST... 3 ALL SOURCES / ALL PROVIDERS... 3 DIRECT CUSTODIAL INTERFACES... 9 DST
Library of Available Data Sources Copyright 2012Envestnet.Allrightsreserved. Table of Contents CONSOLIDATED LIST... 3 ALL SOURCES / ALL PROVIDERS... 3 DIRECT CUSTODIAL INTERFACES... 9 DST MUTUAL FUND COMPANIES...
Currently, the implementation date is scheduled for November 30, 2004. 1
The following list shows vendors who have indicated an interest to register with the 403bCompare Web site as of 09/02/2004. 403bCompare Vendor Vendor Name Number 1161 A.G. Edwards & Sons, Inc 1028 Acacia
RETIREMENT PLAN BROKERAGE ACCOUNT ERISA 408(B)(2) DISCLOSURE INFORMATION -- APPLICABLE FOR ERISA RETIREMENT PLANS
This information is being provided to you as the sponsor or other responsible fiduciary of a retirement plan ( Plan ) subject to the Employee Retirement Income Security Act of 1974 ( ERISA ) that maintains
AXA Financial
AXA in practice strategy implementation Extensive Choices Clients have access to the products and services of hundreds of companies through their AXA Advisors financial professional. Investment Companies
Data Sources CLEARING/CUSTODIAN INTERFACES
Data Sources Below are the custodian and product data sources available through Albridge Solutions. We are constantly adding new interfaces and product companies, so if you have a question about a specific
Market Overview. September 23, 2004
Market Overview September 23, 2004 Agenda Overview : US Market Annuity Sales Annuity Market Competition AXA Financial Annuity Market Share and Rank Life Sales Life Insurance Market Competition AXA Financial
LEGACY FINANCIAL SERVICES SPONSOR AGREEMENT LIST
Variable Annuities / Variable Universal Life AIG* - 800-255-8402 - www.aig.com AIM Management* - 800-410-4246 - www.aiminvestments.com American General - 800-251-6071 - www.aigag.com American National
403B ASP Access Planning AIG Sun America AIG Valic AIG Valic - 457 AIG VALIC - Roth 403b AIG/American General AM & M UNION America General Corp
403B ASP Access Planning AIG Sun America AIG Valic AIG Valic - 457 AIG VALIC - Roth 403b AIG/American General AM & M UNION America General Corp American Century Services LLC American Fidelity Assurance
Licensed Companies filing on Life/Health Blank Ordinary Annuity Business in Mississippi for Year Ended 12/31/2003
Licensed Companies filing on Life/Health Blank Ordinary Annuity Business in Mississippi for Year Ended 12/31/2003 Premiums Market Annuity Lincoln National Life Insurance Company, The 93,252,084 12.11%
ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS...
YEAR 2014 ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS... 5 ORDINARY ANNUITIES BUSINESS... 6 GROUP ANNUITIES BUSINESS...
Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure
Item 1: Cover Page Form ADV Part 2A Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure As of August 31, 2015 Main Offices: Corporate Headquarters 218 Glenside Avenue Wyncote, PA 19095
MJM Financial, LLC 401k Workshop Series
MJM Financial, LLC 401k Workshop Series Successfully Managing the 401k RFP Process June, 2005 Today s Agenda The current provider marketplace Steps in the RFP process Defining plan needs and objectives
Additional Compensation & Conflicts of Interest
Additional Compensation & Conflicts of Interest The Lincoln Investment Companies strive to provide to you objective investment advice to assist you in retiring well. Inherent in any recommendation, however,
the world of AXA a guided tour
the world of AXA a guided tour AXA around the world In 25 years, we have acquired strong positions, becoming the world s leading insurance brand.1 AXA Advisors, LLC benefits from being a part of a global
ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS...
YEAR 2011 ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS... 5 ORDINARY ANNUITIES BUSINESS... 6 GROUP ANNUITIES BUSINESS...
OTHER ACCIDENT ONLY BUSINESS... 22 ALL OTHER A&H BUSINESS... 23 TOTAL OTHER INDIVIDUAL CERT... 24
ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS...... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS... 5 ORDINARY ANNUITIES BUSINESS...... 6 GROUP ANNUITIES BUSINESS...
Regulatory Compliance Officer - Advertising Principal. National VP, Sales Development Director, Corporate Digital Communications
Company Name Adrea Rubin Marketing Inc. Adrea Rubin Marketing Inc. Advisology AIG/The Variable Annuity Life Insurance Co Allianz Life Insurance Company of NA Allstate Financial American National Family
Defined Contribution Retirement Plans 403 (b) & 457 VENDOR LISTING
SAN MATEO COUNTY COMMUNITY COLLEGE DISTRICT Defined Contribution Retirement Plans 403 (b) & 457 LISTING APPROVED Vendors The following 403(b)Vendors have signed information sharing agreements and hold
Licensed Life Writers in Virginia in 2014
d Life Writers in Virginia in 2014 Rank 1 0869 66168 MINNESOTA LIFE INSURANCE COMPANY $263,873,272 6.81% 6.81% 2 0860 67091 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY THE $234,141,171 6.04% 12.85% 3 0241
Revenue Sharing and Other Compensation
Compensation and Reimbursement of Expenses to Ladenburg Thalmann and Representatives Ladenburg Thalmann Financial Services Inc. and its affiliates, which include Ladenburg Thalmann & Co. Inc., Securities
Bank of America Senior Vice President, Digital Marketing Senior Vice President, Electronic Communications & Social Media Compliance Vice President
ABN AMRO Chief Compliance Officer Actiance, Inc. General Manager, Social Business AICPA CPA Insider Allen & Overy Partner AllianceBernstein Senior AllianceBernstein Cash Management Services Assistant &
Licensed Companies filing on Life/Health Blank Ordinary Life Business in Mississippi for Year Ended 12/31/2008
Licensed Companies filing on Life/Health Blank Ordinary Life Business in Mississippi for Year Ended 12/31/2008 Premiums Market Death State Farm Life Insurance Company 48,151,576 5.98% 21,763,634 Southern
Transamerica Financial Advisors Product Comparison. For Broker-Dealer Use Only. Not for Public Distribution.
Transamerica Financial Advisors Product Comparison Product Lines Alternative Investments Fixed Annuities Managed Accounts Variable Annuities Variable Universal Life Insurance Policies Rep as Portfolio
Watch Date List List LT FSR
Issuer LT FSR ST FSR Outlook Watch Date List List AIG Annuity Insurance Company Aa1 STA AIG Life Insurance Company Aaa STA AIG SunAmerica Life Assurance Co Aaa P-1 STA AXA Equitable Life Insurance Aetna
Approved Annuity and Insurance Carriers
Approved Annuity and Insurance Carriers Revised February, 2010 - Internal Use Only *Top Companies * Underwriting * Products * Compensation Universal Life Whole Life Survivor Annual Renewable Term (ART
Actiance, Inc. Regional Sales Manager Social Media & Compliance Specialist. Allen & Overy LLP Associate
Actiance, Inc. Regional Sales Manager Social Media & Compliance Specialist Allen & Overy LLP Associate Ameriprise Financial & Chief Counsel & Group Counsel, Interactive Marketing Bank of America Assistant
Largest Life Insurers, by Total Assets, 2010 (thousands)
11INDUSTRY RANKINGS The U.S. life insurance industry is made up of more than nine hundred companies with sales and operations across the country. Many of these companies are standalone entities, with no
Marketing & Research Conference Attendees Titles & Companies
Marketing & Research Conference Attendees Titles & Companies Title Account Development Manager, Financial Services Strategy Field Marketing FSI Enterprise Field Marketing Chief Executive Officer VP, Marketing
Michigan Life & Health Insurance Guaranty Association
Michigan Life & Health Insurance Guaranty Association 1640 Haslett Road, Suite 160 Haslett, MI 48840-8683 telephone 517-339-1755 fax 517-339-5500 email jcolpean@milifega.org To: Member Company Michigan
TOP Eligible Term Carriers
The following is a comprehensive list of qualifying Term carriers for the Transamerica Opportunity Program (TOP) from Transamerica Life Insurance Company and Transamerica Financial Life Insurance Company.
2015 Mutual Fund Voting on Proxy Access Proposals
2015 Mutual Fund Voting on Proxy Access Proposals An analysis of the voting records of top U.S. mutual funds The scorecard is issued by the Nathan Cummings Foundation, with data provided by Fund Votes
Wisconsin Market Shares 2002
1 CUNA MUTUAL LIFE INS CO 7.7 389,117,728 2 ALLIANZ LIFE INS CO OF NORTH AMERICA 5.3 268,593,809 3 LINCOLN NATIONAL LIFE INS CO THE 5.0 252,049,598 4 TRANSAMERICA LIFE INSURANCE CO 4.6 229,208,086 5 THRIVENT
403(b) Defined Contribution Plan
403(b) Defined Contribution Plan WHAT IS A 403(b) PLAN? A 403(b) plan is a retirement plan for certain employees of public schools, tax-exempt organizations and ministers. Individual 403(b) accounts are
Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure
Item 1: Cover Page Form ADV Part 2A Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure As of March 30, 2016 Main Office: 218 Glenside Avenue Wyncote, PA 19095 (800) 242-1421 Effective
Additional Compensation/Conflict of Interest Disclosure Statement
Additional Compensation/Conflict of Interest Disclosure Statement At Centaurus Financial, Inc. ( Centaurus, we, or our ) we receive additional compensation from numerous sources related to investment products
How To Disclose Your Compensation From A Company To You
Additional Compensation/Conflict of Interest Disclosure Statement At Centaurus Financial, Inc. ( Centaurus, we, or our ) we receive additional compensation from numerous sources related to investment products
Largest Life Insurers, by Total Assets, 2014 (thousands)
11INDUSTRY RANKINGS The U.S. life insurance industry in 2014 is made up of 830 companies with sales and operations across the country. Many of these companies are stand-alone entities, with no life insurer
Paycheck Deduction Abbreviation Description
457 457 Savings Plus Program $10K LF/AD $10k Life/ADD Insurance (CSUEU) *F DNT PMI Private Medical-Care, Inc. 1959 Survi 1959 Survivor Benefit Contrib 401K 401K Savings Plus Program Acct. Recv Accounts
An investor s guide to purchasing mutual funds and 529 plans through Ameriprise Financial
An investor s guide to purchasing mutual funds and 529 plans through Ameriprise Financial For more than 60 years, mutual funds have been one of the best ways for individual investors to participate in
**CalPERS 457 Deferred Compensation Program Contact: Michelle Short (888) 713-8244, Opt. 2 Michelle.Short@us.ing.com
JEFFERSON UNION HIGH SCHOOL DISTRICT Administrative Offices NOTICE OF BENEFITS ELIGIBILITY 403(b) and 457(b) Retirement Plans As an employee of a public school system, you are eligible to participate in
Corporate Political Disclosure and the Mutual Fund Vote 2015 PROXY SEASON ANALYSIS SHOWS STEADY SUPPORT
Corporate Political Disclosure and the Mutual Fund Vote 2015 PROXY SEASON ANALYSIS SHOWS STEADY SUPPORT DECEMBER 2015 Mutual funds support for corporate political spending disclosure resolutions held firm
NAPA NET. NAPA Net. Media Kit. Plan Advisor Portal. Plan Advisor Portal
NAPA NET Media Kit NAPA Net MISSION The National Association of Plan Advisors is a nonprofit organization dedicated to providing a voice in Washington and beyond for the leading retirement plan advisors
Social Media and Compliance Specialist Regional Manager, Social Media
Company Name Title Description 451 Marketing EVP - Financial Services ACE Group (Combined) AVP, Interactive Communications Actiance Social Media and Compliance Specialist Actiance Regional Manager, Social
Hospital Indemnity Equitable/Heartland National GTL Medico Washington National. Cancer GTL Medico UTA Washington National
Medicare Supplement Aetna Health and Life Ins. American Continental/ Central States Indemnity Continental Life Anthem (BC/BS) Cigna American Retirement Life Insurance Company Equitable Forethought GPM
2013 Insurer Supplier Diversity (ISD) Data Call LIST: 206 Insurance Companies Listed under Group, Arranged by Group Premium (Largest to Smallest)
2013 Insurer Supplier Diversity (ISD) Data Call LIST: 206 Insurance Companies Listed under Group, Arranged by Group Premium (Largest to Smallest) GROUP NAME (and Insurance Companies Reporting Together)
Senior Account Executive. Privacy Officer. Vice President, Life & Health Insurance
Title Senior Account Executive Privacy Officer, Life & Health Insurance Sales Executive Director, Insurance and Healthcare Analytics Group and Global Head of Consulting & Analytics VP Consulting & Analytics
Attendees Titles and Companies
Attendees Titles and Companies Title, Life & Health Insurance Account Executive Senior Account Executive Chief Executive Officer VP, Marketing Strategy Market Research Manager Research Manager - Product,
529 Plans (Education Savings Programs)
529 Plans (Education Savings Programs) Investors can save for college via special state-sponsored savings accounts called 529 plans. Although s to 529 plans are not tax deductible, withdrawals used for
2013 Conference Attendees. Social Media Subject Matter Expert
2013 Conference Attendees Company Actiance Actiance, Inc. Actiance, Inc. Alabama Department of Insurance Insurance Company of North America Services Allstate Life Insurance Company American Amicable Life
Director - Retirement Plans Marketing and New Business. Athene Annuity & Life Assurance Company Marketing Communications Campaign Manager
Preferred Company Name Adrea Rubin Marketing Inc. Adrea Rubin Marketing Inc. Affinnova Affinnova Allianz Life Allstate Allstate Financial Allstate Insurance Allstate Insurance Company American National
Understanding mutual fund and annuity pricing and marketing
Understanding mutual fund and annuity pricing and marketing When you choose an investment product, you should examine many factors, including your risk tolerance, investment objectives and time horizon,
Must have been fully underwritten, with blood work, to qualify. If it was issued without blood work/analysis, it is not eligible.
UL TOP Program Details The Transamerica Opportunity Program (TOP) from Transamerica Life Insurance Company offers qualifying clients an easier way to increase or extend their existing term life coverage
A Review of the Advisors Resource, LLC Business Opportunity
welcome. At Advisors Resource, we are very excited about forming this partnership with you.the following pages provide a general overview of how we can help your business succeed. Please don t hestitate
financial strength benchmarking of life insurance competitors
financial strength benchmarking of life insurance competitors HC 1001 5-13 financial strength benchmarking of life insurance competitors Ameritas Mutual Holding Company s (Ameritas) core financial strength
Comerica Securities Inc. Mutual Fund Guide
Comerica Securities Inc. Mutual Fund Guide With so many different mutual funds available today, Comerica Securities Inc. wants to help you to ensure that you are investing in the mutual fund that best
Missouri Department of Insurance, Financial Institutions & Professional Registration 2008 Complaint Report Life Insurance & Annuities
Report Life Insurance & Annuities Indices 100 Report Life and Annuity Indices Code Name s Annual 77879 5 Star Life Insurance Company 0 $1,761,642 0.0% 0 71854 AAA Life Insurance Company 0 $2,279,598 0.0%
Approved Annuity and Insurance Carriers
Corporation Approved Annuity and Insurance Carriers Top Companies. Underwriting. Products. Compensation Universal Life Whole Life Survivor Annual Renewable Term (ART) Level Term 5-10-15-20-25-30 ROP Term
TOP 15 & TOP 25 Program Details
TERM TOP 15 & TOP 25 Program Details The Transamerica Opportunity Program (TOP) from Transamerica Financial Life Insurance Company offers qualifying clients an easier way to increase or extend their existing
USI Master Policy Information
Policy I.D. Gender A.B. (#327) M 86 United of Omaha $ 1,000,000.00 A.B. (#430) - (#436) M 86 Metlife $ 2,000,000.00 A.G. #1 (#371), (#610), (#624) M Conseco Life $ 3,125,000.00 10/Apr/10 A.G. #2 (#380),
Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION
Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION FUND CLASS A 1,800.7970 015565823 ALGER SMALLCAP GROWTH
Capital Analysts, LLC Wrap Fee Program Brochure
Item 1: Cover Page Form ADV Part 2A Appendix I Capital Analysts, LLC Wrap Fee Program Brochure As of March 30, 2016 Main Office: 218 Glenside Avenue Wyncote, PA 19095 (800) 242-1421 Effective May 2016,
Overview. All employees eligible to participate in the CSU 403(b) TSA plan. Summary
Office of the Chancellor 401 Golden Shore, 4 th Floor Long Beach, CA 90802-4210 562-951-4411 email: hradmin@calstate.edu Date: December 18, 2007 Code: TECHNICAL LETTER HR/Benefits 2007-16 To: Human Resources
EEA Life Settlements Fund PCC Limited
EEA Fund Management (Guernsey) Limited EEA Life Settlements Fund PCC Limited Portfolio Statistics as at 31 March 2012 Valuation of the net asset value of all classes of participating shares in EEA Life
TOTAL LIFE AND ANNUITY POLICIES FOR 2012 TOTAL NUMBER OF CONFIRMED COMPLAINTS FOR 2012 COMPLAINT INDEX
2012 LIFE AND ANNUITY COMPLAINT INDEX Please note that when a carrier has a small number of policies in force, the complaint ratio will be large. For example, if a company has a few hundred policies in
New options for your retirement future
New options for your retirement future Important information about the State of Nevada Public Employees 457(b) Deferred Compensation Plan February 2015 Nevada Deferred Compensation YOUR PLAN YOUR FUTURE
TERMout 1. JUMPin Additional Insurance Program. Exceptional Underwriting Programs From National Life Group Available Through 12/31/2013
Exceptional Underwriting Programs From National Life Group Available Through 12/31/2013 TERMout 1 Term Insurance Conversion Program Convert term from companies on our approved list with reduced underwriting
AUTHORIZATION TO OBTAIN AND DISCLOSE INFORMATION INFORMAL INQUIRY NAME DOB SEX TOBACCO USE
INFORMAL INQUIRY NAME DOB SEX TOBACCO USE ADDRESS CITY, STATE, ZIP HEIGHT WEIGHT SS# PLACE OF BIRTH DL# INSURANCE AMT $ PLAN OF INSURANCE (UL/SUL/TERM) INSURANCE IN-FORCE $/ INSURANCE CARRIERS REPLACEMENT/1035?
401(k) provider source list
401kBrokers.com & 401kAdministrators.com www.401kbrokers.com 800-474-3826 Advanced Benefits Consulting 314-539-0836 / / Trustees select eligibility requirements. / / Our Solo 401k plans have: $0 setup
2014 LIFE AND ANNUITY COMPLAINT INDEX
2014 LIFE AND ANNUITY COMPLAINT INDEX Please note that when a carrier has a small number of policies in force, the complaint ratio will be large. For example, if a company has a few hundred policies in
Annuity Market Update
Annuity Market Update Southeastern Actuaries Conference (SEAC) Fall Meeting Guillaume Briere-Giroux, FSA, MAAA, CFA November 15, 2012 AGENDA Agenda Sales trends Product trends Pricing and risk management
2013 Insurer Supplier Diversity (ISD) Data Call TABLE: Companies by Procurement Information (Form A1 and A2)
2013 Insurer Supplier Diversity (ISD) Data Call TABLE: Companies by Procurement Information (Form A1 and A2) Note: The tables below reference which company reports include procurement information. Form
Life Approved Carrier List (11.17.11) Carrier Company Rating Product
Allianz Life Insurance Company AM Best A Indexed S&P AA Indexed Moody's A2 Comdex 87 American General AM Best A 10 year term S&P A+ 15 Moody's A2 Comdex 82 Indexed Survivorship Indexed American National
Prospect for New Sales, Without
Prospect for New Sales, Without Requiring Medical Exams! Product TransTerm SM Transamerica Opportunity Program (TOP) is now available on TransTerm SM 10, 15, 20, 25 or 30-year policies. Present clients
Important Information
Important Information about Doing Business with Edward Jones Edward Jones wants you to fully understand your rights as an investor as well as the legal and regulatory environment within which our business
Understanding Compensation Received By J.P. Turner and Company LLC
Understanding Compensation Received By J.P. Turner and Company LLC From Sponsors of Mutual Funds, Variable Insurance Contracts, 529 College Savings Plans and Direct Participation Programs and Non-Traded
Your Framework for Financial Planning that includes Life Insurance and Fixed Annuities...
Your Framework for Financial Planning that includes Life Insurance and Fixed Annuities... Clients look to their Advisor to provide a financial blueprint that will create a lifetime of financial security.
2008 Georgia Individual Guaranteed Renewable A&H writers - Life Insurers, P&C Insurers, Health Insurers, HMOs
(This report is presented in descending order, by ) 54801 Blue Cross Blue Shield of Ga Inc 570,668,185 60380 AFLAC 182,697,185 96237 Kaiser Found Hlth Plan of GA Inc 87,745,778 70025 Genworth Life Ins
Insurance Companies Licensed in California that Did Not Agree to Voluntary Moratorium on Future Investments in 50 identified Iran-related companies
ACACIA LIFE INSURANCE COMPANY 60038 DC AFFILIATED FM INSURANCE COMPANY 10014 RI ALLIANZ LIFE AND ANNUITY COMPANY 69604 MN ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA 90611 MN AMERICAN ALTERNATIVE INSURANCE
Health Companies. Life Companies
Group A&H Written in Georgia 2009 by Various Insurer Types ( listed in descending order by premium written within company type) Health Companies Group Code Georgia 2009 Direct Premiums Written, Group Health
UBS Financial Services Inc. DC Advisory Consulting Services Agreement
. DC Advisory Consulting Services Agreement This agreement ( Agreement ) describes the consulting services provided in the DC Advisory program ( DC Advisory ), an investment advisory service of. (the Firm,
NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited)
NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited) INVESTMENT COMPANIES - 99.2% Shares Value Large-Cap Funds - 62.3% American Funds AMCAP Fund - Class A 150,931 $ 4,070,619
Approved Annuity and Insurance Carriers
Approved Annuity and Insurance Carriers Top Companies. Underwriting. Products. Compensation Universal Life Whole Life Survivor Annual Renewable Term (ART) Level Term 5-10-15-20-25-30 ROP Term Fixed Annuities
ONLINE ENROLLMENT & WEB ACCESS GUIDE. Keller ISD 403(b) Plan. 403(b)
ONLINE ENROLLMENT & WEB ACCESS GUIDE Keller ISD 403(b) Plan 403(b) Plan Participation Benefits & Options Plan Features The 403(b) program is designed to offer a broad range of quality mutual funds and
April 2013 DWS Investments Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606-5808 (800) 621-1148 dws-investments.com
April 2013 DWS Investments Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606-5808 (800) 621-1148 dws-investments.com Subject: DWS Trust Company Service Provider Disclosure Dear Plan Sponsor,
Zoom through Underwriting with TOP 15 and TOP 25
Zoom through Underwriting with TOP 15 and TOP 25 Now you can help your clients steer clear of a lengthy underwriting process and accelerate placement of a new term policy with the Transamerica Opportunity
Life Insurers, P&C Insurers, Health Insurers, HMOs
(This report is presented in descending order, by ) 79413 UNITEDHEALTHCARE INS CO 635,749,619 60054 AETNA LIFE INS CO 186,141,765 61271 PRINCIPAL LIFE INS CO 176,081,816 65978 METROPOLITAN LIFE INS CO
Conference Attendees. Head of Group Insurance Head, Disability Product Development
Conference Attendees Company 5Star Life Insurance Company Aetna Aetna Afinium Afinium Aflac Aflac Benefits Solutions Aflac Benefits Solutions AHIP AIG Benefits Solutions Allstate Benefits American Benefits
Supplement to the Qualified Retirement Plan Disclosure Document
Supplement to the Qualified Retirement Plan Disclosure Document As of July 2013 Important Information Concerning your Morgan Stanley Qualified Retirement Plan Account(s) Pursuant to the U.S. Department
Approved Annuity and Insurance Carriers
Corporation Approved Annuity and Insurance Carriers Top Companies. Underwriting. Products. Compensation Universal Life Whole Life Survivor Annual Renewable Term (ART) Level Term 5-10-15-20-25-30 ROP Term
Florida Office of Insurance Regulation. 2013 Report on Life Insurance Limitations Based on Foreign Travel Experiences
Florida 2013 Report on Life Insurance Limitations Based on Foreign Travel Experiences March 1, 2013 EXECUTIVE SUMMARY The Freedom to Travel Law, Section 626.9541(1)(dd), Florida Statutes, enacted in 2006,
ANNUAL ORIGINATIONS RANKINGS
MBA COMMERCIAL REAL ESTATE / MULTIFAMILY FINANCE ANNUAL ORIGINATIONS RANKINGS 2012 Single-user product: Copying or other redistribution of any MBA research publication in whole or in part violates U.S.
STATE OF FLORIDA DEFERRED COMPENSATION PLAN 2014 ANNUAL PERFORMANCE REPORT. (January 1, 2014 thru December 31, 2014)
STATE OF FLORIDA DEFERRED COMPENSATION PLAN 2014 ANNUAL PERFORMANCE REPORT (January 1, 2014 thru December 31, 2014) Prepared By: SunGard Omni (Recordkeeper) Chief Financial Officer of the State of Florida
Michigan State University Mapping Schedule
Michigan State University Mapping Schedule (This page left blank intentionally) Table of Contents 1 AXA Equitable 4 Fidelity 10 Lord Abbett 13 TIAA-CREF 15 VALIC 18 Vanguard (This page left blank intentionally)
Retirement Services Intermediaries 7
Retirement Services Intermediaries 7 As 401(k) distribution continues to evolve toward greater professionalization, greater concentration in the hands of specialists and as advisors focus on themselves
The Importance of Data Quality to Compliance with the Dodd-Frank Act William Henley Senior Vice President, Regulation
The Importance of Data Quality to Compliance with the Dodd-Frank Act William Henley Senior Vice President, Regulation Data Governance and Quality Why the focus now? Has always been an important pre-requisite
Advisor Trend Monitor Survey
2013 Advisor Trend Monitor Survey Advisor Plans For Retirement Income Published December 2013 Conducted by Advisor Edition Price: $150.00 The 2013 Advisor Trend Monitor Surveys Advisor insights on issues
1. Online by visiting tiaa-cref.org 2. By phone at 800 842-2252 available Monday Friday, 8 a.m. to 10 p.m. and Saturday, 9 a.m. to 6 p.m.
SWEET BRIAR COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN Summary of Plan Services and Costs This summary provides important information to assist you in making decisions related to your participation in
(each, a Fund and collectively, the Funds )
BlackRock Basic Value Fund, Inc. BlackRock Capital Appreciation Fund, Inc. BlackRock Emerging Markets Fund, Inc. BlackRock Equity Dividend Fund BlackRock EuroFund BlackRock Focus Growth Fund, Inc. BlackRock