The CGS Ph.D. Completion Project: A Study of Doctoral Completion at Selected Universities in the US and Canada

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The CGS Ph.D. Completion Project: A Study of Doctoral Completion at Selected Universities in the US and Canada 2010 NC State Graduate School Symposium November 9, 2010 Robert Sowell Council of Graduate Schools

The Council of Graduate Schools (CGS) Mission to improve and advance graduate education Association of 500+ colleges and universities in U.S. and Canada; 14 international Activities - Convene; advocate; research; develop and disseminate best practices

Ph.D. Completion and Attrition Previous Studies Suggest that ~ 50% of students that start Ph.D. programs actually complete them Range from 33% in the humanities and social sciences to 76% for students in the biomedical sciences who have support from NIH Minorities and women complete at lower rates then majority students and males, particularly in science and engineering Completion rates in medical and law schools are reported to be in the 90-95% range

CGS Ph.D. Completion Project Guiding Principles: Students admitted to Ph.D. programs should be given every opportunity to complete their degrees. Understanding and improving completion and attrition rates is key to increasing the effectiveness of doctoral programs. Graduate deans are in the best position to lead conversations about the best practices that will improve student completion rates.

CGS PhD Completion Project The goal of the project is to improve completion in and reduce attrition from Ph.D. programs by: Determining what completion/attrition rates are and how they vary by field and demographics Piloting interventions to improve completion Empowering graduate schools to encourage PhD completion, with emphasis on URM

CGS Ph.D. Completion Project Funding Background work (2002-03) funded by the Sloan Foundation and NSF Current Project funded by Pfizer Inc and the Ford Foundation Phase I (2004-2007) Phase II (2007-2010) Institutional Participation 29 Research Partner institutions received grants, others provided data, etc.

CGS Ph.D. Completion Project Institutional Partners Engaged in activities to increase Ph.D. completion in at least eight programs Provided completion and attrition data - 12 years starting in 1992-93 (Phase I) and an additional 4 years for Phase II partners Conduct student exit surveys Implemented at least six new interventions in an effort to increase completion, with emphasis on URMs

Categories of Potential Interventions Selection/Matching Mentoring and Advising Financial Support and Structure Program Environments Research Experiences Curricular and Administrative Processes and Procedures

CGS Ph.D. Completion Project Quantitative Data Submitted by Institutions 12 Years (1992-93 through 2003-04) Program completion and attrition 30 Institutions 5 Broad Fields 54 Disciplines 330 Programs ~49,000 Students Broad field demographic completion Gender (G) Citizenship/Ethnicity (CE) 24 Institutions (G) 23 Institutions (CE) ~40,000 Students

Profile of Data (A-Cohorts) for Ten-Year Completion Analysis Program Data 12,135 Gender Data 9,683 Citizenship& Ethnicity Data 9,359 Approximate distribution across fields

Overall Ten-Year Completion Rates Cumulative Completion Rate (%) 0 20 40 60 5 11 23 3 4 5 6 7 8 9 10 Source: Council of Graduate Schools Completion and Attrition Program Data 36 46 51 55 57

Ten-Year Cumulative Completion Rates by Broad Field Completion Rate (%) 0 10 20 30 40 50 60 70 57 54 48 41 29 64 63 56 55 49 3 4 5 6 7 8 9 10 Year Engineering Mathematics & Physical Sciences Humanities Life Sciences Social Sciences

Ten-Year Completion Rates for Selected Disciplines Engineering (64%) Life Science (63%) Civil 78% Genetics 69% Mechanical 66% Micro/Immunology 69% Chemical 63% Neuroscience 65% Biomedical 63% Mole/Cell Biology 64% Electrical 56% Biology 59% Mathematics and Physical Sciences (55%) Chemistry 62% Physics 59% Mathematics 51% Computer Science 41%

Ten-Year Completion Rates for Selected Disciplines (2) Social Science (56%) Psychology 65% Economics 52% Anthropology 46% Sociology 45% Political Science 44% Humanities (49%) English Language and Literature 52% Philosophy 49% Foreign Languages and Literatures 48% History 47%

Male Female Engineering 1,606 277 Life Science 602 489 Math/Phys. Science Social Science 2,251 792 914 1,101 Gender Data 100% 80% 60% 40% 20% 0% 15% 85% Engineering 45% 55% Life Science 26% 74% 55% 47% 45% Math/Phys. Sci. Social Science 53% Humanites Humanities 869 782 Total 6,242 3,441 Male Female

70 65 Ten-Year Completion Rates: Broad Field and Gender 65 64 Female Male Completion Rate (%) 60 55 50 56 56 52 59 57 53 52 47 55 58 45 40 Engineering Life Sciences Math & Phy. Sci. Social Sciences Humanities All

Domestic Citizenship Data Intl. Engineering 970 888 Life Science 811 212 Math/Phys. Science Social Science 2,100 941 1,655 278 100% 80% 60% 40% 20% 0% 48% 52% 21% 31% 14% 8% 79% 69% 86% 92% Social Science Math/Phys. Sci. Humanities 1,390 114 Total 6,926 2,433 Life Science Engineering Humanites Domestic International

Ten-Year Completion Rates: Broad Field and Citizenship Domestic International 75 Completion Rate (%) 70 65 60 55 50 70 58 58 66 51 68 56 63 50 52 54 67 45 40 Engineering Life Sciences Math & Phys. Sci. Social Sciences Humanities All

100% Race/Ethnicity Data 80% 60% 40% 20% 0% Engineering Life Science Math & Physical Science Social Science Humanities Total Hispanic American 20 24 38 85 41 208 White 700 671 1,629 1,272 1,156 5,428 Asian American 171 62 207 95 52 587 African American 38 25 85 157 98 403

Ten-Year Completion Rates By Ethnicity African Americans 47% Asian Americans 50% Hispanic Americans 51% White 55%

Ten-Year Completion Rates: Broad Field and Ethnicity African American Asian American Hispanic American White Completion Rate (%) 65 60 55 50 45 40 35 47 60 60 60 55 53 54 53 5352 47 37 47 44 57 55 52 51 46 37 30 Engineering Life Sciences Math & Phys. Sci. Social Sciences Humanities

Factors Contributing to Degree Completion: Per Successful Students Professional/career guidance 29 Program quality 36 Social environment/peer group support 40 Family (non-financial support) 57 Mentoring/advising 65 Financial support 80 0 20 40 60 80 100 Percentage of respondents

Categories of Interventions Selection/Matching Mentoring and Advising Financial Support and Structure Program Environments Research Experiences Curricular and Administrative Processes and Procedures

Preliminary Conclusions: Strategies That Work Selection and Admission Offer pre-admission and pre-enrollment visits to campus Expand/improve efforts to recruit underrepresented students Mentoring & Advising Make expectations and requirements transparent Establish administrative structures for the early identification of, and interventions aimed at retaining, at-risk students

Preliminary Conclusions: Strategies That Work Financial Support & Structure Increase stipends for summer research Provide health insurance Curricula Process Provide dissertation writing assistance Implementation of on-line graduate student tracking systems to monitor student progress to the degree

Preliminary Conclusions: Strategies That Work Research Experience Offer summer pre-doctoral opportunities for underrepresented students Streamline course requirements to allow students the opportunity to engage early in research Program Environment Create support groups that address needs of underrepresented students Implement a parental accommodation policy

Preliminary Conclusions: Strategies That Work Create a Culture of Evidence Assemble and use data In meetings with faculty, college deans, provost and president To develop statistical profiles of the graduate school and graduate programs for use in comparing programs within the institution and across institutions

CGS Ph.D. Completion Project Advice from Institutional Partners Early engagement of faculty and university leadership Start with the data Must have capable staff in graduate school and other involved campus units Limit the interventions and focus on diversity Focus on interventions that are sustainable Provide appropriate training where necessary Remain positive

CGS Ph.D. Completion Project Future Activities/Plans Complete analyses of Phase II completion and attrition data (16 years) Determine patterns of completion and attrition over time Study impact of new interventions on completion and attrition Publish findings Seek funding for a more in-depth study of completion and attrition of minority students in STEM fields