Financing Renewable Energy ( RE ) Project



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A LEADING CATALYST IN FACILITATING INDONESIA S INFRASTRUCTURE DEVELOPMENT Financing Renewable Energy ( RE ) Project Jakarta, 1 October 2014 PT Sarana Multi Infrastruktur (Persero) 1

About PT Sarana Multi Infrastruktur (Persero) PT Sarana Multi Infrastruktur (Persero) ( SMI ) was established on February 26, 2009 with a purpose to become a catalyst for accelerating infrastructure development in Indonesia. SMI is 100% owned by Government of Indonesia. Telecommunications Toll Road & Bridges Transportation Water Supply Electricity Oil & Gas Irrigation & Waterway Waste Water & Waste Management A leading catalyst in the acceleration of the National Infrastructure Development Program Commercial Financing Advisory Services PPP Project Preparation Services Promoter Funding Take Out Financing Working Capital Loan Senior Term Loan Subordinated Loan Mezzanine Equity Financial Advisory Services Investment Advisory Services Training & Capacity Building Project Development Facility (PDF) Advisory to Contracting/ Tendering Agencies Securitization Bridge Loan 2

Financing RE Projects Corporate Finance Project Finance Focus on corporate financial conditions and past performance Focus on specific projects and cashflows Assess liquidation value of corporate assets Assess project cashflows Corporate risk and project risk are interrelated Companies are independent from project risks Debt Capacity = Depends on financial conditions of borrower Debt Capacity (1) = Cashflow Availabe for Debt Service (2) (After taking the fluctuation of the project revenue and expenditure into consideration) X Loan Tenor 3

Financing Modalities 1. Corporate Finance Lender relies on cashflows from all corporate activities Project 1 Bank Loan Repayment Company Share holding Project 2 Project 3 2. Project Finance Lender relies on cashflows from the specific project only (Project 3) Non / Partial guarantee Non/ Limited recourse Bank Loan Repayment SPC Project Finance is relying on the project s cashflow as the principal repayment source 4

Project Finance lenders key considerations Key considerations Key risks across project life 1. Optimal sharing of risks principle is that risks should be allocated to the party best suited to manage or minimize it 2. Having a conducive regulatory environment Construction Start Up Operation Phase Refinancing risk Traffic (ramp up) Delay Construction risk Financial risk Service quality standard Construction Phase Operation Phase Construction Delay & Cost Overrun Constructor default and insolvency Government approvals and land acquisitions Demand Offtaker risk Tarrif adjustment and approval Contract termination and force majeure 5

Selected important features for successful Project Financing 1. Strong project sponsors 4. Sound project fundamentals 2. EPC contractor with established track record 5. Tight financing structures 3. Stable cashflow 6. Knowledgeable professional parties 6

Project Financing Cashflow Ring Fencing Escrow A/c Financing Revenue A/c Operational Cashflow Contractors, O&M Admin, Overheads, etc Operational A/c Debt Service Debt Service Reserve A/c Maintenance Reserve A/c Fulfillment of Financial Covenants Shareholders 7

Challenges and Risks for Implementing RE Project Challenges Risks Factors Access to site condition Availability of logistics facility (ports, road availability) On-site main resources (annual data is not available) Availability of local construction company and material Land/site contractual risk Capital cost over-run: licenses, logistics (transport facilities), construction delay, grid interconnection. etc Technology: life-time and efficiency of module and equipment, grid reliability Financial viability of PLN (long-term PPA) Disasters: flood, fire, earthquake Tariff Barier to entry Existing FiT does not attractive enough for the investor to cover risk and gain expected financial return (ROR > 15%) Technology supply rely mainly from offshore Capacity and technology transfer: inexperience local investor to build and operate utility scale solar PV plants needs experience partner Low learning curve, slow market penetration Limited access to most efficient technologies 8

Risk Matrix (1) Item Risk Mitigation Geotechnical Rocky Soil Review prior use Inadequate soil stability Perform desktop and preliminary geotechnical analysis Buried obstructions Panel/System Performance Panel Warranty Implementation Inverters and Balance of Electrical Equipment Underperformance from design conditions Panel underperformance or malfunction Malfunction Underperformance Replacement Perform bankable resource modal using high quality data set. Procure high quality panels from a Tier 1 supplier with track record for quality performance. Perform regular maintenance Verify electrical loss calculations in design prior to system modeling Perform rigorous quality control at installation Implement a comprehensive warranty contract with vendor that includes incidental costs related to panel trouble shooting and replacement (not just cost of new panel) Procure from a Best in Class company. Plan for an inverter replacement Regularly monitor inverter health remotely and during inspections 9

Risk Matrix (2) Item Risk Mitigation Security Theft or damage due to lack of security Install perimeter fencing Install CCTV monitoring Revenue Generation/ Credit Accounting for electricity generated and sold Agree on point of sale with off taker. Install utility quality metering equipment Encroachment of Vegetation and Shading Wind Load on Equipment Interconnection Grasses and plants growing on site will shade system and otherwise interfere with system performance Areas with high winds and storms can damage panels and equipment Utility required interconnection Transmission and system upgrades become excessively costly or impact system performance Perform regular landscape maintenance Foundation designs must incorporate appropriate wind design criteria. Engage the utility early and identify potential costs Apply reasonably conservative costs to model as data becomes available 10

Case study: RE Risk Grade 11

Case Study: Project DSCR vs Project Reliability Scenario-1: base scenario Scenario-2: with 20% of cost over-run 4,00 3,50 3,00 2,50 2,00 1,50 1,00 0,50 Base scenario 1,00 1,02 1,06 1,11 1,16 1,32 1,51 1,60 3,40 3,00 2,50 2,00 1,50 1,00 0,50 with 20% of cost over-run 0,80 0,82 0,85 0,89 0,93 1,09 1,26 1,33 2,83 - Y-1 Y-2 Y-3 Y-4 Y-5 Y-6 Y-7 Y-8 Y-9 0,00 Y-1 Y-2 Y-3 Y-4 Y-5 Y-6 Y-7 Y-8 Y-9 Scenario-3: with 20% of cost over-run & 17,5% of CF (Year-1) 3,00 2,68 2,50 with 20% of cost over-run & 17,5% of CF (Year-1) 2,00 1,50 1,20 1,26 1,03 0,76 0,77 0,80 0,83 0,87 1,00 0,50 The Debt Service Coverage Ratio (DSCR) is the ratio of cash available for debt servicing to interest, principal and lease payments. It is a popular benchmark used in the measurement of an entity's (person or corporation) ability to produce enough cash to cover its debt (including lease) payments. The higher this ratio is, the easier it is to obtain a loan. The minimum DSCR, particularly for new sector, for the banking acceptance is about 1.4-1.5 x - Y-1 Y-2 Y-3 Y-4 Y-5 Y-6 Y-7 Y-8 Y-9 12

Case Study: Improving Project Bankability Senior debt Indicative Ratio Financing size = 30% Remarks Indicator of project s bankability With mezzanine portion, senior lenders will more secure or comfortable to finance the project Limitation of senior debt portion due to new sector Using cash waterfall mechanism Mezzanine Financing size = 40% Using bullet payment mechanism for principal Reduce cash flow s burden during senior debt s tenor Using cash waterfall mechanism Equity Equity size = 30% Equity sponsor still has room for excess cash Using cash waterfall mechanism 13

Case Study: Financing Structure in RE project PLN PLN PPA PPA Senior Loan SMI Intl Institution SMI Senior Loan Assets Mezzanine Private Equity overseas PE overseas SMI Mezzanine Assets Equity Project Sponsor Project Sponsor Equity Project Finance: Mini-hydro Power Plant SMI as a Senior Lender PE as a Mezzanine Lender Project Finance: Mini-hydro Power Plant SMI and International Institution (Co-financier) as a Senior Lender On the next stage: PE overseas & SMI as a Mezzanine Lender 14

THANK YOU FOR YOUR KIND ATTENTION Disclaimer All information presented were taken from multiple sources and considered as true by the time they were written to the knowledge of PT Sarana Multi Infrastruktur (Persero). PT Sarana Multi Infrastruktur (Persero) can not be held responsible from any inacuracy contained in the material. PT SMI follows all internal and external guidelines and regulations that govern the evaluation process on determining the financing feasibility of an infrastructure project. Every decision to finance or not to finance a project is therefore based on a responsible and thorough due diligence process. Any complaint in the process of financing irregularities can be submitted to: Ms. Astried Swastika Corporate Secretary PT SMI Tel : +62 21 5785 1499 Fax : +62 21 5785 4298 Email : corporatesecretary@ptsmi.co.id Public complaints on PT SMI service will be kept strictly confidential and handled by a special committee to ensure that complaints are addressed appropriately. 15