Standards & Specifications Update: Dimming & Flicker

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Standards & Specifications Update: Dimming & Flicker Lightfair April 2013 Michael Poplawski Pacific Northwest National Laboratory michael.poplawski@pnnl.gov 0

Dimming update NEMA SSL-7A contains design criteria and compliance test and measurement procedures for LED light engines and forward phase-cut dimmers Published 4/22/2013 EPA ENERGYSTAR is working on dimming criteria for Lamps Draft 4 Version 1.0, published 4/19/2013 California Code of Regulations, Title 20, Public Utilities and Energy does not contain any dimming criteria CEC-140-2012-002, published November 2012 Voluntary California Quality Light-Emitting Diode (LED) Lamp Specification contains some dimming criteria CEC-400-2012-016-SF, published December 2012 1

Flicker update IES Testing Procedures Committee Working Group S408-10 is poised to form a committee in May to work on a test method for optical waveforms EPA ENERGYSTAR is working on flicker criteria for Lamps Draft 4 Version 1.0, published 4/19/2013 California Code of Regulations, Title 20, Public Utilities and Energy does not contain any flicker criteria CEC-140-2012-002, published November 2012 Voluntary California Quality Light-Emitting Diode (LED) Lamp Specification contains some flicker criteria CEC-400-2012-016-SF, published in December 2012 2

Inception of NEMA SSL-7 Market demand by lamp and control manufacturers and sales channels Demand from industry forces Work by other standards bodies Frustrating user experiences 3

Inception of NEMA SSL-7 Release of NEMA SSL-6 in 2010 Described installed base of phase-cut dimmers Latent realization that variation in installed base was difficult to design for Formation of NEMA SSL-7 committee in late 2011 NEMA Lighting Section members European manufacturers, IC manufactures (invited through Zhaga) UL, DOE Adoption of a forward-looking strategy to bound the problem Don t address existing products Do provide design criteria for new products Do target global scope (100, 120, 230, 277V operation) 4

NEMA SSL-7 Goals An interface standard that addresses the interaction between dimmers and LED light engines Predictable Outcome Design criteria for both dimmers and LED light engines Test & measurement procedures for verifying that both dimmers and LED light engines meet the specified design criteria Acceptance wholly or in part by standards bodies (Zhaga, UL, IEC, etc.) and adoption agents (EPA ENERGYSTAR, California Energy Commission, etc.) 5

NEMA SSL-7 Approach The problem is very complicated! A decision was made to focus on a single type of phase control, and separate issues and technical challenges into two areas. Compatibility Premature Failure Dimming Curve Audible Noise Popcor n Flicker Dead Travel Performance NEMA SSL-7A will address Compatibility for forward phase-cut dimmers and LED light engines; a potential future extension or new document may address Performance Compatibility (or Interoperability) Dimming behavior meets or exceeds specified functionality Reliability of the dimmer and light source are not affected by combining them 6

Phase-cut dimming issues Poor User Experiences Dimming range Dead travel Pop-on Drop-out Popcorn Ghosting Flashing/Strobing Induced Flicker Audible noise Dimming smoothness Dimming monotonicity Dimming up/down symmetry Dimmer loading Dimmer - LED light engine inoperability Premature failure of dimmer and/or LED light engine 7

Dimming range, dead travel, pop-on Switched output Source: Modified from NEMA SSL-6 8

Dimming smoothness, monotonicity, up/down symmetry Switched output Up/down asymmetry Source: Modified from NEMA SSL-6 9

Phase-cut dimming issues Technical challenges LED load RMS current LED load inrush current LED load repetitive peak current Repetitive ring-up voltage Dimmer switching element current requirements Dimmer timing element series impedance requirements Dimmer on-state and/or off-state operating current requirements 10

What does NEMA SSL-7A achieve? Poor User Experiences Dimming range Dead travel Pop-on Drop-out Popcorn Ghosting Flashing/Strobing Induced Flicker Audible noise Dimming smoothness Dimming monotonicity Dimming up/down symmetry Dimmer loading Dimmer - LED light engine inoperability Premature failure of dimmer and/or LED light engine 11

What does NEMA SSL-7A achieve? Technical Challenges LED load RMS current LED load inrush current LED load repetitive peak current Repetitive ring-up voltage Dimmer switching element current requirements Dimmer timing element series impedance requirements Dimmer on-state and/or off-state operating current requirements 12

What comes next? Publication Commercial adoption SSL-7A compliant products Product labeling guidelines End-user education Adoption by standards bodies Influence of specification agents Zhaga EPA ENERGYSTAR California Energy Commission 13

Commercial adoption 1-15 1-15 1-10 SSL-7A Type 1 1-20 3-20 SSL-7A Type 2 14

Flicker issues 60W A19 T12 A19 CFL A-lamp/G-lamp R30/PAR30 R38/PAR38 15

Flicker issues All traditional light sources flicker, but unprecedented flicker characteristics can be found in commercially available LED sources Significant potential human health impacts, including various neurological problems (including epileptic seizure), headaches, fatigue, blurred vision, eyestrain, reduced visual task performance, stroboscopic and phantom array effects, and distraction Not all flicker claims are equal Metrics exist, but are not widely used, and do not account for frequency. No standard measurement procedure Potential impacts of flicker have population and lighting application dependencies requiring risk analysis 16

Closing comments NEMA SSL-7A Poised to significantly improve user experiences, but only for combinations of compliant LED light engines and forward phasecut dimmers Manufacture adoption should be high, and compliant products available soon. Achievement of goals, impact of limitations, required refinements to achieve robustness TBD EPA ENERGYSTAR Not currently considering requiring SSL-7A compliance Flicker requirements could significantly improve commercial lamp evaluation for flicker, but (currently) only apply to dimmable lamps California Energy Commission Title 20 likely to have flicker requirements in the future CIE TC 1-83 may begin working on Visual Aspects of Time-Modulated Lighting Systems 17

DOE SSL Program efforts Dimming evaluation of SSL-7A compliant LED light engines and dimming controls Focused on verifying compatibility/interoperability goals TBD, depending on when compliant products become available Flicker fact sheet Published March 2013 http://apps1./buildings/publications/pdfs/ssl/flicker_ fact-sheet.pdf Recommendations for Flicker Criteria Multiple options, presented in context of existing research and commercial product performance Focused on capabilities, limitations, and trade-offs Coming soon 18

Flicker criteria proposal(s) Potential criteria presented and discussed at CIE Centenary Conference, Paris, April 2013 1 Moderate to bad Low to moderate Acceptable Criteria Imperceptible 0.9 0.8 Flicker index 0.7 0.6 0.5 0.4 0.3 Not Allowed Allowed 0.2 0.1 0 0 100 200 300 400 500 600 700 800 900 1000 1100 Periodic Frequency 19