TRAIN AND RAILWAY OPERATIONS CONTROL

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CONTROL SYSTEMS, ROBOTICS, AND AUTOMATION - Vol. XX - Train and Railway Operations Control - Schnieder, Eckehard TRAIN AND RAILWAY OPERATIONS CONTROL Schnieder, Eckehard Institute for Traffic Safety and Automation Engineering, Technical University of Braunschweig, Germany Keywords: Train Protection, Train Control, Scheduling, Network Control Contents 1. Introduction 2. Control system overview 3. Single train control 3.1. Control Objectives and Restrictions 3.2. Process and Control Model 3.3. Control Objectives and Tasks 3.4. Control Structures for Train Motion Control 4. Multiple train control and protection on a single track 4.1. Controlled Objects and Objectives 4.2. Control Model 4.3. Control and Protection Tasks 4.4. Control Structure 5. Multiple train on multiple track (Network control) 5.1. Controlled Objects and Objectives 5.2. Process Model 5.3. Control Tasks 5.4. Control Structure Acknowledgements Glossary Bibliography Biographical Sketch Summary The main subject of train and railway operations control is to ensure the safe transport of people and goods, to their respective destinations. This goal requires control of trains and tracks in a way that will ensure protection against forbidden states. This task can be described in three hierarchical control layers: - the control of a given train on a given track - the control of multiple trains on a given track - the network control of multiple trains on multiple tracks. 1. Introduction Transportation by means of rail-guided trains on extensive track networks is one of the oldest technologies for carrying people and goods. Several kinds of operations have been established - carrying people and goods over long distances at relatively high speed

CONTROL SYSTEMS, ROBOTICS, AND AUTOMATION - Vol. XX - Train and Railway Operations Control - Schnieder, Eckehard - urban commuter links for rapid transit in densely populated areas - suburban shuttle transportation for express trains (e.g., to link airport-city centre) All over the world, transportation by means of guided trains offers a more or less efficient and economical mode of mass transportation. Its quantity can be characterized by several criteria, e.g., capacity, average travel speed, maximum operating speed, average individual passenger departure delay, average departure frequency, scheduled travel time, minimum operational headway time, etc. Table 1 comprises some characteristic values of train transportation for different geographical regions. Besides these operational measures, some others can be considered - as measures of safety - i.e., absolute or related number of fatalities and injured persons in railway accidents, - as measures of modal split or market share, i.e., the percentage of passenger or freight - transportation volume by railways in comparison to other modes such as vehicles, planes or ships, and in addition - environmental measures like energy consumption, noise emission and pollution. - Another important measure determines the spatial distribution of network infrastructure for railway service, such as length of tracks, number of track nodes or switches and number of scheduled stops at stations. Nowadays, economic and business aspects of railway operations have become more and more important, since railways have to operate as a provider of logistic services, and the financial support of governments keeps decreasing. Hence, for operating railways, one has to identify several interacting roles: the customer, for passenger or goods transportation services; the train service provider; the track network and maintenance provider; and the suppliers for the technical equipment of rolling stock, stations and infrastructure, operations control and maintenance. In a similar review of the equipment that carries out the transportation process, one can distinguish between: - rolling stock, i.e., the locomotives, the wagons or train compartments - the track network with its single tracks, switches, passenger stations and shunting yards operation which, in general, serve the efficient and safe movement of trains for passenger and goods transfer. - the operation (control, command and communication) that will be performed by humans and technical equipment according to more or less complex operational rules. Both fulfil the different functions of the railway operation control system, consisting of planning and scheduling, dispatching, supervision and optimisation, control and protection. To ensure wide spatial distribution of rolling stock over the track network, all necessary data must be acquired and distributed quickly and precisely. Hence the implementation of communication tasks plays an important role in railway operation control and essentially determines the performance quality of railway operation.

CONTROL SYSTEMS, ROBOTICS, AND AUTOMATION - Vol. XX - Train and Railway Operations Control - Schnieder, Eckehard Length of lines worked at end of the year Area of Popu- Population Length Rail gauge of which country lation density of roads broad standard narrow electrified km² km lines thousands millions Inhab./km² thousands in kilometres European Union 3.238,0 374,54 115,7 3.538,6 22.657 129.684 3.052 68.925 Western Europe 3.666,3 386,07 105,3 3.700,6 22.657 136.771 3.126 74.528 Eastern and Central Europe 1.167,4 122,51 104,9 599,3 822 67.176 2.087 29.263 Baltic States 1.020,2 71,95 70,5 367,9 33.809 116 712 10.328 Total Europe 6.633,4 643,98 97,1 4.728,7 57.288 212.670 5.925 115.825 Middle East 4.536,6 129,64 522,0 435,5 94 12.057 293 149 Africa 18.886,8 579,12 937,6 1.480,0 11.301 51.527 12.702 South East Asia 14.855,1 2.621,71 2.253,4 6.518,5 43.088 62.379 39.603 39.455 America South 2.042,1 39,62 38,9 152,6-1.506 133 - America North 19.348,7 300,86 19.649,6 7.209,5-246.341 - - GUS 23.003,4 231,38 495,8 910,5 111.859 128 1.677 47.704 Australia and New Zealand 8.011,8 22,51 16,3 1.005,2-132 13.277 2.390 TOTAL WORLD 212.329 546.514 112.435 218.225

CONTROL SYSTEMS, ROBOTICS, AND AUTOMATION - Vol. XX - Train and Railway Operations Control - Schnieder, Eckehard Stock at end of the year Locomotives Carriages Average % (including railcars Railway's staff 98 Light Rail Railcars and railcar own strength 97 Motortractors) trailers wagons thousands European Union 18.759 8.380 65.218 354.541 757,9-4,0 Western Europe 20.443 8.762 70.234 371.186 800,9-3,9 Eastern and Central Europe 14.710 3.329 31.181 394.625 610,2 12,6 Baltic States 6.005 2.352 2.278 222.027 510,8-0,8 Total Europe 41.862 14.593 105.117 1.004.827 1.963,7-6,1 Middle East 1.071 26 2.244 36.132 53,0 Africa 2.623 120 9.799 73.823 207,7 South East Asia 29.962 543 103.198 724.158 3.497,4 America South 56-143 2.183 2,0-10,9 America North 20.700-1.675 575.604 202,7 4,2 GUS 4.475 8.136 50.249 765.243 1.584,9 Australia and New Zealand 539 126 942 18.234 19,4-5,4 TOTAL WORLD 101.288 23.544 273.367 3.200.204 7.530,8

CONTROL SYSTEMS, ROBOTICS, AND AUTOMATION - Vol. XX - Train and Railway Operations Control - Schnieder, Eckehard Train performance Revenue rail traffic Train- Gross train Passenger Freight kilometers ton- Passengers % Passenger % Tons % Ton- % kilometers carried 98 kilometers 98 carried 98 kilometers 98 millions millions 97 millions 97 millions 97 millions 97 European Union 2.569,8 925.909 5.151,9 1,1 278.866 1,1 910,9 1,1 235.466 1,5 Western Europe 2.738,9 995.224 5.483,3 1,1 294.359 1,1 989,2 1,2 247.570 1,7 Eastern and Central Europe 788,4 406.630 962,9-8,8 59.101-5,5 541,8-8,6 130.595-9,7 Baltic States 345,9 505.205 761,6-1,4 65.872-6,5 534,8-1,6 218.761-1,1 Total Europe 3.917,5 1.930.767 7.317,5-0,6 425.492-1,0 2.081,4-2,3 605.211-2,2 Middle East 9,6 38.256 16,0 7.031 42,8 17.392 Africa 128,8 34.935 1.899,2 84.629 84,1 127.017 South East Asia 2.744,4 3.479.864 14.914,6 1.050.647 2.054,3 1.553.986 America South -10,9 3.479.864 0,9-21,9 127-20,2 2,0 9,3 599 13,5 America North 817,3 3.830.010 24,9 2,0 9.938-0,1 1.495,6 4,0 2.010.027 2,1 GUS 1.195,8 2.407.215 808,7 113.082 1.065,4 1.037.111 Australia and New Zealand 17,7 69.123 53,4 0,5 1.114 1,8 121,9 32,9 33.624 27,2 TOTAL WORLD 8.836,1 11.791.130 25.035,2 1.692.059 6.947,5 5.384.967 Table 1. Characteristic values of train transportation (Source: UIC, 1998)

CONTROL SYSTEMS, ROBOTICS, AND AUTOMATION - Vol. XX - Train and Railway Operations Control - Schnieder, Eckehard - - - TO ACCESS ALL THE 18 PAGES OF THIS CHAPTER, Click here Bibliography Howlett P.G. and Pudney P.J. (1995) Energy-Efficient Train Control. Springer Verlag, Berlin, Heidelberg, New York. [This book is focused especially on the field of modeling, calculating and optimising the fuel consumption of trains]. Kraft K.-H. (1988) Vehicle Dynamics and Automation of rail-bound Transport Systems. [in German].Springer Verlag, Berlin, Heidelberg, New York. [The mathematical modeling and calculation of train dynamics]. Pachl J. (2001) Railroad Operation and Control. [In German, in English on request] B. G. Teubner, Stuttgart, Leipzig. [This book is a widely used book for a general introduction into the field of railway control and supervision. It is focused mainly on Europe]. Strobel H. (1982): Computer Controlled Urban Transportation. John Wiley & Sons, Chichester, New York, Brisbane, Toronto, Singapore. [This book shows the possibilities of control in urban areas especially for transit systems and metros.] Biographical Sketch Eckehard Schnieder has a strong engineering background merging control theory computer science and transportation application resulting from 30 years of academic and industrial education and career. Eckehard Schnieder was born in 1949 in the seaport Wilhelmshaven, Germany. He received his diploma (comparable to an M.Sc. degree) in electrical engineering with a specialisation in control and computer engineering in 1972 from the Technical University Braunschweig. Until 1979, he worked as a research scientist at the same university concerning advanced electrical drive control systems simulation resulting in the world s first fully micro computer controlled four quadrant dc drive. He received his Dr.-Ing. (PhD in engineering) in 1978. From 1979 until 1989, Dr. Schnieder worked at Siemens Eisenbahnsignaltechnik (Transportation Systems), where he was responsible for the German maglev TRANSRAPID operation control system s design and development as well as for the automatic control of Siemens people mover. Since 1989, Dr. Schnieder is a full professor and head of the Institute of Traffic Safety and Automation Engineering, formerly Institute of Control and Automation Engineering, and board member of the Center of Transportation of the Technical University Baunschweig. Professor Schnieder was offered several professorships; in 1998 he received the Carl-Adam-Petri-Award of the Society of Design and Process Science. He directed the first formal modelling of the European Railway Control System (ETCS), the basic research on satellite assisted railway location systems, and other German and European projects for advanced railway operation control systems in cooperation with operators, suppliers, and safety authorities. Professor Schreider is a member of the VDI, VDE, GI, IFAC, and the SDPS.