LEGACY FINANCIAL SERVICES SPONSOR AGREEMENT LIST
|
|
|
- Debra Harvey
- 8 years ago
- Views:
Transcription
1 Variable Annuities / Variable Universal Life AIG* AIM Management* American General American National American Skandia* Ameritas* Canada Life Columbus The Equitable GE Life Guardian Hartford* ING-Golden Select* ING-Smart Designs* Integrity Life Jackson National Life* Jefferson Pilot John Hancock Lincoln Benefit Life Lincoln National Lincoln National/Amer. Legacy London Pacific Manulife Financial*/John Hancock Mass Mutual Met Life Nationwide* New England Life New York Life* Northern Life/ ING Pacific Life* Penn Mutual Phoenix-Home Provident Mutual The Principal Prudential Reliastar/ING LFS1334F 0903 FOR BROKER / DEALER USE ONLY 11/09/05
2 Variable Annuities/Variable Universal Life (continued) Safeco/Symetra Life Security Benefit* Southland Life/Security Life of Denver/ING Sun America Sun Life of Canada Sun Life of Canada / MFS Touchstone TransAmerica Travelers Life & Annuity United Omaha USAllianz Western Reserve Life* Zurich Life LFS1334F 0903 FOR BROKER / DEALER USE ONLY 11/09/05
3 Mutual Funds Advantus Aim Funds* Alger AllianceBernstein* American Century* American Funds* American Skandia* Aquinas Funds* Calvert* CDC Nvest* Davis* Dean Delaware* Dreyfus* Eaton Vance Enterprise* Evergreen* Federated* Fidelity Advisors First Eagle/SoGen* First Investors Forum Franklin Templeton Gabelli* GAM* Guardian* Hartford* Hotchkis and Wiley IDEX* ING Funds* Invesco John Hancock Funds* J. P. Morgan* Liberty/Columbia Funds* Linder/Hennessy Funds* Lord Abbett* LFS1336F 0903 FOR BROKER / DEALER USE ONLY 11/09/05
4 Mutual Funds Continued Mainstay Funds* MFS* MFS Meridian* Munder North Track Oppenheimer* Pauzé Phoenix* PIMCO* Pioneer* Principal Prudential Putnam Rydex Safeco* Scudder* Security Benefit* Seligman Sentinel* SM&R State Street Research/Black Rock* SunAmerica* Tocqueville* Touchstone* Van Eck Van Kampen* Victory WM Group of Funds Wells Fargo* World Funds LFS1336F 0903 FOR BROKER / DEALER USE ONLY 11/09/05
5 Legacy Advisory Services / LAS Advisors Capital N/A AssetMark Best of America BTS/Bond Timing Clarke, Lanzen, Skalla Curian Capital Flexible Plan GE Capital Great Companies Green Investment Management ITS Asset Management LIS (Pershing) Manning & Napier Manulife Financial Meeder Financial Meridian Nationwide Advisory Ext Portfolio Strategies RTE Asset SEI Investments W. E. Donoghue & Co LFS1335F 0903 FOR BROKER / DEALER USE ONLY 11/09/05
6 Real Estate Investment Trust AmREIT Behringer Harvard Cabot CNL Cornerstone Dividend Capital Inland Securities Corp Triple Net Properties Wells Real Estate Funds Genesis Limited Partnership Argus ATEL Atlas Boston Capital Commonwealth Capital Genesis ICON LEAF Life Settlements Coventry First Life Options, Inc Life Settlements, Inc LFS1377F 1004 FOR BROKER / DEALER USE ONLY 11/09/05
How To Disclose Your Compensation From A Company To You
Additional Compensation/Conflict of Interest Disclosure Statement At Centaurus Financial, Inc. ( Centaurus, we, or our ) we receive additional compensation from numerous sources related to investment products
Currently, the implementation date is scheduled for November 30, 2004. 1
The following list shows vendors who have indicated an interest to register with the 403bCompare Web site as of 09/02/2004. 403bCompare Vendor Vendor Name Number 1161 A.G. Edwards & Sons, Inc 1028 Acacia
all companies Vendor Name
Vendor Name Accessor Funds Aflac AIG/American General Life AIG Sunamerica Asset Mgmt AIG SunAmerica Life Assurance AIM Investment Services, Inc Allegiant Funds Alger Funds AllianceBernstein Investments
AXA Financial
AXA in practice strategy implementation Extensive Choices Clients have access to the products and services of hundreds of companies through their AXA Advisors financial professional. Investment Companies
RETIREMENT PLAN BROKERAGE SERVICES ERISA 408(B)(2) DISCLOSURE INFORMATION APPLICABLE FOR ERISA RETIREMENT PLANS
This information is being provided to you as the sponsor or other responsible fiduciary of a retirement plan ( Plan ) subject to the Employee Retirement Income Security Act of 1974 ( ERISA ) that maintains
Data Sources CLEARING/CUSTODIAN INTERFACES
Data Sources Below are the custodian and product data sources available through Albridge Solutions. We are constantly adding new interfaces and product companies, so if you have a question about a specific
Additional Compensation/Conflict of Interest Disclosure Statement
Additional Compensation/Conflict of Interest Disclosure Statement At Centaurus Financial, Inc. ( Centaurus, we, or our ) we receive additional compensation from numerous sources related to investment products
Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION
Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION FUND CLASS A 1,800.7970 015565823 ALGER SMALLCAP GROWTH
the world of AXA a guided tour
the world of AXA a guided tour AXA around the world In 25 years, we have acquired strong positions, becoming the world s leading insurance brand.1 AXA Advisors, LLC benefits from being a part of a global
RETIREMENT PLAN BROKERAGE ACCOUNT ERISA 408(B)(2) DISCLOSURE INFORMATION -- APPLICABLE FOR ERISA RETIREMENT PLANS
This information is being provided to you as the sponsor or other responsible fiduciary of a retirement plan ( Plan ) subject to the Employee Retirement Income Security Act of 1974 ( ERISA ) that maintains
Additional Compensation & Conflicts of Interest
Additional Compensation & Conflicts of Interest The Lincoln Investment Companies strive to provide to you objective investment advice to assist you in retiring well. Inherent in any recommendation, however,
Licensed Companies filing on Life/Health Blank Ordinary Annuity Business in Mississippi for Year Ended 12/31/2003
Licensed Companies filing on Life/Health Blank Ordinary Annuity Business in Mississippi for Year Ended 12/31/2003 Premiums Market Annuity Lincoln National Life Insurance Company, The 93,252,084 12.11%
Watch Date List List LT FSR
Issuer LT FSR ST FSR Outlook Watch Date List List AIG Annuity Insurance Company Aa1 STA AIG Life Insurance Company Aaa STA AIG SunAmerica Life Assurance Co Aaa P-1 STA AXA Equitable Life Insurance Aetna
TOP Eligible Term Carriers
The following is a comprehensive list of qualifying Term carriers for the Transamerica Opportunity Program (TOP) from Transamerica Life Insurance Company and Transamerica Financial Life Insurance Company.
Understanding mutual fund and annuity pricing and marketing
Understanding mutual fund and annuity pricing and marketing When you choose an investment product, you should examine many factors, including your risk tolerance, investment objectives and time horizon,
OTHER ACCIDENT ONLY BUSINESS... 22 ALL OTHER A&H BUSINESS... 23 TOTAL OTHER INDIVIDUAL CERT... 24
ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS...... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS... 5 ORDINARY ANNUITIES BUSINESS...... 6 GROUP ANNUITIES BUSINESS...
Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure
Item 1: Cover Page Form ADV Part 2A Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure As of August 31, 2015 Main Offices: Corporate Headquarters 218 Glenside Avenue Wyncote, PA 19095
Table of Contents CONSOLIDATED LIST... 3 ALL SOURCES / ALL PROVIDERS... 3 DIRECT CUSTODIAL INTERFACES... 9 DST
Library of Available Data Sources Copyright 2012Envestnet.Allrightsreserved. Table of Contents CONSOLIDATED LIST... 3 ALL SOURCES / ALL PROVIDERS... 3 DIRECT CUSTODIAL INTERFACES... 9 DST MUTUAL FUND COMPANIES...
403B ASP Access Planning AIG Sun America AIG Valic AIG Valic - 457 AIG VALIC - Roth 403b AIG/American General AM & M UNION America General Corp
403B ASP Access Planning AIG Sun America AIG Valic AIG Valic - 457 AIG VALIC - Roth 403b AIG/American General AM & M UNION America General Corp American Century Services LLC American Fidelity Assurance
Wisconsin Market Shares 2002
1 CUNA MUTUAL LIFE INS CO 7.7 389,117,728 2 ALLIANZ LIFE INS CO OF NORTH AMERICA 5.3 268,593,809 3 LINCOLN NATIONAL LIFE INS CO THE 5.0 252,049,598 4 TRANSAMERICA LIFE INSURANCE CO 4.6 229,208,086 5 THRIVENT
Licensed Companies filing on Life/Health Blank Ordinary Life Business in Mississippi for Year Ended 12/31/2008
Licensed Companies filing on Life/Health Blank Ordinary Life Business in Mississippi for Year Ended 12/31/2008 Premiums Market Death State Farm Life Insurance Company 48,151,576 5.98% 21,763,634 Southern
An investor s guide to purchasing mutual funds and 529 plans through Ameriprise Financial
An investor s guide to purchasing mutual funds and 529 plans through Ameriprise Financial For more than 60 years, mutual funds have been one of the best ways for individual investors to participate in
Approved Annuity and Insurance Carriers
Approved Annuity and Insurance Carriers Revised February, 2010 - Internal Use Only *Top Companies * Underwriting * Products * Compensation Universal Life Whole Life Survivor Annual Renewable Term (ART
ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS...
YEAR 2011 ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS... 5 ORDINARY ANNUITIES BUSINESS... 6 GROUP ANNUITIES BUSINESS...
TOP 15 & TOP 25 Program Details
TERM TOP 15 & TOP 25 Program Details The Transamerica Opportunity Program (TOP) from Transamerica Financial Life Insurance Company offers qualifying clients an easier way to increase or extend their existing
Paycheck Deduction Abbreviation Description
457 457 Savings Plus Program $10K LF/AD $10k Life/ADD Insurance (CSUEU) *F DNT PMI Private Medical-Care, Inc. 1959 Survi 1959 Survivor Benefit Contrib 401K 401K Savings Plus Program Acct. Recv Accounts
Corporate Political Disclosure and the Mutual Fund Vote 2015 PROXY SEASON ANALYSIS SHOWS STEADY SUPPORT
Corporate Political Disclosure and the Mutual Fund Vote 2015 PROXY SEASON ANALYSIS SHOWS STEADY SUPPORT DECEMBER 2015 Mutual funds support for corporate political spending disclosure resolutions held firm
Must have been fully underwritten, with blood work, to qualify. If it was issued without blood work/analysis, it is not eligible.
UL TOP Program Details The Transamerica Opportunity Program (TOP) from Transamerica Life Insurance Company offers qualifying clients an easier way to increase or extend their existing term life coverage
AUTHORIZATION TO OBTAIN AND DISCLOSE INFORMATION INFORMAL INQUIRY NAME DOB SEX TOBACCO USE
INFORMAL INQUIRY NAME DOB SEX TOBACCO USE ADDRESS CITY, STATE, ZIP HEIGHT WEIGHT SS# PLACE OF BIRTH DL# INSURANCE AMT $ PLAN OF INSURANCE (UL/SUL/TERM) INSURANCE IN-FORCE $/ INSURANCE CARRIERS REPLACEMENT/1035?
Revenue Sharing and Other Compensation
Compensation and Reimbursement of Expenses to Ladenburg Thalmann and Representatives Ladenburg Thalmann Financial Services Inc. and its affiliates, which include Ladenburg Thalmann & Co. Inc., Securities
A guide to investing in mutual funds What you should know before you buy
A guide to investing in mutual funds What you should know before you buy Wells Fargo Advisors wants to ensure that you are investing in the mutual funds and the share classes that best suit your investment
AMERICAN EXPRESS FINANCIAL ADVISORS DISTRIBUTION FUND STATEMENT TO ELIGIBLE INVESTORS
AMERICAN EXPRESS FINANCIAL ADVISORS DISTRIBUTION FUND STATEMENT TO ELIGIBLE INVESTORS INTRODUCTION You have received a distribution payment from a Fair Fund established by the U.S. Securities and Exchange
Standard or Better TOP. Available Maximum Face Amount per Lifetime
S E R I E S Top & Top Plus program details Two Programs with Accelerated Underwriting Transamerica Life Insurance Company offers two accelerated underwriting programs that enable qualifying applicants
Preferred or Similar Standard or Similar
TOP & TOP PLUS program details Two Programs with Accelerated Underwriting Transamerica Life Insurance Company offers two accelerated underwriting programs that enable qualifying applicants to receive up
RetireReady SM Variable Income Provider an immediate variable annuity issued by Genworth Life and Annuity Insurance Company
as of November 30, 2012 RetireReady SM Variable Income Provider an immediate variable annuity issued by 41781 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT
Important Disclosure Information regarding Indirect Compensation and Revenue Sharing as of 6/1/15
Important Disclosure Information regarding Indirect Compensation and Revenue Sharing as of 6/1/15 If you have invested or will invest in investments such as mutual funds, annuities, life insurance, direct
ANNUAL REPORT PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT
ANNUAL REPORT PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT December 31, 2015 STATEMENTS OF ASSETS AND LIABILITIES December 31, 2015 Alger Capital Appreciation Portfolio Class I-2 Shares Anchor Series
Merrill Lynch Investor Choice Annuity - IRA Series B Class
Merrill Lynch Investor Choice Annuity - IRA Series B Class The performance quoted represents past performance and does not guarantee future results; and current performance may be lower or higher than
RetireReady SM Legacy - joint life and last survivor variable life insurance issued by Genworth Life and Annuity Insurance Company
as of November 30, 2012 RetireReady SM Legacy - variable life insurance 17424 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT INFORMATION The following
Licensed Life Writers in Virginia in 2014
d Life Writers in Virginia in 2014 Rank 1 0869 66168 MINNESOTA LIFE INSURANCE COMPANY $263,873,272 6.81% 6.81% 2 0860 67091 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY THE $234,141,171 6.04% 12.85% 3 0241
Standard or Better TOP. Available Maximum Face Amount per Lifetime
Top & Top Plus program details Two Programs with Accelerated Underwriting Transamerica Life Insurance Company offers two accelerated underwriting programs that enable qualifying applicants to receive up
TOP and TOP Plus Programs 1
TOP and TOP Plus Programs If clients have been sold a term policy within the past 5 years and have been fully underwritten by an eligible carrier CLICK on the buttons below to view TOP and TOP Plus eligibility.
RetireReady SM Accumulator NY - single life variable life insurance issued by Genworth Life Insurance Company of New York
as of November 30, 2012 RetireReady SM Accumulator NY - variable life insurance 18404NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT INFORMATION The
ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS...
YEAR 2014 ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS... 5 ORDINARY ANNUITIES BUSINESS... 6 GROUP ANNUITIES BUSINESS...
Informal Inquiry Not an Application for Life Insurance
Print Form Informal Inquiry Not an Application for Life Insurance Date: Producer: Face Amount: Product Type: PERSONAL INFORMATION Applicant: Male Female DOB: SS#: Driver s License #: Place of Birth: Street
Zoom through Underwriting with TOP 15 and TOP 25
Zoom through Underwriting with TOP 15 and TOP 25 Now you can help your clients steer clear of a lengthy underwriting process and accelerate placement of a new term policy with the Transamerica Opportunity
EEA Life Settlements Fund PCC Limited
EEA Fund Management (Guernsey) Limited EEA Life Settlements Fund PCC Limited Portfolio Statistics as at 31 March 2012 Valuation of the net asset value of all classes of participating shares in EEA Life
RetireReady SM Accumulator NY joint life and last survivor variable life insurance issued by Genworth Life Insurance Company of New York
as of November 30, 2012 RetireReady SM Accumulator NY variable life insurance 18427NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT INFORMATION The following
Prospect for New Sales, Without
Prospect for New Sales, Without Requiring Medical Exams! Product TransTerm SM Transamerica Opportunity Program (TOP) is now available on TransTerm SM 10, 15, 20, 25 or 30-year policies. Present clients
2008 Georgia Individual Guaranteed Renewable A&H writers - Life Insurers, P&C Insurers, Health Insurers, HMOs
(This report is presented in descending order, by ) 54801 Blue Cross Blue Shield of Ga Inc 570,668,185 60380 AFLAC 182,697,185 96237 Kaiser Found Hlth Plan of GA Inc 87,745,778 70025 Genworth Life Ins
TOTAL PAYMENTS (REFUNDS) IN 2004
NAIC # COMPANY NAME TOTAL PAYMENTS (REFUNDS) IN 2004 AMOUNT OF TAX CREDIT TAKEN IN 2004; PAID IN 2004 AMOUNT OF TAX CREDIT TAKEN IN 2004; PAID IN 2003 10367 AVEMCO INSURANCE CO (322,417.43) 10642 CHEROKEE
TERMout 1. JUMPin Additional Insurance Program. Exceptional Underwriting Programs From National Life Group Available Through 12/31/2013
Exceptional Underwriting Programs From National Life Group Available Through 12/31/2013 TERMout 1 Term Insurance Conversion Program Convert term from companies on our approved list with reduced underwriting
1. Online by visiting tiaa-cref.org 2. By phone at 800 842-2252 available Monday Friday, 8 a.m. to 10 p.m. and Saturday, 9 a.m. to 6 p.m.
SWEET BRIAR COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN Summary of Plan Services and Costs This summary provides important information to assist you in making decisions related to your participation in
Life Insurers, P&C Insurers, Health Insurers, HMOs
(This report is presented in descending order, by ) 79413 UNITEDHEALTHCARE INS CO 635,749,619 60054 AETNA LIFE INS CO 186,141,765 61271 PRINCIPAL LIFE INS CO 176,081,816 65978 METROPOLITAN LIFE INS CO
Life Approved Carrier List (11.17.11) Carrier Company Rating Product
Allianz Life Insurance Company AM Best A Indexed S&P AA Indexed Moody's A2 Comdex 87 American General AM Best A 10 year term S&P A+ 15 Moody's A2 Comdex 82 Indexed Survivorship Indexed American National
NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited)
NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited) INVESTMENT COMPANIES - 99.2% Shares Value Large-Cap Funds - 62.3% American Funds AMCAP Fund - Class A 150,931 $ 4,070,619
Overview. All employees eligible to participate in the CSU 403(b) TSA plan. Summary
Office of the Chancellor 401 Golden Shore, 4 th Floor Long Beach, CA 90802-4210 562-951-4411 email: hradmin@calstate.edu Date: December 18, 2007 Code: TECHNICAL LETTER HR/Benefits 2007-16 To: Human Resources
Transamerica Financial Advisors Product Comparison. For Broker-Dealer Use Only. Not for Public Distribution.
Transamerica Financial Advisors Product Comparison Product Lines Alternative Investments Fixed Annuities Managed Accounts Variable Annuities Variable Universal Life Insurance Policies Rep as Portfolio
Market Overview. September 23, 2004
Market Overview September 23, 2004 Agenda Overview : US Market Annuity Sales Annuity Market Competition AXA Financial Annuity Market Share and Rank Life Sales Life Insurance Market Competition AXA Financial
2013 Insurer Supplier Diversity (ISD) Data Call LIST: 206 Insurance Companies Listed under Group, Arranged by Group Premium (Largest to Smallest)
2013 Insurer Supplier Diversity (ISD) Data Call LIST: 206 Insurance Companies Listed under Group, Arranged by Group Premium (Largest to Smallest) GROUP NAME (and Insurance Companies Reporting Together)
Bonds, alternatives and REITs have a way of creating taxable income. We have three proven ways to tax-defer it.
Bonds, alternatives and REITs have a way of creating taxable income. We have three proven ways to tax-defer it. Welcome to Monument Advisor. A tax-advantaged investing solution with nearly 400 investment
Florida Office of Insurance Regulation. 2013 Report on Life Insurance Limitations Based on Foreign Travel Experiences
Florida 2013 Report on Life Insurance Limitations Based on Foreign Travel Experiences March 1, 2013 EXECUTIVE SUMMARY The Freedom to Travel Law, Section 626.9541(1)(dd), Florida Statutes, enacted in 2006,
Capital Analysts, LLC Wrap Fee Program Brochure
Item 1: Cover Page Form ADV Part 2A Appendix I Capital Analysts, LLC Wrap Fee Program Brochure As of March 30, 2016 Main Office: 218 Glenside Avenue Wyncote, PA 19095 (800) 242-1421 Effective May 2016,
Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure
Item 1: Cover Page Form ADV Part 2A Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure As of March 30, 2016 Main Office: 218 Glenside Avenue Wyncote, PA 19095 (800) 242-1421 Effective
Health Companies. Life Companies
Group A&H Written in Georgia 2009 by Various Insurer Types ( listed in descending order by premium written within company type) Health Companies Group Code Georgia 2009 Direct Premiums Written, Group Health
2013 Insurer Supplier Diversity (ISD) Data Call TABLE: Companies by Procurement Information (Form A1 and A2)
2013 Insurer Supplier Diversity (ISD) Data Call TABLE: Companies by Procurement Information (Form A1 and A2) Note: The tables below reference which company reports include procurement information. Form
LIPPER TOP 20 Money Managers - 40 Quarters Returns
LIPPER TOP 20 Money Managers - 40 Quarters Returns Performance Measurement Period: 40 Quarters Ending 09/30/2013 Mean Return for the Category and Period: 8.6651% Universe Size: 61 Rank Firm Name/Portfolio
State of Oregon Office of Insurance Commissioner 2014 Oregon Market Share Line of Business: Life - Life Insurance
2014 Oregon Page 1 of 9 4 Ever Life Ins Co 80985 IL $0 $0 $23 $0 $23 0.00% 5 Star Life Ins Co 77879 LA $90 $0 $1,374 $0 $1,464 0.13% AAA Life Ins Co 71854 MI $1,847 $0 $2,076 $0 $3,923 0.34% Ability Ins
Mutual Fund Investing Important Information and Disclosures for D.A. Davidson Clients
Mutual Fund Investing Important Information and Disclosures for D.A. Davidson Clients Introduction. Mutual funds, one of the nation s most commonly used groups of investment vehicles, now hold several
RetireReady SM Selections NY a variable annuity issued by Genworth Life Insurance Company of New York
as of November 30, 2012 RetireReady SM Selections NY 19807NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 14 IMPORTANT INFORMATION The following information is designed
Life Settlement application and Checklist
and Checklist Page 1 of 7 Life Settlement Checklist Please make sure to complete each section in its entirety. Missing information will delay our ability to market your case and ultimately secure a settlement
19801NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 13
as of November 30, 2012 For contracts issued on or after May 1, 2003 RetireReady SM Choice NY 19801NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 13 IMPORTANT INFORMATION
Michigan Life & Health Insurance Guaranty Association
Michigan Life & Health Insurance Guaranty Association 1640 Haslett Road, Suite 160 Haslett, MI 48840-8683 telephone 517-339-1755 fax 517-339-5500 email jcolpean@milifega.org To: Member Company Michigan
2014 LOMA Customer Service Conference Attendee List
2014 Customer Service Conference Attendee List ALFA Insurance American Equity American Equity American Fidelity Assurance American Fidelity Assurance American General Life American General Life Ameritas
Ticker Fund Name Morningstar Category AADAX Invesco Growth Allocation Aggressive Allocation ACCBX Invesco Corporate Bond Intermediate Term Bond ACCXX
Ticker Fund Name Morningstar Category AADAX Invesco Growth Allocation Aggressive Allocation ACCBX Invesco Corporate Bond Intermediate Term Bond ACCXX Federated Automated Cash Management Trust Money Market
Understanding Compensation Received By J.P. Turner and Company LLC
Understanding Compensation Received By J.P. Turner and Company LLC From Sponsors of Mutual Funds, Variable Insurance Contracts, 529 College Savings Plans and Direct Participation Programs and Non-Traded
TIBURON, H.D. VEST, AND THE NAEA RELEASE LATEST FINDINGS HIGHLIGHTING THE PREFERRED INVESTMENT PRODUCTS OF INDEPENDENT TAX PROFESSIONALS
--- FOR IMMEDIATE RELEASE --- TIBURON, H.D. VEST, AND THE NAEA RELEASE LATEST FINDINGS HIGHLIGHTING THE PREFERRED INVESTMENT PRODUCTS OF INDEPENDENT TAX PROFESSIONALS -- Survey of 502 Independent Tax Professionals
USI Master Policy Information
Policy I.D. Gender A.B. (#327) M 86 United of Omaha $ 1,000,000.00 A.B. (#430) - (#436) M 86 Metlife $ 2,000,000.00 A.G. #1 (#371), (#610), (#624) M Conseco Life $ 3,125,000.00 10/Apr/10 A.G. #2 (#380),
Retirement Gateway Group Variable Annuity
Retirement Gateway Group Variable Annuity investment options Portal I Allocation Portfolios Large Cap (Continued) Mid-Cap (Continued) Short-Term Bonds AXA Aggressive Allocation B DynaTech R Eaton Vance
Schwab Select Annuity
Schwab Select Annuity Prospectus May 1, 2012 Detailed information about the Schwab Select Annuity Issued by Great-West Life & Annuity Insurance Company Rule 497(e) File Nos. 333-01153 and 811-07549 SCHWAB
Michigan State University Mapping Schedule
Michigan State University Mapping Schedule (This page left blank intentionally) Table of Contents 1 AXA Equitable 4 Fidelity 10 Lord Abbett 13 TIAA-CREF 15 VALIC 18 Vanguard (This page left blank intentionally)
Largest Life Insurers, by Total Assets, 2014 (thousands)
11INDUSTRY RANKINGS The U.S. life insurance industry in 2014 is made up of 830 companies with sales and operations across the country. Many of these companies are stand-alone entities, with no life insurer
Hospital Indemnity Equitable/Heartland National GTL Medico Washington National. Cancer GTL Medico UTA Washington National
Medicare Supplement Aetna Health and Life Ins. American Continental/ Central States Indemnity Continental Life Anthem (BC/BS) Cigna American Retirement Life Insurance Company Equitable Forethought GPM
AFL-CIO KEY VOTES SURVEY
AFL-CIO KEY VOTES SURVEY How Investment Managers Voted in the 2014 Proxy Season AFL-CIO KEY VOTES SURVEY How Investment Managers Voted in the 2014 Proxy Season AFL-CIO Office of Investment 815 16th Street,
LATEST ATTENDEE LIST
LATEST ATTENDEE LIST Deputy Assistant Director - Cyber Intelligence Outreach Chief Operations Officer COO COO CTO CTO & CISO Chief Information Officer Chief Marketing Officer Chief Technology Officer Chief
Saving for Your Retirement
PIEDMONT UNIFIED SCHOOL DISTRICT Piedmont, California 94611 Saving for Your Retirement via the Piedmont USD 403(b) and/or 457 Plans 403(b) Plans and 457 Plans are both Voluntary Supplemental Retirement
Comerica Securities Inc. Mutual Fund Guide
Comerica Securities Inc. Mutual Fund Guide With so many different mutual funds available today, Comerica Securities Inc. wants to help you to ensure that you are investing in the mutual fund that best
Largest Life Insurers, by Total Assets, 2010 (thousands)
11INDUSTRY RANKINGS The U.S. life insurance industry is made up of more than nine hundred companies with sales and operations across the country. Many of these companies are standalone entities, with no
TOP and TOP Plus. Standard or Better
TOP and TOP Plus Program Details PRODUCT TransTerm SM Two Programs with Accelerated Underwriting Transamerica Life Insurance Company now offers two accelerated underwriting programs that enable qualifying
Marketing & Research Conference Attendees Titles & Companies
Marketing & Research Conference Attendees Titles & Companies Title Account Development Manager, Financial Services Strategy Field Marketing FSI Enterprise Field Marketing Chief Executive Officer VP, Marketing
2004 Consumer Complaint Ratio Report
Consumer Report A Consumer s Guide to s Against Kansas Insurance Companies Home Table of Contents Message from Commissioner Praeger 2 About the Report 3 Auto User s Guide 4-5 Report Limitations 6 Accident
Attendees Titles and Companies
Attendees Titles and Companies Title, Life & Health Insurance Account Executive Senior Account Executive Chief Executive Officer VP, Marketing Strategy Market Research Manager Research Manager - Product,
A Review of the Advisors Resource, LLC Business Opportunity
welcome. At Advisors Resource, we are very excited about forming this partnership with you.the following pages provide a general overview of how we can help your business succeed. Please don t hestitate
Separately Managed Accounts: The DR Opportunity
Deutsche Bank Global Transaction Banking Institutional Cash & Securities Services Separately Managed Accounts: The DR Opportunity 1 In Brief Identifying the right investors to target is a key step towards
Defined Contribution Retirement Plans 403 (b) & 457 VENDOR LISTING
SAN MATEO COUNTY COMMUNITY COLLEGE DISTRICT Defined Contribution Retirement Plans 403 (b) & 457 LISTING APPROVED Vendors The following 403(b)Vendors have signed information sharing agreements and hold
[K NONE (No reportable positions.)
Report Required by the Ethics AO IO in Government Act of I978 Rev. J/2007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. IOI-I I I) I. Person Reporting (last name, first, middle initial) Court or Organization TEILBORG,
Important Information
Important Information about Doing Business with Edward Jones Edward Jones wants you to fully understand your rights as an investor as well as the legal and regulatory environment within which our business
Missouri Department of Insurance, Financial Institutions & Professional Registration 2008 Complaint Report Life Insurance & Annuities
Report Life Insurance & Annuities Indices 100 Report Life and Annuity Indices Code Name s Annual 77879 5 Star Life Insurance Company 0 $1,761,642 0.0% 0 71854 AAA Life Insurance Company 0 $2,279,598 0.0%
2013 Insurance Commissioner s Annual Report. Appendix F
2013 Insurance Commissioner s Annual Report Appendix F Top 10 Insurance by Line of Business in Washington 2013 Top 10 Authorized or Groups of Zero Premium Excluded 2013 Washington and Ratio Line of Business:
403(b) Defined Contribution Plan
403(b) Defined Contribution Plan WHAT IS A 403(b) PLAN? A 403(b) plan is a retirement plan for certain employees of public schools, tax-exempt organizations and ministers. Individual 403(b) accounts are