PHEV Energy Storage Performance/Life/Cost Trade-off Analysis

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PHEV Energy Storage Performance/Life/Cost Trade-off Analysis 8 th Advanced Automotive Battery Conference Tampa, Florida May 15th, 2008 NREL/PR-540-43159 Tony Markel, Kandler Smith, and Ahmad Pesaran (Tony_Markel@nrel.gov) National Renewable Energy Laboratory Supported by Energy Storage R&D Vehicle Technologies Program Office of Energy Efficiency and Renewable Energy U.S. Department of Energy

Acknowledgements David Howell and Tien Duong, US Department of Energy (DOE) Vehicle Technologies Program Jeff Belt and John Christophersen, Idaho National Laboratory (INL) Vince Battaglia, Lawrence Berkeley National Laboratory (LBNL) Loic Gaillac, Southern California Edison (SCE) Todd Rhodes and Steve Lasher, TIAX 2 Aaron Brooker and Gi-Heon Kim, National Renewable Energy Laboratory (NREL)

Outline Purpose and Goal Approach Basis for Performance, Life, and Cost Models Preliminary Results Alternative Approach Conclusion Next Steps 3

Purpose Linking Battery Performance/Life/Cost Models Goal: Develop linked parametric modeling tools to mathematically evaluate battery designs to satisfy challenging operational requirements for a PHEV. Reduce risk of Premature battery failure Falling short of consumer expectations Reduce incremental cost Use data to minimize necessary energy/power margin Accelerate market penetration to achieve significant fuel savings 4

PHEV Battery Requirement Analysis USABC s Two Sets of Battery Requirements The battery requirements were selected based on two sets of electric range and time frame: A 10-mile all-electric-range (over UDDS) for a crossover vehicle in the mid-term (2012)» Supporting potential early market experience High Power to Energy Ratio (P/E) Battery A 40-mile all-electric-range (over UDDS) for a midsize car in the long-term (2015-2016)» Supporting the President s Initiative High Energy to Power Ratio (E/P) Battery 5

USABC PHEV Battery Targets Supporting simulations assumed degradation in Power (~30%) and Energy (~20%) from Beginning of Life (BOL) to End of Life (EOL) Requirements of End of Life Energy Storage Systems for PHEVs Characteristics at EOL (End of Life) High Power/Energy Ratio High Energy/Power Ratio Battery Battery Reference Equivalent Electric Range miles 10 40 Peak Pulse Discharge Power - 2 Sec / 10 Sec kw 50 / 45 46 / 38 Peak Regen Pulse Power (10 sec) kw 30 25 Available Energy for CD (Charge Depleting) Mode, 10 kw Rate kwh 3.4 11.6 Available Energy for CS (Charge Sustaining) Mode kwh 0.5 0.3 Minimum Round-trip Energy Efficiency (USABC HEV Cycle) % 90 90 Cold cranking power at -30 C, 2 sec - 3 Pulses kw 7 7 CD Life / Discharge Throughput Cycles/MWh 5,000 / 17 5,000 / 58 CS HEV Cycle Life, 50 Wh Profile Cycles 300,000 300,000 Calendar Life, 35 C year 15 15 Maximum System Weight kg 60 120 Maximum System Volume Liter 40 80 Maximum Operating Voltage Vdc 400 400 Minimum Operating Voltage Vdc >0.55 x Vmax >0.55 x Vmax Maximum Self-discharge Wh/day 50 50 System Recharge Rate at 30 C kw 1.4 (120V/15A) 1.4 (120V/15A) Unassisted Operating & Charging Temperature Range C -30 to +52-30 to +52 Survival Temperature Range C -46 to +66-46 to +66 Maximum System Production Price @ 100k units/yr $ $1,700 $3,400 6 www.uscar.org/commands/files_download.php?files_id=118

2. Energy Storage Simulation and Analysis Objective Develop a process to optimize PHEV battery designs for performance, life, and cost from vehicle system perspective Input Battery Design Parameters Input Battery Design, Performance, Sizing Models Vehicle Attributes & Performance Vehicle Simulation Model Driving Patterns and Environment Battery Calendar Life, Cycle Life Models Input Input Economic Factors Battery Cost Model Economic Model Tradeoff Evaluation Performance, Life, Cost 7

PHEV Battery Tradeoff Study: Approach Use physics-based battery models to: Improve understanding of battery design/performance/life tradeoffs Develop capability to predict battery life under any usage scenario Reduce the number of iterations in the prototype battery design & testing process Reduce the experimental burden of technology life verification Use credible battery cost models developed by others Use vehicle simulation tools Run optimization routine to come up with designs that have best combination of performance, life, and cost 8

PHEV Battery Design Optimization Designing PHEV batteries to meet requirements, such as DOE/USABC, at minimum cost. Performance Model Life Model Cost Model Source: VARTA Source: INL, LBNL Optimization 9

Electrochemical Performance Model Used Newman-type model coded in Matlab Chose electrochemical input parameters representative of current technology Tuned to constant current data (below) & INL HPPC data (not shown) Saft VL41M: Graphite negative/ NCA positive Constant current discharge: Saft data sheet (C/3, 1C, 2C, 150A) INL data (1C) Electrochemical Performance Model Saft data sheet Model 10

Approach for Developing Semi-Empirical Life Model Objective: Quantify degradation for any given usage profile Time at T Time at SOC # cycles at ΔDOD i rate dependency Usage Profile Temperature Current SOC Time Method: Include various stress factors Mechanical Thermal + Electrochemical (side reactions in use) = Total Stress Factor (TSF) (cycling stress, expansion/contraction) (chemical reactions at T, SOC) Stress Factor 1 0 End of Life Years Stress Factors TSF MSF TSF ESF 11

Example: EPRI/SCE PHEV Cycling profile decomposed into Ncycles @ ΔDOD and Time @ T, OCV SCE Accelerated Testing Experimental Data for Sprinter Li-Ion Module Start of microcycle End of microcycle ΔSOC = 0.025 12

Continued Example: Extracting Cycle Statistics for use with Life Model Many small SOC swings (minor contribution to loss of capacity) One large SOC swing (84% contribution to loss of capacity!) Operation Attributes N cycles @ ΔDOD Time at high SOC Time @ T, SOC Life Model Source: VARTA Source: INL, LBNL 13

Model Forecasts Capacity Loss and Impedance Growth From Operational Data N cycles @ ΔDOD Time @ T, SOC Life Model Mechanical Stress (cycling stress, expansion/contraction) (at fixed temperature) Thermal Stress (chemical reactions at various T, SOC) Z sei 0. 5 { ln( Z ) + β + } t = exp β cell 0 1 Source: INL, LBNL Christian Rosenkranz (JCS/Varta) EVS-20 Vince Battaglia (DOE/TLVT) 14 Capacity Loss, Impedance Growth

Fitting the Life Model to Data- Impedance Growth Model Using SCE Data Thermal Stress (impedance growth ~t ½ ) and Mechanical Stress (capacity loss) models simultaneously fit to accelerated cycling data. Accelerated cycling at Temp of 25C SCE Data presented at EVS23 by Loic Gaillac Calendar life and Cycle life testing being done on these cells in parallel would allow accurate separation of Mechanical and Thermal Stress contributions. 15 * INL Data: 10s resistance scaled to 18s.

Capacity Loss Prediction Using SCE Data This Mechanical Stress (capacity loss) model fails to capture apparent accelerating trend. Small accelerating influence predicted by model due to increase of ΔSOC cycling severity with capacity loss. 16 Impedance contributions to apparent capacity (underdischarging & undercharging) investigated as accelerating trend but effects found negligible.

Capacity loss (cycling) has appreciable impact on measured discharge resistance growth Capacity Loss Dynamic Impedance Static Impedance 17 * INL Data: 10s resistance scaled to 18s.

Developing Simplified Cost Model Estimating Manufacturer Pack Cost Battery cost estimates from EPRIled HEV study as original source 1 EPRI HEV Cost model used for NREL s EVS-22 paper on PHEV Cost Benefit Analysis 2 DOE-sponsored TIAX study reviewed cost details of two li-ion cathodes (NCA and NCM) manufacturing 3 Modified fixed costs to include a per cell component based on TIAX estimates this study EPRI-led HEV Study Nominal Energy (kwh) P/E Detailed Model: 3 NCM Detailed Model: 3 NCA 6.88 5.8 $3120 $2600 $2660 8.46 4.7 $3510 $2860 $3020 11.46 3.5 $4290 $3500 $3680 Simple Model: 1.2 $=11*kW+224 *kwh+680 NCA - Nickel Cobalt Alumina; NCM- Nickel Cobalt Manganese Simplified Pack Cost Model $/pack = 11.1*kW + 224.1*kWh + 4.53*BSF + 340 1. Graham, R. et al. Comparing the Benefits and Impacts of Hybrid Electric Vehicle Options, Electric Power Research Institute (EPRI), 2001. 2. 18 Simpson, A., Cost Benefit Analysis of Plug-In Hybrid Electric Vehicle Technology, 22 nd International Electric Vehicle Symposium, Yokohama, Japan, Oct. 2006. 3. Cost Assessment for Plug-In Hybrid Vehicles, TIAX LLC, Oct. 2007.

Summary of Components for Performance/Life/Cost Modeling Effort Performance Model Life Model Cost Model Source: VARTA Source: INL, LBNL Developed performance model representative of Saft VL41M data Employed simplified cost model based on kwh, P/E ratio and cell number connected in series (BSF) representative for NCA chemistry Life model representative of hypothetical design : Mechanical Stress» fit with SCE capacity loss Thermal Stress 19» using TLVT impedance growth method TLVT Technology Life Verification Test

Preliminary Trade-off Study Approach Parametric study on number of cells connected in series (BSF), cell capacity, and electrode thickness Calculated BOL and EOL (15 years @ 35C; 5,000 CD cycles; 300,000 CS cycles) characteristics As electrode thickness varies, cell dimensions vary to provide equivalent total energy for each constant energy scenario Relative Total Energy A δ 20 Electrode impedance δ/a Electrode capacity δ*a USABC PHEV Battery Test Manual CD: Charge Depleting; CS: Charge Sustaining Relative Electrode Thickness

Power and Energy Margin With Respect to USABC Hybrid Pulse Power Characterization Testing Power Margin Energy Margin 21

Beginning of Life: Energy and Power Margin Rel Total Energy=1 and Rel Electrode Thickness=1 is baseline VL41M design with BSF = 44 52.8 Ah 52.8 Ah 17.6 Ah 17.6 Ah USABC energy & power margin both increased with: Increased total energy (# cells or cell capacity) Decreased electrode thickness (more power) Cell capacity has negligible influence on energy & power margin 22

Beginning of Life: Cost Cell capacity, electrode thickness, number of cells in series all have strong influence on cost 52.8 Ah 17.6 Ah Observations Using the largest capacity cell results in pack ~$310 cheaper than the smallest capacity cell. Use largest capacity cell possible that still meets pack voltage constraints. 23

Combined Cycling + Calendar Scenario Energy Margin Energy Margin (for 41 Ah cell) End of Life energy margin calculated at 5000 CD cycles; 300,000 CS cycles; 15 years at 35 C BOL EOL These thick electrode designs with smaller plate area have too small an energy window (power-limited) at EOL and cannot meet life goal. 24 Energy Margin: Amount of Power left above the EOL requirements

Combined Cycling + Calendar Scenario Power Margin End of Life power margin calculated at 5000 CD cycles; 300,000 CS cycles; 15 years at 35 C Power Margin (for 41 Ah cell) BOL EOL 25 All designs have excess power margin at beginning of life. The ideal (least expensive) design will have zero power & energy margin at end of life.

Combined Cycling + Calendar Scenario Zero Energy/Power Margin Designs at End of Life Designs on this line have zero margin at end of life Energy Margin Power Margin 26

Combined Cycling + Calendar Scenario Impact of Design Options on Pack Cost Energy Margin Power Margin Pack Cost $4130 Amongst these zero margin designs, the highest P/E design is cheapest. $3890 Observations: Battery packs should be designed with minimal energy content that satisfies life goals. Increasing P/E is effective in increasing useable energy. 27

Some Thoughts on Analysis toward USABC Requirements Modifications to the cell design attributes can be used to reduce cost and satisfy USABC requirements Is design for degradation the best approach? Why 20%-30% degradation? Linked performance/life/cost model tied to vehicle simulation could be used to evaluate the tradeoff between upfront cost of battery with margin vs. degraded long-term fuel savings for a just enough battery design 28

Margin or No Margin? Annual Fuel Savings ($) Option 1: Battery with 20% BOL Margin Option 2: Battery with 0% BOL Margin Upfront Cost Lifetime Savings Option 1 $$$ $$$ Option 2 $$ $$ Typical End of Life When BOL Margin is Depleted Lower upfront costs may lead to greater market share Greater market share with slightly lower fuel savings may translate to more fleet fuel savings and volume cost reductions sooner. 29 Time (Years)

Beginning of Life and End of Life Vehicle Simulations Vehicle simulation with 20% degradation in both Energy and Power, CD range decreases from 22 to 17 miles Over 30 miles, EOL fuel consumption is double BOL consumption BOL cost savings likely more valuable than EOL fuel savings: $1000 in year 1 $1000 over 15 yrs however EOL consumption still only a fraction of HEV consumption ESS SOC (--) 1 0.8 0.6 0.4 0.2 0 5 10 15 20 25 30 1 Distance (mi) Battery life model linked with vehicle simulation will provide better estimate of change in operation and savings over vehicle lifetime 30 Gasoline (gal) 0.5 PHEV20_BOL PHEV20_EOL HEV 0 0 5 10 15 20 25 30 Distance (mi)

Summary and Conclusion NREL is developing tools, algorithms, and a framework for battery investigators to identify battery design options for PHEVs with trade-offs in mind It is possible to decrease initial battery cost with better understanding of life and performance impacts of design and usage pattern First principals performance model clarifies degradation contributions due to cycling and calendar aspects Alternative designs may accelerate market growth 31

Next Steps Collaborate with battery providers and OEMs to refine the cost/life/performance models Develop performance models for other chemistries Incorporate climatic variation effects Cold performance reduction Hot calendar life Link vehicle simulation, performance, and life models to evaluate options Designed for end of life no change in performance Designed for beginning of life with change in performance Employ optimization and robust design tools to identify key design attributes Work with others to demonstrate usefulness of this trade-off analysis framework 32

Vision: How This Battery Trade-off Framework May be used by Companies with Confidential Models/Data? - Exchange of model parameters and results through secure Internet firewalls. - Confidential data/models maintained internally, key results shared to formulate optimum solutions Company B Firewall Battery Cost Model/Information Trade-off Analysis Tool Vehicle Simulation Generic Performance Model Generic Life Model Generic Cost Model Company A Battery Design/Performance Model Company A 33 Battery Design/Performance Model