ETCS Level 1 Limited Supervision for a Fast and Cost Effective Migration of Legacy Train Control Systems to ETCS



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ETCS Level 1 Limited Supervision for a Fast and Cost Effective Migration of Legacy Train Control Systems to ETCS Bernhard Stamm Siemens Schweiz AG page 1 Wildenrath, 17 February 2012

Contents What ETCS is Introducing ETCS on a network Limited Supervision Mode ETCS Rollout in Switzerland Summary / Conclusions page 2 Wildenrath, 17 February 2012

Contents What ETCS is Introducing ETCS on a network Limited Supervision Mode ETCS Rollout in Switzerland Summary / Conclusions page 3 Wildenrath, 17 February 2012

What ETCS is The European Train Control System ETCS supervises train movement in regards to speed and distance travelled, based on information provided by an underlying signalling system ETCS consists of onboard and trackside subsystems performing standardised functions and are communicating via Eurobalise, Euroloop and GSM-R using standardised protocols ETCS provides full cab signalling and can be used either as an overlay onto classical signalling systems with lineside signals or without them The term ERTMS is used when referring to ETCS and GSM-R as one system ETCS has been developed to replace all existing mainline train control systems in Europe page 4 Wildenrath, 17 February 2012

What ETCS is ETCS is fairly complex, as it has to deliver at least the functionality and performance of all systems it shall replace Some requirements have been pushed even higher, e.g. the operating speed to 500 km/h ETCS has to comply with the newest safety standards, and has been designed to achieve SIL 4 (Safety Integrity Level), the highest safety level As a result of all these requirements ETCS is significantly more expensive than most existing legacy systems that only provide basic functionality (e.g. TPWS, Crocodile, TBL) page 5 Wildenrath, 17 February 2012

What ETCS is not ETCS does not cover the aspects of interlocking and traffic management ETCS is also lacking some function found in more advanced systems, especially CBTC systems, such as automatic train operation or remote diagnostics. ETCS will however evolve over the years, and some of these functions are already planned to be included in future baselines. page 6 Wildenrath, 17 February 2012

Goals of ETCS Goals of users Reduction of the number of required systems for cross border traffic Simplification of cross border operation (e.g. no change of locomotive at border, operating rules) Increase of line capacity Increase of safety Political goals of European Union Improving competitiveness of rail transport Opening of national networks to outside operators (free access) Competition between suppliers page 7 Wildenrath, 17 February 2012

Contents What ETCS is Introducing ETCS on a network Limited Supervision Mode ETCS Rollout in Switzerland Summary / Conclusions page 8 Wildenrath, 17 February 2012

Introducing ETCS Today each country in Europe has between one and three train control systems in use With the introduction of ETCS these systems shall be eliminated to allow seamless operation of trains across Europe A solution has therefore to be found how to introduce ETCS across Europe and how to eliminate existing national systems page 9 Wildenrath, 17 February 2012

Introducing ERTMS Today there are at least 18 different train control system in use in Europe Ebicab 700 Ebicab 900 AWS, TPWS, TBL ZUB 123 ATB-EG, ATB-NG, TBL Indusi (IATC), LZB, GNT TBL, Crocodile SHP TVM, KVB, Crocodile LVZ, LSD ASFA, LZB, Ebicab 900 EVM Ebicab 700 Ebicab 700 Signum, ZUB 121 / 262 Indusi, also in RO, HR, YU, SI BACC, RSDD, SCMT page 10 Wildenrath, 17 February 2012 Indusi, LZB

Introducing ETCS Goal of ERTMS/ETCS: Only one train control system all over Europe ERTMS/ETCS page 11 Wildenrath, 17 February 2012

Introducing ETCS Example of antenna arrangement on a vehicle for cross border traffic Switzerland France Germany prior to introducing ETCS KVB Balise antenna Integra receiver Integra permanent magnet ZUB 121 LZB transmission aerial Crocodile brush Indusi PZB 90 LZB receiver aerial page 12 Wildenrath, 17 February 2012

Introducing ETCS Typical antenna arrangement on a vehicle for cross border traffic (what it should look like): ETCS balise / loop reader page 13 Wildenrath, 17 February 2012

Introducing ETCS Key question is: ERTMS/ETCS how to get there in a reasonable time and at affordable cost page 14 Wildenrath, 17 February 2012

Introducing ETCS To simplify migration to ETCS a concept has been developed as part of the ETCS standard to allow ETCS equipped trains to run on lines equipped with legacy systems, using Specific Transmission Modules (STMs) The STM concept is an onboard concept, as trains are made to be compatible with tracks where either national systems or ETCS is used page 15 Wildenrath, 17 February 2012

Introducing ETCS with STMs Introducing ETCS with STM s (Note: 3 countries have full ETCS rollout strategies): ETCS + Ebicab 700 ETCS + Ebicab 900 ETCS + AWS, TPWS, TBL ETCS only ETCS + ATB-EG, ATB-NG, TBL ETCS + Indusi (IATC), LZB, GNT ETCS only ETCS + SHP ETCS + TVM, KVB, Crocodile ETCS + LVZ, LSD ETCS + ASFA, LZB, Ebicab 900 ETCS + EVM ETCS + Ebicab 700 ETCS + Ebicab 700 ETCS only ETCS + Indusi, also in RO, HR, YU, SI ETCS + BACC, RSDD, SCMT page 16 Wildenrath, 17 February 2012 ETCS + Indusi, LZB

Introducing ETCS with STMs Example of antenna arrangement on a vehicle for cross border traffic Switzerland France Germany with STM s KVB Balise antenna Integra receiver Integra ETCS permanent Balise magnet ZUB 121 antenna LZB transmission aerial Crocodile brush Indusi PZB 90 LZB receiver aerial page 17 Wildenrath, 17 February 2012

Introducing ETCS with STMs Issues with STMs Cost Complexity Installation space Energy consumption Availability Maintenance Operating rules Note: cost figures from SBB study page 18 Wildenrath, 17 February 2012

Introducing ETCS with STMs Goals of users Reduction of the number of required systems for cross border traffic Simplification of cross border operation (e.g. no change of locomotive at border, operating rules) Increase of line capacity Increase of safety Political goals of European Union Improving competitiveness of rail transport Opening of national networks to outside operators (free access) Competition between suppliers page 19 Wildenrath, 17 February 2012

Introducing ETCS with STMs, Conclusion The STM concept does not seem to solve most issues of the ETCS migration It rather leads to a life extension of existing systems due to the significant investment necessary onboard Better transition strategies are therefore needed to eliminate national system within a reasonable time after introducing ETCS. page 20 Wildenrath, 17 February 2012

Contents What ETCS is Introducing ETCS on a network Limited Supervision Mode ETCS Rollout in Switzerland Summary / Conclusions page 21 Wildenrath, 17 February 2012

Introducing ETCS As shown the installation of multiple onboard system according to the STM concept can be costly Better transition strategies than the STM concept are therefore required for the introduction of ETCS in many cases Parallel installation of ETCS and national systems trackside to allow both ETCS and national system equipped trains to run is costly too, in addition the potential of ETCS can not be fully utilised if another system is used in parallel (capacity / safety) The aim should therefore be to eliminate national system when introducing ETCS page 22 Wildenrath, 17 February 2012

Introducing ETCS Important cost savings can only be achieve if existing infrastructure can be retained / reused both trackside and onboard during the introduction of ETCS, protecting existing investments A lower cost variant of ETCS compared to full SIL 4 Cab Signalling should also be available, as the additional benefits of full ETCS (e.g. safety, capacity, high speed, cab signalling) are not required on many lines The Limited Supervision Mode has therefore been defined to achieve these goals page 23 Wildenrath, 17 February 2012

Limited Supervision Mode The Limited Supervision Mode can be described as follows: The Limited Supervision Mode provides a scalable version of ETCS in regards to safety and functionality The Limited Supervision Mode is a fully standardised ETCS mode, like any other of the modes (e.g. Full Supervision, Shunting, On Sight Mode) The Limited Supervision Mode is not a national solution SRS = system requirements specifications page 24 Wildenrath, 17 February 2012

Limited Supervision Mode The Limited Supervision Mode can be described as follows: Cab signalling has been eliminated in a first step This makes it possible to use existing trackside information that is not sufficient for cab signalling from either a safety or functional point of view (data not SIL 4 or incomplete) Supervision is then performed in the background, and the driver is operating the train according to the lineside signals The level of supervision is scalable, from full braking curve supervision to simple stop / warning / proceed functionality SRS = system requirements specifications page 25 Wildenrath, 17 February 2012

Limited Supervision Mode v=f(s) Interlocking ETCS LEU Eurobalises) Dual channel supervision Driver is following lineside signals LEU = lineside electronic unit Background supervision through ETCS on-board equipment Standard ETCS on-board equipment according to baseline 3 / 2.3.0d w/ CR 637 page 26 Wildenrath, 17 February 2012

Full Supervision vs. Limited Supervision Mode Data engineering Movement authority Speed profile Linking Information Gradients Safety level Indications On-board Trackside ETCS L1 FS Detailed engineering: - Completeness of data - Individual / specific telegrams - Considerable effort for verification, validation, testing Exactly measured Detailed Exact distance between balises Detailed gradient profile SIL4 Full cab signaling Standard ETCS EVC LEU with Eurobalise ETCS L1 LS Simplified engineering: - Data as far as required / available - Use of a standard set of telegrams - Minimum effort for verification, validation, testing Simplified, e.g. supervision of speed reduction Simplified SSP / permitted braking dist. Not required (optional) Simplified gradient SIL1 to SIL4 (depends on trackside data) Limited indications, use of lineside signals Standard ETCS EVC LEU with Eurobalise LS allows flexible and scalable ETCS implementation LS allows fast ETCS rollout by using standardized / pre-defined ETCS telegrams page 27 Wildenrath, 17 February 2012

Full Supervision vs. Limited Supervision Mode Comparison of DMI indications DMI for Full supervision DMI for Limited supervision Permitted speed Planning area Actual speed Actual speed Target speed Mode information Target speed Mode information Target distance page 28 Wildenrath, 17 February 2012

Full Supervision vs. Limited Supervision Mode Scalability of supervision functions and trackside equipment: Degree of supervision can be adapted according to the demands of the national signaling system (safety, performance) Range from simple train stop or warning functions up to FS functionality Not mandatory to equip all signals of a line to allow LS operation Examples for scalability: Line section with high potential risk: continuous speed monitoring + automatic brake application Line section with lower potential risk: warning information + speed supervision after a defined distance Line section with low potential risk : warning information and triggering of emergency brake when passing red signal FS = full supervision page 29 Wildenrath, 17 February 2012

Limited Supervision Mode DP = Danger Point page 30 Wildenrath, 17 February 2012

Introducing ETCS with STMs Goals of users Reduction of the number of required systems for cross border traffic Simplification of cross border operation (e.g. no change of locomotive at border, operating rules) Increase of line capacity Increase of safety Political goals of European Union Improving competitiveness of rail transport Opening of national networks to outside operators (free access) Competition between suppliers page 31 Wildenrath, 17 February 2012

Contents What ETCS is Introducing ETCS on a network Limited Supervision Mode ETCS Rollout in Switzerland Summary / Conclusions page 32 Wildenrath, 17 February 2012

ETCS Rollout in Switzerland Level 1 Limited Supervision The following basic requirements have been defined for the ETCS rollout in Switzerland: Enable trains equipped with only ETCS onboard system to operate on the entire Swiss network, eliminating the need STM s or national systems onboard, by 2017 Elimination of the existing national systems ZUB an Signum trackside by 2017 Allow existing trains with national systems ZUB an Signum onboard to continue to operate on all lines except ETCS Level 2 lines beyond 2017 Significant cost savings compared to a full ETCS Level 1 or 2 rollout page 33 Wildenrath, 17 February 2012

ETCS Rollout in Switzerland Steps of the L1 LS rollout National Systems National Systems with ETCS-Components National & ETCS Systems SIGNUM ZUB ETM SIGNUM ZUB ETM ETCS SIGNUM ZUB ETM SIGNUM ZUB ETM ETCS SIGNUM ZUB ETM SIGNUM ZUB ETM ETCS ETCS inkl. LS Phase 1 Standardisation / Increase of safety Replacement of ZUB / SIGNUM with ETCS-Components All mainline rolling stock equipped with Eurobalise- /Euroloop reader (ETM) Shunting and maintenance equipment still to be equipped 550 vehicles equipped with ETCS Level 2 by end 2006 ZUB and SIGNUM onboard antennas not required anymore Multiple onboard systems still required for unlimited network access (ZUB, SIGNUM, ETM, ETCS) Phase 2 Interoperability ETCS Upgrade L1LS 2017 Only ETCS required onboard for unlimited network access Existing rolling stock still able to run with national systems (including Eurobalise-/Euroloop readers) page 34 Wildenrath, 17 February 2012

ETCS Rollout in Switzerland Steps of the L1 LS rollout National Systems National Systems with ETCS-Components National & ETCS Systems Phase 1 Standardisation / Increase of safety Replacement of ZUB / SIGNUM with ETCS-Components Today s SBB-Standard gauge network consists of approx. 10 500 Signals equipped with: ca. 7 500 with SIGNUM ca. 3 000 with ZUB & SIGNUM Trackside installations of ZUB and SIGNUM will be replaced with ETCS components, but programmed with ZUB and SIGNUM data. Such installations are called : EuroZUB EuroSIGNUM Phase 2 Interoperability ETCS Upgrade L1LS 2017 The ETCS-Components will be reprogrammed with additional ETCS information. This will be based on: Level 1 Limited Supervision Priority will be on the North South Corridor until 2012. page 35 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Long term development Interoperability Increase of capacity 2005 Onboard Trackside Conventional lines ETCS Level 2 ETCS Level 2 2010 2013 2015 2017 2020 2025 2060 SIGNUM ZUB ETM SIGNUM ZUB ETM ETCS GBT CBT Rhonetal Zuläufe GBT Rückbau RFE ETCS Netz ETCS N/S-Korridore ETCS Tessin! ETCS only Korridor ETCS only TILO (2014!) Schattenfahrten ETCS only Netz ETCS inkl. LS page 36 Wildenrath, 17 February 2012 SBB Infrastruktur Projekte PJ-NEP-SLT 11.10.2011 36

Level 1 LS Implementation in Switzerland Challenges of the L1 LS rollout Genéve Aeroport S La Plaine Satigny Vernier-Meyrin-Cargo Versoix Coppet GENEVE La Praille Nyon Vallorbe Le Pont Gilly-Bursinel Gland 2017 Pontarlier Le Day Les Verrières Rolle Croy-R Perroy Boveresse Onnens-B Arnex Allaman Los 9 TRN Grandson St. Prex Renan BE Le Creux La Chaux-de-Fonds Travers Yverdon La Sarraz Morges - Noiraigue Le Locle Vaumarcus La Lance Lausanne Triage Chambrelien Gorgier-St-A. Yvonand Ependes Chavornay Eclépens Daillens Cossonay Vufflens-l.-Ville Bussigny RENENS VD Malley (D) Montmollin LAUSANNE Bevaix Pully St-Imier Sonvilier LS-Sébeillon Lutry 2016/17 Corcelles-P. St-Gingolph Cully Courtelary Les Hauts- Geneveys. Les Geneveyssur-Coffrane Colombier Boudry Estavayer le Lac La Conversion Bouveret Cormoret Villeret Sonceboz-S. Corgémont Cortébert Granges-M. Neuchâtel Neuchâtel-S. Lucens Moudon Ecublens-R. Rivaz Auvernier Cugy Fr Grandvaux Vevey Clarens Delle Boncourt Courtemaiche Châtillens Vouvry St-Maurice Evionnaz Tavannes La Neuveville Dompierre Palézieux Mahlenwald BIEL/BIENNE Tüscherz Twann Cornaux St.Blaise CFF Domdidier Oron Aigle Reuchenette-P. Brügg BE Chavannes Le Landeron Faoug Avenches Siviriez Vauderens Puidoux-Chexbres Montreux Villeneuve Roche VD St.Triphon Bex Vernayaz Porrentruy Courgenay Neuchâtel Vauseyon Monthey Payerne TPF Corcelles Nord Grolley Les Paluds (D) St.Ursanne Martigny Romont Glovelier Murten TPF Laupen Givisiez Reconviller Galmiz Muntelier-L. Rosé Cottens Chénens Villaz-St.-Pierre Saxon BLS Neuenegg TPF RB Kerzers Studen Aarberg Kallnach Bern-Ausserholligen Bern-Wey.-haus Bern Bümpliz Süd Düdingen FRIBOURG Matran Ardon Riddes Bassecourt Courfavre Malleray Thörishaus Sion Courtélle Biel-M. Pieterlen Fräschels BLS Flamatt Schmitten St. Leonard Delémont Court Lengnau Soyhières-B Lyss Grenchen N Bettlach Grenchen S Busswil BERN HB Courrendlin Lüsslingen Bern-Wylerfeld St Johann Büren aa Dotzigen Suberg-G Münchenbuchsee Granges-Lens Liesberg Basel Dreispitz Ruchfeld Choindez Gümligen BASEL PB Roches BE Leuzigen Arch Schüpfen Zollikofen Sierre-Sieders Bärschwil BLS Selzach Bellach Schwarzenburg Zweisimmen Laufen Solothurn West Moutier Bern Wankdorf Ostermundigen Rubigen Münsingen BLS Salgesch Münchenstein Solothurn Zwingen Luterbach BLS Schönbühl Hindelbank Bern Löchligut Wichtrach Leuk Deitingen Wangen aa Grellingen Worb SBB Uttigen Turtmann Basel GB Aesch Niederbipp Konolfingen Oensingen Derendingen Muttenz Burgdorf Gampel-Steg Oberbuchs. Subingen Basel-Kh. BLS Zäziwil Gellert Thun Pratteln Läufelfingen Wynigen Raron Egerkingen Wanzwil BLS Basel-Bad RBF. Bowil Härkingen Post Murgenthal Rothrist Langenthal GB Simplon Brig Iselle Varzo Preglia Domodossola Basel DB Frenkendorf Langenthal PB Herzogenbuchsee Riedtwil Signau Hägendorf BLS Spiez Visp Trubschachen Emmenmatt BLS 2014 Wangen b O Olten Hammer Obermatt Olten RB Roggwil Liestal Lausen Sissach Sch'werd Mumpf Gelterkinden Rupperswil Tecknau OLTEN Brittnau Reiden Zofingen Dagmersellen Escholzmatt Wiggen Nebikon Wauwil Doppleschwand-R. Entlebuch Hasle Schüpfheim Langnau BLS Däniken Aarburg Möhlin Aarau Olten Nord Safenwil Sursee Schachen LU Wolhusen Laufenburg Eiken Däniken RB Wildegg H'schwil Suhr Lenzburg Seon Hallwil Oberentfelden Boniswil Kölliken Nottwil Sempach 2014/15 Frick Rothenburg Birrwil Baldegg Hochdorf Emmenbrücke Malters Hornussen Ballwil E'bach Littau Effingen Gütsch Etzgen Schinznach Dorf Spitzk. Beinwil Villnacheren Lupfig Leibstadt Brugg AG Mägenwil Othmarsingen Hendschiken Wohlen Waltenschwil Boswil Muri Hitzkirch Benzenschwil Sins Oberrüti Gisikon-Root Ebikon Waldibr. Luzern VH LUZERN Meggen Dottikon Dättwil Koblenz Dottikon USA Döttingen-K. Siggenthal-W. Turgi Baden Oberstadt Küssnacht Waldshut Mellingen-H Mellingen Steinhausen Zug Zug Schutzengel Zug Chollermüli Schlieren Zürich- Seebach Altstetten ZCH-Herdern Champdu-Molin Châteauneuf- Conthey Charrat- Fully Cham Alpenbl. Hünenberg Immensee Luino Cham Rotkreuz Brunnmatt D Zurzach Baden Walchwil Arth Goldau Steinen RBL Birmensdorf ZH Knonau 2013/14 Maccagno Hedingen Mettmenstetten Pino-Tronzano Wettingen Fildern Rekingen Würenlos Schwyz Baar Brunnen Flüelen Altdorf Erstfeld Amsteg-S. Gurtnellen Wassen Göschenen Gotthard Nord Gotthard Süd Airolo Locarno Sordo (D) Tenero Ambri-P. Riazzino Rodi-F. L Vedeggio Faido Lavorgo Zweidlen Biasca Claro ZUERICH HB Osogna-C. Castione-A. BELLINZONA Giubiasco Vigana D Rivera-B. Mezzovico D Taverne-T. Lugano Lottstetten Dachsen Meder D Rielasingen Ramsen Schaffhausen GB Schaffhausen 2015 Neuhausen 2015/16 Etzwilen Altenburg-R. Killwangen-Spreitenb. Zch.-Mülligen Urdorf Affoltern am Albis Baar Lindenp. Ranzo Baar Neufeld Zug Postplatz Zug Fridbach Zug Oberwil Rynächt San Nazzaro SZU Zgraggen (D) Pfaffensprung Eggwald Otelfingen Dietikon Shilbrugg Giornico Magadino-V ZCH-Wiedikon Niederweningen Buchs-D. Dielsdorf Regensdorf-W. Thal- Wil ZCH-Vorbhf ZCH-Enge ZCH-Wollishofen Bodio Rüschlikon Horgen-Oberdorf Pollegio Cadenazzo SOB Weiach-K Oberrieden Horgen Au ZH Bonstetten- Wettswil Kaiser- Rheinfelden Eglisau Steinmaur Hard Oerlikon Bülach Oberglatt Rümlang Embrach-R. Z.Flughafen Wipkingen Wallisellen Stadelh. Zollikon Stettbach ZH-Tiefenbrunnen Küsnacht ZH Erlenbach Herrliberg-F. Meilen Männedorf Richterswil Uetikon Stäfa Jestetten Rafz Wädenswil Freienbach Einsiedeln Niedergl. Glattbrugg Opfikon Pfäffikon SZ Uerikon Feldbach Lachen Pfungen-N. W- Wülfl. Kloten Andelfingen WINTERTHUR Nänikon-G. Uster Aathal Wetzikon Bubikon Rüti ZH Siebnen Henggart Seuzach Hettlingen W-Töss Bassersdorf Feuerthalen Langwiesen Marthalen Dietlikon Dübendorf Rapperswil Kemptthal Hüntwangen- Wil Schwerzenbach ZH Bollingen Schübelbach-B Wald Schlatt W-Grüze Effretikon Hinwil Dinhard Oberwinterthur Illnau Kempten Schmerikon Reichenburg St.Kathar. Diessenh. Uznach Mitlödi Schwanden Nidfurn-H. Luchsingen-H. Diesbach-B. Rüti GL Linthal Stammheim Ossingen Thalheim-A. UA Elgg Räterschen Fehraltorf Pfäffikon ZH Gibswil Bilten Nieder- u. Oberurnen Näfels-M. Netstal Glarus Ennenda 2012/13 Stein am Rhein Rickenbach Eschenz Winterthur-Seen Steg Fischenthal Mammern Benken Schänis Frauenfeld Weinf. Süd Islikon Bussnang Aadorf Steckborn Kollbrunn Bauma Rikon Wila Kaltbrunn Berlingen Felben-W Eschlikon Saland Ziegelbrücke Bazenheid Rämismühle-Z. Turbenthal Wattwil Weesen Mannenbach Mühlheim-W Sirnach Ermatingen Mühlehorn Lütisburg Bütschwil Lichtensteig Murg Märstetten Wil Triboltingen Tägerwilen Dorf Kreuzlingen Bernrain Lengwil Siegershausen Tägerwilen-Gottl. Tobel Schwarzenbach Uzwil Unterterzen Walenstadt Mels Kreuzlingen Altishausen Berg Kehlhof Weinf. Bürgl. Flawil Flums Sargans Sulgen Märwil Bettwiesen Bronschhof. Gossau Bad Ragaz Maienfeld Landquart Zizers Trimmis Konstanz Kreuzlingen Hafen Chur Kurzrickenbach Seepark Erlen Bottighofen Oberaach Kradolf Le Locle-Coldes-Roches Basel Bad Birs-Hafen Sisseln Birsfelden Stein- Au-Hafen Säckingen RB2014 Schweizerhalle Bischofszell Nord Bischofszell Stadt Hauptwil Arnegg St. Gallen-W SOB Münsterlingen St. Gallen-B Münsterlingen Spital Landschlacht Amriswil Trübbach Altnau Güttingen Kesswil St. Gallen Uttwil Romanshorn St. Gallen -St.F Gübsensee Herisau Egnach Arbon Goldach Mörschwil BUCHS SG BUCHS SG RB Sevelen 2016 Horn Horchental Haag-G. Rorschach Hafen Rorschach Staad Salez-S. Rheineck St.Margrethen Au SG Heerbrugg Rebstein-M. Altstätten SG Oberriet Rüthi SG Paradiso Melide Maroggia-M. page 37 Wildenrath, 17 February 2012 Capolago R.S.V. Mendrisio Balerna Varese CHIASSO Sm CHIASSO Vg SBB Infrastruktur Projekte PJ-NEP-SLT 16.12.2011 37

Level 1 LS Implementation in Switzerland General concept is quite straight forward ZUB-Signal Adapter replaced by LEU SIGNUM / ZUB removed Eurobalises installed page 38 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland The reality is quite complex In reality the complexity is quite significant due to historically grown variety of interlocking types and of technical implementations Signalling Systems Do55 Do67 SpDrS LWL MSTT Signalling Interfaces Do55 Do67 Do69 SpDrS Simis- C Simis- IS Simis- W Interlockings of var.generations page 39 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland The reality is quite complex page 40 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Small number of variants to interface to signals ETCS L1 LS Network Wide Rollout Relay-interlockings and electronic interlockings without MSTT type element controllers Electronic nterlockings with MSTT type element controllers MiniLEU S11 approx. 5000 signals LEU S21MS approx. 2000 signals ULK approx. 1500 signals Eurobalise S11 Eurobalise S21 Euroloop S21 page 41 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland This result in two basic signal installations LEU S21 cabin LEU signal circuit power supply Balise S 21 Balise S 21 Balise S 21 Balise S 21 minileu MiniLEU S 11 Signal circuit Balise S 21 Balise S 21 LP - Balise S 11 page 42 Wildenrath, 17 February 2012 LP - Balise S 11

Level 1 LS Implementation in Switzerland Optimized solution for stop / warning / proceed A special LEU has been developed for the large number of signals where only a stop / warning / proceed supervision is required (MiniLEU S11) with the following advantages: No external power supply required, zero power consumption Connects to existing relay contacts that control the SIGNUM, nor requiring any changes to the signal interface As a consequence very fast installation and commissioning, minimizing impact on operation Significantly higher safety level compared to existing SIGNUM through failure detection and self testing page 43 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Optimized solution for braking curve supervision An improved version of the already proven LEU, the S21 MS has been developed to cope with some of the issues of the L1 LS rollout: Engineered data stored in external cartridge Reduced time for programming Extended diagnostics supports paperless commissioning page 44 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Optimized engineering processes and tools SBB and Siemens have jointly optimized the whole engineering process, redefining the work split to minimize the number of both engineering and verification steps. Based on that Siemens optimized the whole tool chain used for engineering, installation, commissioning and verification. page 45 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Optimized engineering tools The whole tool chain used by both SBB and Siemens has also been optimized and based on a common database. This allows to at least partially automate the engineering steps. Also many verification and validation steps can be automated. As a result the amount of work required for engineering can be minimized and the number of errors reduced. page 46 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Standardized installation variants Standardized variants have been defined to replace the existing train control systems with LEU s where braking curve is required Where only stop/warning/proceed is required no changes to the existing infrastructure are required as the MiniLEU interfaces directly to the existing SIGNUM relay contacts Obsolete components are being removed during installation These measures help reducing installation cost, but also life cycle cost as maintenance is simplified page 47 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 30.05.2011 Installation of one of the L1 LS MiniLEU prototypes used for extended field trials Key element of the Swiss ETCS rollout is the very fast conversion of all existing installations of ZUB and Signum to ETCS L1 LS page 48 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 30.05.2011 13:15 Start of installation of VORTOK Balise Mounting System, mounting of MiniLEU to signal mast page 49 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 30.05.2011 13:29 Installation of VORTOK balise mounting system, Eurobalises and MiniLEU finished page 50 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 30.05.2011 13:49 Cabling of MiniLEU in progress page 51 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 30.05.2011 14:01 The new cable between the MiniLEU and the junction box at the signal mast is prepared for a fast switchover during commissioning. page 52 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 30.05.2011 14:22 Installation and cabling of all components finished, signal ready for commissioning after 1 hour and 7 minutes page 53 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU 31.05.2011 13:00 to 13:08 Switchover from the existing Signum magnets to the MiniLEU including test and commissioning takes between 5 and 8 minutes. This can be done in regular traffic between train passages. page 54 Wildenrath, 17 February 2012

Installation of L1 LS MiniLEU The short installation and commissioning times are only possible due to the engineering and logistics concept applied. All components are prepared per signal in the factory, including programming of the MiniLEU, programming of the Eurobalises labelling of all components. page 55 Wildenrath, 17 February 2012

Contents What ETCS is Introducing ETCS on a network Limited Supervision Mode ETCS Rollout in Switzerland Summary / Conclusions page 56 Wildenrath, 17 February 2012

Level 1 LS Implementation in Switzerland Summary / Conclusions Only by using the Limited Supervision mode can the entire Swiss rail network be converted to ETCS within a few years The cost compared to ETCS L1 Full Supervision is significantly lower, as existing signal interfaces can be reused, minimizing the impact on the existing infrastructure The safety level will be significantly higher than with the existing legacy systems due to higher availability and improved functionality Full interoperability is achieved with Limited Supervision with any ERTMS equipped train page 57 Wildenrath, 17 February 2012

ETCS Level 1 Limited supervision Summary / Conclusions Limited Supervision is an integrated feature of the ETCS baseline 3 (or baseline 2 with SRS 2.3.0d and CR 637) It has been defined to provide a possibility of introducing ETCS at lower cost, mostly by reducing the engineering effort and by allowing reusing of existing interfaces and data that might not be sufficient for full cab signalling The effort required for verification, validation, testing and acceptance is also significantly reduced, and existing operational principles and rules can be kept The Swiss case proves that these goals can be met Limited Supervision can be the ideal first step when introducing ETCS on a network page 58 Wildenrath, 17 February 2012

Thank you for your attention! page 59 Wildenrath, 17 February 2012 2011