Table of Content Page 1. LOGIN PASSWORD 1 2. TRADING PASSWORD 1 3. LOGIN 1 4. PLACE ORDER 3 5. TRANSACTION STATUS 4 6. CHANGE ORDER (REDUCE QUANTITY) 5 7. CANCEL ORDER 6 8. FUND DEPOSIT 7 9. FUND WITHDRAWL/TRANSFER 9 10. CURRENCY EXCHANFE 11 11. CHANGE PASSWORD AND PERSONAL INFORMATION 11 12. MONTHLY STATEMENT 13 13. CASH BALANCE 13 14. STOCK BALANCE 15
ELECTRONIC SECURITIES TRADING USER MANUAL (B SHARE) Once you have successfully opened an Electronic Securities Account with Celestial Securities Limited ("CSL" - Registered Dealer under the Securities Trading Ordinance), you will be able to receive your Login Password by regular mail and your Trading Password via email within 3 working days. 1. Login password The Login Password is used to identify yourself every time you login the Electronic Securities Securities. For security purpose, it is better to change the Login Password periodically. Please remind that the new login password will be effective only after you have received the confirmation email. 2. Trading password Trading Password enables you to operate your Electronic Securities Trading Account, on-line settlement, as well as to change your personal settings. The Trading Password will be generated and sent to your designated email address within 3 working days upon your successful opening of the Electronic Securities Trading Account. You are recommended to change the Trading Password after logging in your Electronic Securities Trading Account and it will be automatically changed on real-time basis upon receipt of your on-line instruction. 3. Login Once you have connected to the web site of CASH on-line Limited ("CASH on-line") http://www.cashon-line.com, click "Cash Account Login" and you will be able to login the Electronic Trading Account by entering your User Name and the Login Password. 1
Once you have successfully logged in your Electronic Securities Account, you will be able to select the Trading Markets of "CHINA - B SHARES" to trade China B shares. 2
4. Place Order "Buy/Sell" - Choose "Buy" or "Sell". Make sure that sufficient funds and stocks must be deposited into the trading account before placing a Buy or Sell orders. If short sell order will not be accepted. "Code" "Price" "Quantity" - Enter the Stock Code. If you are not sure the stock code, you can click "Symbol Lookup" button and select Shenzhen B Shares or Shanghai B Shares to search the stock code. - Enter your specified stock price. - Enter number of shares in whole numbers. You can click "Calculate" button and you will know all kinds of expenses for placing that order. Enter your "Trading Password", then click "Send"; Or Click "Clear" button to refresh anything previously entered without sending an order. 3
Notes: (1) Unless you cancel your instructions, your orders will stay effective until the end of the trading day. (2) Shenzhen B shares and Shanghai B shares are traded and settled in HKD and USD respectively. In case clients do not have sufficient denominated currency for a transaction when placing an order, CSL will automatically hold the required amount by converting the other currency's deposit into the denominated currency at exchange rates on the transaction day. If the transaction cannot be executed on that day, the exchanged currency amount will be released back to the original currency automatically after trading hours and no exchange loss will be incurred. (3) The exchange rates are subject to the absolute discretion of CSL. 5. Transaction Status You may click "Status" to check the current status of placed orders on that day. Your orders transaction status will be categorized into five types: 1. "All" - Shows all of the orders placed. 4
2."Sending" - Shows all of the sending orders. 3. "Queuing" - Shows all of the queuing orders. 4. "Executed" - Shows all of the executed orders. 5. "Rejected" - Shows all of the rejected order by our dealers. You may also click "Previous Day" to find all executed transaction status for the previous trading day. Note: You will need to click "Refresh" button to update your transaction status. 6. Change Order (reduce quantity) 1. Click "Status" button and check if your order is still queuing or processing or sending, you can change your orders. 2. Click "Change" button. 3. Click the "Order No." which you want to change the quantity. 4. Enter the "New Quantity" of your order. 5. Enter "Trading Password" and click "Send". 5
Notes: (1) If you want to change price or/and increase quantity of your orders, you will need to cancel the order (see Cancel Order) and submit a new one. (2) It is possible that the original order may be executed during your submission of the change order. 7. Cancel Order 1. Click "Status" button and check if your order is still queuing or processing or sending, you can cancel your orders. 3. Click "Cancel" button. 4. Click the "Order No." which you want to cancel. 5. Enter "Trading Password" and click "Send". 6
Notes: (1) When you receive the e-mail confirmation of CSL confirming the receipt of your cancel order, a new "Order No." will be generated. The "Reference No." shown on the e-mail confirmation representing your previous "Order No.". (2) It is possible that your cancel order may be fulfilled as the original order may be executed during the submission of cancel order. E-mail Confirmation After your order has been submitted, CSL will send a confirmation via e-mail to confirm your order have been received. You may also check from your "Status". CSL will send you another confirmation via e-mail once your order has been executed, and after execution of your "Change" or "Cancel" orders, you may also check from your "Status". 8. Fund Deposit 7
1. HK Dollar Deposit Client has to deposit fund by cash, cheque, ATM transfer or TT into the bank account of "CASH Payment Services Ltd." *at Hong Kong Bank (by Easy Transfer Service) or Bank of China Group (by Easy Transfer Service) or Hang Seng Bank (by Easy Transfer Services) or Jetco ATM Machines (Account number: 012-875-0029826-7) For remittance: Beneficiary Bank name CASH PAYMENT SERVICES LIMITED Bank of China, Hong Kong Branch Bank A/C No. 012-875-0029826-7 Bank Address SWIFT ID Bank of China Tower, 1 Garden Road, Hong Kong BKCHHKHHXXX * "CASH Payment Services Ltd." is a fund recipient agent appointed by CSL and is the wholly owned subsidiary of Celestial Asia Securities Holdings Limited. Note: (a) Client should bring along the Deposit Card issued by CASH to one of the above three designated banks for using Easy Transfer Services. (b) For clients who are using the "Easy Transfer Service" through HSBC, BOC Group or Hang Seng Bank, fax deposit notification is not required. The account balance will be updated in about 30 minutes. For deposit via other means, client is required to fax the deposit notification to CSL at (852) 2820-0900 for verification. 2. US Dollar Deposit Client can deposit fund by cash, cheque (issued by HK banks only) or TT into the bank account of CPS at Hong Kong Bank (US$ A/C No.: 500-644315-201) For remittance: Beneficiary CASH PAYMENT SERVICES LIMITED 8
Bank name The Hong Kong and Shanghai Banking Corporation Ltd. Bank A/C No. 500-644315-201 Bank Address 1 Queen's Road, Central, Hong Kong CHIPS UID No. 075995 * "CASH Payment Services Ltd." is a fund recipient agent appointed by CSL and is the wholly owned subsidiary of Celestial Asia Securities Holdings Limited. Note: (a) Client is required to fax the deposit notification to CSL for verification purposes, fax no.: (852)2820-0900. (b) The verification is only available during CSL's working hours 9:00 a.m. to 5:00 p.m. (at HK time) of each business day. 3. On-line Instruction (Deposit from other account of the Celestial Group) (a) Click "Settlement" button, then click "Fund Deposit" (b) Choose an account from other members of the Celestial Group (c) Enter "Account Number" of your account of which those funds transferred from. (d) Enter "Trading password" and then click "Confirm". (e) After you have submitted an on-line form, your fund deposit instruction will be acknowledged by e-mail response. 9. Fund Withdrawal/Transfer 1. Fund Withdrawal 1. Click "Settlement" button, then click "Fund Withdrawal". 2. "Funds Available" shows the maximum amount in USD and HKD that you can withdraw from your Electronic Securities Account. 3. Enter/select the followings: (a) Select to withdraw "HKD" or "USD"; (b) "Enter Amount" withdraw part of your "Funds Available" from the Electronic Account and send it to you by one of the following methods: (i) (ii) (iii) Deposit the cheque to your bank account: Select "Your Bank Account" - if select to withdraw USD, you should click USD bank account (Enter your USD bank A/C name and A/C number if you have not registered your USD bank information with us.) Self collect at Settlement Counter Self collect at one of our branches after 3:00 p.m. 9
(iv) Send the Cheque to the corresponding address (v) (vi) (vii) Authorized other person Fund transfer by CHATS or by Telegraphic Transfer ("TT") To your existing account (c) Enter "Trading Password" and then click "Confirm". (d) After you have submitted an on-line form, your fund deposit instruction will be acknowledged by e-mail response. 10. Currency Exchange You may request to convert USD to HKD or vice versa by filling the on-line "Currency Exchange Instruction": 1. Click "Settlement" button, click "Currency Exchange Instruction"; 2. Choose "From USD to HKD" or "From HKD to USD"; 3. Enter the amount you would like to convert; 4. Enter "Trading Password" and click "Confirm". 10
Note: The USD/HKD conversion rate will be at the exchange rate of that day. Please note that the exchange rates are subject to the absolute discretion of CSL. E-mail confirmation After you have submitted an on-line form, your currency exchange instruction will be acknowledged by e-mail response. 11. Change Password and Personal Infomation Click "Setting" button and change your personal information by selecting from the followings: 11
i. Change Login Password 1) Enter "New Login Password", "Confirm New Login Password""; 2) Enter "Trading Password" and click "Submit"; 3) Choose to change login password for "the current logon account only" or "all CASH securities trading account(s) under my name (including PN/MN accounts) 4) Your Login Password will then be changed immediately upon submitting your request. ii. Change Trading Password 1) Enter "New Trading Password", "Confirm New Trading Password" and "Current Trading Password"; 2) After clicking "Submit" button, your New Trading Password will then be effective immediately. iii. Change Address 1) Select the address type, enter your "New Address"; 2) Enter "Trading Password" and click "Submit" button. Remarks: You have to send the proof of your new address by mail to CSL for verification. iv. Change Phone Number 12
1) Select the phone number type, enter your "New Telephone Number"; 2) Enter "Trading Password" and click "Submit" button. v. Change Email Address 1) Enter "New Email Address"; 2) Enter "Trading Password" and click "Submit" button. vi. Change/Add Bank Information 1) Enter "Account Type", "Name of Bank", and "Account No."; 2) Enter "Trading Password" and click "Submit" button. vii. Change Quotation Plan (Other Markets) 1) Choose the plan you want to subscribe. 2) Click "subscribe" or "unsubscribe". 3) Enter "Trading Password" and click "Submit" button. Note: Sufficient deposit in your Electronic Trading Account is required before we can provide the real time quote services. viii. Forget Trading Password 1) Enter your HKID Number Remark: The Trading Password will send to your email address 12. Monthly Statement You may click "Statement" button to check your portfolio which shows profit and loss calculated on daily basis according to the closing price of your stock holdings. 13. Cash Balance You can see five items in the Cash Balance table, including Total Updated, Total Held, Updated, Cheque and Held: 13
1. Total Updated: 1) It represents the sum of the maximum total amount of HKD and USD which displays in HKD to place Buy stock order. 2) The amount will be credited when your Sell stock order executed successfully. 3) The amount will be debited when you submit your Buy stock order, unless you change or cancel your Buy stock order or cannot be executed at the trading day-end. 4) The amount will also be debited when you submit your Fund Withdrawal instructions. 2. Total Held: The sum of the total amount of HKD and USD which displays in HKD cash balance will be held by us once a Buy stock order or Fund Withdrawal instruction is submitted. 3. Updated: 1) It represents the maximum dollar amount to place Buy stock order in the corresponding currency 2) The amount will be credited when your Sell stock order executed successfully. 3) The amount will be debited when you submit your Buy stock order, unless you change or cancel your Buy stock order or cannot be executed at the trading day-end. 4) The amount will also be debited when you submit your Fund Withdrawal instructions. 14
5) Negative updated balance indicates the amount that you need to settle of the respective currency. 4. Cheque: The amount of HK/US cheque deposit which has not been cleared. 5. Held: The cash balance will be held by us once a Buy stock order or Fund Withdrawal instruction is submitted. 14. Stock Balance You can see four items in the Stock Balance table, including Markets, Code, Updated and Held. 1.Markets: Respective markets of the listed stocks. 2. Code: Code of stocks holding on hand. You can click the code to place the sell order. 3. Updated: 1) It represents the maximum quantity for you to place your Sell stock order. 15
2) The quantity will be credited when your Buy stock order is executed. 3) The quantity will be debited when you submit your Sell stock order unless you change or cancel your Sell stock order or cannot be executed at the trading day-end. 4. Held: The stock balance will be held by us once you submit your Sell stock order. 16